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Title: The Empire and the Papacy, 918-1273

Author: T. F. Tout

Release date: February 16, 2020 [eBook #61419]
Most recently updated: October 17, 2024

Language: English

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THE EMPIRE
AND
THE PAPACY
918–1273

BY
T. F. TOUT, M.A., D.Litt.
PROFESSOR OF HISTORY AND DIRECTOR OF ADVANCED STUDY IN HISTORY IN THE UNIVERSITY OF MANCHESTER FELLOW OF THE BRITISH ACADEMY
PERIOD II
NINTH EDITION
RIVINGTONS
34 KING STREET, COVENT GARDEN
LONDON
1921
All rights reserved

iii

PREFACE

The absence of any existing text-book, narrating with any approach to fulness the history of the period with which this work is concerned, induced the writer to think that the most useful course that he could pursue would be to cover as much of the whole ground as his space allowed. Finding that there was not room to treat all the aspects of European history with the same fulness, the author resolved to limit himself to the central struggle between the Papacy and the Empire, and to the events directly connected with it. He has therefore only busied himself with the affairs of Scandinavia, the Baltic lands, and the Slavonic kingdoms of the East so far as they stand in direct relation to the main currents of European history. The history of the Mohammedan Powers has been treated in the same way, and even Christian Spain has only been allowed a very small number of pages. This necessary limitation has afforded more room for the main purpose of the writer, which has been to narrate, with some amount of detail, the political and ecclesiastical history of the chief states of Southern and Western Europe, and in particular of Germany, Italy, France, and the Eastern Empire. The expansion of the Latin and Catholic world at the expense of both the Orthodox Greeks and the Mohammedans, stands so much in ivthe forefront of the history of the period that it could not be neglected, though the writer has avoided treating the Crusades in much detail. Some account of the general movements of thought and of the development of the ecclesiastical system and of the religious orders seemed to him necessary for the understanding even of the political history of a time when everything was subordinated to the authority of the Church. He has, however, endeavoured to bring this into some sort of connection with the political history of the period, and has not felt it in his power to enlarge upon the general history of civilisation in the way adopted by the very valuable Histoire Générale de l’Europe, edited by MM. Lavisse and Rambaud. He has, however, frequently availed himself of the help of that book in his selection and arrangement of his facts, and would like to refer his readers to it for such parts of the history as do not fall within his scheme. He has indicated in notes at the beginning of the various chapters some useful authorities in which readers will find a more detailed account of various aspects of the time.

In conclusion, the writer must express his thanks to his wife, who has helped him materially in nearly every part of the book, and has taken the chief share in preparing the maps, tables, and index.

In preparing for fresh impressions such errors have been corrected as the author has been able to find.

Manchester, Dec. 1908.
v

CONTENTS

CHAPTER   PAGE
I. Introduction, 1
 
II. The Saxon Kings of the Germans, and the Revival of the Roman Empire by Otto i. (919–973), 12
 
III. The German Empire at the Height of its Power. The later Saxon and early Salian Emperors (973–1056), 36
 
IV. France and its Vassal States under the last Carolingians and the early Capetians (929–1108), 66
 
V. The Cluniac Reformation (910–1073), and Italy in the Eleventh Century, 96
 
VI. The Investiture Contest (1056–1125), 120
 
VII. The Eastern Empire and the Seljukian Turks (912–1095), 151
 
VIII. The Early Crusades and the Latin Kingdom of Jerusalem (1095–1187), 177
 
IX. The Monastic Movement and the Twelfth Century Renascence, 198
 
X. Germany and Italy (1125–1152), 221
 
XI. Frederick Barbarossa and Alexander III. The renewed Conflict between Papacy and Empire (1152–1190), 245
 
XII. France, Normandy, and Anjou, and the Beginnings of the Greatness of the Capetian Monarchy (1108–1189), 274
 
viXIII. The Third Crusade and the Reign of Henry VI. (1187–1197), 295
 
XIV. Europe in the days of Innocent III. (1198–1216), 313
 
XV. The Byzantine Empire in the Twelfth Century; the Fourth Crusade, and the Latin Empire in the East (1095–1261), 336
 
XVI. Frederick II. and the Papacy (1216–1250), 358
 
XVII. France under Philip Augustus and St. Louis (1180–1270), 393
 
XVIII. The Universities and the Friars, 428
 
XIX. The Last Crusades and the East in the Thirteenth Century, 450
 
XX. The Growth of Christian Spain, 464
 
XXI. The Fall of the Hohenstaufen and the Great Interregnum (1250–1273), 478
 
 
MAPS
 
1. Germany under the Saxon and Swabian Emperors, 11
2. Ecclesiastical Divisions of Germany, 24
3. France, showing the great fiefs, 93
4. South Italy before the Norman Conquest, 104
5. Middle Italy in the Eleventh Century, 111
6. The Eastern Empire in the Tenth and Eleventh Centuries, 153
7. The Crusading States in Syria in the Twelfth Century, 185
8. Dominions of Saladin in 1193, 196
9. Possessions of the Guelfs in the days of Henry the Lion, 267
10. France in 1189, 293
11. The Latin Empire of Constantinople, 347
12. France and its neighbour lands in 1270, 426
13. Spain at the end of the Twelfth Century, 476
14. Spain at the end of the Thirteenth Century, 477
 
 
viiGENEALOGICAL TABLES
 
1. The Crescentii, 35
2. The Saxon and Salian Emperors, 65
3. The Capetian Kings of France, 94–95
4. The House of Tancred of Hauteville, 119
5. The Macedonian Dynasty, 176
6. The Early Kings of Jerusalem, 197
7. The Guelfs and the Hohenstaufen, 244
8. The House of Blois, 279
9. The Comneni and Angeli, 356
10. The Latin Emperors of Constantinople, 357
 
 
APPENDIX
 
Tables of Popes, Emperors, Eastern Emperors, Latin Emperors in the East, Latin Kings of Jerusalem, and Kings of France, 493
 
 
INDEX, 497
viii

BIBLIOGRAPHICAL NOTE

To the general modern authorities for French history for this period must now be added the valuable new Histoire de France edited by M. Ernest Lavisse (Hachette), of which the three half-volumes covering this period are now published. They are: Les Premiers Capétiens (987–1137), by Achille Luchaire, II. ii.; Louis VII., Philippe Auguste, Louis VIII., by Achille Luchaire, III. i.; and Saint Louis, Philippe le Bel, les derniers Capétiens directs, by Ch. V. Langlois, III. ii. A large collection of facts covering the whole subject of this book will soon be available in the relevant volumes of the Cambridge Mediæval History. The maps in R. L. Poole’s Oxford Historical Atlas are very valuable for the elucidation of the historical geography of the period.

1

CHAPTER I
INTRODUCTION

General Characteristics of the Period—The End of the Dark Ages—The Triumph of Feudalism—The Revival of the Roman Empire and Papacy—The Struggles of Papacy and Empire—The Spread of Religion and Civilisation—The Crusades and the Latin East—The Growth of National Monarchies.

The general characteristics of the period.

It is a trite thing to say that all long periods of European history are ages of transition. The old order is ever passing gradually away, and a new society is ever springing up from amidst the ruins of the dying system that has done its work. But the period with which this book is concerned is transitional in no merely conventional sense. We take up the story in the early years of the tenth century, when the Dark Ages had not yet run their course. We end it in the closing years of the thirteenth century, when the choicest flowers of mediæval civilisation were already in full bloom. Starting at the end of a period of deep depression and degradation, we have to note how feudalism got rid of the barbarian invaders, and restored the military efficiency of Europe at the expense of its order and civilisation. We learn how the revival of the Roman Empire again set up an effective and orderly political power, and led to the revival of the Church and religion, and the subsequent renewal of intellectual life. But the Empire was never more than a half-realised theory; and while the world had theoretically one master, it was in reality ruled by a multitude of petty feudal chieftains. Thus was brought about 2the universal monarchy of the Papacy, the Crusades, the monastic revivals, the strong but limited intellectual renascence of the twelfth century, and the marvellous development of art, letters, and material civilisation that flowed from it. The conflict of Papacy and Empire impaired the efficiency of both, and made possible the growth of the great national states of the thirteenth century, from which the ultimate salvation of Europe was to come. Turbulent as was the period during which these great revolutions were worked out, it was one of many-sided activity, and of general, but by no means unbroken, progress. It was the time of the development and perfection of all the most essential features of that type of civilisation which is called mediæval. It was the age of feudalism, of the Papacy and Empire, of the Crusades, of chivalry, of scholasticism and the early universities, of monasticism in its noblest types, of mediæval art in its highest aspects, and of national monarchy in its earliest form. Before our period ends, the best characteristics of the Middle Ages had already manifested themselves. Fertile as were the fourteenth and fifteenth centuries in their promise of later developments, they bore witness only to the decline of what was most characteristic of the period that we now have to consider.

Let us dwell for a moment on some of the leading features of this period in a little more detail.

The Dark Ages.

We begin in a time of gloom and sorrow. The Carolingian Empire, which had united the vigour of the barbarians with the civilisation of the Roman world, had broken up. The sacred name of Emperor had been assumed so constantly by weaklings that it had ceased to have much hold upon the minds of men. The great kingdoms, into which the Carolingian Empire had resolved itself, seemed destined to undergo the process that had destroyed the parent state. The East Frankish realm—the later Germany—was breaking up into its four national duchies of Saxony, Franconia, Bavaria, and Swabia. The West Frankish realm was 3the prey of the rivalry of the Carolings and the Robertians. The Middle Kingdom was in still worse plight. Italy had fallen away under a line of nominal Italian or Lombard kings, but the south was Greek or Saracen, and the north was in hopeless confusion. The northern parts of the Middle Kingdom, to which alone the name Lotharingia clung, were tending towards their ultimate destiny of becoming a fifth national duchy of the German realm, though their loyalty for the Carolingian house brought them more than once back to the West Frankish kingdom. The lands between this restricted Lotharingia and the Mediterranean had become the kingdom of Arles or Burgundy by the union, in 932, of the two Burgundian states that had grown up in the days of chaos. But of the six kingdoms which now represented the ancient Empire, not one was effectively governed. The administrative system of the Carolingians had altogether disappeared. The kings were powerless, the Church was corrupt, the people miserable and oppressed, the nobles self-seeking and brutal. The barbarian invader had profited by the weakness of civilisation. The restored Rome of Charlemagne, like the old Rome of Constantine and Theodosius, was threatened with annihilation by pagan hordes. The Norsemen threatened the coasts of the west; the Saracens dominated the Mediterranean, captured the islands, and established outposts in southern Gaul and Italy. The Slavs overran Germany. The Magyars threatened alike Germany and Italy. Everywhere civilisation and Christianity were on the wane.

Yet the darkest hour was already past when the tenth century had begun. The feudal system had saved Europe from its external enemies. The feudal cavalry and the feudal castle had proved too strong for the barbarians. The Norse plunderers had gone home beaten, or had settled with Rolf in Neustria, or with Guthrum in eastern England. |The end of the Dark Ages.| The Saracens had been driven from Italy, and were soon to be chased out of Provence. The Wends and the Magyars were soon to feel the might of 4Henry the Fowler. The Saxon dukes were restoring the East Frankish realm. The Robertians were getting the upper hand in France. Even the consolidation of the two Burgundies made for unity. In the east the Macedonian dynasty was ruling over the Greek Empire in uneventful peace, and extending its sway to the farthest limits of Asia Minor. In Spain the Christians had definitely got the better of the Moors. The break-up of the Caliphate robbed Islam both of its political and religious unity, and destroyed for the time its capacity for aggression. |Feudalism.| The first gleams of a religious revival began with the foundation of Cluny. But despite all these glimpses of hope, the state of western Europe was still deplorable. The feudal nobles were the masters of the situation. Their benefices were rapidly becoming hereditary, their authority more recognised and systematic. But no salvation was to be expected from a system that was the very abnegation of all central and national authority. It was but little more than organised anarchy when the west had to depend upon a polity that made every great landholder a petty tyrant over his neighbours. The military strength of feudalism had given it authority. Its political weakness was revealed when the feudal baron had to govern as well as fight.

The Holy Roman Empire.

Feudalism was not long in undisputed possession of the field. From the revival of the German kingdom by the Saxon kings sprang the Holy Roman Empire of the German nation, beginning with the coronation of Otto the Great in 962. Less universal, less ecclesiastical, less truly Roman than the Carolingian Empire, the Empire of the Saxons and Franks was based essentially upon the German kingship, yet was ever trying to outgrow its limitations, and to claim in its completeness the Carolingian heritage. Within a century of the coronation of Otto, the revived Empire included in its sphere the German, Italian, Burgundian, and Lotharingian realms—in short, all the Empire of Charles the Great, save the West Frankish states, ruled since 5987 by Hugh Capet and his descendants. Moreover, the Empire had pushed forward the limits of Christianity and civilisation in the barbarous north and east. It had extended its direct rule over a wide stretch of marchlands. The Scandinavians, Wends, Poles, Bohemians, and Hungarians all received the Christian faith from missionaries profoundly impressed with the imperial idea, and their conversion involved at least temporary dependence upon the power that again aspired to be lord of the world. At home the Emperors checked and restrained, though recognising and utilising, the feudal principle. In their fear of the lay aristocracy, no less than in their zeal for religion and order, they associated themselves closely with the work of reforming the Church. But the restoration of religion soon involved the restoration of Papacy and hierarchy, and thus they raised up the power before which Emperors were finally to succumb. Yet the Empire did not fall until it had kept central Europe together for nearly three centuries, at a time when no other power could possibly have accomplished the task. From the coronation of the Saxon to the fall of the Hohenstaufen, the Holy Roman Empire had no small claim to the lordship of the world.

The Hildebrandine Reformation and the Papacy.

The darkest hour of the State was the darkest hour of the Church. The last faint traces of the Carolingian revival of religion disappeared amid the horrors of Danish, Saracen, and Hungarian invasions. The feudalism that saved Europe from the barbarians now began to infect what remained of Christian life with its own ferocity, greed, and lust. The spiritual offices of the Church were becoming heritable property, dissociated from all effective spiritual duties. But amidst the turmoil of feudal times, a few nobler spirits sought salvation from the wickedness that lay thick around them in the solitude of the cloister. Before the end of the tenth century, the Cluniac revival presented to Europe an ideal of life very different from feudal militarism. In alliance with the Empire, the Cluniacs restored religion in central Europe, and 6missionaries, working in their spirit, spread the Gospel beyond the bounds of the Empire among the barbarians of the north and east. But from Cluny also came new theories of the province of the Church, which soon brought religion into sharp conflict with the temporal authority. When the power of the State lay almost in abeyance, it was natural that the Church should encroach upon the sphere it left vacant. From Cluny came the Hildebrandine Reformation, and from the theories of Hildebrand sprang two centuries of conflict between Papacy and Empire. |The struggles of Papacy and Empire.| The great struggle of Popes and Emperors (the highest expression of the universal struggle of the spiritual and temporal swords), was the central event of the Middle Ages. It first took the form of the Investiture Contest, but when the Investiture Contest had been ended by the substantial victory of the Church, the eternal strife was soon renewed under other pretexts. It inspired the contest of Alexander III. with Frederick Barbarossa, of Thomas of Canterbury with Henry of Anjou, of Innocent III. with half the princes of Europe, and the final great conflict between the successors of Innocent and Frederick II. At last the Empire succumbed before the superior strength of the Papacy. But the Hohenstaufen were soon revenged; and, within two generations of the death of Frederick II., the victorious Papacy was degraded from its pride of place by its ancient ally.

Religious and monastic revivals.

From the triumphs of Hildebrand and his successors sprang the religious revivals that enriched the Middle Ages with all that was fairest and most poetical in the life of those times. The Cistercians and the Carthusians revived the ideals of St. Benedict, with special precautions against the dangers before which the old Benedictine houses had succumbed. The orders of Canons Regular sought to unite the life of the monk with the work of the clerk. They paved the way for the more complete realisation of their ideal in the thirteenth 7century, when the mendicant orders of Friars arose under Francis and Dominic. From the monastic movement sprang a revival of spiritual religion and a renewed interest in the world of thought and art. |Art.| The artistic impulses of the time found their highest expression in the vast and stern Romanesque minsters of the older orders, and in the epic literature of the chansons de geste. The transition during the twelfth century from Romanesque to Gothic architecture, and the parallel change in vernacular literature from the epic to the romance, mark a new development in the European spirit. Side by side with them went the great intellectual renascence of the same momentous century. While an Anselm sought to enlist philosophy in the service of the Church, an Abelard began to question the very sources of authority. In Abelard the intellectual movement outgrew its monastic parentage, and in his conflict with Bernard the dictator of Christendom, the old and the new spirit came into the sharpest antagonism. |Revival of speculative activity.| The systematic schoolmen of later ages had neither the independence of Abelard nor the limitation of Bernard. Learning passed from monastic to secular hands, but the scholastic philosophy was already enlisted on the side of the Church, and active as was its intelligence, it henceforth worked within self-appointed limits. Side by side with the revival of philosophy, came the work of Irnerius and Gratian, the revival of the systematic study of Civil Law, and the building up of the great structure of ecclesiastical jurisprudence. |Law.| From the multiplication of students and studies sprang the organisation of teachers and learners into the universities. |The Universities.| From the ignorance and barbarism of the tenth century, there is a record of continuous progress until the end of our period. Yet the thirteenth century does not only illustrate the crowning glories of the Middle Ages: it suggests new modes of thought that indicate that the Middle Ages themselves are passing away. The triumph of the Church bore 8with it the seeds of its own ruin, in the world of thought as well as in the world of action.

The Crusades and the Latin rule in the East.

From the Hildebrandine revival sprang also the Crusades, and the combination of the military and religious ideals of the Latin world in the pursuit of a holy war for the recovery of Christ’s Sepulchre. The Turkish advance was checked; the Eastern Empire was saved from imminent destruction; and a series of Latin states in Syria and Greece extended the scope of western influence at the expense of Orthodox and Mohammedan alike. But the diversion of the Fourth Crusade to overthrow the Empire of Constantinople indicates the high-water mark of the Latin Christian power in the East; and the change in the current of western ideas made the Crusades of the thirteenth century but vain attempts to restore a vanished dream. Before the end of our period, the Christian domination in the East had shrunk to the lordship of a few Greek islands. The Palæologi brought back Byzantine rule to the Byzantine capital; and the strongest kings of the West could not save the remnants of the Latin states in Syria. The Mongol invasions threatened Christian and Saracen alike. While the western prospects were so fair, in the East barbarism was on the highway to ascendency.

The Feudal Age.

The failure of the Empire to rule the world led to a feudal reaction, that was not least felt in the lands directly governed by the Emperors. Our period witnesses both the triumph and the decay of feudalism. It is the time when feudal ideas prevailed all over the western world, following the Crusaders into the burning deserts of Syria, and the lands of the Eastern Emperors. The Normans took feudalism to southern Italy and Sicily, and developed the feudalism that they already found in England. Even Scandinavia evolved a feudalism of its own, and the sons and grandsons of the followers of William the Conqueror planted feudal states side by side with the Celtic tribalism of 9Wales and Ireland. For nearly four centuries the mail-clad feudal horseman was invincible in battle, and the stone-built feudal castle, ever becoming more complex and elaborate in structure, was impregnable except to famine. The better side of feudal social ideals—chivalry, knighthood, honour, and courtesy—did something to temper the brutality and pride of the average baron, and found powerful expression in the vernacular literatures, written to amuse nobles and gentry. But before our period ends, the days of feudal ascendency were over. Hopeful of triumph in Germany, where the German state suffered by its kings’ pursuit of the imperial vision, feudalism found in Italy a powerful rival in strong municipalities closely allied with the Church. In western Europe it was beginning to give ground. The greater feudatories crushed their lesser neighbours, and built up states that were powerful enough to stand by themselves. The Church, though fitting itself into the feudal organisation of society, could never repose simply on brute force. |The Towns.| The towns, whose separate organisation was, in some parts of Europe at least, as much the result of military, as of economic necessities, became the centres of expanding trade and increasing wealth. Within their strong walls they were able to hold their own, and claim for themselves a part in the social system as well as baron or bishop. But feudalism had at last met its master. With its decline before the national spirit, we are on the threshold of modern times.

The growth of national monarchies.

The division of the Empire into local kingdoms, begun at the treaty of Verdun, paved the way for the modern idea of a national state. The Empire stifled the early possibilities of a German nation, and Empire and Papacy combined to make impossible an Italian nation. But in France other prospects arose. Through its virtual exclusion from the Empire, France had been delivered from some very real dangers. The early Capetians were shadows round which a mighty system revolved; but they had 10a lofty theory and a noble tradition at their back, and the time at last came when they could convert their theory into practice. Philip Augustus made France a great state and nation. |Power passes from Germany to France.| Under St. Louis the leadership of Europe passed definitely from the Germans to the French—from the people ruled by the visionary world-Empire to the people ruled by a popular and effective national monarchy. The alliance between France and the Church, the preponderance of French effort in the Crusades, the spread of the French tongue and literature as the common expression of European chivalry, had made the French nation famous, long before a large proportion of the French nation had been organised into a French state. The Spanish peoples acquired strong local attachments; the English became conscious of their national life. Alfonso the Wise of Castile and Edward I. of England rank with St. Louis and Philip the Fair. Even Frederick II. owed his strength to his national position in Germany and Naples, rather than to his imperial aspirations. Before our period ends, the national principle had clearly asserted itself. Trade, art, literature, religion began to desert cosmopolitan for national channels, and the beginnings of the system of estates and representative institutions show that the great organised classes of mediæval society aspired to share with their kings the direction of the national destinies. The Empire had fallen; the Papacy was soon to be overthrown; feudalism was decayed; the cosmopolitan culture of the universities had seen its best days. It is in the juxtaposition of what was best in the old, and what was most fertile in the new, that gives its unique charm to the thirteenth century. The transition from the Dark Ages to the Middle Ages had been worked out. There were signs that the transition was beginning that culminates in the Renascence and the Reformation.

11 GERMANY under the Saxon and Swabian Emperors
12

CHAPTER II
THE SAXON KINGS OF THE GERMANS, AND REVIVAL OF THE ROMAN EMPIRE BY OTTO I. (919–973)[1]

The Transference of the German Kingship from the Franks to the Saxons—The Reign of Henry the Fowler—The Defence of the Frontiers and the Beginnings of the Marks—Otto I.’s Rule as German King—The Feudal Opposition and its Failure—The First and Second Civil Wars—The Reorganisation of the Duchies—The Marks established—Battle on the Lechfeld—Otto’s Ecclesiastical Policy—His Intervention in Italy and its Causes—Italy in the Tenth Century—Degradation of the Papacy—Theodora and Marozia—Alberic and John XII.—Otto’s Second Intervention in Italy—His Coronation as Emperor—His later Italian Policy—His Imperial Position and Death.

Election of Henry the Fowler, 919.

The death of Conrad I., in December 918 (see Period I. pp. 475–7), ended the Franconian dynasty. In April 919 the Franconian and Saxon magnates met at Fritzlar to elect a new king. On the proposal of Eberhard, Duke of Franconia, and brother of the dead king Conrad, Henry, Duke of the Saxons, called Henry the 13Fowler, was elevated to the vacant throne. Henry had been already marked out for this dignity, both by the great position of his house and nation, and by the wish of the last king. Yet the voluntary abdication of the Franconian and the transference of the monarchy to the Saxon forms one of the great turning-points in the history of the German nation. The existence of a separate German state had been already secured by the work of Louis the German and Arnulf of Carinthia. Yet so long as the sceptre remained in the Carolingian hands, the traditions of a mighty past overpowered the necessities of the present. Down to the death of Conrad, the Franks were still the ruling nation, and the German realm was East Frankish rather than German. The accession of the Saxon gave the best chance for a more general development on national lines. |The Saxon nation.| For of all the five nations of Germany, the Saxons were the least affected by the Carolingian tradition. Christianity was still less than a century old with them, and formal heathenism still lingered on in the wilder moors and marshes of the north. Roman civilisation was still but a sickly exotic; and, free from its enervating influences, the Saxons still retained the fierce barbaric prowess of the old Teutonic stock, while the primitive Teutonic institutions, which were fast disappearing in the south before the march of feudalism, still retained a strong hold amidst the rude inhabitants of northern Germany. In the south the mass of the peasantry were settling down as spiritless and peaceful farmers, leaving the fighting to be done by a limited number of half-professional soldiers. But among the Saxons every freeman was still a warrior, and the constant incursions of heathen Danes and Wends gave constant opportunities for the practice of martial habits. The old blood nobility still took the leadership of the race. Not only were the Saxons the strongest, the most energetic, and most martial of the Germans, but the mighty deeds of their Ludolfing dukes showed that their princes were worthy of them. It was only the strong arm of a mighty warrior that could 14save Germany from the manifold evils that beset it from within and without. The Ludolfings had already proved on many a hard-fought field that they were the natural leaders of the German people. The dying Conrad simply recognised accomplished facts, when he urged that the Saxon duke should be his successor. The exhausted Franconians merely accepted the inevitable, when they voluntarily passed over the hegemony of Germany to their northern neighbours.

Henry’s German policy.

There were, however, insuperable limitations to the power of the first Saxon king of the Germans. Henry the Fowler was little more influential as king than as duke. There was no idea whatever of German unity or nationality. The five nations were realities, but beyond them the only ties that could bind German to German were the theoretical unities of Rome—the unity of the Empire and the unity of the Church. From the circumstances of his election and antecedents, Henry could draw no assistance from the great ideals of the past, by which he was probably but little influenced. He feared rather than courted the support of the churchmen. When the Church offered to consecrate the choice of the magnates by crowning and anointing the new king, Henry protested his unworthiness to receive such sacred symbols.

Thus Germany became a federation of great duchies, the duke of the strongest nation taking precedence over the others with the title of king. Even this result was obtained only through Henry’s strenuous exertions. His power rested almost entirely on the temporary union of the Saxons and Franconians. The southern and western nations of Germany were almost outside the sphere of his influence. Lotharingia fell away altogether, still cleaving to the Carolings, and recognising the West Frankish king, Charles the Simple, rather than the Saxon intruder. Henry was conscious of the weakness of his position, and discreetly accepted the withdrawal of Lotharingia from his obedience, receiving in return an acknowledgment of his own royal position from Charles the 15Simple. Swabia and Bavaria were almost as hard to deal with as Lotharingia. They had taken no practical share in Henry’s election, and were by no means disposed to acknowledge the nominee of the Saxons and Franconians. It was not until 921 that Henry obtained the formal recognition of the Bavarians, and this step was only procured by his renouncing in favour of Duke Arnulf every regalian right, including the much-cherished power of nominating the bishops. Henry was no more a real king of all the Germans than Egbert or Alfred were real kings over all England. His mission was to convert a nominal overlordship into an actual sovereignty. But he saw that he could only obtain the formal recognition necessary for this process by accepting accomplished facts, and giving full autonomy to the nations. His ideal seems, in fact, to have been that of the great West Saxon lords of Britain. He strove to do for Germany what Edward the Elder and Athelstan were doing for England. It is, from this point of view, of some political significance that Henry married his eldest son Otto, afterwards the famous Emperor, to Edith, daughter of Edward, and sister of Athelstan. Yet, like England, Germany could hope for national unity only when foreign invasion had been successfully warded off. The first condition of internal unity was the cessation of the desolating barbarian invasions which, since the break-up of the Carolingian Empire, had threatened to blot out all remnants of civilisation. Saxony had already suffered terribly from the Danes and Wends. To these was added in 924 a great invasion of the Magyars or Hungarians, the Mongolian stock newly settled in the Danube plains, and still heathen and incredibly fierce and barbarous. The Magyars now found that the Bavarians had learnt how to resist them successfully, so that they turned their arms northwards, hoping to find an easier foe in the Saxons. |Invasion of barbarians checked.| Henry, with his Franks and Saxons, had to bear the full brunt of the invasion, and no help came either from Swabia or Bavaria. Henry had the good 16luck to take prisoner one of the Hungarian leaders, and by restoring his captive and promising a considerable tribute, he was able to procure a nine years’ truce for Saxony. Two years later the Magyars again swarmed up the Danube into Bavaria, but Henry made no effort to assist the nation which had refused to aid him in his necessity.

Thus freed from the Magyars, Henry turned his arms against the Danes and the Wends. In 934 he established a strong mark against the Danes, and forced the mighty Danish king, Gorm the Old, to pay him tribute. He was even more successful against the Slavs. In 928 Brennabor (the modern Brandenburg), the chief stronghold of the Havellers, fell into his hands, and with it the broad lands between the Havel and the Spree, the nucleus of the later East Mark. |The defence of the frontiers and the beginnings of the Marks.| But more important than Henry’s victories were his plans for the defence of the frontiers. He planted German colonists in the lands won from the barbarian. He built a series of new towns, that were to serve as central strongholds, in the marchland districts. The Saxon monk Widukind tells us how Henry ordered that, of every nine of his soldier-farmers, one should live within the walls of the new town, and there build houses in which his eight comrades might take shelter in times of invasion, and in which a third part of all their crops was to be preserved for their support, should necessity compel them to take refuge within the walls. In return, the dwellers in the country were to till the fields and harvest the crops of their brother in the town. Moreover, Henry ordered that all markets, meetings, and feasts should be held within the walled towns, so as to make them, as far as possible, the centres of the local life. Some of the most ancient towns of eastern Saxony, including Quedlinburg, Meissen, and Merseburg, owe their origin to this policy. Henry also improved the quality of the Saxon cavalry levies, teaching his rude warriors to rely on combined evolutions rather than the prowess of the individual horseman. So anxious was 17he to utilise all the available forces against the enemy, that he settled a legion of able-bodied robbers at Merseburg, giving them pardon and means of subsistence, on the condition of their waging war against the Wends.

The effect of these wise measures was soon felt. Henry had laid the foundation of the great ring of marks, whose organisation was completed by his son. He had also inspired his subjects with a new courage to resist the barbarian, and a new faith in their king. When the nine years’ truce with the Hungarians was over, the Saxons resolved to fight rather than continue to pay them a humiliating tribute. |Henry’s triumph and death, 936.| A long series of victories crowned the end of Henry’s martial career. He was no longer forced to strictly limit himself to the defence of his own duchy of Saxony, and the southern nations of Germany could honour and obey the defender of the German race from the heathen foe, though they paid but scanty reverence to the duke of the Saxons. Lotharingia reverted to her allegiance after the sceptre of the western kingdom had passed, on the death of Charles the Simple, from her beloved Carolings. Yet Henry never sought to depart from his earlier policy, and still gave the fullest autonomy to Saxon, Bavarian, and Lotharingian. He still lived simply after the old Saxon way, wandering from palace to palace among his domain-lands on the slopes of the Harz, and seldom troubling the rest of the country with his presence. Yet visions of a coming glory flitted before the mind of the old sovereign. He dreamed of a journey to Rome to wrest the imperial crown from the nerveless hands of the pretenders, whose faction fights were reducing Italy to anarchy. But his end was approaching, and the more immediate task of providing for the succession occupied his thoughts. His eldest son, Thankmar, was the offspring of a marriage unsanctioned by the Church, and was, therefore, passed over as illegitimate. By his pious wife Matilda, the pattern of German housewives, he had several children. Of these 18Otto was the eldest, but the next son, Henry, as the first born after his father had become a king, was looked upon by many as possessing an equally strong title to election. The king, however, urged on his nobles to choose Otto as his successor. He died soon after, on 2nd July 936, and was buried in his own town of Quedlinburg, where the pious care of his widow and son erected over his remains a great church and abbey for nuns, which became one of the most famous monastic foundations of northern Germany. ‘He was,’ says the historian of his house, ‘the greatest of the kings of Europe, and inferior to none of them in power of mind and body.’ But Henry’s best claim to fame is that he laid the solid foundations on which his son built the strongest of early mediæval states.

Coronation of Otto I., 936.

Otto I. was a little over twenty years of age when he ascended the throne. While his father had shunned the consecration of the Church, his first care was to procure a pompous coronation at Aachen. As strong a statesman and as bold a warrior as his father, the new king was so fully penetrated with the sense of his divine mission, and so filled with high ideals of kingcraft, that it was impossible for him to endure the limitations to his sway, in which Henry had quietly acquiesced. Duke Eberhard of Franconia was the first to resent the pretensions of the young king. He felt that he was the author of the sway of the Saxon house, and resolved to exercise over his nation the same authority that he had wielded without question in the days of King Henry. Meanwhile, the death of Duke Arnulf of Bavaria gave Otto an opportunity of manifesting his power to the south. |The attack on the dukedoms, and the First Civil War, 938–941.| He roughly deposed Arnulf’s eldest son, Eberhard, who had refused to perform him homage, and made his younger brother Berthold duke, but only on condition that the right of nominating to the Bavarian bishoprics, which had been wrung from the weakness of Henry, should now be restored to the crown. Moreover,19 he set up another brother, Arnulf, as Count Palatine, to act as a sort of overseer over the new duke. But while Franconia and Bavaria were thus deeply offended, Otto’s own Saxons were filled with discontent at his policy. They resented Otto’s desire to reign as king over all Germany, as likely to impair the dominant claims of the ruling Saxon race. They complained that he had favoured the Franks more than the Saxons, and the sluggish nobles of the interior parts of Saxony were disgusted that Otto had overlooked their claims on his attention in favour of Hermann Billung and Gero, to whom he had intrusted the care of his old duchy along with the government of the Wendish marches. Thankmar, the bastard elder brother, Henry, the younger brother who boasted that he was the son of a reigning king, were both angry at being passed over, and put themselves at the head of the Saxon malcontents. In 938, a revolt broke out in the north. The faithfulness of Hermann Billung limited its extent, and the death of Thankmar seemed likely to put an end to the trouble. But Henry now allied himself with Duke Eberhard of Franconia; and Duke Giselbert of Lotharingia, Otto’s brother-in-law, joined the combination. A bloody civil war was now fought in Westphalia and the Lower Rhineland. The army of Otto was taken at a disadvantage at Birthen, near Xanten; but the pious king threw himself on his knees, and begged God to protect his followers, and a victory little short of miraculous followed his prayer. However, the rebels soon won back a strong position, and the bishops, headed by Archbishop Frederick of Mainz, intrigued with them in the belief that Otto’s term of power was at an end. But the king won a second unexpected triumph at Andernach, and the Dukes of Franconia and Lotharingia perished in the pursuit. Henry fled to Louis, king of the West Franks, whose only concern, however, was to win back Lotharingia from the eastern kingdom. At last Henry returned and made his submission to his brother; but before long he joined with the Archbishop 20of Mainz in a plot to murder the king. This nefarious design was equally unsuccessful, and Henry, under the influence of his pious mother, sought for the forgiveness of his injured brother. At the Christmas feast of 941 a reconciliation was effected. The troubles for the season were over.

The reorganisation of the duchies.

Otto now sought to establish his power over the nations by setting up members of his own family in the vacant duchies. Franconia he kept henceforth in his own hands, wearing the Frankish dress and ostentatiously following the Frankish fashions. Over Lotharingia he finally set a great Frankish noble, Conrad the Red, whom he married to his own daughter, Liutgarde. The reconciled Henry was made Duke of Bavaria, and married to Judith, the daughter of the old Duke Arnulf. Swabia was intrusted to Otto’s eldest son, Ludolf, who in the same way was secured a local position by a match with the daughter of the last duke. But the new dukes had not the power of their predecessors. Otto carefully retained the highest prerogatives in his own hands, and, by the systematic appointment of Counts Palatine to watch over the interests of the crown, revived under another name that central control of the local administration which had, at an earlier period, been secured by the Carolingian missi dominici.

Its failure. The Second Civil War, 953.

The new dukes soon fell into the ways of their predecessors. They rapidly identified themselves with the local traditions of their respective nations, and quickly forgot the ties of blood and duty that bound them to King Otto. Henry of Bavaria and Ludolf of Swabia soon took up diametrically different Italian policies, and their intervention on different sides in the struggle between the phantom Emperors, that claimed to rule south of the Alps, practically forced upon Otto a policy of active interference in Italy. Ludolf was intensely disgusted that his father backed up the Italian 21policy of Henry, and began to intrigue with Frederick of Mainz, Otto’s old enemy. Conrad of Lotharingia joined the combination. Even in Saxony, the enemies of Hermann Billung welcomed the attack on Otto. At last in 953 a new civil war broke out which, like the troubles of 938, was in essence an attempt of the ‘nations’ to resist the growing preponderance of the central power. But the rebels were divided among each other, and partisans of local separatism found it doubly hard to bring about an effective combination. The restless and turbulent Frederick of Mainz died during the struggle. Conrad and Ludolf made their submission. A terrible Hungarian inroad forced even the most reluctant to make common cause with Otto against the barbarians. But the falling away of the dukes of the royal house had taught Otto that some further means were necessary, if he desired to continue his policy of restraining the ‘nations’ in the interest of monarchy and nation as a whole. That fresh support Otto found in the Church, the only living unity outside and beyond the local unities of the five nations.

The organisation of the Marks.

Even King Henry had found it necessary, before the end of his reign, to rely upon ecclesiastical support, especially in his efforts to civilise the marks. There the fortified churches and monasteries became, like the new walled towns, centres of defence, besides being the only homes of civilisation and culture in those wild regions. But King Henry had not removed the danger of Wendish invasion, and the civil wars of Otto’s early years gave a new opportunity for the heathen to ravage the German frontiers. In the midst of Otto’s worst distress, Hermann Billung kept the Wends at bay, and taught the Abotrites and Wagrians, of the lands between the lower Elbe and the Baltic, to feel the might of the German arms. His efforts were ably seconded by the doughty margrave, Gero, of the southern Wendish mark. By their strenuous exertions the Slavs were for the time driven away from German territory, and German rule was extended as far as the Oder, so that a whole ring 22of organised marchlands protected the northern and eastern frontiers. These marks became vigorous military states, possessing more energy and martial prowess than the purely Teutonic lands west of the Elbe, and destined on that account to play a part of extreme prominence in the future history of Germany. Owing their existence to the goodwill and protection of the king, and having at their command a large force of experienced warriors, the new margraves or counts of the marches, who ruled these regions, gradually became almost as powerful as the old dukes, and, for the time at least, their influence was thrown on the side of the king and kingdom. Under their guidance, the Slav peasantry were gradually Christianised, Germanised, and civilised, though it took many centuries to complete the process. Even to this day the place-names in marks like Brandenburg and Meissen show their Slavonic origin, and a Wendish-speaking district still remains in the midst of the wholly Germanised mark of Lausitz. To these regions Otto applied King Henry’s former methods on a larger scale. Walled towns became centres of trade, and refuges in times of invasion. Monasteries arose, such as Quedlinburg, and that of St. Maurice, Otto’s favourite saint, at Magdeburg. A whole series of new bishoprics—Brandenburg and Havelberg, in the Wendish mark; Aarhus, Ripen, and Schleswig, in the Danish mark—became the starting-points of the great missionary enterprise that in time won over the whole frontier districts to Christianity. Hamburg became the centre of the first missions to Scandinavia. Never since the days of Charles the Great had the north seen so great an extension of religion and culture. There was many a reaction towards heathenism and barbarism before the twelfth century finally witnessed the completion of this side of Otto’s work.

The Hungarians were still untamed, and, profiting by the civil war of 953, they now poured in overwhelming numbers into south Germany. But the common danger was met by common action. On 10th August 955, Otto won 23a decisive victory on the Lechfeld, near Augsburg, at the head of an army drawn equally from all parts of Germany, and including among its leaders Conrad the Red, the former Duke of Lorraine, who died in the fight. |The battle on the Lechfeld, 955.| This crushing defeat damped the waning energies of the Magyars, and the carrying out of the same policy against them that had been so successful against their northern neighbours resulted in the setting up of an east mark (the later Austria), which carried German civilisation far down the Danube, and effectually bridled the Magyars. In these regions Henry of Bavaria did the work that Hermann Billung and Gero were doing in the north. The final defeat of the barbarian marauders, and the wide extension of German territory through the marks, are among Otto’s greatest titles to fame. Moreover, Otto forced the rulers of more distant lands to acknowledge his sovereignty. In 950 he invaded Bohemia, and forced its duke, Boleslav, to do him homage. Nor did he neglect the affairs of the more settled regions of the west. Already in 946 he had marched through north France as far as the frontiers of Normandy, striking vigorous blows in favour of the Carolingian Louis IV.—who had married his sister Gerberga, Duke Giselbert’s widow—against his other son-in-law, Hugh the Great, the head of the rival Robertian house [see page 69]. He also took under his protection Conrad the Pacific, the young king of the Arelate.

24

ECCLESIASTICAL DIVISIONS of GERMANY
showing the growth of the provinces Magdeburg and Hamburg-Bremen.

In civilising the marks Otto had striven hard to use the Church to secure the extension of the royal power. |Otto’s ecclesiastical policy.| But the lay nobles were not slow to see that Otto’s trust in bishops and abbots meant a lessening of their influence, and resented any material extension of ecclesiastical power. The Saxon chieftains—half-heathens themselves at heart—did their very best to prevent the Christianisation of the Wends, knowing that it would infallibly result in a close alliance between the crown and the new Christians against their old oppressors. Even the churchmen of central Germany watched Otto’s policy with a suspicious eye. Typical of this class is Archbishop Frederick of Mainz, the centre of every conspiracy, and the would-be assassin of his sovereign. If his policy had prevailed, the Church would have become a disruptive force of still greater potency than the dukedoms. But a new school of churchmen was growing up willing to co-operate with Otto. His youngest brother, Bruno, presided over his chancery, and made the royal palace as in Carolingian times the centre of the intellectual life of Germany. Bruno ‘restored’ as we are 25told, ‘the long-ruined fabric of the seven liberal arts,’ and, like our Alfred, was at the same time the scholar and the statesman. From his efforts sprang that beginning of the general improvement of the German clergy that made possible the imperial reformation of the Papacy. Moreover, Bruno carried out a reform of discipline and of monastic life that soon made Germany a field ripe to receive the doctrines that were now beginning to radiate from Cluny to the remotest parts of the Christian world. Side by side with the religious revival came the intellectual revival that Bruno had fostered. Widukind of Corvey wrote the annals of the Saxons; the abbess Hrotswitha of Gandersheim sang Otto’s praises in Latin verse, and wrote Latin comedies, in which she strove to adopt the methods of Terence to subjects chosen in order to enhance the glories of religious virginity. The literary spirit touched Otto himself so far that he learnt to read Latin, though he never succeeded in talking it. Under Bruno’s care grew up a race of clerical statesmen, far better fitted to act as Otto’s ministers than the lay aristocracy with its insatiable greed, ruthless cruelty, and insufferable arrogance. It now became Otto’s policy, since he had failed to wrest the national duchies to subserve his policy, to fill up the great sees with ministerial ecclesiastics of the new school. The highest posts were reserved to his own family. His faithful brother, Bruno, became Archbishop of Cologne, and was furthermore intrusted with the administration of Lotharingia. Otto’s bastard son, William, succeeded the perfidious Frederick as Archbishop of Mainz. Otto now stood forth as the protector of the clergy against the lay nobles, who, out of pure greed, were in many cases aiming at a piecemeal secularisation of ecclesiastical property. The incapacity of a spiritual lord to take part in trials affecting life and limbs had already led to each bishop and abbot, who possessed feudal jurisdiction, being represented by a lay ‘Vogt’ (advocatus) in those matters with which he was himself incompetent to deal. The lay nobles sought to make their ‘advocacy’ the pretext of a gradual extension of their power 26until the bishop or abbot became their mere dependant. But this course was not to the interest of the crown. If the domains of the crown were to be administered by the local magnates or to be alienated outright, if the jurisdiction of the crown was to be cut into by grants of immunities to feudal chieftains, it was much better that these should be put into spiritual rather than into secular hands. Otto therefore posed as the protector and patron of the Church. Vast grants of lands and immunities were made to the bishops and abbots, and the appointment to these high posts, or at least the investiture of the prelates with the symbols of their office, was carefully kept for the king. The clergy, who in the days of Henry had feared lest the king should lay hands on their estates, joyfully welcomed Otto’s change of front. It was not clear to them as it was to Otto, that the royal favour to the Church was conditional on the Church acting as the chief servant of the State. Otto would brook no assertion of ecclesiastical independence, such as had of old so often set bounds to the empire of the Carolings. He desired to attach the Church to the State by chains of steel; but he carefully gilded the chains, and the German clergy, who were neither strong theologians nor sticklers for ecclesiastical propriety, entered as a body into that dependence on the throne which was to last for the best part of a century, and which was in fact the indispensable condition of the power of the Saxon kings in Germany. The unity of the Church became as in England the pattern of the unity of the State, and in a land which had no sense of civil unity, Saxon and Frank, Lorrainer and Bavarian were made to feel that they had common ties as citizens of the Christian commonwealth.

Resistance of William of Mainz.

The first efforts of Otto towards the conciliation and subjection of the clergy were surprisingly successful. He next formed a scheme of withdrawing eastern Saxony and the Wendish march from obedience to the Archbishop of Mainz, and setting up a new Archbishop of Magdeburg as metropolitan of these regions. It 27was a well-designed device to give further unity to those warlike and loyal regions upon which Otto’s power was ultimately based. But his own son, Archbishop William, violently opposed a scheme which deprived the see of Mainz of the obedience of many of its suffragans. William’s representations to Rome induced the Pope to take no steps to carry out Otto’s plan. The king was deeply incensed, but the check taught him a lesson. He learnt that after all, the German Church was not self-contained or self-sufficing. Over the German Church ruled the Roman Pope. He could only ensure the obedience of the German Church by securing the submission or the co-operation of the head of the Christian world. So long as the Pope was outside his power, Otto’s dream of dominating Germany through churchmen seemed likely to end in a rude awakening. To complete this aspect of his policy required vigorous intervention in Italy.

The condition of Italy had long been one of deplorable anarchy. After the death of the Emperor Berengar in 924 had put an end to the best chance of setting up a national Italian kingdom, things went from bad to worse. The Saracens, having plundered its coasts, settled down in its southern regions side by side with the scanty remnants of the Byzantine power. Thus all southern Italy was withdrawn altogether from the sphere of western influence. But in the centre and north things were far worse. The inroads of the barbarians were but recently over, and had left their mark behind in poverty, famine, pestilence and disorder. Great monasteries like Subiaco and Farfa were in ruins. The Hungarians had penetrated to the heart of central Italy. The Saracens from their stronghold of Freinet, amidst the ‘mountains of the Moors’ of the western Riviera, had devastated Provence, and had held possession of the passes of the Alps. |State of Italy, 924–950.| If the growth of feudalism, with its permanent military system and its strong castles, had already repelled the barbarians, the price paid for deliverance was the cutting up of sovereignty 28among a multitude of petty territorial lords. The rising tide of feudal anarchy had almost overwhelmed the city civilisation which had been, since Roman times, the special feature of Italian life. A swarm of greedy feudal counts and marquises struggled against each other for power, and a series of phantom Emperors reduced to an absurdity the once all-powerful name of Cæsar. There was still a nominal Italian or Lombard king, who claimed the suzerainty over all northern and central Italy. But in their zeal for local freedom, the Italians had encouraged quarrels for the supreme power. ‘The Italians,’ said Liutprand of Cremona, ‘always wish to have two masters, in order to keep the one in check by the other.’ After the death of the Emperor Berengar, in 924 [see Period I. pp. 463–7], Rudolf of Burgundy reigned for nearly three years. On his fall in 926, Hugh of Provence was chosen his successor, and held the name at least of king till his death in 946. There then arose two claimants to the Italian crown—Lothair, son of Hugh of Provence, and Berengar, Marquis of Ivrea, the grandson of the Emperor Berengar. Neither was strong enough to defeat the other, and both looked for help from the warlike Germans. It is however significant that they sought support, not from the distant Saxon king, but from the neighbouring dukes of Swabia and Bavaria, whose dominions extended to the crest of the Alps. Lothair begged the help of Ludolf of Swabia, while Berengar called in Henry of Bavaria. The latter gave the most efficient assistance, and Lothair in despair was negotiating for help from Constantinople when he was cut off by death (950), leaving his young and beautiful widow, Adelaide of Burgundy, to make what resistance she might to Berengar of Ivrea. But there was no chance of a woman holding her own in these stormy times, and Adelaide was soon a prisoner in the hands of the victorious marquis. She naturally looked over the Alps to her German friends and kinsfolk, and both Ludolf and Henry, already on the verge of war on account of their former differences as to Italian policies, were equally willing to come to her assistance. 29Henry now raised pretensions to the great city of Aquileia and the north-eastern corner of the Italian peninsula. He now aspired, as the protector of Adelaide, his former foe, to unite the Bavarian duchy with the Italian kingdom. Ludolf, more active than his uncle, appeared in the valley of the Po intent on a similar mission. Otto, ever on the watch to prevent the extension of the ducal powers, saw with dismay the prospect of his brother’s or son’s aggrandisement. He resolved by prompt personal intervention to secure the prize for himself.

Otto, King of Italy, 951.

In 951, Otto successfully carried out his first expedition to Italy. He met with no serious resistance, and on 23rd September entered in triumph into Pavia, the old capital of the Lombard kings. Adelaide was released from her captivity, and appeared in Pavia. Otto, who was now a widower, forthwith married her, assumed the crown of Italy, and fruitlessly negotiated with the Pope to bring about his coronation as Emperor. But Otto soon crossed the Alps, leaving Conrad of Lorraine to carry on war against Berengar. Next year, however, a peace was patched up. Berengar was recognised as vassal king of Italy, with Otto as his overlord, and the lands between the Adige and Istria—the mark of Verona and Aquileia—were confirmed to Duke Henry, who thus drew substantial advantage from his brother’s intervention. The revolt of Ludolf and Conrad in 953 was largely due to their disgust at Otto’s vigorous and successful defeat of their schemes.

Position of the Papacy, 914–960.

Nine years elapsed before Otto again appeared in Italy. Though he needed the help of the Papacy more than ever, its condition was not one that could inspire much hope. It was the period of the worst degradation into which the Roman See ever fell. For more than a generation the Popes had almost ceased to exercise any spiritual influence. The elections to the Papacy had been controlled by a ring of greedy and corrupt Roman nobles, conspicuous among whom was the fair but dissolute Theodora and her daughters Marozia, wife of the Marquis 30Alberic I. of Camerino, and the less important Theodora the younger. Imperialist partisans like Liutprand of Cremona have drawn the character of these ladies in the darkest and most lurid colours; but, allowing for monastic exaggeration, it is hard to see how the main outlines of the picture can be untrue. With all their vices, they did not lack energy. Pope John X. (914–928), an old lover and partisan of Theodora, was not destitute of statecraft, and did much to incite the Italians to drive away the Saracens of the south; but, quarrelling with Marozia, he had to succumb to her second husband, Guido, Marquis of Tuscany. After John’s death in prison in 928, Marozia became mistress of Rome, and made and unmade Popes at her pleasure. She married as her third husband, Hugh of Provence, the nominal king of the Italians, and procured the election of her second son, a youth of twenty, to the Papacy, under the name of John XI. About 932 her elder son, Alberic II., a strong, unscrupulous but efficient tyrant, whose character found many parallels in later Italian history, drove his father-in-law out of Rome, and reduced the city to some sort of order under his own rule. His policy seems to have been to turn the patrimony of St. Peter into an aristocratic republic, controlled by his house, and leaving to the Pope no functions that were not purely spiritual. He took the title of ‘Prince and Senator of all the Romans.’ He kept his brother, Pope John XI. (931–936), and the subsequent Popes, in strict leading strings, and retained his power until his death in 954. His dreams of hereditary power seemed established when his young son Octavian succeeded him as a ruler of Rome, and in 955 also ascended the papal throne as John XII. |John XII., 955–964.| But the new Pope, who thus united the ecclesiastical with the temporal lordship of Rome, looked upon things purely with the eye of a skilful but unscrupulous statesman. His great ambition was to make his house supreme throughout middle Italy, and he soon found that King Berengar whose claims grew greater now 31that Otto was back beyond the Alps, was the chief obstacle in the way of carrying out his designs. He therefore appealed to Otto for aid against Berengar. In 957 Ludolf of Swabia was sent by his father to wage war against Berengar, but, after capturing Pavia, Ludolf was carried off by fever, and Berengar then resumed his successes. In 960 John sent an urgent appeal to Otto to come to his assistance.

Otto had, as we have seen, long felt the need of the support of the Papacy in carrying out his schemes over the German Church. The wished-for opportunity of effecting a close alliance with the head of the Church was now offered by the Pope himself, and the monastic reformers, disciples of Bruno, or of the new congregation of Cluny, urged him to restore peace and order to the distracted Italian Church. |Otto crowned Emperor, 962.| In 961 Otto procured the election and coronation of Otto, his young son by Adelaide, as king of the Germans. In August he marched over the Brenner at the head of a stately host. On 31st January 962 he entered Rome. On 2nd February he was crowned Emperor by John XII.

Consequences of the revival of the Roman Empire.

The coronation of Otto had hardly among contemporaries the extreme importance which has been ascribed to it by later writers. Since the fall of the Carolingians there had been so many nominal emperors that the title in itself could not much affect Otto’s position. Neither was the assumption of the imperial title the starting-point so much as the result of Otto’s intervention in Italy. But the name of Roman Emperor, when assumed by a strong prince, gave unity and legitimacy to Otto’s power both over Germany and Italy. And in Germany no less than in Italy there was no unity outside that which adhered to the Roman tradition. Yet the imperial title made very little difference in the character and policy of Otto. He never sought, like Charles the Great, to build up an imperial administrative system or an imperial jurisprudence. Even in Germany there was still no law but the local laws of the five 32nations. And there was no effort whatever made to extend into Italy the rude system on which Otto based his power in Germany. Still the combination of the legitimacy of the imperial position with the strength of the Teutonic kingship did gradually bring about a very great change, both in Germany and Italy, though it was rather under Otto’s successors than under Otto himself that the full consequences of this were felt. Yet Otto was the founder of the mediæval ‘Holy Roman Empire of the German Nation,’ and the originator of that close connection of Germany with Italy on which both the strength and the weakness of that Empire reposed. Modern Germans have reproached him for neglecting the true development of his German realm in the pursuit of the shadow of an unattainable Empire. The criticism is hardly just to Otto, who was irresistibly led into his Italian policy by the necessities of his German position, and who could hardly be expected to look, beyond the immediate work before him, to far-off ideals of national unity and national monarchy that were utterly strange to him and to his age. Otto came into Italy to win over the Pope to his side. He looked upon his Roman coronation as mainly important, because it enabled him to complete his subjection of the German Church with the help of his new ally Pope John.

The first result of the alliance of Pope and Emperor was the completion of the reorganisation of the German Church for which Otto had been striving so long. The Pope held a synod at St. Peter’s, in which Otto’s new archbishopric of Magdeburg was at last sanctioned. |Otto’s motives.| But Otto, who looked upon the Pope as the chief ecclesiastic of his Empire, was as anxious to limit Roman pretensions as he had been to curb the power of the see of Mainz. He issued a charter which, while confirming the ancient claims of the Papacy to the whole region in middle Italy that had been termed so long the patrimony of St. Peter, reserved strictly the imperial supremacy over it. He provided that no Pope should be consecrated until he had taken an oath of fealty 33to the Emperor. The Pope was thus reduced, like the German bishops, to a condition of subjection to the state.

Otto’s later Italian policy 962–973.

Otto now left Rome to carry on his campaign against Berengar, who had fled for refuge to his Alpine castles. John XII. now took the alarm, and quickly allied himself with his old foe against his new friend. Otto marched back to Rome, and in 963 held a synod, mostly of Italian bishops, in which John was deposed for murder, sacrilege, perjury, and other gross offences, and a new Pope set up, who took the name of Leo VIII., and who was frankly a dependant of the Emperor. John escaped to his strongholds, ‘hiding himself like a wild beast in the woods and hills,’ and refusing to recognise the sentence passed upon him. The need of fighting Berengar again forced Otto to withdraw from Rome. During his absence the fickle citizens repudiated his authority, and called back John. But hardly was the youthful Pope restored to authority than he suddenly died in May 964. His partisans chose at once as his successor Benedict V.

Otto now hurried back to Rome, and attended a synod, held by Leo VIII., which condemned Benedict and reaffirmed the claims of Leo. There was no use in opposing the mighty Emperor, and Benedict made an abject submission. Sinking on his knees before Otto, he cried, ‘If I have in anywise sinned, have mercy upon me.’ He was banished beyond the Alps, and died soon afterwards. His fall made patent the dependence of the Papacy on Otto. A last revolt of the Romans was now sternly suppressed. When Otto, flushed with triumph, marched northwards against Berengar, Leo’s successor, John XIII., humbly followed in his train. The young king Otto now crossed the Alps, and accompanied his father on a fresh visit to Rome, where, on Christmas day 967, John XIII. crowned him as Emperor. Henceforth father and son were joint rulers. Otto had done his best to make both German kingdom and Roman Empire hereditary.

Otto’s imperial position, 962–973.

34The last years of Otto’s reign were full of triumph. Secure in the obedience of the Church, he ruled both Germany and Italy with an ever-increasing authority. The Magdeburg archbishopric received new suffragans in the sees of Zeiz, Meissen, and Merseburg. A new era of peace and prosperity dawned. The German dukes were afraid to resist so mighty a power. The division of Lotharingia into the two duchies of Upper and Lower Lorraine which now took place was the first step in the gradual process that soon began to undermine the unity of the traditional ‘nations’ of the German people. Beyond his Teutonic kingdom the kings of the barbarous north and east paid Otto an increasing obedience. The marauding heathens of an earlier generation were now becoming settled cultivators of the soil, Christian and civilised. Their dukes looked up to Otto as an exemplar of the policy which they themselves aspired to realise. The dukes of Poland and Bohemia performed homage to Otto as Emperor. Ambassadors from distant lands, France, Denmark, Hungary, Russia, and Bulgaria, flocked around his throne. He intervened with powerful effect in the West Frankish kingdom. He aspired to the domination of southern Italy, and, having won over to his side the powerful Pandulf, prince of Capua and Benevento, he enlarged that prince’s dominions and erected them into a mark to withstand the assaults of the Arabs and Greeks of southern Italy. But while waging war against the Mohammedans, Otto was anxious to be on good terms with the Romans of the East. The accession of John Zimisces to the Eastern Empire [see pages 161–162] gave Otto his opportunity. The new lord of Constantinople offered the hand of Theophano, daughter of his predecessor Romanus II., as the bride of the young Otto II., with Greek Italy as her marriage portion. |Marriage of the young Otto and Theophano, 972.| The Emperor welcomed the opportunity to win peacefully what he had sought in vain to acquire by war. Early in 972 Theophano was 35crowned by John XIII. at Rome, and immediately afterwards married to the young Emperor. The gorgeous festivities that attended this union of East and West brought clearly before the world the reality of Otto’s power.

Otto was now growing old, and had outlived most of his fellow-workers. His brother Henry had died soon after the battle on the Lechfeld. His bastard son William had already sunk into a premature grave. Now came the news of the death of the faithful Hermann Billung. |Death of Otto I., 973.| In the spring of 973 Otto went on progress for the last time through his ancestral domains on the slopes of the Harz. Death came upon him suddenly as he was celebrating the Whitsuntide feast in his palace at Memleben. He was buried beside his first wife, the English Edith, in his favourite sanctuary of St. Maurice of Magdeburg, raised by his care to metropolitan dignity. His long and busy life had not only restored some sort of peace and prosperity to two distracted nations, but his policy had begun a new development of western history that was to last nearly three centuries, and was to determine its general direction up to the Reformation. He had built up a mighty state in an age of anarchy. He had made Germany strong and peaceful, and the leading power of Europe. He had subjected the Church and pacified Italy. Under him the Roman Empire had again acquired in some real sense the lordship of the civilised world.

THE CRESCENTII.

36

CHAPTER III
THE GERMAN EMPIRE AT THE HEIGHT OF ITS POWER; THE LATER SAXON AND EARLY SALIAN EMPERORS (973–1056)[2]

The reign of Otto II.—Break-up of Bavaria—Projects of Crusade—War and Alliance with Greek Empire—The Reign of Otto III.—Regency of Theophano and Bavarian Revolt—Otto and the Bishops—Gerbert of Aurillac—Visionary Schemes of Otto—His failure—Reign of Henry II.—The two Conrads—Reign of Conrad II.—His Italian and Slavonic Policy—Union of Arelate and Empire—Fiefs declared Hereditary—Aribert—Reign of Henry III.—His Policy in the East, France, Germany, and Italy—Synod of Sutri—Death of Henry III.

Otto II., 973–983.

Otto II. was eighteen years of age when the death of his father made him sole ruler. His education and surroundings gave his policy a very different direction from that of Otto I. The elder prince was purely German, and even in winning the imperial crown sought to subserve a Teutonic object. His son, born and reared in the purple, Burgundian or Italian on his mother’s side, and married to a Byzantine Emperor’s daughter, took wider views. To Otto II. Italy was as important as Germany, and his ambition was to weld the two realms together in a solid imperial unity, while constantly keeping his eyes even beyond these two kingdoms. To him the Emperor’s lordship of the world was a reality, and he strove with all the force of an ardent, impetuous, and impulsive nature to give effect to his ideal. But while Otto II.’s short reign witnessed the Empire assuming a more universal character, it also saw the first signs of that essential incompatibility between the position of German 37king and Roman Emperor which, in after ages, was to bear such bitter fruit.

Despite the quietness of Otto I.’s last years, the difficulties against which the old Emperor had struggled still remained. The separatist spirit of the national dukedoms still lived on in Bavaria, and had only been temporarily glossed over by the good understanding between Otto I. and Duke Henry. Judith, the widow of Duke Henry, now ruled Bavaria in the name of her son Henry II., surnamed the Quarrelsome, while she controlled Swabia through her influence on her daughter Hedwig, and Hedwig’s aged husband, the Swabian Duke Burkhard. Otto II. saw the danger of a close union between the two southern duchies, and, on Burkhard’s death, invested his nephew Otto, Duke Ludolf’s son, with Swabia. Judith and her partisans were instantly aroused. A new civil war was threatened, in which the Bavarians did not scruple to call in the help of the Bohemians and Poles. But the young Emperor’s vigorous measures proved fatal to the attempted rebellion, and Otto took the opportunity of his triumph to lessen the influence of the Bavarian dukes by intrusting, to separate margraves, the east mark, on the Danube (the later Austria), and the north mark between the Danube and the Bohemian Forest. |Break-up of the Bavarian Duchy, 976–8.| The great highland marchland of Carinthia and Carniola, with which still went the Italian March of Verona, or Friuli, was constituted a seventh duchy. The rest of the Bavarian duchy was consigned to the care of the faithful Otto of Swabia. Judith was shut up in a convent. Henry the Quarrelsome fled to Bohemia, whence he made subsequent unsuccessful attempts to recover his position. Thus the Emperor triumphed, but he had simply to do over again the work of his father. It was a thankless business, and showed how insecure were the very foundations of the German kingdom. But for the rest of his short reign Germany gave Otto but little trouble. The extension of Christianity among Wends, Poles, and Bohemians gave Magdeburg and Mainz new suffragans in the Bishops 38of Gnesen and Prague, though renewed attacks on the marches soon taught Otto that the Christianised Slavs were scarcely less formidable enemies than their heathen fathers had been.

War with France, 978.

In 978 Otto marched with a great army almost to the walls of Paris to avenge on the Carolingian king, Lothair, his attempt to withdraw Lorraine from the imperial obedience [see page 70]. Few of his acts bring out more clearly his imperial position than this long progress through hostile territory. But Italy was the scene of Otto II.’s most famous actions, and best illustrates his high conception of the imperial dignity. Rome was, as usual, a constant source of trouble. A series of insignificant Pontiffs succeeded John XIII.; but above them towered the noble Roman, Crescentius, Duke of the Romans, perhaps the son of the younger Theodora, Marozia’s sister, who aspired to renew the great part played by Alberic II. |Crescentius at Rome, 980.| In 980 Otto crossed the Alps for Italy, and on his approach the opposition was shattered. In 981 he restored the Pope to Rome, whence he had fled from fear of Crescentius, and forced Crescentius himself to withdraw into the seclusion of a monastery, where a few years later he died. The need of protection still kept the Papacy faithful to the imperial alliance.

Otto now assumed new responsibilities directly flowing from his position as Emperor. The Mohammedan lords of Sicily had re-established themselves in southern Italy, and threatened the march of Benevento. Otto marched to the help of the Lombard Duke of Benevento. |Campaigns against Greeks and Saracens, 981–982.| At the same time he sought to make a reality of the cession of Greek Italy, the promised portion of Theophano, but which, owing to the unwillingness of the Byzantines, had never actually come into his hands. In 981 and 982 Otto carried on successful war in southern Italy. A whole series of Greek towns—Salerno, Bari, Taranto—fell into his hands. In the summer of 982 39Otto traversed the old road of Pyrrhus, along the Gulf of Taranto, and defeated the Arabs at Cotrone (the ancient Croton), slaying Abul Cassim, the Ameer of Sicily, in the fight. A few days later Otto fell into a Saracen ambush as he pursued his route along the narrow road between the Calabrian mountains and the sea. His army was almost destroyed, though he himself, after a series of remarkable adventures, succeeded in eluding his enemies.

Diet of Verona and projected Crusade, 983.

Germans and Italians vied with each other in their efforts to restore the Emperor’s preponderance. In 983 a remarkable Diet assembled at Verona, in which the magnates of Germany and Italy sat side by side, to show that the two realms constituted but one Empire. The spirit that a century later inspired the Crusades first appeared in this remarkable assembly. It was resolved to follow the Emperor on a holy war against the Mussulmans. That the succession might be peacefully secured during his absence the magnates chose as their future ruler the little Otto, his three-years-old son by Theophano. Preparations were then made for the war against Islam. But the rising commercial city of Venice, jealous of the imperial policy, and already enriching itself by trade with the enemies of the Christian faith, refused to supply the necessary ships for an expedition against Sicily, the centre of the infidel power. Otto sought to block up the land approaches to the recalcitrant town, but, secure in her impregnable lagoons, Venice was able to defy the Emperor. The news of a Wendish invasion now came from Germany; and the disturbed condition of Rome again demanded Otto’s personal presence. There he laboured with feverish earnestness to prepare for his mighty task; but there he was smitten with a sudden and deadly disease, that carried him off on 7th December 983. He was only twenty-eight years old. His body was buried, as became a Roman Emperor, in the Church of St. Peter’s. The difficulties which had proved almost too much 40for the strong and capable grown man, were now to be faced, as best they might be, by his young widow Theophano, the regent of the new lord of the world, a child scarcely four years of age.

The German Empire rested almost entirely on the warlike character of its head, and any failure of the central military power involved the gravest evils. A wave of heathen reaction burst from the Wendish and Danish lands into the very heart of the Saxon Empire. In the south, Islam, excited by the threatened Crusade, menaced the centre of the Christian world. It seemed as if the Empire of the Ottos was on the verge of dissolution, when Henry the Quarrelsome, the deposed Duke of Bavaria, came back, and, by claiming the regency from Theophano, added the terrors of internal discord to those of barbarian invasion. |Revolt of Henry of Bavaria, 984.| At first Henry made good progress, and, advancing in his claims, began to covet the crown itself. The Dukes of Poland and Bohemia paid him homage, and Lothair of France eagerly supported him. It was more important that Henry had won over many of the bishops, who, as the natural result of Otto I.’s policy, had the balance of power in their hands. He also secured the person of the young Otto III. But, as the Archbishop of Magdeburg favoured Henry, the lay nobles of the Wendish mark, who hated their clerical supplanters, and Archbishop Willegis of Mainz, who still looked with detestation on the mushroom primacy on the Elbe, declared for Theophano. The adhesion of the mass of the Saxon nation at last secured the victory of the Greek. Henry was forced to submit, and was pacified by being restored to his duchy of Bavaria.

Regency of Theophano, 983–991.

Otto III. owed his throne to the clergy. The influence of the bishops kept Germany quiet during the regency of Theophano. The fall of the last of the West Frankish Carolingians, and the accession of Hugh Capet in 987, prevented any further danger from the French side, while on the east, the Margrave 41Eckhard of Meissen hurled back the Slavonic invaders, and cleverly set the Bohemians and the Poles by the ears. Adelaide, Otto’s grandmother, ruled Italy from the old Lombard capital of Pavia. She was less fortunate than her daughter-in-law, with whom, moreover, her relations were not cordial. Rome fell away almost altogether, so that a French synod at Reims (995) was able, with good reason, to denounce the scandals that degraded the Papacy, and to threaten that France, like the east, might be provoked into breaking off all connections with the See of Peter. John Crescentius, son of the man driven by Otto II. into a cloister, renewed the policy of his father, and, taking the name of Patrician, ruled over Rome with little opposition.

Rule of the bishops and education of Otto, 991–996.

Theophano died in 991. No new regent was appointed, but a council of regency set up, prominent among its members being the Empress Adelaide, Willegis of Mainz, Eckhard of Meissen, and Henry, Duke of Bavaria, son and successor of Henry the Quarrelsome. The composition of this body was a further proof of the extension of ecclesiastical influence. But an even more significant indication of this was the fact that the young king was brought up almost entirely under the direction of highly-placed churchmen. Willegis of Mainz, and Bernward, Bishop of Hildesheim, the future saint, were the two prelates most directly responsible for his education. The result was that, though the young king spent his early years amidst his fierce and half-barbarous Saxon subjects, he became still less of a German than Otto II., and was possessed by ideals that stand in the strongest contrast with those of his predecessors. Bernward caused him to be schooled in the best culture of his time, and gave him an abiding love of letters and learned men. He also strongly inspired the quick-witted and sympathetic youth with the ascetic views and the sacerdotal sympathies of the Cluniacs. Thus Otto became enthusiastically religious, and ever remained a devout pilgrim to holy places and seeker out of inspired anchorites 42and saints. Moreover, Otto inherited from Theophano all the high Byzantine notions of the sacredness of the Empire, and, seeking to combine the two aspects of his education, his mind was soon filled with glowing visions of a kingdom of God on earth, in which Pope and Emperor ruled in harmony over a world that enjoyed perfect peace and idyllic happiness. Otto’s ideals were generous, noble, and unselfish; but in the iron age in which he lived they were hopelessly unpractical. The young king lived to become the ‘wonder of the world’ and the ‘renewer of the Empire.’ But his early death came none too soon to hide the vanity of his ambitions. At best, he was the first of that long line of brilliant and attractive failures which it was the special mission of the mediæval Empire to produce.

Otto’s coronation at Rome, 996.

In 996 Otto attained his legal majority, and crossed the Alps to seek his coronation at Rome as Emperor. The king and his army marched as though bound on a pilgrimage, or like the crusading hosts of a century later. As they entered the Lombard plain, the news came that the Papacy was vacant, and a deputation of Romans, tired of the tyranny of Crescentius, begged Otto to nominate a new Pope. The young king at once appointed his cousin, Bruno, grandson of Conrad the Red and Liutgarde, daughter of Otto I., a youth of four-and-twenty, and a zealous champion of the Cluniacs, who took the name of Gregory V. |Gregory V., 996–999.| On 25th May 996, Otto was crowned by Gregory at Rome.

Pope and Emperor strove at once to embody their theories in acts. The proceedings of the anti-papal synod of Reims were annulled; its nominee to the see of Reims, Gerbert of Aurillac, was forced to yield up his post to the worldly Arnulf that the synod strove in vain to depose. The whole French episcopate bowed in submission before the new Pope, and Gerbert soon repudiated his earlier teachings. The French king, Robert, was visited with the severest censures of the Church for contracting a marriage within the prohibited 43degrees. The holy Adalbert, the apostle of Bohemia, but driven from his see of Prague by a pagan reaction, was sternly ordered to return to his bishopric, or, if that were impossible, to engage in a new mission to the heathen. Adalbert chose the latter alternative, and his early death at the hands of the heathen Prussians made him the protomartyr of the new order that Otto and Gregory were striving to introduce. But while the two enthusiasts were busy in the regeneration of the universe, they were unable to maintain themselves in the very centre of their power. A new Roman rebellion brought back Crescentius. |Fall of Crescentius, 998.| Only through the help of the iron soldiery of the Saxon borders, headed by the valiant Eckhard of Meissen, could Otto win back the Eternal City to his obedience. In 998 Rome surrendered, and Crescentius atoned for his rebellion on the scaffold.

Gerbert of Aurillac.

An early death now cut off Gregory V., and Otto raised Gerbert of Aurillac[3] to the papal throne. Gerbert was quite the most remarkable man of his age. A poor Frenchman of obscure birth from the uplands of the centre, he received his first schooling in a cloister at his native Aurillac, where he took the monastic vows. Borrel, a pious Count of Barcelona, made his acquaintance while visiting Aurillac on a pilgrimage, and took him back with him to the Spanish march. There Gerbert abode some years, and there he acquired that profound knowledge of mathematics which had perhaps filtered into the march from the Mussulman schools of Cordova, and which gave him in the unlearned north a reputation for extraordinary learning, if not for magical skill. Ever eager for knowledge, he accompanied his patron to Italy, and attracted the notice of Otto I. Finally he settled down at Reims, attracted by the fame of 44a certain archdeacon who taught in the cathedral school. The good Archbishop Adalbero made Gerbert ‘scholasticus’ of the school at Reims. Accompanying the archbishop to Italy, Gerbert received from Otto II. the headship of Columban’s old abbey of Bobbio, and speedily reformed its lax discipline. On Otto II.’s death, the angry monks drove him away, and he went back to Reims and resumed his teaching as ‘scholasticus.’ He dominated the policy of the archbishop in the critical years that saw the accession of Hugh Capet to the French throne [see pages 70–71], but on Adalbero’s death was ungratefully passed over by Hugh, whose interests procured the election of Arnulf, an unlearned but high-born Carolingian, to the great see. A few years later, Arnulf was deposed by the synod of 995, and Gerbert put in his place. But Arnulf still claimed to be archbishop, and Gerbert went to Italy to plead his cause with Gregory V. Finding his chances hopeless, he closely attached himself to Otto III., with whom he had strong affinities in character. Gerbert loved pomp and splendour, was attracted by Otto’s high ideals, and was of a pliant, complaisant, and courtier-like disposition. He was made Archbishop of Ravenna to compensate him for the loss of Reims. When elevated to the Papacy, he chose to call himself Sylvester II. As Sylvester I. had stood to the first Christian Emperor, so would Sylvester II. stand to the new Constantine. Under him the close alliance of Pope and Emperor was continued as fervently as during the lifetime of Gregory V.

Visionary schemes of Otto and Sylvester II., 999–1003.

Otto’s plans grew more mystical and visionary. Rome, and Rome alone, could be the seat of the renewed Empire, and Otto began the building of an imperial palace on the Aventine on the site of the abode of the early Cæsars. He abandoned the simple life of a Saxon etheling, which had been good enough for his father and grandfather, and secluded his sacred person from a prying world by all the devices of Byzantine court-etiquette and Oriental exclusiveness. His court officials 45dropped their old-fashioned Teutonic titles, and were renamed after the manner of Constantinople. The chamberlain became the Protovestiarius, the counsellor the logothetes, the generals were comites imperialis militiæ, and their subordinates protospatharii. The close union of the Pope and Emperor in a theocratic polity was still better illustrated by the institution of the judices palatii ordinarii. They were of the mystic number of seven, ecclesiastics by profession, and were to act as supreme judges in ordinary times, but were also to ordain the Emperor (a new ceremony to be substituted for coronation) and to elect the Pope. But apart from its fantastic character, the whole policy of Otto depended upon a personal harmony between Pope and Emperor. Even under Otto himself this result could only be secured by the Emperor’s utter subordination of his real interests to the pursuit of his brilliant but illusive fancies.

Opposition to Otto III. in Germany.

Otto’s cosmopolitan imperialism soon brought him in collision with Germany, and especially with the German Church. He set up a new archbishopric at Gnesen in Poland, where reposed the relics of the martyred Adalbert, and surrounded it with the mystical number of seven suffragans. In the same way, Sylvester, in recognising Stephen, the first Christian Duke of Hungary, as a king, established a Hungarian archbishopric at Gran. These acts involved a recognition of the national independence of Poland and Hungary. Wise as they were, they were resented in Germany as being directly counter to the traditional Saxon policy of extending German influence eastwards, by making the bishops subject to the German metropolitans at Magdeburg and Salzburg. The practical German bishops saw with disgust the Emperor giving up the very corner-stone of the policy of Henry and Otto I. The deep differences of sentiment came to a head in a petty dispute as to whether a new church for the nuns of Gandersheim should be consecrated by Bernward of Hildesheim, the diocesan, who favoured Otto’s fancies, or by the metropolitan 46Willegis of Mainz, who bitterly lamented the outlandish ideas of his old pupil. Sylvester upheld Bernward, but the German bishops declared for Willegis, and paid no heed to the papal censures that followed quickly on their contumacy. They refused even to be present at the Councils in which Sylvester professed to condemn the Archbishop of Mainz. The German clergy were thus in open revolt from Rome, and they were, as we have seen, the leaders of the German nation.

Breakdown of Otto’s system in Italy.

While the outlook was thus gloomy in Germany, the march of events in Italy gave but little encouragement to Pope and Emperor, and demanded the personal presence of Otto, who had been forced to return to Germany in the vain hope of appeasing the general opposition to his policy. Before he crossed the Alps for the last time, Otto went to Aachen, and, if we can believe one of his followers’ statement, visited the vaults beneath the venerable palace-chapel to gaze upon the corpse of Charles the Great, sitting as in life upon a throne, with crown on head and sceptre in hand. When he reached the south, he found to his dismay that lower Italy had fallen altogether from his obedience, and that even Tivoli, in the immediate neighbourhood of Rome, had rebelled against him. Otto made feverish efforts to restore his authority. He clamoured for Byzantine help, and begged for a Byzantine wife. He paid a flying visit to the Venetian lagoons, seeking for a fleet from the great Doge Peter Orseolo. But worse news now reached him. Rome itself now rose in revolt, and Otto, postponing in despair his warlike operations, could only find consolation in visits to the holy Romuald in his inaccessible island hermitage amidst the swamps of Ravenna, and in the practice of penances, mortifications, and scourgings. Recovering his energy, he now sought to obtain an army from Germany to procure, as in the old days, the subjection of Italy; but it was the very moment of the crisis of the Gandersheim struggle, and no German help was forthcoming. A sharp fever now attacked Otto at the very moment of 47the collapse of all his plans. He died on 23rd January 1002, at Paterno, near Rome, when only twenty-two years old. |Death of Otto III., 1002.| With him perished his lofty ambitions. He had made himself the wonder of the world; but all that he had accomplished was to play the game of the high ecclesiastical party. The tendency of his policy, like the latter Carolings, was to subordinate the visionary Empire to the practical Papacy, thus exactly reversing the ideas of the great Saxons, and bringing out in its most glaring contrast the incompatibility of the union of the German kingship with the imperial claims to universal domination. Within a year Sylvester II. followed him to the tomb.

Henry II., 1002–1024.

For eighty years the Saxon kings and emperors had succeeded from father to son, and even a minority had not broken down the tendency towards heredity which seemed rapidly divesting the German kingdom of the elective character which it had shared with the Empire itself. Otto III.’s death without direct heirs now reminded the German magnates that they still could choose their king, and, in the absence of any strong claimant, there was a whole swarm of aspirants after the vacant dignity. The friends of the Saxon traditions, which Otto III. had so violently set at naught, hoped for the election of the brave and experienced Eckhard of Meissen; but as Eckhard was travelling to the south to pursue his candidature, he was murdered to satisfy a private revenge. His removal secured the appointment of Henry, Duke of Bavaria, the son of Henry the Quarrelsome, and the nearest kinsman of competent age and position to the dead ruler. Thus the throne was retained in the hands of the Saxon house, though it now was held by a branch that had long attached itself to the traditions of its southern duchy. Bavarians, Lorrainers, and Franks accepted Henry at once; the Saxons and Swabians only after a short hesitation.

It was a great thing that the succession had been peaceably settled. Yet the new king had neither the power nor the energy of the Ottos. Raised to the throne by the great 48magnates, Henry II. never aspired to carry on the despotic traditions of the earlier Saxon kings, but thought to rule with the help of frequent Diets and Councils. He had more authority over the Church, and his personal piety and zeal for good works, in which he was well supported by his wife Cunigunde, procured for him in after times the name and reputation of a saint, and in his own day kept him on good terms with the clergy, though he was never their slave. He used his bishops and abbots as instruments of his temporal rule, and systematically developed Otto III.’s system of making the bishops and abbots the local representatives of the imperial power by granting them the position of Count over the neighbouring Gau. On one great matter he gave much offence to the German bishops. |Henry II. and the Church.| He set up a new bishopric at Bamberg in Franconia, laying in 1004 the foundations of its new cathedral, and conferring on it such extensive privileges that every bishop in Germany was annoyed at the new prelate holding a position next after the archbishops, while the Archbishop of Mainz resented the merely nominal ties of obedience that bound the Bishop of Bamberg to him as his metropolitan. Henry was a friend of the Cluniac monks, and it was through his efforts that these zealous Church reformers first got a strong position in Germany.

Henry II. and the Slavs.

Henry had no trouble with the Hungarians, whose great king, St. Stephen, the founder of the settled Magyar state, was his brother-in-law and friend. But it was among his chief cares to uphold the old Saxon supremacy over the Slavs, which Otto III. had generously or fantastically neglected. Poland was now a formidable state, and its Duke Boleslav, who had become a terror to the marks before the death of Otto, aspired to build up a strong Slavonic power, and drive back the Germans over the Elbe. It was no longer the frontier warfare of the days after Otto the Great’s victories. It was rather a stern fight between two vigorous nations, in which Henry only won the 49upper hand after long and costly efforts. Even at the last he was forced to hand over the mark of Lausitz to the Poles, to be held as a fief of the German kingdom. Henry’s laborious policy, his shrinking from great efforts, and his fixed resolve to concentrate himself on little objects within his reach, stand in the strongest contrast to the vast ambitions of his predecessor. Yet, in his slow and determined way, Henry brought back the German kingdom to a more national policy, and did much to restore the havoc wrought by Otto’s vain pursuits of impossible ideals. As a German king, he was in no wise a failure, though he raised the monarchy to no new heights of power.

Henry’s success in Germany was closely connected with his failure in Italy. Under his cautious rule the plans of Otto III. were quickly lost sight of. On the death of Sylvester II., the Papacy fell back into its old dependence on the local nobles. At first a third Crescentius, son of Otto III.’s victim, assumed his father’s title of Patrician, ruled Rome at his pleasure, and nominated two puppet Popes in succession. But a stronger power arose, that of the Counts of Tusculum. Before long a series of Tusculan Popes, set up by the goodwill of these powerful lords, again degraded the Papacy, and threatened to deprive it of the obedience and respect of Europe. |Henry II. and Italy.| It was the same in the secular as in the spiritual sphere. Before the German succession had been settled, Ardoin, Marquis of Ivrea, had got himself elected King of Italy, and held his own for many years against the partisans of Henry reinforced by German armies. In 1004 Henry went over the Alps, and submitted to be elected and crowned king at Pavia, though the Ottos had borne the Italian crown without condescending to go through such formalities. Despite this Ardoin long maintained himself. At last, in 1013, Henry went down to Italy again, and on 14th February 1014 received the imperial diadem from Pope Benedict VIII. But no striking result followed this renewal of the Empire. Benedict, 50who was a zealous partisan of the Count of Tusculum, now sought, by advocacy of the Cluniac ideas, to maintain himself against an Antipope of the faction of Crescentius. In 1020 Benedict visited Germany to consecrate the cathedral of Bamberg, and signalised his visit by taking Henry’s foundation under his immediate care. It seemed as if the old alliance of Papacy and Empire were renewed. Next year Henry crossed the Brenner at the head of a strong German army, which traversed all Italy, in three divisions, commanded respectively by Henry himself, the Patriarch of Aquileia, and the Archbishop of Cologne. But by the time the Lombard dukes of Capua and Salerno had made their submission, and Henry was marching through Apulia, a deadly sickness raged in his host and compelled its immediate retreat. Next year Henry was back in Germany. It is significant that the office of Count Palatine of Italy ceased to exist during his reign. The Emperor was no longer an effective ruler of the peninsula.

In the latter years of his life Henry attached himself still more strongly to the Cluniac party, and, as with Otto III., his friendship for foreign priests brought him into renewed conflict with the German bishops. Aribo, Archbishop of Mainz, led the opposition to Henry and Benedict. But just as the conflict was coming to a head, Benedict VIII. died (1024). He was quickly followed to the grave by Henry himself. With him perished the last king of the male stock of the Ludolfing dukes of Saxony. His dull and featureless reign was but a tame conclusion to the brilliant period of the Ottos.

The two Conrads, 1024.

The ecclesiastical differences that had troubled Germany during Henry II.’s lifetime lay at the root of the party struggles that now raged round the appointment of his successor. As in Henry’s case, there was no specific candidate marked out by birth and special fitness for the choice of the German nation. The bishops, led by Aribo of Mainz and Burkhard of Worms, 51resolved to take full advantage of this freedom of election to prevent the accession of any prince inclined, like the late Emperor, to favour the spread of Cluniac ideas. They therefore urged the claims of Conrad of Swabia. Conrad was the great-grandson of Conrad the Red and his wife Liutgarde, Otto the Great’s daughter, and consequently nephew of Pope Gregory V., and descended from the Ludolfings on the female side. Though only the possessor of part of his rich family estates in the Rhineland, Conrad had made a lucky marriage with the widowed Gisela, Duchess of Swabia, the granddaughter of Conrad, king of Arles, and a descendant of the Carolingians. This gave him the guardianship of the young Duke Ernest of Swabia, Gisela’s son by her former husband, and secured for him a leading position among the German magnates. Conrad was a valiant and experienced warrior, and an intelligent statesman, possessing a clear head and a strong will, resolutely bent on securing practical objects immediately within reach. He had persistently held aloof from the ecclesiastical policy of his predecessor, with whom he had been more than once in open feud. He was still more hostile to his cousin, Conrad, Duke of Carinthia, the son of another Conrad, a younger brother of his father Henry, who, through the caprice of their grandfather, had inherited the mass of the Rhenish estates of Conrad the Red, usurping the position of the elder line. This second Conrad was now the candidate of the Cluniac party against Conrad of Swabia. But the great prelates were still all-powerful; despite the opposition of the Lorrainers, among whom Cluniac ideas had gained a firm hold, Conrad of Swabia was elected king. His path to the throne was made smooth by the generosity of his rival, who, at the last moment, abandoned his candidature, and voted for his cousin. |Conrad II., 1024–1039.| Aribo of Mainz crowned Conrad in his own cathedral, regardless of the claims of the rival Archbishop of Cologne, the diocesan of Aachen, the proper place for the coronation. 52But Aribo refused to confer the crown on Gisela, since the Church regarded her marriage with Conrad as irregular by reason of their affinity. Pilgrim of Cologne now saw his opportunity for making terms with the victor. He gave Gisela the crown which Aribo had denied her. Thus Conrad entered upon his reign with the support of all the leaders of the German nation. The younger Conrad remained faithful to his old rival; while his younger brother Bruno, who became Bishop of Toul, soon became one of the greatest supports of the new dynasty.

Italian policy.

When Conrad II. became king, he found everything in confusion: but within two years of his accession he had infused a new spirit and energy into every part of his dominions. His first difficulty was with Lorraine, whose two dukes had opposed his election, and now refused to acknowledge its validity. They sought the help of King Robert of France, whose weak support availed them but little. Conrad soon put down their rebellion, and with almost equal ease quelled the revolt of his ambitious and unruly step-son, Ernest of Swabia. Germany was thus appeased, but Italy, where the imperial power had become very feeble in the later part of the reign of Henry II., was still practically outside Conrad’s influence. His authority was only saved from complete ruin by the policy of the Lombard bishops, who saw in the Emperor their best protection against the proud and powerful lay aristocracy, and especially against the warlike margraves, who now aspired to renew the part played by Ardoin of Ivrea. But conscious that they did not possess sufficient strength to continue successfully a policy in which even Ardoin had failed, the leaders of the north Italian nobility looked elsewhere abroad for help to counterbalance the German soldiery of the Emperor. When King Robert of France rejected their advances, they found what they sought in William V., the Duke of Aquitaine and Count of Poitou, an aged and experienced warrior, and a strong friend of the Cluniacs, who 53hoped to find in Italy a suitable endowment for his young son William. This was the first occasion in which the policy of calling in the French to drive out the Germans was adopted by the Italians. But the times were not yet ripe for the intervention of a French prince in Italy. William crossed the Alps, but found that he could make but little progress against the vigorous opposition of the Lombard bishops, headed by Aribert of Milan, and tried to make up for his weakness in Italy by uniting himself with the Lorraine rebels, and by stirring up an anti-German party in the kingdom of Arles. But nothing came of his elaborate schemes, and in 1025 he went home in disgust.

Conrad’s imperial coronation, 1027.

Early in 1026 Conrad crossed the Brenner, and in March received the Lombard crown from Aribert in the cathedral of Milan. Pavia, the old Lombard capital, shut its gates on the Emperor, who was thus unable to be hallowed in the usual place. For a whole year Conrad remained in northern Italy, and gradually forced his enemies to make their submission. In the spring of 1027 the way to Rome at last lay open, and on Easter Sunday Conrad was crowned Emperor by Pope John XIX. The function was one of the most striking and memorable ceremonies in the whole history of the mediæval Empire. It was witnessed by two kings—Rudolf III., the last of the kings of Arles, and Canute of Denmark, the conqueror of England and Norway, then at Rome on a pilgrimage. But the clear head of Conrad was not in the least turned by the mystic rite. Content that his twofold coronation gave him a firm hold over Italy, he quickly recrossed the Alps and resumed his proper work as a German king, taking good care that there should be no clashing between his German and Italian interests. Before his return he visited southern Italy, and ensured the obedience of the Lombard dukes, who still guarded the frontier against the Greeks of Calabria.

On his return to Germany, Conrad felt that his power was sufficiently secure to take steps towards retaining the Empire 54in his own family. In 1028, he persuaded the magnates to elect, and Pilgrim of Cologne to crown, as his successor his eldest son, Henry, who was but ten years of age. |Fall of Ernest of Swabia, 1030.| This act roused the jealousy of the greater nobles, who found in Conrad’s son-in-law, Ernest of Swabia, an eager champion of their views. Ernest again plunged into revolt; and when pardoned, at the instance of his mother the Empress, still kept up his close friendship with the open rebel, Werner of Kyburg, Count of the Thurgau, a district including the north-eastern parts of the modern Switzerland. In 1030 Conrad ordered Ernest to break off from all dealings with his friend, and, as a sign of his repentance, to carry out in person the sentence of outlawry and deprivation pronounced against him. Ernest refused to give up Werner, whereupon Conrad deprived him of his duchy. Bitterly incensed with his father-in-law, the young duke left the palace, and wandered from court to court, seeking help to excite a new rebellion. But Conrad was so strong that neither foreign prince nor discontented German noble would make common cause with Ernest. In despair he took to a wild robber life of adventure, lurking with a few faithful vassals amidst the ravines and woods of the Black Forest. Before the summer was out Ernest was overpowered and slain. His commonplace treason and brigandage were in after ages glorified in popular tales, that make his friend Werner a model of romantic fidelity, and he himself a gallant and chivalrous warrior. After his fall, Conrad reigned in peace over Germany.

Hungary and Poland, 1030–1032.

The inroads of the Hungarians and Poles now forced fresh wars on Conrad. In 1030 he waged a doubtful contest against Stephen of Hungary. In the succeeding years he obtained great successes against the Poles, winning back in 1031 Lausitz and the other mark districts that Henry II. had been forced to surrender to their king Boleslav, and compelling his successor Miecislav, in 1032, to do homage to him for the whole of his kingdom. But great 55as were Conrad’s successes in the east, they were surpassed by his brilliant acquisition of a new kingdom in the west, where in 1032 he obtained the possession of the kingdom of Arles.

Union of the Arelate with the Empire, 1032.

The kingdom of Arles or Burgundy had fallen into evil days. During the long reigns of Conrad the Pacific (937–993) and Rudolf III. (993–1032) all power had fallen into the hands of the territorial magnates, and now the threatened extinction of the royal house seemed likely to plunge the Arelate into worse confusion. Rudolf III. was old and childless, and had long sought to make arrangements to prevent the dissolution of his kingdom with his death. In 1007 he had concluded with Henry II., his nephew, an agreement by which Burgundy was to fall on his death to the German monarch, but the Burgundian nobles had more than once forced him to renounce his treaty. An increasing sense of his powerlessness drew Rudolf, who was Gisela’s uncle, more closely to Conrad II. He hurried to Rome to be present at his coronation, and he trusted entirely to him for protection against his turbulent nobility. The contract of succession was renewed, and on Rudolf’s death, in 1032, Conrad entered into possession of the Arelate. Count Odo of Champagne set himself up as a rival and national king, but the German portions of the Arelate favoured Conrad from the beginning. In 1033 he was chosen king, and crowned at Ueberlingen, near Constance; and in 1034 Odo was forced into submission, while Conrad triumphantly wore his crown at Geneva and received the homage of the lords of Burgundy. Henceforward the kingdom of Arles was indissolubly united with the Empire. Despite the small amount of power which even the strongest Emperors could exercise in the Arelate, the acquisition was one of no small importance. The Arelate was for the most part a Romance land, and its union with the Empire made the Empire less German, and, for some generations at least, prevented the natural tendency to union between France and the Burgundian lands from being carried out. Moreover, the 56acquisition of the Arelate, by virtue of a contract of succession, increased the already strong tendency towards hereditary monarchy in Germany and Italy. Again, Burgundy was the chief home of the Cluniacs, and one very important consequence of its absorption by Conrad was a gradual increase of Cluniac influence all over the Empire. And most of all, the new-won kingdom was useful to the Emperors as acting as a sort of buffer-state to protect Italy from French interference. The attempt of William of Poitou had taught Conrad the necessity of thus guarding the Italian frontier. For the next few generations the acquisition of the Arelate made such projects more difficult. Supplementing the final adhesion of Lotharingia to the Eastern Kingdom, the lapse of the Arelate completed the absorption of the ‘Middle Kingdom’ in the German Empire. Of the threefold partition of Europe by the Treaty of Verdun in 843, only the ancient dominions of Charles the Bald—France, in the narrower sense—were outside the powers of the Emperor. Henceforth Conrad ruled not only all the lands that had gone in 843 to Louis the German, but also over the districts that had then fallen to the share of the Emperor Lothair. Two-thirds of the Carolingian Empire were thus concentrated under Conrad.

Feudal benifices declared hereditary.

Ten years of Conrad’s rule had now brought the Holy Empire to a point of solid prosperity that was seldom surpassed. But Conrad saw that there were still great dangers inherent in his position, and foremost among these was the smallness of the number of the feudal dignitaries with whom he had direct legal dealings. There were no longer indeed the five national dukedoms in their old united strength and dignity. There were no longer dukes of Franconia; Lorraine was already divided into two distinct duchies, of Upper and Lower Lorraine. Swabia was showing signs of a similar tendency to bifurcation; Bavaria, after the rearrangement of 976, was in a much less imposing position than under the Saxon Emperors, and even in Saxony the margraves 57were a strong counterpoise to the more imposing but not more powerful dukes. In the last generations the more vigorous of the counts and margraves had shaken off their dependence on the dukes, and aspired to stand in immediate relations with the Emperor. Yet the whole drift of the time was towards feudalism, and towards making a limited number of tenants-in-chief, whether dukes, margraves or counts, the sole persons with whom the Emperor had any direct relations. Secure in their own hereditary tenure of their fiefs and allodial properties, the great lords of Germany claimed an absolute control over all their vassals. The old tie of national allegiance that bound every subject to his sovereign had fallen into neglect as compared with the new link of feudal dependence of vassal on lord. The leading tenants-in-chief considered that their powers over their vassals were so absolute that it was the bounden duty of a tenant to follow his lord to the field, even against his overlord. With the same object of strengthening their own position, the great lords strove to prevent the fiefs of their vassals from assuming that hereditary character which they had already acquired in practice, if not in theory, for their own vast estates.

Conrad showed a shrewd sense of self-interest in posing as the friend of the lesser tenants against the great vassals of the crown. Whether he also secured the best interests of Germany is not quite so clear. The great vassals were strong enough to maintain order; the lesser feudalists had neither their resources nor their traditions of statecraft. It was too late to revive with any real effect the national tie of allegiance, and the scanty means of an early mediæval king had always made somewhat illusory great schemes of national unity. Conrad did his best for the protection of the under-tenants by establishing for them also that hereditary possession of their benefices which gave them some sort of permanent position over against their overlords. This was secured in Germany by a mere recognition of the growing custom of heredity, 58though in Italy a formal law was necessary to attain the same end. Another advantage won by Conrad by this action was that in securing the recognition of the principle of heredity in every fief, he made a long step towards securing the heredity of the crown. For Conrad, much more distinctly than his Saxon predecessors, sought definitely to make both the royal and imperial crown hereditary in his house. As a further step towards breaking down the greater nobility, he strove to get rid of the national duchies altogether. He persuaded the Bavarians to elect the young King Henry as their duke, and, on the death of his last step-son, gave Swabia also to his destined successor. On the death of his old rival, Conrad of Carinthia, the great Carinthian mark was also handed over to Henry. At the end of Conrad’s reign, Saxony and Lorraine were the only duchies still held by independent princes. Like his predecessors, Conrad used the bishops as the means of carrying on the government and checking the growth of the lay aristocracy. Following the example of the chief ecclesiastics, he encouraged the development of a new class of hereditary ministeriales, who devoted their lives to the service of the crown, and soon built up a new official body that enabled his successors to largely dispense with the interested help of the episcopate in carrying on the daily task of the administration of the kingdom.

Conrad was so successful with this policy in Germany and Burgundy that he desired to extend it to Italy. But the spirit of independence was already deeply rooted south of the Alps, and the very prelates who had called Conrad to help them against their lay rivals, now looked with suspicion on a policy that deprived churchman and lay noble alike of their cherished immunities. |Conrad’s strife with Aribert, 1036–1039.| Aribert of Milan had long aspired to a position of almost complete independence. His dream was to make the see of St. Ambrose a sort of North Italian patriarchate, and at the same time he wished to combine with ecclesiastical ascendency an organised temporal power. His twofold ambition 59was exactly that of the Papacy at a later period, and for the moment Milan seemed stronger than Rome. The citizens of Milan, more obedient to their bishops than the turbulent Romans, were zealous partisans of Aribert; but the smaller nobles, who saw in the fulfilment of his plans the destruction of their own independence, rose as one man against him. Civil war broke out in Lombardy between the friends and foes of Aribert. So dangerous was the outlook that in 1036 Conrad again crossed the Alps in the hope of restoring peace in North Italy.

Aribert was summoned to a Diet at Pavia; but he loftily declared that he would surrender no single right of the church of St. Ambrose, and was soon in open war against the Emperor. Conrad saw his only chance of overcoming the archbishop in winning over the smaller nobility to his side. In 1037 he issued the famous edict which made fiefs hereditary in Italy, thus doing for the south by a single stroke what gradual custom and policy had slowly procured for the north. He also promised to exact from his vassals no greater burdens than those already usually paid to him. But these measures, though increasing the party of Conrad in Italy, were not enough at once to overcome Aribert, who, secure in the hearty support of the Milanese citizens, defied not only the threats of Conrad but also the condemnation of Rome, which the Count of Tusculum, who then occupied the papal throne, willingly put at the service of the Emperor. In 1038 Conrad was forced by urgent business to recross the Alps, leaving Aribert unsubdued. Next year he died suddenly at Utrecht. ‘No man,’ says a Saxon annalist, ‘regretted his death.’ Yet if Conrad was unpopular, he was singularly successful. Though he had failed to get the better of Aribert, he had obtained his object in everything else that he undertook. He left the royal authority established on such a solid basis that his son, King Henry, already crowned King of Germany and Burgundy, and already Duke of Bavaria and Swabia, now stepped into the complete possession of his 60father’s power, as if he were already the heir of an hereditary state. Henry III. was the first German king to succeed without opposition or rebellion.

Henry III., 1039–1056.

Henry III. was now two-and-twenty years of age, and had been carefully educated for his great position. Gisela had procured for him the best of literary teachers, while Conrad himself had taken care that he should excel in all knightly exercises, and go through a sound drilling in war, law, and statecraft. He had already won martial glory against the Poles and Hungarians, while he had acquired political experience as virtual, if not formal, co-regent with his father. He was now able to take up his father’s work, and while carrying it on essentially in the old lines, to infuse it with a new spirit. For the gifted young king, though inheriting to the full the practical wisdom of his father, soared far above the cold self-seeking and hard selfishness of the least attractive of the great German Emperors. Under his strong and genial rule, the Holy Empire again became a great ideal, though it was now an ideal that had little that was visionary or fantastic about it. The seventeen years of his reign witnessed the culminating point of the power of the mediæval Empire. Under him Germany effectively ruled the destinies of the world. The early troubles that had attended the building up of the kingdom were over. The later troubles that sprang from the struggle of the ecclesiastical and temporal power had not yet begun.

A series of signal triumphs in the east first proclaimed to the world the greatness of the new king. Poland, Bohemia, and Hungary were all alike matters of concern to Henry. |Poland, Bohemia, and Hungary made fiefs of the Empire.| But Poland, so mighty a few years before, was distracted by civil strife, and attacked by the rising power of Bohemia, now the strongest Slavonic state. It was a light matter for Henry to retain Poland as a feudatory of the Empire. But it involved a long struggle before Bohemia, under its warlike Duke 61Bretislav, could be forced to accept the same position. It was Bretislav’s ambition to make himself a king, and to secure for the Bohemian bishopric at Prague the position of an archbishopric, so that a great Slavonic kingdom, independent both in Church and State, might centre round the Bohemian table-land. But Henry forced his way through the mountains of the border and threatened Prague itself. In despair Bretislav did homage to him for Bohemia and Moravia, and even for the outlying district of Silesia, which he had conquered from the weak Polish monarchy and made an integral part of the Bohemian kingdom. Even greater difficulties beset Henry in Hungary, where a heathen reaction had set Aba, a member of the hero race of Arpad, on the throne. In 1042 Henry invaded Hungary and dethroned Aba, but the Hungarian king was soon restored, and it was not until a third expedition in 1044 that Henry finally succeeded in destroying his power. Aba’s defeat secured the complete triumph of the German king. Peter, the new king of Hungary, performed homage to Henry, thus making Hungary, like Poland and Bohemia, a fief of the Empire. In 1045 Henry visited Hungary, and received the submission of the Magyar magnates. In pious gratitude for his victory Henry sent the gilded lance, which Peter had given to him as an emblem of his dependence, as a votive offering to the Papacy. A few years later another Arpad, Andrew, dethroned the weak Peter, and gave a more national direction to the fierce Magyar nation, though he was too conscious of Henry’s power to break openly with him. With a row of vassal kingdoms extending to the extremest eastward limits of Roman civilisation, the Holy Empire was fast becoming in a very real sense the mistress of the world.

Henry III. and France.

With all his power, Henry could not hope to obtain from the princes of the west the same formal acknowledgment of his supremacy that he had wrested from the lords of the east. The France of Henry I. was indeed feeble and helpless, but the early Capetian monarchy was 62still the centre of a great system, and its feudatories, though constantly at war with their king and with each other, would be likely to make common cause against a German pretender to universal rule. Henry III. was content to keep on friendly terms with his neighbours beyond the Rhine, and, as a good means of securing French friendship, he chose a wife from among the greater vassals of the Capetian throne. In 1043 he married Agnes of Poitou, the youngest daughter of that Count William of Poitou who, in his youth, had competed with Conrad the Salic for the crown of Italy. Agnes exercised henceforth strong influence over her husband, and in particular upon his ecclesiastical policy.

With the eastern kings paying him tribute and the monarch of the west seeking his friendship, Henry had now leisure to improve the internal condition of his dominions. Despite all that his predecessors had done, Germany and Italy were still in the utmost disorder. |Henry III. and Germany.| Conrad II.’s policy of encouraging the smaller nobility had tended to increase the private wars and local feuds that made existence so difficult and dreary for the simple freeman, and so dangerous even to the great lord. Henry now made strenuous efforts to restore peace to Germany. At a diet at Constance Henry solemnly forgave all his enemies, and craved their forgiveness in turn, calling upon the magnates to follow his example and lay aside their feuds with each other. Some degree of success followed this appeal, especially as Henry had partly abandoned his father’s policy of concentrating the national duchies in his own hands. Germany was so vast that it could hardly be effectively ruled from a single centre, and Henry hoped that henceforth the dukes whom he set up would be faithful ministers, and not champions of local independence.

Italy demanded Henry’s utmost care, and the critical position of the Papacy closely connected his policy with his attitude towards the Church. Since his marriage with Agnes, Henry had become more attentive to the 63teachings of Cluny, and was keenly alive to the scandals which still disgraced the Roman Church. No ecclesiastical reformation could be complete which did not begin with the head of the Church, and it was only by a great manifestation of his power that Henry could purify the Papacy. |Henry III. and Italy.| The Counts of Tusculum still kept their tight hold over the Roman Church, which had almost become their hereditary possession. After two brothers—the reforming Benedict VIII. (1012–1024) and the reactionary John XIX. (1024–1033)—had held in turn St. Peter’s chair, a third member of the Tusculan house, their nephew, Benedict IX., succeeded, despite his extreme youth, to the papal throne (1033). His excesses soon gave occasion to universal scandal, and in 1044 the Romans set up an Antipope in Sylvester III. Family influence still upheld Benedict, but next year new troubles arising, he sold the Papacy in a panic to a new pretender, who called himself Gregory VI., and who, despite his simoniacal election, soon attracted the reformers around him by his zeal in putting an end to abuses. But Benedict soon repented of his bargain, and sought to regain his position as Pope. The result was that three rival claimants to the Papacy distracted Rome with their brawls, and none of them had sufficient power to get rid of the others.

A synod assembled at Rome, and called on Henry III. to put an end to the crisis. In 1046 he crossed the Alps, and held a Church Council at Pavia, in which he issued an edict condemning simony. |Synod of Sutri, 1046.| In December 1046 he held another synod at Sutri, near Rome, where two of the three claimants to the Papacy were deposed. The third claimant was deposed in a third synod held in Rome itself. Suidgar, Bishop of Bamberg, was chosen Pope through Henry’s influence, and enthroned on Christmas Day as Clement II., conferring on the same day the imperial crown on Henry and Agnes. Accompanied by Clement, the Emperor made a progress through southern Italy, which he reduced to submission. Grave troubles on the 64Lower Rhine now brought Henry back to Germany; yet even in his absence his influence remained supreme in Italy. Clement II. died in 1048; but a whole succession of German Popes, the nominees of the Emperor, were now accepted by the Romans with hardly a murmur. The first of these—Damasus II., formerly Poppo, Bishop of Brixen, died after a few weeks’ reign. His successor, the Emperor’s kinsman, Bruno of Toul, took the name of Leo IX. (1048–1054). Short as was his pontificate, the result of his work was epoch-making in several directions. During the reign of his successor, Victor II. (1054–1057), Henry III. paid his second and last visit to Italy, the results of which we will speak of later. No sooner was he over the Alps than a rebellion broke out in Bavaria that necessitated his immediate return. The presence of the Emperor soon extinguished the revolt, but the rising taught Henry the insecurity of his position, and he now sought to conciliate his foes.

Death of Henry III., 1056.

In the summer of 1056 Henry held his court at Goslar, where he was visited by Victor II.; but in September he fell sick, and had only time to take further measures to secure his son’s succession, when death overtook him, on 5th October, in the thirty-ninth year of his age. Under him the mediæval Empire attained its apogee. Germany was now almost a nation; Italy a submissive dependency; the Papacy had been reformed, and the Church purified. A child of six years old was now called to the throne, whose burden had been almost too heavy for his father. With the accession of Henry IV. the decline of the Empire begins.

65

GENEALOGY OF THE SAXON AND SALIAN EMPERORS

66

CHAPTER IV
FRANCE AND ITS VASSAL STATES UNDER THE LAST CAROLINGIANS AND THE EARLY CAPETIANS, 929–1108[4]

The last Carolingians—Hugh the Great—Election of Hugh Capet, and its results—The first four Capetians, Hugh, Robert II., Henry I., Philip I.—The great Fiefs under the early Capetians—Normandy—Brittany—Flanders—Vermandois—Champagne and Blois—Anjou—Burgundy—Aquitaine and Poitou—Toulouse—Beginnings of French influence.

The last Carolingian Kings of the West Franks.

While the first great Saxon kings were reviving the power of their eastern kingdom, the expiring Carolingian house still carried on an unavailing struggle for the possession of the old realm of the West Franks. Charles the Simple was the last Carolingian to exercise any real authority in France. He had obtained a powerful ally by his concession of Normandy to Rolf and his vikings. He had witnessed the revolt of the Lotharingians from Germany to France, and had attained many successes through their support. |Charles the Simple, 896–929.| Yet the concluding years of his reign were troubled in the extreme, until he succumbed before the formidable coalition of Robert, Count of Paris, the brother of the dead King Odo, and the chief representative 67of the new order, with his two mighty sons-in-law, Herbert, Count of Vermandois, and Rudolf, Duke of Burgundy. |Robert, 922–923.| Robert got himself crowned king in 922, but was slain in battle in 923, leaving his famous son, Hugh the Great, too young to succeed to his disputed kingdom. This left Rudolf of Burgundy as king of the Franks, or, rather, of those who still resisted Charles the Simple [see Period I., pp. 503–5]. |Rudolf, 923–936.| When Charles died in prison in 929, Rudolf had no longer a nominal rival. He reigned until his death in 936. But his power was miserably weak, and real authority still resided with the great feudatories, whose possessions had now become hereditary for so long a time that they were now associated by close ties to the districts which they ruled.

Hugh the Great was a man of very different calibre from his fierce ancestors. Robert the Strong, the founder of the house, had been a warrior pure and simple. His sons, Odo and Robert, the two dukes who had in turn grasped the sceptre, had faithfully followed in his footsteps. Wanting in policy and statecraft, they had been less powerful as kings than as dukes. Hugh the Great, the first statesman of the Robertian house, was a shrewd tactician, who saw that his fortunes could best be established by playing a waiting game. |Policy of Hugh the Great.| He heaped up treasure, and accumulated fresh fiefs, but on the death of his Burgundian brother-in-law he declined the royal dignity, preferring to exercise an unseen influence over a king of his own choice to exposing himself to the certainty of exciting the jealousy of every great lord in France, by raising himself above them as their king.

Louis IV., 936–954.

There was only one sacred family which every lord admitted to be above himself. Even in its humiliation the Carolingian name was still one to conjure with. As Hugh would not be king himself, he wisely fell back on the legitimate stock of the West Frankish royal house. He turned his eyes over the Channel, where Louis, son of Charles 68the Simple, and his West Saxon queen, Eadgifu, daughter of Edward the Elder, was living quietly at the court of his uncle Athelstan. Louis was only fifteen years old, and was likely to be grateful to his powerful protector. He was elected king by the Frankish lords, and duly crowned at Reims. In memory of his exile he was called ‘Louis from beyond sea’ (Ultramarinus, Outremer). In the list of French kings he is reckoned as Louis IV.

Hugh the Great was rewarded by the renewal in his favour of the title ‘Duke of the French,’ which had already been borne by his father Robert in the days of Charles the Simple. This title suggested a power, half military and half national, analogous to that held by the dukes of the nations in Germany. |The Duke of the French.| But if this were the case, Hugh’s power as duke would have probably been restricted to ‘Francia,’ a region which, in common speech, was now limited to the Gaulish regions north of the Seine. It is not clear, however, that the power of the Duke of the French had any territorial limitation other than that of the limits of the West Frankish kingdom as prescribed by the treaty of Verdun. Wherever Louis ruled as ‘king,’ Hugh wielded authority as ‘duke.’ He was a permanent prime minister, a mayor of the palace, a justiciar of the Anglo-Norman type, rather than a territorial duke. Indeed, Hugh’s chief domains were not in ‘Francia’ at all. Despite his possession of Paris, his chief fiefs were still in the cradle of his house, the district between the Seine and Loire, to which the term Neustria was now commonly applied. Here his authority stretched as far westwards as the county of Maine, which he had obtained in his youth from the weakness of Rudolf of Burgundy. Moreover, in the lack of all central royal authority, half the chief vassals of the north had thought it prudent to commend themselves to the mighty lord of Neustria, and, with the Duke of Normandy at their head, had become his feudal dependants. Hugh was no longer simply a great feudatory. Even in name, he was the second man in Gaul. In fact, he was a long way the first.

69The last Carolingians were in no wise puppets and do-nothings like the last Merovingians. Louis IV. proved a strenuous warrior, with a full sense of his royal dignity. He ruled directly over little more than the hill-town of Laon and its neighbourhood, but he did wonders with his scanty resources. He married a sister of Otto the Great, and with German help was able to press severely his former patron. But Otto soon withdrew beyond the Rhine, and Louis, deprived of his help, and ever planning schemes too vast for his resources, was soon altogether at Hugh’s mercy. In 946 he was driven out of Laon: ‘the only town,’ as he complained, ‘where I could shut myself up with my wife and children, the town that I prefer to my life.’ In his despair he laid his wrongs before King Otto and a council of bishops at Ingelheim. Hugh prudently yielded before the threatened thunders of the Church. He renewed his homage to King Louis, and restored Laon to him. ‘Henceforth,’ says the chronicler, ‘their friendship was as firm as their struggles had formerly been violent.’ When Louis died suddenly in 954, his thirteen-year-old son, Lothair, was chosen king through Hugh’s influence. Two years later the great duke died.

Hugh the Great’s son and successor was also named Hugh. He is famous in history by the surname of ‘Capet,’ which he obtained from bearing the cope of the abbot of St. Martin’s at Tours, but which, like most famous surnames, has no contemporary authority. Brought up in his father’s school, he was clear-headed, cunning, resourceful, and cold-blooded. |Hugh Capet and King Lothair, 954–986.| He soon extended the power of his house, establishing one of his brothers in Burgundy, and marrying Adelaide, the heiress of Poitou, so as to be able to push forward claims in the lands beyond the Loire. Both in policy and resources he overmatched the young king Lothair, who tried as he grew up to play his father’s part; but his means were too small, and he embarked on contradictory policies which destroyed 70each other. His father had relied upon the support of Otto I., but Lothair, tempted by the long tradition of loyalty which bound Lotharingia to the Carolingian house, sought to find a substitute for his dwindling patrimony in northern France by winning domains for himself in that region. The strong Saxon kings would not tolerate the falling away of Lorraine from their Empire. Otto II. invaded France [see page 38] and vigorously punished the presumptuous Carolingian. Henceforth Lothair had no support against the subtle policy of the new Duke of the French. He even alienated Adalbero, the famous Archbishop of Reims, and the last prominent ecclesiastical upholder of the tottering dynasty, so that he repudiated the traditional policy of his see, and allied himself with the duke and the Emperor. Gerbert, the ‘scholasticus’ of Adalbero’s cathedral school, and the author of his policy, established an alliance between Hugh Capet and Otto III., and was soon able to boast that Lothair was but king in name, and that the real king was Duke Hugh. After losing the support of the Germans and of the Church, the Carolingians had absolutely nothing left but their own paltry resources. Yet Lothair gallantly struggled on till his death, in 986, after a nominal reign of thirty-two years. |Louis V., 986–987.| His son, Louis V., who had reigned jointly with him since 979, succeeded to his phantom kingship, and contrived to win over Duke Hugh, at whose instigation he led an expedition into Poitou. But Louis also quarrelled with Archbishop Adalbero, and alienated the Church. Adalbero intrigued against him, and the prelate’s triumph was hastened by Louis’ premature death in the hunting-field (987). He was the last of the Carolingian kings.

Election of Hugh Capet, 987.

For a century the Robertian house had struggled with the house of Charles the Great. Its premature triumph under Odo and Robert had put off the final day of success. But the patient and shrewd policy of Hugh the Great and Hugh Capet was at last rewarded with victory. Louis V. left no son. His uncle 71Charles, Duke of Lower Lorraine, was his nearest heir, but was in no position to push forward his pretensions. The pear was at last ripe, and Hugh Capet had no longer any motive for avoiding the semblance of the power, of which he had long enjoyed the reality. Adalbero and Gerbert now showed great activity. Adalbero harangued the barons and bishops on the duty that lay before them. ‘We know,’ he said, ‘that Charles of Lorraine has his partisans who pretend that the throne belongs to him by hereditary right. But we believe that kingship is not acquired by hereditary right, but that we ought only to raise to that dignity the man who is marked out, not only by nobleness of birth, but by wisdom, loyalty, and magnanimity.’ The magnates took the cue, and elected Hugh king of the French. The Church ratified the choice of the nobles by the solemn coronation of the new king at Noyon. The Duke of the Normans and the Count of Anjou lent him the support of their arms. The Emperor recognised Hugh, on condition that he waived all claims over Lotharingia.

The revolution of 987 was easily accomplished, because the old order was so nearly dead. It involved no striking change in form. The Capetian kings posed as the lawful successors of the Carolingians: they had the same conceptions of sovereignty, and followed the same principles of government. |Its results.| Yet those are not far wrong who regard the accession of Hugh as the starting-point of all later French history. It is easy to exaggerate the nature of the change. It is unsafe to make the change of dynasty a triumph of one race over another. It has been the fashion to say that, with the last of the Carolingians, disappear the last of the Teutonic conquerors of Gaul, and that their power had passed on to the Romanised Celts whom they had ruled so long. But there is no scrap of evidence to prove that the later Carolings were different in tongue, ideas, or policy from the Robertian house. There was no real national feeling in the tenth century, and, if there were, no proof that the one 72house was more national than the other. Nevertheless, the passing away of the line of Charles the Great does complete the process which the Treaty of Verdun had begun. The Capetian king had a limited localised power, a power that in due course could become national; and if he looked back, like the Carolings, to the traditions of imperial monarchy and order, he had no temptation to look back, as the Carolings were bound to look back, to the imperial ideas of universal dominion. He had no claim to rule beyond the limits ascribed to the West Frankish kingdom in the Treaty of Verdun. He was king of the French, the new Romance people that had grown up as the result of the amalgamation of conquering Frank and conquered Roman. He spoke the infant French tongue; his ambitions were limited to French soil; he represented the new nationality that soon began to take a foremost place amidst all the nations of Europe. But the triumph of the Capetian was not even in anticipation a simple national triumph. It was only in after ages, when France had become great, that she could look back and see in his accession the beginnings of her separate national monarchy. Personally, Hugh Capet was doubtless, like Harold of England some two generations later, an embodiment of the new national character and energy. But, less fortunate than Harold, he had time enough to live to show how powerless was a national hero, amidst an order of society in which the national ideal could have no place. He was rather the mighty feudatory, raised by his own order to a position of pre-eminence to represent the predominance of feudal ideas. The Carolings had fallen, not because of their own weakness, and still less by reason of any want of sympathy between them and the French nation. They were pushed out of power because France had become so fully feudalised that there was no room for an authority that had no solid basis of feudal support. France had become divided among a series of great fiefs. None of these fiefs fell to the ruling family, which was thus, as the result of the preponderance of the feudal 73principle, deprived of revenue, army, lands, and reputation. Hugh Capet inherited all that had kept the Carolingian power alive so long; but in addition to that he could supplement the theoretical claims of monarchy by right divine, by the practical arguments drawn from the possession of one of the strongest fiefs. Thus the new dynasty saved the monarchy by strengthening it with a great fief. No doubt the feudatories acted unwisely in having a king at all. But a nominal monarchy was part of the feudal system, and the barons could console themselves by believing that in becoming king of the French, Hugh still remained one of themselves. He was not surrounded with the mystic reverence due to the descendants of Charlemagne. As Harold, in becoming king of the English, did not cease to be earl of the West Saxons, so Hugh, in ascending the French throne, was still in all essentials the duke of the French. Harold and Hugh alike found but a questioning obedience in the great earls and counts, who looked upon the upstart kings as their equals. The Norman Conquest destroyed Harold before it could be early demonstrated what a long step in the direction of feudalism was made by his accession. Hugh Capet and his successors had time to bear the full brunt of the feudal shock. The most powerful of dukes proved the weakest of kings. It was only gradually that the ceremonial centre, round which the cumbrous fabric of French feudalism revolved, became the real heart of French national life. Yet, even in the feeble reigns of the first four Capetian kings, it is plain that France had begun a new existence. The history of the Carolingians is a history of decline. The history of the Capetians is a story of progress. While beyond the Rhine and Alps the continuance of the imperial theory choked the growth of German and Italian national life, the disappearance of these remnants of the past proved a blessing to Gaul. The history of modern Europe is the history of the development of nationalities. That history may be said in a sense to begin with the establishment of 74the first of an unbroken dynasty of national kings over what was destined to become one of the greatest of modern nations.

It is only with these limitations that the election of Hugh can be regarded as a triumph either of feudalism or of nationality. But it is entirely true that Hugh’s accession was the triumph of the Church. Adalbero, and Gerbert working through Adalbero, really gave Hugh the throne. Gerbert could truly boast that the Church had revived the royal name after it had long been almost dead among the French. Amidst the horrors of feudal anarchy, the sounder part of the Church still upheld in monarchy the Roman tradition of orderly rule, and taught that the king governed by God’s grace, because without a strong king the thousand petty tyrants of feudalism would have no restraint upon their lust and greed. But even this was an ideal far beyond the vision of the tenth century; though in later generations it was to bear fruit. The immediate results of Hugh Capet’s election were far different from its ultimate results. The conditions upon which his brother magnates had elected him king meant in practice that they should enjoy in their territories the same power that he enjoyed on his own domain. Save his theoretical pre-eminence, Hugh got very little from his royal title. The only resources on which he could depend implicitly were those which he derived from his own lands and vassals. There was no national organisation, no royal revenue, and practically no royal army, as the term of feudal service was too short to carry on a real campaign, even if the king could have trusted his vassals’ levies. The royal title involved responsibilities, but brought with it little corresponding power.

Struck by the contrast between their weakness and the commanding position of later French kings, historians have dwelt with almost exaggerated emphasis on the powerlessness of Hugh Capet and his first three successors. Yet the early Capetians were not so feeble as they are sometimes described. 75The French king was still the centre round which the feudal system revolved. He had a store of legal claims and traditions of authority, which at any favourable moment he could put into force. He was the only ruler whose authority extended even in name all over France. He inherited the traditions of the Carolingians and Merovingians, and, rightly or wrongly, was regarded as their successor. Moreover, the lay fiefs were, luckily for the monarchy, cut up by the great ecclesiastical territories, over which the king stood in a better position. Though feudal in a certain sense, the great Church dignitary was never a mere feudalist. His power was not hereditary. On his death the custody of the temporalities of his see passed into the royal hands, and it was the settled royal policy to keep churches vacant as long as possible. Only in a few favoured fiefs, like Normandy, Brittany, and Aquitaine, did the regale slip altogether into the hands of the local dukes. Moreover, the disputes and the weakness of the chapters gave the king the preponderating voice in elections. Even stronger was the royal position in relation to the monasteries. The greatest abbeys throughout France were ‘royal abbeys,’ over which the king possessed the same right as over bishoprics. Weaker than the bishops, the abbots looked up even more than the secular prelates to the royal support against the grasping and simoniacal lay-lords. The king favoured the Cluniac reformers, knowing that the more earnest the Churchmen, the more they would be opposed to feudal influence. Thus it was that every great Church fief was a centre of royal influence. Over the Church lands of central France—the provinces of Sens, Reims, Tours, and Bourges—the early Capetian was a real king. Even from the point of view of material resources, the king was in every whit as favourable a position as any one of his chief vassals. His own domains were large, rich, and centrally situated. Though lavish grants to the chief monasteries, and the need of paying for each step of their upward progress by conciliating the 76feudal magnates, had eaten away much of the old Robertian domain; though the great Counts of Anjou and Blois had established themselves in virtual independence within the limits of the domain of Hugh the Great, Hugh Capet still held the country between the Seine and the Loire, including the county of Paris, Orléans and its district, Senlis, Etampes, and Melun, with scattered possessions in more distant places, Picardy, Champagne, Berri, Touraine, and Auvergne. Paris was not as yet so important a place as it afterwards became, and it is an exaggeration to make it the centre of his power. Hugh could only conciliate his chief adviser and supporter, Bouchard the Venerable, the greatest lord of the royal domain, and count already of Vendôme, Corbeil, and Melun, by granting him his own county of Paris. The title of ‘royal count’ of Paris suggested that Bouchard was a royal officer rather than a simple feudatory, and after Bouchard had retired into a monastery, the county of Paris was henceforth kept strictly in the king’s hands. The second Capetian acquired with Montreuil-sur-Mer a seaport near the English Channel. For a time the Capetians held the duchy of Burgundy. Moreover, they were men of energy and vigour who made the best of their limited resources. But their lot was a hard one. Even in their own domains, between the Seine and Loire, the leading mesne lords, lay and secular, exercised such extensive jurisdiction that there was little room left for the authority of the suzerain. Besides the task—as yet hopeless—of reducing the great vassals of the crown to order, the Capetian kings had the preliminary task of establishing their authority within their own domains. Even this smaller work was not accomplished for more than a century. But, luckily for the kings, each one of the great feudatories was similarly occupied. The barons of Normandy and Aquitaine gave more trouble to their respective dukes than the barons of the Isle of France gave to the lord of Paris. Power was in reality distributed among hundreds of feudal 77chieftains. It was so divided that no one was strong enough to really rule at all. France suffered all the miseries of feudal anarchy, when every petty lord of a castle ruled like a little king over his own domain. Yet it was something that her contests were now between Frenchmen and Frenchmen. Something was gained in the passing away of the barbarian invasions of the tenth century.

The first four Capetians. Hugh, 987–996.

The details of the political history of the first four Capetian reigns are insignificant, and need not be told at length. Hugh Capet reigned from 987 to 996. He had little difficulty in obtaining general recognition, even from the lords of the distant south. But he had some trouble in upholding his claims against the Carolingian claimant, Charles, Duke of Lower Lorraine, who received the powerful support of the church of Reims, after Adalbero’s death, and continued for some time to maintain himself in the old Carolingian fortress of Laon. Hugh continued with wise policy to maintain his hold over the church of Reims, and so to destroy the last possible stronghold of the Carolingians. He did not even scruple to sacrifice the trusty Gerbert to serve his dynastic ambitions. Within modest limits, the reign of the founder of the new dynasty was a successful one.

Robert II., the Pious, 996–1031.

In the very year of his accession, Hugh provided for the hereditary transmission of his power by associating his son Robert in the kingship. On Hugh’s death Robert, already with nine years’ experience as a crowned king, became sole monarch. He had been a pupil of Gerbert’s, and was sufficiently learned to be able to compose hymns and argue on points of theology with bishops. His character was amiable, his charity abundant; he was of soft and ready speech, and amiable manners. He showed such fervent devotion that he was surnamed Robert the Pious, and contributed more than any other Capetian king to identify the Church and the dynasty. He was not the weak uxorious prince that his enemies describe him, but a 78mighty hunter, a vigorous warrior, and an active statesman. He made constant efforts, both to enlarge his domain and establish his authority over the great vassals. He kept up friendly relations with Normandy. He married Bertha, widow of Odo I., Count of Chartres, Tours, and Blois, his father’s worst enemy, in the hope of regaining the three rich counties that had slipped away from the heritage of Hugh the Great. But Bertha was within the prohibited degrees; and the Pope insisting upon the unlawfulness of the union, Robert was excommunicated, and after a long struggle gave her up. But in 1019, the establishment of Odo II. of Blois, the son of Bertha by her former marriage, in the county of Troyes, did something to avenge the lady’s memory. Robert’s third marriage with Constance of Arles, the daughter of a Provençal lord, led to several royal visits to his wife’s native regions which was a step towards establishing Capetian influence in the south. But the men of Robert’s own territories disliked the hard, greedy queen, and the clergy in particular resented her introduction, into the court of Paris, of the refined but lax southern manners. Robert’s most important exploit was the conquest of Burgundy. His uncle, Duke Henry, had died without an heir, and after a struggle of fourteen years’ duration, Robert got possession of the great fief; but he soon granted it to his eldest surviving son Henry, whom, faithful to his father’s policy, he had crowned king in 1027. He twice went on pilgrimage to Rome, and was offered the throne of Italy by the Lombard lords, who were opposed to Conrad the Salic; yet he found much difficulty in chastising any petty lord of the Orléanais or the Beauce, who chose to defy him.

Henry I., 1031–1060.

During the declining years of Robert II., Queen Constance exercised an increasing influence. She wished to set aside the young king, Henry of Burgundy, the natural heir, in favour of his younger brother Robert. But the old king insisted on the rights of the first-born, and civil war broke out between the brothers, though before long 79they united their arms against their father. When King Robert died, the contest was renewed; but finally Henry secured the throne for himself, and pacified his younger brother by the grant of Burgundy, which thus went permanently back to a separate line of rulers. Henry I.’s inauspicious beginning lost some ground to the monarchy, which under him perhaps attained its lowest point of power. But Henry, if not very wise, was brave and active. Though his resources prevented any great expeditions, he strove by a series of petty fights and sieges to protect his frontiers against two of the strongest and most disloyal of his vassals—the Count of Blois, and the Duke of Normandy. In neither case was he successful. Odo II., after a long struggle, was able to establish his power on a firm basis, both in Champagne and Blois. But after Odo’s death in 1037, Henry managed to absorb some of his fiefs in the royal domain, and scored a considerable triumph by transferring Touraine from the overpowerful house of Blois to Geoffrey Martel, Count of Anjou. The young duke, William of Normandy, who owed his throne to the support of Henry, which had secured the defeat of the rebel barons at Val-ès-Dunes, soon grew so powerful as to excite the apprehensions of his overlord. In an unlucky hour, Henry broke the tradition of friendship that had so long united Rouen and Paris. He twice invaded Normandy, but on both occasions the future conqueror of England proved more than a match for him. In 1054 Henry was defeated at Mortemer, and again, in 1058, at Varaville. Another difficulty in the way of the monarchy was the fact that Henry married late, and his health was already breaking up when the eldest son, borne to him by his wife Anne of Russia, was still a child. Nevertheless, in 1059, Henry procured the coronation of his seven-year-old son Philip at Reims, and the great gathering of magnates from all parts of France that attended the ceremony showed that the succession to the throne was still an event of national interest. Yet with all his weakness, Henry I. held firm to the ancient traditions of the 80Frankish monarchy. When the reforming Pope Leo IX. held his synod of Reims to denounce simony, Henry was so jealous of the Pope that he prevented the French prelates from attending it. He watched with alarm the results of the absorption of Lorraine and the kingdom of Arles in the Empire, and boldly wrote to Henry III., claiming by hereditary right the palace at Aachen, possessed by his ancestors, and all the Lotharingian kingdom kept from its rightful owners by the tyranny of the German king. It is significant that the weakest of the early Capetians should thus pose against the strongest of the Emperors as the inheritor of the Carolingian tradition.

Philip I., 1060–1108.

In 1060 Henry died, and the little Philip I. was acknowledged as his successor without a murmur. During his minority, Count Baldwin V. of Flanders held the regency, paying perhaps more regard to his interests as a great feudatory, than to his duty to his ward. It was possibly owing to this attitude that Baldwin allowed his son-in-law, William the Bastard, to fit out the famous expedition which led to the conquest of England, and thus gave one of the chief vassals of France a stronger position than his overlord. The year after the battle of Hastings Baldwin of Flanders died, and henceforward Philip ruled in his own name. As he grew up, he gained a bad reputation for greed, debauchery, idleness, and sloth. Before he attained old age he had become extraordinarily fat and unwieldy, while ill-health still further diminished his activity. Yet Philip was a shrewd man, of sharp and biting speech, and clear political vision. His quarrel with the Church was the result of his private vices rather than his public policy. As early as 1073 he was bitterly denounced by Gregory VII. as the most simoniac, adulterous, and sacrilegious of kings. But he gave most offence to the Church when, in 1092, he repudiated his wife, Bertha of Holland (with whom he had lived for more than twenty years), in favour of Bertrada of Montfort, the wife of Fulk Réchin, Count of Anjou, whom he married after a complaisant 81bishop had declared her former union null. This bold step brought on Philip’s head not only the arms of the injured Fulk, and of Bertha’s kinsfolk, but a sentence of excommunication from Urban II. (1094). Though a way to reconciliation was soon opened up by the death of Bertha, the Pope nevertheless persisted in requiring Philip to repudiate his adulterous consort. Philip never gave up Bertrada, and never received the full absolution of the Church. Nevertheless, the war which he carried on against the Papacy did not cost him the allegiance of his subjects, though to it was added a long conflict with Gregory VII.’s ally, William the Conqueror. So weak was he that he dared not prevent the holding of councils on French soil at which he was excommunicated, and the great crusading movement proclaimed. But Philip was more active and more shrewd than his ecclesiastical enemies thought. He turned his attention with single-minded energy towards the increase of the royal domain, preferring the inglorious gain of a castle or a petty lordship to indulging in those vague and futile claims by which his three predecessors had sought in vain to hide their powerlessness. He took possession of the lapsed fief of Vermandois, and, not being strong enough to hold the district in his own hands, established there his brother Hugh the Great, the famous crusading hero and the father of a long line of Capetian counts of Vermandois, who were all through the next century among the surest supports of the Capetian throne. Philip also absorbed the Vexin and the Valois, thus securing important outworks to protect his city of Paris from Normandy and Champagne. By his politic purchase of Bourges, Philip for the first time established the royal power on a solid basis south of the Loire. But the weak point of Philip’s acquisitions was that he had not force sufficient to hold them firmly against opposition. Hampered by the constant unfriendliness of the Church, broken in health and troubled in conscience, he ended his life miserably enough. Formally reconciled to the Pope before the end of his days, he died in the habit 82of a monk, declaring that his sins made him unworthy to be laid beside his ancestors and St. Denis, and humbly consigning himself to the protection of St. Benedict. When the vault at Fleury closed over his remains, French history began a new starting-point. Philip I. was the last of the early Capetians who were content to go on reigning without governing, after the fashion of the later Carolingians. It was reserved for his successors to convert formal claims into actual possessions. Nevertheless, the work of Philip set them on the right track. In his shrewd limitation of policy to matters of practical moment, and his keen insight into the drift of affairs, the gross, profligate, mocking Philip prepared the way for the truer expansion of France under his son and grandson. His reign is the bridge between the period of the early Capetians and the more fruitful and progressive period that begins with Louis VI.

The great fiefs under the early Capetians.

The history of the struggles of the Capetians and Carolingians, and of the first faint efforts of the former house to realise some of the high pretensions of the old Frankish monarchy, is only one side of the history of France during the tenth and eleventh centuries. Divided as was all the western world, there was no part of it more utterly divided in feeling and interest than the kingdom of the West Franks. When the early Capetians were carrying on their petty warfare in the regions between Seine and Loire, or making their vain progresses and emphasising their barren claims over more distant regions, half a score of feudal potentates as able, as wealthy, and as vigorous as themselves were building up a series of local states with foundations as strong, and patriotism as intense, as those of the lords of Paris. The tenth and eleventh centuries saw the consolidation of the provincial nationalities of France, the growing up of those strong local states which play so conspicuous a part in later mediæval French history, and which, centuries after their absorption into the royal domain, continued to be centres of keen local feeling, and are not 83crushed out of existence even by modern patriotism and the levelling-up of the Revolution. Equally important with their political influence was their influence on arts, language, and literature. Into the details of this history it is impossible to go; but without a general survey of the process, we should lose the key to the subsequent history of France.

Normandy.

The first among the great fiefs of France to acquire a distinct character of its own was Normandy, which since the treaty of Clair-on-Epte in 911 had been handed over by Charles the Simple to Rolf the Ganger and his Viking followers. The pirates gave up their wandering life of plunder, became Christians, and tillers of the soil. Rollo divided the lands of his duchy among his kinsfolk and followers. In one or two generations, the descendants of the pirate chieftains became the turbulent feudal aristocracy that held even their fierce dukes in check, and found the little duchy too small a field for their ambition and enterprise. For a time they retained their Norse character. In some districts, especially in the Bessin and the Côtentin, the great mass of the population had become Scandinavian in tongue and manners. Constant relations with Norwegian and Danish kings kept alive the memory of their old home. Harold Blue Tooth protected Duke Richard against Louis IV. Swegen sought the help of the lord of Rouen in avenging the massacre of St. Brice on the English. But the ready wit and quick adaptability of the Scandinavian races could not long withstand the French influences surrounding them. The constant friendly relations between the Norman dukes and both the Carolingian and Capetian kings precipitated the change. The dukes and barons of Normandy became French in tongue and manners. But they became French with a difference. The French of Caen and Rouen were more restless, more enterprising, more ambitious, and more daring than the French of Paris and Orleans. The contemporary chroniclers saw the importance of the distinction. ‘O France,’ says Dudo of Saint-Quentin, ‘thou wert crushed 84to the earth. Behold, there comes to thee a new race from Denmark. Peace is made between her and thee. That race will raise thy name and thy power to the heavens.’ Nor was this prophecy a false one. Despite its constant turbulence, Normandy became filled with a vigorous local life that soon flowed over its own borders. What the Normans could not teach themselves, they learnt from wandering Italians or Burgundians. The Normans stood in the forefront of all the great movements of the time. They upheld the Capetians against the Carolingians. They became the disciples of Cluny, and from the Norman abbey of Le Bec soon flowed a stream of culture and civilisation that bade fair to rival Cluny itself. They covered their land with great minsters, and wrote stirring chansons de geste in their Norman dialect of the French tongue. Yet they kept themselves so free of their suzerain’s influence, that not even through the Church could the Capetian kings exercise any authority in Normandy. Throughout the whole province of Rouen, the Church depended either upon the local seigneur or upon the Norman duke. They were the champions of the Hildebrandine Papacy. They were foremost in the Crusades. Their duke, William the Bastard, conquered England, and in the next generation his Norman followers swarmed over Scotland, Wales, and Ireland. Private Norman adventurers attempted to found a kingdom in Spain, and set up a monarchy in southern Italy strong enough to wrest Sicily from Islam [see pages 104–118]. Throughout the length and breadth of Europe, Norman warriors, priests, and poets made the French name famous. With the activity of the Normans first begins the preponderance of French ideas, customs, and language throughout the western world.

Brittany.

The old Celtic tribal state of Brittany had been almost overwhelmed by the Norman invasions, and had lost all its former prosperity. The most sacred shrines of the vast crowd of the Breton saints were pillaged and destroyed. At the best, the holy relics were transferred to Paris, to Orléans, or some other safe spot, far away from 85the marauding pagan. When Rolf got from Charles the Simple the duchy of Normandy, it is said that he asked for fresh land to plunder, while his followers learnt the arts of peace in their new home. In some vague way Charles granted him rights of suzerainty over Brittany. The Normans harried the land for another generation, and, as later in Wales and Ireland, many Norman chieftains settled down in the more fertile eastern districts of Upper Brittany. But a Celtic reaction followed. Led by Alan of the Twisted Beard (barbe torte), the native Bretons rose against their oppressors and made common cause with the Gallo-Roman peasantry against them. Alan became the founder of the county (afterwards duchy) of Brittany, a state half French and half Celtic, including besides ‘la Bretagne bretonnante’ of the western peninsula of Lower Brittany, the French-speaking lands of the Lower Loire and the Vilaine, with the purely French town of Rennes for its capital, and the equally French Nantes for its chief seaport. But despite the differences of tongue and custom, there was an essential unity of feeling in the new duchy, based on the disappearance both of the Celtic tribal system and the Gallo-Roman provincial system in favour of a feudalism that was common to Celt and Frenchman alike. Brittany, despite its composite origin, retained and still retains a marked type of local nationality, less active and energetic than the Norman, but more dogged, persevering, and enduring. When Alan Barbe-torte died in 952, Brittany had become an organised feudal state.

Flanders.

The county of Flanders grew up in the flat country between the Scheldt and the sea. Like Brittany, it had suffered terribly from Norman invasions. Like Brittany, it was not homogeneous in language and custom. In all the northern and eastern districts the Low Dutch tongue prevailed, but in the south-east, round Lille and Douai, French was spoken. Baldwin of the Iron Arm, a Carolingian official who became the son-in-law of Charles the Bald, distinguished himself by leading the Flemings to 86victory against the Normans, and obtained from his father-in-law an hereditary supremacy over the whole district bounded by the Scheldt, the North Sea, and the Canche, and therefore including the modern Artois with the homage of great barons like the counts of Boulogne and Saint-Pol. Four other Counts Baldwin continued their ancestor’s exploits. Of these the most famous was Baldwin V., the uncle and guardian of Philip I., and the father-in-law of William the Conqueror. It was under Baldwin V. that the Flemish towns, whose strong walls had served to shelter previous generations from the Viking marauders, first enter upon their long career of political liberty and industrial prosperity. When Baldwin V. died in 1067, the year after his son-in-law’s establishment in England, mediæval Flanders had well begun its glorious but tumultuous and blood-stained career. |Vermandois.| To the south of Flanders lay the Vermandois, round its chief town of Saint Quentin, and including the northern parts of the restricted ‘Francia’ of the tenth century. We have seen the importance of its counts in the days of the struggle of Carolingians and Capetians, and the establishment of a Capetian line of counts of Vermandois in the person of Hugh the Great, the brother of Philip I.

Champagne and Blois.

Champagne became the chief fief of north-eastern France. A special feature in this district was the power of the bishops, and in consequence the influence of the crown. The metropolitans of Reims played a great local as well as a great national part. The bishops of Châlons became counts of their cathedral city; the bishops of Troyes, the local capital, only just failed in attaining the same end. ‘Everywhere,’ we are told, ‘the mighty oppressed the feeble, and men, like fishes, swallowed each other up.’ In the course of the tenth century a strong lay power arose in this district under the counts of Troyes. During the tenth century the country was held by a branch of the house of Vermandois. In 1019 it passed, as we have seen, to the house of Blois. However, the power of the family was soon 87endangered by the separation of Champagne and Blois under the two elder sons of Odo II., after his death in 1037.

The county of Blois, itself the original seat of the Capetians but carved out of their dwindling domain in favour of a hostile house, had already been united with that of Chartres. The establishment of the same house in Troyes created a state which pressed upon Paris both from the west, south, and east, and was frequently hostile to it. Before long, this powerful line began to absorb the lesser feudatories of the eastern marchland, and to make its influence felt even over the great ecclesiastical dignitaries. After the county of Vitry was transferred from the obedience of the Archbishop of Reims to the authority of the counts of Troyes, the lords of the amalgamated fiefs assumed the wider title of counts of Champagne, and became one of the greatest powers in France. Against these gains the loss of Touraine was but a small one. Odo’s grandson, Stephen, Count of Blois and Chartres (1089–1102), was one of the heroes of the First Crusade, and the father, by his wife Adela, daughter of William the Conqueror, of a numerous family in whose time the house of Blois attained its highest prosperity. His second son, Theobald (II. of Champagne and IV. of Blois, called Theobald the Great, died 1152) reigned over both Blois and Champagne. His third son, Stephen, acquired not only the counties of Mortain and Boulogne but the throne of England. His fourth son, Henry, was the famous Bishop of Winchester. Though Blois and Champagne again separated under different lines of the house of Blois after Theobald’s death, their policy remained united, and their influence was still formidable.

Anjou.

Like Blois, Anjou grew up out of the original domains of Robert the Strong. Fulk the Red, who died in 941, and was rewarded with Anjou for his prowess in resisting the Normans, was the first hereditary Count of Anjou of whom history has any knowledge, though legends tell of earlier mythical heroes and a witch ancestress, 88whose taint twisted into evil the strong passions and high courage of the later representatives of the race. Though their exploits are told in a somewhat romantic form, there remains enough to enable us to form more individual impressions of the fierce, wayward Angevin lords than of most of the shadowy heroes of early feudalism. With Geoffrey Martel, great-grandson of Fulk the Red, who died in 1060, the first line of the Counts of Anjou became extinct; but his sister’s son Geoffrey the Bearded got possession of the county, and became the ancestor of the famous line that later ages than their own celebrated as the house of Plantagenet. His descendants grew in dominions and influence. Touraine they had possessed since Henry I. had transferred that county from the house of Blois to Geoffrey Martel. They now turned their eyes on Maine, the border district that separated them from the Normans. This brought about a long struggle between the Norman dukes and the Angevin counts, which was not finally ended until Henry I. of Normandy and England married his daughter, the widowed Empress Matilda, to Geoffrey the Fair, from which marriage sprang the greatest of the Angevins, Henry II. of England, Normandy and Anjou.

Burgundy.

The duchy of Burgundy was the last remaining great fief of the Capetians in northern and central France. While various kingdoms, duchies, and counties of Burgundy grew up, as we have seen, in the imperial lands beyond the Saône and the Rhone, one Richard the Justiciar, famous like all the founders of fiefs as a successful foe of the Norman marauders, became, in 877, the first duke or marquis of that Burgundy which became a French vassal state. His brother was Boso, founder of the kingdom of Provence, his brother-in-law was Rudolf, king of Transjurane Burgundy, and his son was Rudolf, king of the French. His sons succeeded him in his rule, though for more than a century each successive duke received a fresh formal appointment; and it was not until a junior branch of the Capetian house began with Robert the Old (1032–1073), the younger brother of 89King Henry I., that the hereditary duchy of Burgundy can be said to have been definitively established.

Aquitaine.

South of the Loire the development of feudal states took even a more decided form than in the north. In these regions feudal separation had the freest field to run riot. There was still a nominal duke of Aquitaine, who might be regarded as having some sort of vague authority over the old Aquitania that was substantially synonymous with south-western France; but neither in Gascony, nor Auvergne, nor in La Marche, nor in the Limousin was any recognition paid to this shadowy potentate. The duchy of Aquitaine seemed on the verge of sharing the fate of the kingdom of France and disappearing altogether because it stood outside the newly grown feudal system, when, like the kingdom of France, it procured a new lease of life by being granted to a house that, like the Robertians of Paris, possessed with great fiefs a firm position in the new system. |Poitou.| In 928 Ebles, Count of Poitou, received a grant of the duchy of Aquitaine, and in 951 William Tow-head, his son by a daughter of Edward the Elder of Wessex, was confirmed in his father’s possession by Louis d’Outremer. The county that took its name from Poitiers was a substantial inheritance. It was the marchland that divided north and south, but its main characteristics were those of the north. Its uplands seldom permit the cultivation of the vine, and its manners, like its climate and tongue, were northern. As the dialects of Romance became differentiated, Poitou spoke, as it still speaks, a dialect of the north French tongue, the langue d’oil. Aquitaine proper spoke the southern langue d’oc, and differed in a thousand ways from the colder, fiercer, ruder, more martial lands of the north. But the infusion of fresh blood from Poitou saved the Aquitaine duchy from extinction. Eight dukes of Aquitaine and counts of Poitou reigned in succession to William Tow-head, seven of whom were named William. Under this line county after county was gradually added to the original fief of Poitou. At last all the 90Limousin, Auvergne, and parts of Berri owned them as at least nominal lords. Gascony, in the lands beyond the Garonne, had since 872 been ruled by a hereditary line of dukes, whose favourite name was Sancho. |Gascony.| On the extinction of this family, Gascony, with its dependencies, passed in 1062 to William VIII. of Poitiers, whose grandson William X., the last of the male stock of the house of the Guilhems, died in 1137, leaving the nominal overlordship over the swarm of seigneurs that ruled the district between the Loire, the Pyrenees, and the Cevennes to his daughter Eleanor, whose vast inheritance made Louis VII. of France and Henry II. of England in succession successful suitors for her hand. Under the fostering care of the Williams, Aquitaine had prospered in civilisation and the arts; and their court at Poitiers, whose magnificent series of Romanesque basilicas still attests the splendour of their capital, became the centre of the earliest literary efforts of the troubadours, the poets and minstrels of the langue d’oc, though the southern tongue of the court was not the Poitevins’ native speech.

Toulouse.

To the east of Aquitaine the county of Toulouse became the nucleus of a sort of monarchical centralisation that, by the beginning of the twelfth century, had brought the French lands beyond the Aquitanian border, the imperial lands between the Alps and the Rhone, and the old Spanish march between the Pyrenees and the Ebro, to look to Toulouse as the source of its intellectual and almost of its political life. The lands dependent on the counts of Toulouse became emphatically the Languedoc, the region where the Romance vernacular of southern Gaul was spoken with the greatest purity and force. While the subjects of the dukes of Aquitaine had the purity of their Gascon contaminated by the Basque of the Pyrenean valleys, and the northern idiom of the lands beyond the Gironde and Dordogne, the followers of the counts of Toulouse spoke the same tongue as the Burgundian vassals of the count of Provence, or the fierce marchers 91ruled by the counts of Barcelona. The tongue of Oc has as much claim to be regarded as a language distinct from northern French, as northern French has to be considered separate from Italian or Spanish. It was the first Romance tongue that boasted of a strong vernacular literature, and those who spoke it were the first Romance people to attain either the luxuries or corruptions of an advanced civilisation. Its spread over southern Gaul drew a deep dividing line between northern and southern France that has not yet been blotted out. It gave the subjects of the southern feudalists, like the counts of Toulouse and the dukes of Aquitaine, a solidarity that made them almost separate nations, like the Flemings or the Bretons. Its vast expansion between the Alps and the Ebro bade fair to overleap the boundaries set by the Treaty of Verdun, and set up in those regions a well-defined nationality strong and compact enough to be a makeweight against the growing concentration of the northern French under the Capetian kings. But the civilisation of Languedoc flowered too early to produce mature fruit. We shall see how in the thirteenth century it succumbed to the ruder spirit of the north. Raymond I., the first hereditary count of Toulouse, died in 864. His successors, with whom Raymond was ever the favourite name, continued to grow in power until they had united all Languedoc early in the twelfth century. Their hereditary hostility to the dukes of Aquitaine, no less than the centrifugal tendencies of southern feudalism, which they could at best but partially counteract, prevented their authority from attaining wider limits.

Such was the France of the tenth and eleventh centuries—divided, chaotic, anarchic, and turbulent, yet full of vigorous life and many-sided activity. Its growth was slower, its exploits less dazzling than those of contemporary Germany, though perhaps it was developing on more solid and permanent lines. Even when Germany was still the chief political centre of the west, the fame of the French warrior had extended over all Europe. The alliance with the Church did 92much, the prevalence of the Cluniac idea did more to bring this about. The wanderings of the Normans first spread abroad the terror of the Frankish name. The Crusades became an essentially Frankish movement, and made the Frankish knight the type of the feudal warrior. But the concentration of France into a great state followed very slowly on the growth of the reputation of the individual Frenchman.

93 FRANCE and the ARELATE IN THE ELEVENTH CENTURY SHEWING the Great Fiefs
94

GENEALOGY OF THE CAPETIAN KINGS OF FRANCE.

95
96

CHAPTER V
THE CLUNIAC REFORMATION (910–1073) AND ITALY IN THE ELEVENTH CENTURY[5]

End of the Dark Ages—Beginnings of the Cluniac Reformation—The Congregation of Cluny—Cluniac ideals—Camaldoli and Vallombrosa—Henry III. joins the Reformers—The German reforming Popes—Leo IX.—South Italy and Sicily in the Eleventh Century—The first coming of the Normans—Aversa—The sons of Tancred and the Conquest of Apulia—Robert Guiscard—Leo IX. and the Normans—Battle of Civitate—Early Career of Hildebrand—Nicholas II.—The Reform of Papal Elections—The Normans become Papal Vassals—Milan submits to Rome—Roger’s Conquest of Sicily—Feudalism in Southern Italy.

End of the Dark Ages.

The Dark Ages were well over by the middle of the eleventh century, and after a century of anarchy, even feudalism had become a comparatively tolerable form of government. The stronger military states had absorbed their weaker neighbours, and, beyond the Alps at least, the disintegrating tendency of feudal doctrine had received a decided check, not only in the strong monarchy of the Germans, but even in the growth of vigorous feudal potentates such as the margraves of the eastern frontier of the Empire, the dukes of the Normans, and the counts of Flanders or of Toulouse. There were again forces making 97towards order, law, and peace. The state had been saved from absolute annihilation.

The Church was not yet in so sound a position. She had outlived the worst brutalities of the tenth century, but the fierce, lawless, grasping baron, who feared neither God nor man, was still an element to be reckoned with. The revived lay-power tended of itself to correct the worst abuses. The Empire had, as we have seen, reformed the Papacy. But if the Church was to live, it could not owe its life to the patronage or goodwill of outside reformers. The Church must reform itself.

Signs of such a purification of the Church from within had long been manifest, but the little band of innovators found it no easy task to preach to a world that knew no law but the law of the stronger. As ever in the Middle Ages, a new monastic movement heralded in the work of reformation. As the Carolingian reformation is associated with Benedict of Aniane, so is the reformation of the eleventh century associated with the monks of Cluny.

The early history of Cluny.

In 910 Duke William the Pious of Aquitaine founded a new monastery at Cluny, in French Burgundy, a few miles from the bishop’s town of Macon. He appointed Berno, a noble Burgundian, as its head, and procured for it absolute immunity from all external ecclesiastical jurisdiction save that of the Roman See. Berno strove to establish a complete and loyal observance of the rule of St. Benedict, and the piety and earnestness of his monks soon attracted attention, wealth, followers. Corrupt old communities or new foundations sought the guidance or the protection of the abbots of Cluny. But the Benedictine system was limited to a single house, and afforded no room for the crowd of disciples who wished to attach themselves to the model monastery. Odo, the second abbot (927–941), started the memorable monastic reformation which, in a few years, was embodied in the ‘Consuetudines Cluniacenses,’ and the ‘Congregation of Cluny.’ By it a plan was found for 98combining formal adherence to the strict rule of St. Benedict with the practical necessity of maintaining the rule of Cluny over its dependent communities. If under the old system a new house were formed under the direction of a famous monastery, the new establishment, when it had received its constitution, parted company from its parent stock, and, like a Greek colony, became independent and self-governing. The Cluniacs prevented this by regarding the daughter communities as parts of themselves. In whatsoever part of Christendom a monastery on Cluniac lines was established, it was still in law a part of the great Burgundian convent. |The Congregation of Cluny.| Its head was the arch-abbot, the abbot of Cluny. What local self-government was necessary was delegated to a prior, who was appointed by the abbot of Cluny, to whom he was responsible. From time to time the dependent communities sent representatives to the periodical chapters that met at Cluny, under the presidency of the abbot. By this means a unity of organisation, a military discipline, a control over weak brethren, and a security was procured, which was impossible under the Benedictine rule. When each monastery was as independent for all practical purposes as a modern Congregational chapel, it was impossible, in an age when public opinion hardly existed, to reform a lax community, and it was difficult for an isolated flock of unwarlike men to protect themselves from feudal violence or the equally fierce hostility of the secular clergy. Besides unity of organisation, the control exercised over the whole order of Cluny gave the brethren unity of purpose, doctrine, and policy.

Brought under the immediate jurisdiction of Rome, at a time when monastic immunities from episcopal authority had not become common, the Cluniacs taught from the beginning a high doctrine as to the power of the apostolic see. They saw that the great danger to religion was in the feudalisation of the Church. Bishops were in danger of becoming barons in mitres. Kings looked upon 99prelates as officials bound to do them service, and patrons sold benefices to the highest bidder. Monasteries were often in danger of absolute secularisation. So corrupt and lax were even the better sort of regulars that the Saxon monk Widukind, the historian of his people, naïvely complains of the ‘grave persecution’ which beset the poor religious of his time, and laments the erroneous doctrines of some bishops who maintained that it was better that there should be a few ascetic regulars than houses filled with negligent monks, forgetting, as he innocently adds, that the tares and the wheat were ordered to grow up together until the harvest time. The chief dangers of the Church were simony and the marriage of clerks. To keep the Church apart from the world seemed to the Cluniac leaders the only possible way of securing a better state of things. Their ideal was the separation of the Church from the State, and the reorganisation of the Church under discipline such as could only be exercised by the Pope, who was to stand to the whole Church as the abbot of Cluny stood to each scattered Cluniac priory—the one ultimate source of jurisdiction, the universal bishop, appointing and degrading the diocesan bishops as the abbot made and unmade the Cluniac priors. The bishop, the secular priest, even the monk, had no rights of his own that were not ultimately derivative from the unique source of ecclesiastical authority, the chair of St. Peter. |Hierarchical and Papal ideals of Cluny.| The Forged Decretals supplied convenient arguments for such a system. The necessities of the times supplied a sort of justification for it. Feudal anarchy made it natural for good men to identify the secular power with the works of darkness, and regard the ecclesiastical power as alone emanating from God. After-ages were to show that the remedy was almost as bad as the disease, and that there was as much danger of secular motives, greed for domination, for wealth and influence in the uncontrolled exercise of ecclesiastical authority, as in the lay power that they dreaded. But the 100early Cluniacs had faith in their principles, and sought in realising them to promote the kingdom of God on earth. They lived holy and self-denying lives in an age of brutal violence and lust. A moral and an intellectual reformation preceded and prepared the way for the ecclesiastical reformation that was preached from Cluny with the fervour of a new gospel.

Under the influence of the reformed clergy, study and learning again became possible to a large class. The monastic and cathedral schools beyond the Alps became the centres of ardent study of philosophy, theology, and science. In Italy grammarians expounded the classics, and civilians commented upon the Roman law. The career of Gerbert is but typical of that of a large number of others. The Lombard Lanfranc, and the Burgundian Anselm, took the new culture over the Alps to the Norman monastery of Le Bec, and prepared the way for the new birth of learning in the twelfth century. Nor did the monastic reformation stop with the Congregation of Cluny. |New orders In Italy.| In Italy in particular, where a swarm of new orders arose, extreme asceticism and utter self-renunciation stood in strange contrast to the violence, greed, and profligacy that marked Italian life as a whole. |Camaldoli.| Romuald of Ravenna, the spiritual director of Otto III., lived the life of a hermit, and gathered round himself great bands of solitaries from whom sprang the order of Camaldoli, so called from an inaccessible spot in the Apennines, near Arezzo, where one of Romuald’s troops of followers had settled. A monk of this order, Peter Damiani, soon took a very foremost part in the religious reformation of Italy, and first made the enthusiastic anchorites minister to the spread of the new hierarchical ideal. Not far from the hermits of Camaldoli, John Gualbert, a Tuscan lord, established the strict cœnobitic order of Vallombrosa. |Vallombrosa.| The same influence spread all over Europe, and penetrated into even the most conservative cloisters of the followers of St. Benedict. The faith, zeal, and 101enthusiasm of the champions of the new order carried everything before it. Under Henry III. the reformers had won over the Emperor himself to their cause. |Henry III. won over by the reforming party.| The strong arm of the king had purified the Papacy and handed over its direction to men of the new school. But though willing to use the help of the secular arm to carry out their forward policy, the Cluniac reformers never swerved from their conviction that lay interference with the spiritual power lay at the very root of the worst disorders of the time. Even when accepting the favours of the great Emperor, they never lost sight of the need of emphasising the independence of the spirituality. However needful was the imperial sword to free the Papacy from the Tusculan tradition, and to put down the lazy monk and the feudalist bishop, they saw clearly that it stood in the way of the full realisation of their dreams.

The German reforming Popes.

After the synod of Sutri, a whole series of German Popes was nominated by the Emperor, and received by the Church with hardly a murmur, though the young deacon Hildebrand, soon to become the soul of the new movement, attached himself to the deposed Gregory VI. and accompanied him on his exile. But to most of the reformers the rude justice of Sutri seemed a just if irregular solution of an intolerable situation. The puritan zeal of the German Popes seemed the best result of the alliance of the Emperor and the reforming party. The first two reigned too short a time to be able to effect much, leaving it to Leo IX., the third German Pope, to permanently identify the papal throne with the spirit of Cluny.

Leo IX., 1048–1054.

On the death of Damasus, the Romans called upon Henry III., who was then at Worms, to give them another Pope. The Emperor chose for this post his cousin Bruno, the brother of Conrad of Carinthia, the sometime rival of Conrad the Salic, and the son of the elder Conrad, uncle of the first of the Salian emperors. Despite his high birth, Bruno had long turned from politics to the 102service of the Church, and had become the ardent disciple of the school of Cluny. As bishop of Toul, he had governed his diocese with admirable care and prudence, and his great influence had enabled him to confer many weighty services, both on Henry and his father in Lorraine. When offered the Papacy by his kinsman, Bruno accepted the post only on the condition that he should be canonically elected by the clergy and people of Rome. Early in 1049 he travelled over the Alps in the humble guise of a pilgrim. He visited Cluny on his way to receive spiritual encouragement from his old teachers for the great task that lay before him. He there added to his scanty following the young monk Hildebrand, whose return to the city in the new Pope’s train proclaimed that strict hierarchical ideas would now have the ascendency at the Curia. Joyfully accepted by the Romans, Bruno assumed the title of Leo IX. For the short five years of his pontificate, he threw himself with all his heart into a policy of reformation. In an Easter Synod in Rome (1049), stern decrees were fulminated against simony and clerical marriage. But the times were not yet ripe for radical cure, and Leo was compelled to depart somewhat from his original severity. He soon saw that the cause he had at heart would not be best furthered by his remaining at Rome, and the special characteristic of his pontificate was his constant journeying through all Italy, France, and Germany. During these travels Leo was indefatigable in holding synods, attending ecclesiastical ceremonies, the consecration of churches, the translation of the relics of martyrs. His ubiquitous energy made the chief countries in Europe realise that the Papacy was no mere abstraction, and largely furthered the centralisation of the whole Church system under the direction of the Pope. Wherever he went, decrees against simony and the marriage of priests were drawn up. In Germany, Henry III. gave him active support. In France he excited the jealousy of King Henry I. Invited to Reims by the archbishop for the consecration of a church, he summoned a French 103synod to that city. Alarmed at this exercise of jurisdiction within French dominions, Henry I. strove to prevent his bishops’ attendance by summoning them to follow him to the field. Only a few bishops ventured to disobey their king, but a swarm of abbots, penetrated by the ideals of Cluny, gave number and dignity to the Synod of Reims, and did not hesitate to join the Pope in excommunicating the absent bishops. The restless Leo sought to revive the feeble remnants of North African Christianity, and began the renewed troubles with the Eastern Church, which soon led to the final breach with the Patriarch Cærularius [see page 167]. The all-embracing activity of Leo led to his active interference in southern Italy, where the advent of a swarm of Norman adventurers had already changed the whole complexion of affairs.

104 SOUTH ITALY BEFORE THE NORMAN CONQUEST

Early in the eleventh century, southern Italy and Sicily were still cut off from the rest of Europe, and, as in the days of Charlemagne, were still outposts both of the Orthodox and Mohammedan East. |Southern Italy and Sicily in the Eleventh Century.| Sicily had been entirely Saracen since the capture of Syracuse in 877 [see Period I. pp. 460–461]. Though the predatory hordes, which landed from time to time on the mainland of Italy, had failed to establish permanent settlements, the various attempts of the Eastern Emperors to win back their former island possession had proved disastrous failures. In southern Italy the Catapan or governor of the Greek Emperors still ruled over the ‘theme of Lombardy’ from his capital of Bari, but in the tenth century, the Lombard Dukes of Benevento, Salerno, and Capua won back much of the ground that had been lost by their ancestors. The transient successes of Otto II. (981–2), had done something to discourage Greeks and Saracens alike, despite the ignominious failure that ultimately led to his flight [see pages 38–39]. In the early years of the eleventh century, southern Italy was still divided between Greeks and Lombards, and the growing spirit of Catholic enthusiasm made the Orthodox yoke harder to bear by those subjects of the theme of Lombardy who were Italian rather than Greek in their sympathy. Between 1011 and 1013 Meles, a citizen of Bari, a Catholic of Lombard origin, took advantage of a Saracen inroad to revolt against the Eastern Emperor. Driven into exile by the failure of his attempt, he sought all over southern Italy for allies to recommence the struggle. |The first coming of the Normans, 1017.| The fame of the Normans as soldiers was already known in the south of Italy, and chance now threw Meles in the way of some Norman warrior-pilgrims, whom devotion to the Archangel had taken to the sanctuary of St. Michael, in Monte Gargano, in imitation of which a Neustrian bishop had some generations before set up the famous monastery of St. Michael in Peril of the Sea. 105Meles proposed to the pilgrim leader, Ralph de Toeny, that he should join with him against the Greeks. Pope Benedict VIII. encouraged the enterprise, and the adventurous Normans greedily welcomed the opportunity. In 1017, Meles and his northern allies won a victory over the Greeks at Civitate in the Capitanata. ‘This victory,’ sang the Norman rhyming chronicler, William of Apulia, ‘mightily increased the courage of the Normans. They saw that the Greeks were cowards, and that, instead of meeting the enemy face to face, they only knew how to take refuge in flight.’ |Meles and Ralph of Toeny.| Other Normans flocked from their distant home on the report of rich booty and fair lands to be won on easy terms in Apulia. But they despised their enemy too much, and in 1019 a battle fought on the historic field of Cannæ annihilated the little Norman band. Meles and Ralph hastened over the Alps, in the hopes of interesting Henry II. in their cause. Even the death of Meles was not fatal to the fortune of his allies. Some survivors from Cannæ took service with the princes of Capua and Salerno, and the abbot of Monte Casino. They were mere mercenaries, and willingly sold their swords to the highest bidder. When Henry II. made his transient appearance in southern Italy in 1022 [see page 50], he found his chief obstacle in the new Greek fortress of Troja, obstinately defended by some valiant Normans in the pay of their old foe the Catapan.

Other Normans now flocked to the land of promise. Among these was a chieftain named Ranulf, who joined Sergius, Prince of Naples, a vassal of the Greeks, in his war against the Lombard prince Pandulf of Capua. In reward for his services Ranulf received one of the richest districts of the Terra di Lavoro, where he built in 1030 a town named Aversa, the first Norman settlement in Italy. |Foundation of Aversa, 1030.| This foundation makes a new departure in Norman policy. The Normans no longer came to Italy as isolated adventurers willing to sell their swords to the 106highest bidder. By much the same arts as those by which their brethren later got hold of the fairest parts of Wales and Ireland, the adventurers strove to carve feudal states for themselves out of the chaos of southern Italy. Whilst cleverly utilising the feuds that raged around them, they pursued their interests with such dexterity, courage, and clear-headed selfishness, that brilliant success soon crowned their efforts. Conrad II. sojourned at Capua in 1038, deposed Pandulf and confirmed Ranulf in the possession of Aversa, which he erected into a county owing homage to the Western Emperor. Three of the twelve sons of the Norman lord, Tancred of Hauteville, now left their scanty patrimony in the Côtentin and joined the Normans in Italy. Their names were William of the Iron Arm, Drogo, and Humphrey. |The sons of Tancred of Hauteville.| In 1038 they joined the Greeks under George Maniaces in an attempt to expel the Mohammedans from Sicily. Messina and Syracuse were captured, but an affront to their companion-in-arms Ardouin drove the Normans back to the mainland in the moment of victory, and led them to wreak their vengeance on the Greeks by a strange compound of violence and treachery. Ardouin their friend took the Greek pay and became governor of Melfi, the key of Apulia. He proposed to the Normans that he should deliver Melfi to them, and make that a starting-point for the conquest of Apulia, which he proposed to divide between them and himself. The northerners accepted his proposals. |Conquest of Apulia, 1041–2.| In 1041 Melfi was delivered into their hands, and a long war broke out between them and their former allies. By shrewdly putting Adenulfus, the Lombard Duke of Benevento at the head of their armies, the Normans got allies that were probably necessary in the early years of the struggle. But they were soon strong enough to repudiate their associate. The divisions of the Greeks further facilitated their task. In 1042 William of the Iron Arm was proclaimed lord of the Normans of Apulia, with Melfi as the centre of his power.

107In 1046 William of Apulia died, and Drogo, his brother, succeeded him. Henry III., then in Italy, recognised Drogo as Count of Apulia, while renewing the grant of Aversa to another Ranulf. He also urged the Normans to drive out of Benevento the Lombards, who after the spread of the Norman power were making common cause with the Greeks. |Robert Guiscard.| About this time a fourth son of Tancred of Hauteville came to Italy, where he soon made himself the hero of the Norman conquerors. Anna Comnena, the literary daughter of the Emperor Alexius, describes Robert Guiscard as he appeared to his enemies. ‘His high stature excelled that of the most mighty warriors. His complexion was ruddy, his hair fair, his shoulders broad, his eyes flashed fire. It is said that his voice was like the voice of a whole multitude, and could put to flight an army of sixty thousand men.’ A poor gentleman’s son, Robert was consumed by ambition to do great deeds, and joined to great bravery and strength an extraordinary subtlety of spirit. His surname of Guiscard is thought to testify to his ability and craft. Badly received by his brothers in Apulia, he was reduced to taking service with the Prince of Capua against his rival of Salerno. Events soon gave him an opportunity of striking a blow for himself.

Meanwhile, a formidable combination was forming against the Normans. Argyrus, son of Meles, had deserted his father’s policy and came from Constantinople, as Patrician and Catapan (Governor), with special commissions from the Emperor. |Leo IX. turns against the Normans.| Unable to persuade the Normans to take service with the Emperor against the Persians, he soon waged war openly against them, and procured the murder of Count Drogo in 1051, but was soon driven to take refuge in Bari. Meanwhile Leo IX. had become Pope, and his all-absorbing curiosity had led him to two journeys into southern Italy, where he persuaded the inhabitants of Benevento to accept the protection of the Holy See against the dreaded Northmen. It looked as if the Eastern and Western Empires were likely to combine with the Papacy and the 108Lombards to get rid of the restless adventurers. In 1052 Henry III. granted the duchy of Benevento to the Roman Church, and Leo hurried from Hungary to southern Italy to enforce his claims on his new possession.

Battle of Civitate, 1053.

In May 1053 Leo IX. reached Monte Casino. There soon flocked round him a motley army, drawn together from every district of central and southern Italy and eager to uphold the Holy Father against the Norman usurpers; but the few hundred Germans, who had followed the Pope over the Alps, were probably more serviceable in the field than the mixed multitude of Italians. The Normans, abandoned by their allies, united all their scanty forces for a decisive struggle. The armies met on 18th June near Civitate (Civitella) on the banks of the Fortore, the place of the first Norman victory in Italy. The longhaired and gigantic Germans affected to despise their diminutive Norman foes, and the fiercest fight was fought between the Pope’s fellow-countrymen and Humphrey of Hauteville, the new Count of Apulia, who commanded the Norman right. There the Norman horse long sought in vain to break up the serried phalanx of the German infantry. But the left and centre of the Normans, led respectively by Richard, the new Count of Aversa, and Robert Guiscard, easily scattered the enemies before them, and, returning in good time from the pursuit, enabled Humphrey to win a final victory over the Germans. Leo IX. barely escaped with his liberty from the fatal field. Peter Damiani and the zealots denounced him for his unseemly participation in acts of violence, and the object which had induced him to depart from his sacred calling had been altogether unfulfilled. |Peace between the Normans and the Pope.| He retired to Benevento, where he soon came to an understanding with the Normans, giving them his apostolic blessing and absolving them from their blood-guiltiness. Even in the moment of victory the Normans had shown every respect to the head of the Church, and self-interest now combined with enthusiasm to 109make them his friends. But Leo entered into no formal treaty with them. He remained at Benevento, carefully watching their movements and corresponding with Constantine Monomachus in the hope of renewing the league against them. But his dealings with the Greek Empire soon broke down owing to the theological differences which the acute hostility of Leo and Michael Cærularius now brought to a head. Leo gave up all hope of western help when he fulminated the excommunication against Cærularius, which led at once to the final split of Catholic and Orthodox. In the spring of 1054 he returned to Rome and died. His exploits and holy life had given him a great reputation for holiness, and he was canonised as a saint. Even the disaster of Civitate and the eastern schism did little to diminish his glory.

Victor II., 1054–1057.

Leo IX.’s successor as Pope was another German, Gebhard, bishop of Eichstädt, who took the name of Victor II. (1054–1057). He continued to work on the lines of Pope Leo, though more in the spirit of a politician. During Victor’s pontificate, Henry III. made his second and last visit to Italy (1055). His presence was highly necessary. |Henry III.’s last visit to Italy, 1055.| His strongest Italian enemy, the powerful Marquis Boniface of Tuscany, was dead, leaving an only daughter Matilda heiress of his great inheritance. Boniface’s widow Beatrice soon found a second husband in Godfrey the Bearded, Duke of Lower Lorraine, the chief enemy of Henry in Germany. In this union there was a danger of the German and Italian opposition to the Empire being combined. But the formidable league dissolved at once on Henry’s appearance. Godfrey fled from Italy, and Beatrice and her daughter were led into honourable captivity in Germany. Godfrey’s brother Frederick, hitherto a scheming ecclesiastic, renounced the world, and became one of the most zealous of the monks of Monte Casino. But the death of the Emperor and the long minority that followed, soon restored the power of the heiress of Boniface. 110The Countess Matilda, powerful alike in Tuscany and north of the Apennines, became the most zealous of the allies of the Papacy. |Position of the Countess Matilda.| Her support gave that material assistance without which the purely spiritual aims of the Papacy could hardly prevail. At the moment when the Papacy had permanently absorbed the teachings of Cluny, it was a matter of no small moment that the greatest temporal power of middle Italy was on its side. It was a solid compensation for Leo’s failure against the Normans.

111 MIDDLE ITALY IN THE ELEVENTH CENTURY
Hildebrand’s early career and character.

We have now come to one of the real crises of history. The new spirit had gained ascendency at Rome, and the great man had arisen who was to present the papal ideal with all the authority of genius. Hildebrand of Soana[6] was the son of a well-to-do Tuscan peasant; he had been brought up by his uncle, abbot of the strict convent of St. Mary’s on the Aventine, which was the centre of the Cluniac ideas in Rome, and where he made his profession as monk. He became the chaplain of Gregory VI. who, though he bought the Papacy with gold, had striven his best to carry out the work of reformation. When deprived of his office at Sutri, Gregory VI. had been compelled to retire to Germany with the Emperor. Hildebrand, now about twenty-five years old, accompanied his master in his exile. In 1048 the deposed Pope died, and his chaplain betook himself to Cluny, where he remained for a full year, and where, he tells us, he would have gladly spent the rest of his life. But in 1049 Leo IX. passed through Cluny on his way to Rome, and Hildebrand was commanded to accompany him. With his return to Rome his active career began. As papal sub-deacon he reorganised the crippled finances of the Holy See, and strengthened the hold of the Pope over the unruly citizens. As papal legate he was sent to France in 1054 to put down the heresy of Berengar of Tours. But the death of Leo recalled him to Italy, whence he went to the Emperor at the 112head of the deputation that successfully requested the appointment of Victor II. With this Pope he was as powerful as with Leo. But Victor II. died in 1057, and Frederick of Lorraine left his newly-won abbot’s chair at Monte Casino to ascend the throne of St. Peter as Stephen IX. |Stephen IX., 1057–1058.| Though a zealot for the ideas of Cluny, Stephen, as the head of the house of Lorraine, was the natural leader of the political opposition to the imperial house both in Germany and Italy. He made Peter Damiani a cardinal, and zealously pushed forward the warfare against simony in Germany. Stephen’s early death in 1058, when Hildebrand was away in Germany, brought about a new crisis. The Counts of Tusculum thought the moment opportune to make a desperate effort to win back their old influence. They terrorised Rome with their troops, and brought about the irregular election of one of the Crescentii, who called himself Benedict X. The prompt action of Hildebrand preserved the Papacy for the reforming party. He hurried back to Florence, and formed a close alliance with Duke Godfrey of Lorraine, Stephen’s brother, against the nominee of Tusculum. The stricter cardinals met at Siena and chose Gerhard, Bishop of Florence, a Burgundian by birth, as orthodox Pope. Gerhard held another synod at Sutri, where the Antipope was formally deposed. |Nicholas II., 1058–1061.| Early in 1059 he entered Rome in triumph. By assuming the name of Nicholas II., he proclaimed himself the successor of the most successful and aggressive of Popes. As Archdeacon of Rome, Hildebrand acted as chief minister to the Pope whom he had made. Henceforth till his death he dominated the papal policy. While previous reformers had sought salvation by calling the Emperor over the Alps, Hildebrand had found in Duke Godfrey and his wife champions as effective for his purpose on Italian soil. With the establishment of Pope Nicholas, through the arms of Godfrey and Matilda, the imperial alliance ceases to become a physical necessity to the reforming party in Italy. Hildebrand had won for the Church her freedom. Before long he began to aim at domination.

113Nicholas II. ruled as Pope from 1058 to 1061. Within those few years, three events were brought about which enormously strengthened the position of the Papacy, already possessed of a great moral force by its permanent identification with the reforming party, and the final abasement of the unworthy local factions, that had so long aspired to wield its resources. These events were the settlement of the method of papal elections, the establishment of a close alliance between the Papacy and the Normans of southern Italy, and the subjection of Lombardy to the papal authority.

Lateran Synod and reform in Papal elections, 1059.

In 1059 Nicholas held a synod in the Lateran which drew up the famous decree that set aside the vague ancient rights of the Roman clergy and people to choose their bishop, in favour of the close corporation of the College of Cardinals. The decree was drawn up in studiously vague language, but put the prerogative voice into the very limited circle of the seven cardinal bishops of the suburbicarian dioceses. These were to add to themselves the cardinal priests and deacons, whose assent was regarded as including that of clergy and people at large. A Roman clerk was to be preferred if worthy, and Rome was to be the ordinary place of election; but, if difficulties intervened, any person could be chosen, and any place made the seat of election. The due rights of King Henry and his successors to confirm their choice were reserved, but in terms that suggested a special personal favour granted of his own goodwill by the Pope to a crowned Emperor, rather than the recognition of an immemorial legal right. The decree did not, as was hoped, save the Church from schisms like those of Benedict X. Neither was the pre-eminence of the suburbicarian bishops permanently maintained. But henceforth the legal right of the cardinals to be the electors of future Popes became substantially uncontested. It is not likely that this involved any real change of practice. But in embodying custom in a formal shape it gave subsequent efforts to set up Antipopes the condemnation 114of illegality, and so stood the Papacy in good stead in the troubles that were soon to ensue. The council also witnessed the abject degradation of the Antipope and the recantation of the heretic Berengar of Tours.

The Normans become the vassals of the Pope, 1059.

In the years that followed the battle of Civitate, the Normans had steadily extended their power over Apulia and Calabria. But the south of Italy is so rugged and mountainous that even the bravest of warriors could only win their way slowly. In 1057 the valiant Count Humphrey died, leaving his sons so young that he had been constrained to beg his brother Robert to act as their protector. But the barons of Apulia insisted that Robert should be their count in full succession to Humphrey. Soon after Roger of Hauteville, the youngest of the twelve sons of Tancred, left the paternal roof to share the fortune of his brothers. ‘He was,’ says Geoffrey of Malaterra, ‘a fine young man, of lofty stature and elegant proportions. Very eloquent in speech, wise in counsel, and gifted with extraordinary foresight, he was gay and affable to all, and so strong and valiant that he soon gained the good graces of every one.’ |Roger of Hauteville.| Robert Guiscard received Roger in a more brotherly spirit than had been shown on his own first arrival by Drogo and Humphrey. He gave him a sufficient following of troops and sent him to Calabria, where he soon established himself as lord of half the district, though under his brother’s overlordship. Meanwhile, Richard of Aversa had driven out the Lombards from Capua and added it to his dominions. The Normans were still, however, not free from danger from the Popes. Victor II. had disapproved of Leo IX.’s policy, yet before his death he had become their enemy. Stephen IX. formed various projects against them. But Hildebrand now turned Nicholas II. to wiser counsels. In 1059 Hildebrand went in person to Capua and concluded a treaty with Count Richard, who, as the ally of the monks of Monte Casino, was the most friendly of the Norman chieftains to the Church. 115Almost immediately the archdeacon returned to Rome with a strong Norman escort, and soon after a Norman army spread terror among the partisans of the Antipope. |Synod of Melfi.| In the summer of 1059 Nicholas himself held a synod in Melfi, the Apulian capital, where he passed canons condemning married priests. After the formal session was over, the Pope made Robert Guiscard Duke of Apulia and Calabria, and ‘future Duke’ of Sicily, if he should ever have the good luck to drive out the infidels. |Robert, Duke of Apulia; and Richard, Duke of Capua.| In return Robert, ‘Duke by the grace of God and of St. Peter,’ agreed to hold his lands as the Pope’s vassal, paying an annual rent of twelve pence for each ploughland. Richard of Capua, either then or earlier, took the same oath. Thus the famous alliance between the Normans and the Papacy was consummated, which by uniting the strongest military power in Italy to the papal policy, enabled the Holy See to wield the temporal with almost as much effect as the spiritual sword. Thus the Papacy assumed a feudal suzerainty over southern Italy which outlasted the Middle Ages. Within seven years of the Synod of Melfi, the establishment of the Norman duke William the Bastard in England, as the ally of the Pope, still further bound the most restless, active, and enterprising race in Europe to the apostolic see.

The Patarini in Lombardy.

The Pope now intervened decisively in the long struggle between the traditional and the strict parties in Lombardy, where the ancient independence of the archbishops of Milan had long been assailed by the Patarini or rag-pickers, as the reformers were contemptuously called. Lovers of old ways in the north, with the Archbishop Guido of Milan at their head, had long upheld clerical marriage as the ancient custom of the Church of St. Ambrose. Peter Damiani was now sent as papal legate to Milan to uphold the ‘rag-bags’ in their struggle. At a synod held in Milan, the zealous monk made short work of the married clerks and of the immemorial rights of the archbishop. Guido proffered an 116abject submission and received a contemptuous restitution of his archbishopric. The continuance of the friendship of Godfrey and Matilda secured middle Italy, as the alliance with Normans and Patarini had secured the south and the north. |Milan submits to Rome.| The strongest princes of Gaul and Burgundy were on the zealots’ side. The imperialist prelates of Germany, headed by Anno of Cologne, made a faint effort to stem the tide, but the decrees fulminated by German synods against Nicholas and his work were unknown or disregarded in Italy.

Alexander II. 1061–1073.

The untimely death of Nicholas in no wise altered the course of events. The next Pope, Alexander II., was Anselm, Bishop of Lucca, who had shared with Peter Damiani in the victory over the simoniacs and married clerks in Lombardy. His appointment by the cardinals without the least reference to King Henry IV. gave the greatest offence in Germany, and brought to a head the growing tension between Empire and Papacy. A synod at Basel declared Pope Alexander’s election invalid, and set up an Antipope, Cadalus, Bishop of Parma, who had been the real soul of the opposition to the Patarini in Lombardy. Honorius II. (this was the name he assumed) hurried over the Alps, and in 1062 was strong enough, with the help of the Counts of Tusculum, to fight an even battle with Alexander’s partisans, and for a time to get possession of St. Peter’s. But the factions that controlled the government of the young Henry IV. could not unite even in upholding an Antipope, while the religious enthusiasm, which the reforming movement had evoked, was ardently on the side of Alexander. Condemned by Anno of Cologne and his party in Germany, Honorius was rejected in 1064 by a council at Mantua. Nevertheless, he managed to live unmolested and with some supporters until his own death in 1072. His successful rival Alexander only outlived him a year. It was then time for the archdeacon himself to assume the responsible leadership of the movement which he had so long controlled. In 1073 Hildebrand became Pope Gregory VII.

Later triumphs of Robert Guiscard, 1068–1085.

117The reconciliation with the Papacy stood the Normans in good stead. Henceforth they posed as the champions of Western Catholicism against Eastern Orthodoxy and Islam. Though the Norman chieftains still wrangled hotly with each other, the tide in south Italy had definitely turned in their favour. In 1071 the capture of Bari, after a three years’ siege, finally expelled the Greeks from Italy. The Lombard principality of Salerno was also absorbed, and the greater part of the territories of the dukes of Benevento, save the city and its neighbourhood, which Robert Guiscard, much to his own disgust, was forced to yield to his papal suzerain. We shall see in other chapters how Robert crossed the Straits of Otranto and aspired to conquer the Greek Empire, how he came to the help of Gregory VII. in his greatest need, and how his son Bohemund took part in the first Crusade and founded the principality of Antioch. When Robert died in 1085, all southern Italy acknowledged him as its lord, save the rival Norman principality of Capua, the half-Greek republics of Amalfi and Naples, and the papal possession of Benevento.

While Robert Guiscard was thus consolidating his power in the peninsula, an even harder task was being accomplished by his younger brother Roger, sometimes in alliance, and sometimes in fierce hostility with the Duke of Apulia. The grant of Nicholas II. had contemplated the extension of the Norman rule to Sicily. The divisions of the Mohammedan world had cut off the island from the Caliphate of the Fatimites, and its independent Ameers were hardly equal to the task of ruling the island and keeping in order a timid but refractory population of Christian serfs. |Roger’s conquest of Sicily, 1060–1101.| The increasing power of Robert was fatal to the independence of Roger in Calabria, and he gladly accepted the invitation of the discontented Christians of Messina to deliver them from the bondage of the infidel. In 1060 Roger led his first expedition to Sicily, which was unsuccessful. But early next year he came again, and 118this time the dissensions of the Mohammedans in Sicily enabled him to have friends among Saracens as well as Christians. In the summer of 1061 Robert came to his help. Messina was easily captured, and proved invaluable as the starting-point of later expeditions. The infidels were badly beaten at the battle of Castrogiovanni, and before the end of the year the standards of Roger had waved as far west as Girgenti. The first successes were not quite followed up. In 1064 the Normans were forced to raise the siege of Palermo. The compact Mussulman population of Western Sicily opposed a very different sort of resistance to the invaders from that which they had experienced in the Christian East. But the process of conquest was resumed after the capture of Bari had given Robert leisure to come to his brother’s help. In 1072 Palermo was taken by the two brothers jointly. Robert claimed the lion’s share of the spoil. Roger, forced to yield him the suzerainty of the whole island, and a great domain under his direct rule, including Palermo and Messina, threw himself with untiring zeal into the conquest of the parts of the island that still adhered to Islam. Thirty years after his first expedition, the last Saracens were expelled from the rocky fastnesses of the western coasts, and the inaccessible uplands of the interior. |The feudalisation of Naples and Sicily.| The Normans took with them to Italy their language, their manners, their art, and above all, their polity. On the ruins of the Greek, Lombard and Saracen power, the Normans feudalised southern Italy so thoroughly that the feudalism of Naples and Sicily long outlasted the more indigenous feudalism of Tuscany or Romagna. Freed from his grasping brother’s tutelage after 1085, Roger ruled over Sicily as count till his death in 1101. We shall see how his son united Sicily with Apulia in a single sovereignty, which has in various shapes endured as the kingdom of Naples or Sicily, until the establishment of a united Italy in our own days.

119

GENEALOGY OF THE HOUSE OF TANCRED OF HAUTEVILLE.

120

CHAPTER VI
THE INVESTITURE CONTEST (1056–1125)

Minority of Henry IV.—Regency of Agnes—Rivalry of Adalbert and Anno—The Saxon Revolt—Election of Gregory VII.—Beginnings of the Investiture Contest—Canossa and its results—Rudolf of Swabia and Guibert of Ravenna—The Normans and Gregory VII.—Victor III. and Urban II.—Last years of Henry IV.—Henry V. and Pascal II.—Calixtus II. and the Concordat of Worms—Death of Henry V.

While the Cluniac movement had at last attained ascendency over the best minds of Europe, and a swarm of monastic reformers had prepared the way for the great revival of spiritual religion and hierarchical pretensions; while in Italy strong papalist powers, like the Countess Matilda and the Normans of the south, had arisen to menace the imperial authority, the long minority of Henry IV. sapped the personal influence of Cæsar over Italy and brought about a lengthened period of faction and weak rule in Germany. |The minority of Henry IV., 1056–1072.| On Henry III.’s death, his son, Henry IV., was a boy of six. The great Emperor’s power secured the child’s undisputed succession, but was too personal, too military in its character to prove any safeguard against the dangers of a long minority. Nor did the choice of ruler during Henry IV.’s nonage improve the state of affairs. Henry III.’s widow, Agnes of Poitou, a pious well-meaning lady, acted as regent for her son, but her weakness of will and inconsistency of conduct gave full scope to discontented nobles ready to take advantage of a woman’s sway. |Regency of the Empress Agnes, 1056–1062.| The lay nobles availed themselves of her helplessness to plunder and despoil the prelates, while they complained that Agnes neglected their counsels for those of low-born courtiers 121and personal favourites. After six years of confusion the Empress was driven from power. Anno, Archbishop of Cologne, a vigorous, experienced, and zealous prelate, full of ambition and violence, joined himself with Otto of Nordheim, the newly appointed Duke of Bavaria, Count Egbert of Brunswick, and some of the bishops, in a well-contrived plot to get possession of the young king. |Abduction of Henry by Anno of Cologne, 1062.| In May 1062 the three chief conspirators visited the king at his palace of Saint Suitbert’s, situated on an island in the Rhine, some miles below Düsseldorf, now called Kaiserswerth. One day after dinner Anno persuaded the boy king to inspect an elaborately-fitted-up barge. As soon as Henry had entered the boat, the oarsmen put off and rowed away. Henry was soon frightened and plunged into the water, but Count Egbert leapt in and rescued him. The king was pacified by flattery and taken to Cologne. The crowd cried shame on the treachery of the bishop, but Henry remained in his custody, and Agnes made no serious attempt to regain her authority, but reconciled herself with Anno and retired into a monastery. Anno proposed to the magnates that the regency should be exercised by the bishop of the diocese in which the king happened to be staying. By carefully selecting the king’s places of abode, he thus secured the reality of power without its odium. By throwing over the Antipope he procured the support of the Hildebrandine party, and was likened by Peter Damiani to another Jehoiada. But his pride and arrogance soon raised him up enemies; and young Henry, who never forgave his abduction, bitterly resented his tutelage.

Rivalry of Adalbert of Bremen and Anno of Cologne, 1065–1070.

Adalbert, Archbishop of Bremen, took the lead among Anno’s enemies. He was a man of high birth, great experience, and unbounded ambition, an old confidant of Henry III., and filled with a great scheme for making his archbishopric a permanent patriarchate over the infant churches of Scandinavia. He made himself personally attractive to the king, 122who contrasted his kindness and indulgence with the austerity of Anno. By Adalbert’s influence Henry was declared of age to govern on attaining his fifteenth year in 1065. Henceforth Adalbert disposed of all the high offices in Church and State, and growing more greedy as he became more successful, excited much ill-will among the religious by plundering the monasteries right and left. He appropriated to himself the two great abbeys of Lorsch and Corvey, and sought in vain to propitiate his enemies by allowing other magnates, including even his rival Anno, to similarly despoil other monasteries. The king was made so poor that he hardly had enough to live on. But Adalbert at least sought to continue the great traditions of statecraft of Henry III., and showed more policy and skill than the crowd of bishops who had previously shared power with Anno. At last, in 1066, the nobles combined against Adalbert at a Diet at Tribur, and Henry was roundly told that he must either dismiss Adalbert or resign his throne. Adalbert retired to his diocese, and Anno and Otto of Nordheim again had the chief control of affairs. But neither party could rule with energy or spirit, and Henry, now nearly grown up, showed no decided capacity to make things better. The young king was tall, dignified, and handsome. He was affable and kindly to men of low rank, with whom he was ever popular, though he could be stern and haughty to the magnates, whose power he feared. He had plenty of spirit and fair ability. But he had been brought up so laxly by Archbishop Adalbert that he was headstrong, irresolute, profligate, and utterly deficient in self-control. He never formulated a policy, and if he championed great causes, he did so blindly and in ignorance. Married to Bertha, daughter of the Marquis Odo of Turin, in 1065, he gave offence both to her powerful kinsfolk and to the strict churchmen by refusing to live with her, and talking of a divorce. He had now to put down open rebellions. In 1069 the Margrave Dedi strove to rouse the Thuringians to revolt, and in 1070 Otto of 123Bavaria, the most important of the dukes surviving, after the death of Duke Godfrey of Lorraine in the previous year, was driven into rebellion. So divided were the German nobles, so helpless the German king, that instead of ruling the Italians, there seemed every prospect of the Italians ruling them. In 1069 Peter Damiani went to Germany as legate, and compelled Henry to reconcile himself with Bertha. Peter was horrified at the unblushing simony of the German bishops, and, on his report, Anno of Cologne and several other of the greatest prelates of Germany were summoned to Rome and thoroughly humiliated. Anno atoned for his laxity by his edifying discharge of the meanest monastic duties in his own great foundation at Siegburg, but his influence was gone and his political career was at an end. His fall brought Adalbert back to some of his ancient influence. The death of the Archbishop of Bremen in 1072 unloosed the last link that connected the new reign with the old traditions.

The Saxon Revolt, 1073–1075.

Henry IV.’s reign now really began. A thorough Swabian, his favourite ministers were Swabians of no high degree, and he had no faith in the goodwill or loyalty of the men of the north. He had kept vacant the Saxon dukedom. On every hill-top of Saxony and Thuringia he built strong castles, whose lawless garrisons plundered and outraged the peasantry. There was ever fierce ill-will between northern and southern Germany during the Middle Ages. The policy of the southern Emperor soon filled the north with anger, and the Saxon nobles prepared for armed resistance. In 1073 Henry fitted out an expedition, whose professed destination was against the Poles. It was believed in Saxony that his real object was to subdue the Saxons and hand them over to the Swabians. Accordingly in the summer of 1073 a general Saxon revolt broke out, headed by the natural leaders of Saxony both in Church and State, including the Archbishop of Magdeburg, the deposed Duke Otto of Bavaria, and the fierce Margrave Dedi, already an unsuccessful rebel. The insurgents demanded the instant 124demolition of the castles, the dismissal of Henry’s evil counsellors, and the restitution of their lands that he had violently seized. On receiving no answer they shut up Henry in the strong castle of Harzburg, whence he escaped with the utmost difficulty to the friendly cloister of Hersfeld. In the course of the summer the rebels destroyed many of the new castles. The levies summoned for the Polish campaign refused to turn their arms against the Saxons, and Henry saw himself powerless amidst the general falling away. A meeting at Gerstungen, where Henry’s friends strove to mediate with the rebels, led to a suggestion that the king should be deposed. Only at Worms and in the Swabian cities did Henry receive any real support. He gathered together a small army and strove to fight a winter campaign against the Saxons, but failed so completely that he was forced to accept their terms. However, hostilities were renewed in 1075, when Henry won a considerable victory at Hohenburg on the Unstrut, and forced the Saxons to make an unconditional submission. Otto of Nordheim, the Archbishop of Magdeburg, and the other leaders were imprisoned. On the ruins of Saxon liberty Henry now aspired to build up a despotism.

Election of Gregory VII. 1073.

Hildebrand was now Pope. During the funeral service of Alexander II. at St. John’s in the Lateran, a great shout arose from the multitude in the church that Hildebrand should be their bishop. The cardinal, Hugh the White, addressed the assembly. ‘You know, brethren,’ he said, ‘how, since the time of Leo IX., Hildebrand has exalted the Roman Church, and freed our city. We cannot find a better Pope than he. Indeed, we cannot find his equal. Let us then elect him, who, having been ordained in our church, is known to us all, and thoroughly approved by us.’ There was the great shout in answer: ‘Saint Peter has chosen Hildebrand to be Pope!’ Despite his resistance, Hildebrand was dragged to the church of St. Peter ad Vincula, and immediately enthroned. The 125cardinals had no mind to upset this irregular election, strangely contrary though it was to the provisions of Nicholas II. The German bishops, alarmed at Hildebrand’s reputation for severity, urged the king to quash the appointment, but Henry contented himself with sending to Rome to inquire into the circumstances of the election. Hildebrand showed great moderation, and actually postponed his consecration until Henry’s consent had been obtained. This Henry had no wish to withhold. On 29th June 1073 Hildebrand was hallowed bishop. By assuming the name of Gregory VII., he proclaimed to the world the invalidity of the deposition of his old master at the Synod of Sutri.

His character and policy.

The wonderful self-control which the new Pope had shown so long did not desert him in his new position. Physically, there was little to denote the mighty mind within his puny body. He was of low stature, shortlegged and corpulent. He spoke with a stammer, and his dull complexion was only lighted up by his glittering eyes. He was not a man of much learning or originality, and contributed little towards the theory of the papal or sacerdotal power. But he was one of the greatest practical men of the Middle Ages; and his single-minded wish to do what was right betokened a dignity of moral nature that was rare indeed in the eleventh century. His power over men’s minds was enormous, even to their own despite. The fierce and fanatical Peter Damiani called him his ‘holy Satan.’ ‘Thy will,’ said he, ‘has ever been a command to me—evil but lawful. Would that I had always served God and St. Peter as faithfully as I have served thee.’ Even as archdeacon he assumed so great a state, and lived in such constant intercourse with the world, that monastic zealots like Damiani were scandalised, and some moderns have questioned (though groundlessly) whether he was ever a professed monk at all. Profoundly convinced of the truth of the Cluniac doctrines, he showed a fierce and almost unscrupulous statecraft in realising them that filled even Cluny 126with alarm. His ideal was to reform the world by establishing a sort of universal monarchy for the Papacy. He saw all round him that kings and princes were powerless for good, but mighty for evil. He saw churchmen living greedy and corrupt lives for want of higher direction and control. Looking at a world distraught by feudal anarchy, his ambition was to restore the ‘peace of God,’ civilisation, and order, by submitting the Church to the Papacy, and the world to the Church. ‘Human pride,’ he wrote, ‘has created the power of kings; God’s mercy has created the power of bishops. The Pope is the master of Emperors. He is rendered holy by the merits of his predecessor, St. Peter. The Roman Church has never erred, and Holy Scripture proves that it never can err. To resist it is to resist God.’ For the next twelve years he strove with all his might to make his power felt throughout Christendom. Sometimes his enthusiasm caused him to advance claims that even his best friends would not admit, as when William the Conqueror was constrained to repudiate the Holy See’s claims of feudal sovereignty over England, which, after similar pretensions had been recognised by the Normans in Sicily, Gregory and his successors were prone to assert whenever opportunity offered. The remotest parts of Europe felt the weight of his influence. But the intense conviction of the righteousness of his aims, that made compromise seem to him treason to the truth, did something to detract from the success of his statecraft. He was too absolute, too rigid, too obstinate, too extreme to play his part with entire advantage to himself and his cause. Yet with all his defects there is no grander figure in history.

Gregory realised the magnitude of his task, but he never shrank from it. ‘I would that you knew,’ wrote he to the Abbot of Cluny, ‘the anguish that assails my soul. The Church of the East has gone astray from the Catholic faith. If I look to the west, the north, or the south, I find but few bishops whose appointments and whose lives are in accordance 127with the laws of the Church, or who govern God’s people through love and not through worldly ambition. Among princes I know not one who sets the honour of God before his own, or justice before gain. If I did not hope that I could be of use to the Church, I would not remain at Rome a day.’ From the very first he was beset on every side with difficulties. Even the alliance with the Normans was uncertain. Robert Guiscard, with his brother Roger, waged war against Gregory’s faithful vassal, Richard of Capua; and Robert, who threatened the papal possession of Benevento, went so far that he incurred excommunication. Philip of France, ‘the worst of the tyrants who enslaved the Church,’ had to be threatened with interdict. A project to unite the Eastern with the Western Church broke down lamentably. A contest with Henry IV. soon became inevitable. But Gregory abated nothing of his high claims. In February 1075 he held a synod at Rome, at which severe decrees against simony and the marriage of clerks were issued. |The Synod of 1075, and the attack on Simony and Lay Investiture.| The practice of lay investiture, by which secular princes were wont to grant bishoprics and abbeys by the conferring of spiritual symbols such as the ring and staff, had long been regarded by the Cluniacs as the most glaring of temporal aggressions against the spiritual power. This practice was now sternly forbidden. ‘If any one,’ declared the synod, ‘henceforth receive from the hand of any lay person a bishopric or abbey, let him not be considered as abbot or bishop, and let the favour of St. Peter and the gate of the Church be forbidden to him. If an emperor, a king, a duke, a count, or any other lay person presume to give investiture of any ecclesiastical dignity, let him be excommunicated.’ This decree gave the signal for the great Investiture Contest, and for the greater struggle of Papacy and Empire that convulsed Europe, save during occasional breaks, for the next two centuries.

Up to the issue of the decree as to investitures, the relation 128between Gregory and Henry IV. had not been unfriendly. Henry had admitted that he had not always respected the rights of the Church, but had promised amendment for the future. |The beginnings of the Investiture Contest, 1075.| But to give up investitures would have been to change the whole imperial system of government. He was now freed, by his victory at Hohenburg, from the Saxon revolt. The German bishops, afraid of the Pope’s strictness, encouraged his resistance, and even in Italy he had many partisans. The Patarini were driven out of Milan, and Henry scrupled not to invest a new archbishop with the see of St. Ambrose. Even at Rome, Gregory barely escaped assassination while celebrating mass. In January 1076 Henry summoned a German council to Worms. |Council at Worms, 1076.| Strange and incredible crimes were freely attributed to the Pope, and the majority of the German bishops pronounced him deposed. Henry himself wrote in strange terms to the Pope: ‘Henry, king not by usurpation but by God’s grace, to Hildebrand, henceforth no pope but false monk,—Christ has called us to our kingdom, while He has never called thee to the priesthood. Thou hast attacked me, a consecrated king, who cannot be judged but by God Himself. Condemned by our bishops and by ourselves, come down from the place that thou hast usurped. Let the see of St. Peter be held by another, who will not seek to cover violence under the cloak of religion, and who will teach the wholesome doctrine of St. Peter. I, Henry, king by the grace of God, with all of my bishops, say unto thee—“Come down, come down.”’

Vatican Synod, 1076.

In February 1076 Gregory held a great synod in the Vatican, at which the Empress Agnes was present, with a great multitude of Italian and French bishops. A clerk from Parma named Roland delivered the king’s letter to the Pope before the council. There was a great tumult, and Roland would have atoned for his boldness with his life but for the Pope’s personal intervention. Henry was now formally excommunicated and 129deposed. ‘Blessed Peter,’ declared Gregory, ‘thou and the Mother of God and all the saints are witness that the Roman Church has called upon me to govern it in my own despite. As thy representative I have received from God the power to bind and to loose in Heaven and on earth. For the honour and security of thy Church, in the Name of God Almighty, I prohibit Henry the king, son of Henry the Emperor, who has risen with unheard-of pride against thy Church, from ruling Germany and Italy. I release all Christians from the oaths of fealty they may have taken to him, and I order that no one shall obey him.’

Weakness of Henry’s position in Germany.

War was thus declared between Pope and king. Though the position of both parties was sufficiently precarious, Henry was at the moment in the worst position for carrying on an internecine combat. He could count very little on the support of his German subjects. Those who most feared the Pope were the self-seekers and the simoniacs, whose energy was small and whose loyalty less. The saints and the zealots were all against him. The Saxons profited by his embarrassments to renew their revolt, and soon chased his garrisons out of their land. The secular nobles, who saw in his policy the beginnings of an attempt at despotism, held aloof from his court. It was to no purpose that Henry answered the anathemas of Gregory with denunciations equally unmeasured, and complained that Gregory had striven to unite in his hands both the spiritual and the temporal swords, that God had kept asunder. Hermann, Bishop of Metz, the Pope’s legate in Germany, ably united the forces against him. At last, the nobles and bishops of Germany gathered together on 16th October 1076 at Tribur, where the papal legates were treated with marked deference, though Henry took up his quarters at Oppenheim, on the other bank of the Rhine, afraid to trust himself amidst his disaffected subjects. |Diet of Tribur, 1076.| Henry soon saw that he had no alternative but submission. The magnates were so suspicious of him that 130it needed the personal intercession of Hugh, Abbot of Cluny, to prevail upon them to make terms with him at all. Finally a provisional agreement was patched up, upon conditions excessively humiliating to Henry. |Humiliation of Henry.| The barons refused to obey him until he had obtained absolution from the Pope, who, moreover, had promised to go to Germany in person and hold a council in the succeeding February. Pending this, Henry was to remain at Speyer without kingly revenue, power, or dignity, and still shut off by his excommunication from the offices of the Church. If Henry could not satisfy the Pope in February, he was to be regarded as deposed.

Abandoned by Germany, Henry abode some two months at Speyer, gloomily anticipating the certain ruin to his cause that would follow the Pope’s appearance in a German council. He realised that he could do nothing unless he reconciled himself to Gregory; and, hearing good news of his prospects in northern Italy, thought that his best course was to betake himself over the Alps, where the Pope might well prove less rigorous, if he found him at the head of a formidable band of Italian partisans. It was a winter of extraordinary severity, but any risks were better than inglorious inaction at Speyer. |Henry’s winter journey through Burgundy and Lombardy, 1076–77.| Accordingly Henry broke his compact with his nobles, and towards the end of December secretly set out on his journey southward. He was accompanied by Bertha and his little son, but only one German noble was included among his scanty following. He traversed Burgundy, and kept his miserable Christmas feast at Besançon. Thence crossing the Mont Cenis at the risk of his life, he appeared early in the new year amidst his Lombard partisans at Pavia. But though urged to take up arms, Henry feared the risks of a new and doubtful struggle. Germany could only be won back by submission. He resolved to seek out the Pope and throw himself on his mercy.

Gregory was then some fifteen miles south of Reggio, at an 131impregnable mountain stronghold belonging to the Countess Matilda, called Canossa, which crowned one of the northern spurs of the Apennines, and overlooked the great plain. |Canossa, Jan. 1077.| He had sought the protection of its walls as a safe refuge against the threatened Lombard attack which Henry, it was believed, had come over the Alps to arrange. The Countess Matilda and Hugh of Cluny, Henry’s godfather, were with the Pope, and many of the simoniac bishops of Germany had already gone to Canossa and won absolution by submission. On 21st January 1077 Henry left his wife and followers at Reggio, and climbed the steep snow-clad road that led to the mountain fastness. Gregory refused to receive him, but he had interviews with Matilda and his godfather in a chapel at the foot of the castle-rock, and induced them to intercede with the Pope on his behalf. Gregory would hear of nothing but complete and unconditional submission. ‘If he be truly penitent, let him surrender his crown and insignia of royalty into our hands, and confess himself unworthy of the name and honour of king.’ But the pressure of the countess and abbot at last prevailed upon him to be content with abject contrition without actual abandonment of his royal state. For three days Henry waited in the snow outside the inner gate of the castle-yard, barefoot, fasting, and in the garb of a penitent. On the fourth day the Pope consented to admit him into his presence. With the cry ‘Holy father, spare me!’ the king threw himself at the Pope’s feet. Gregory raised him up, absolved him, entertained him at his table, and sent him away with much good advice and his blessing. But the terms of Henry’s reconciliation were sufficiently hard. He was to promise to submit himself to the judgment of the German magnates, presided over by the Pope, with respect to the long catalogue of charges brought against him. Until that was done he was to abstain from the royal insignia and the royal functions. He was to be prepared to accept or retain his crown according to the judgment of the Pope as 132to his guilt or innocence. He was, if proved innocent, to obey the Pope in all things pertaining to the Church. If he broke any of these conditions, another king was to be forthwith elected.

Results of Canossa.

The humiliation of Henry at Canossa is so dramatic and so famous an event that it is hard to realise that it was but an incident in the midst of a long struggle. It settled nothing, and profited neither Henry nor Gregory. Gregory found that his harshness had to some extent alienated that public opinion on which the Papacy depended almost entirely for its influence. Henry found that his submission had not won over his German enemies, but had thoroughly disgusted the anti-papal party in northern Italy, upon which alone he could count for armed support. The Lombards now talked of deposing the cowardly monarch in favour of his little son. But the future course of events rested after all upon the action of the German nobles, who held their Diet at Forchheim in March 1077. |Diet of Forchheim, March 1077.| To this assembly Henry was not even invited; and for the present he preferred remaining in Italy. The Pope also did not appear in person, but was represented by two legates. The old charges against Henry were brought up once more, and the legates expressed their wonder that the patient Germans had submitted so long to be ruled by such a monster. Without giving Henry the least opportunity of refuting the accusations, it was determined to proceed at once to the choice of a new king. The suffrages of the magnates fell on Duke Rudolf of Swabia. |Rudolf of Swabia, Anti-Cæsar.| Before his appointment, Rudolf was compelled to renounce all hereditary claim to the throne on behalf of his heirs, and to allow freedom of election to all bishoprics. He was then crowned at Mainz by Archbishop Siegfried.

The news of Rudolf’s election at once brought Henry back over the Alps. He soon found that he now had devoted partisans in the land that had rejected him when he was under 133the ban of the Pope. He was warmly welcomed in Bavaria, in Burgundy, and especially in the great towns of the Rhineland, always faithful to the imperial cause. |Civil war between Rudolf and Henry, 1077–1080.| Rudolf’s own duchy of Swabia rejected its duke in favour of the prince who had ever loved the Swabians. Rebel Saxony was alone strongly on Rudolf’s side. Even the Pope could not make up his mind to ratify the action of his legates and accept Rudolf as king. For more than two years civil war raged between Rudolf and Henry. It was substantially a continuation of the Saxon revolt. At last, in January 1080, a decisive battle was fought at Flarchheim on the banks of the Unstrut, in which Henry was utterly defeated. |Battle of Flarchheim, 1080.| During all this time Gregory had contented himself with offers of arbitration. Though Henry practised lay investiture as freely as ever, it was not until after his defeat that the Pope once more declared himself against him. Yielding to the indignant remonstrances of Rudolf and the Saxons, he convoked a synod at Rome in March 1080, where he renewed Henry’s excommunication, and again deprived him of his kingdoms of Germany and Italy. |Renewed excommunication and deposition of Henry, March 1080.| ‘Act so,’ said Gregory to the assembled prelates, ‘that the world shall know that ye who have power to bind and to loose in heaven, can grant or withhold kingdoms, principalities, and other possessions according to each man’s merits. And if you are fit to judge in things spiritual, ought ye not to be deemed competent to judge in things temporal?’ Rudolf was now recognised as king, and another universal prohibition of lay investitures was issued.

Gregory boasted that, before the next feast of SS. Peter and Paul, Henry would have lost his throne and his life. But each fresh aggression of the Pope increased his rival’s power. Henry now showed an energy and vigour that contrasted strangely with his spiritless action three years before. Both in Germany and Italy he found himself supported 134by partisans as enthusiastic as those of the Pope. The bishops of Germany declared for him, and the old foes of the Pope in Italy took courage to continue the contest. |Guibert of Ravenna elected Antipope, June 1080.| In June Henry met at Brixen the German and Italian bishops who adhered to his side. This assembly declared Gregory deposed and excommunicate, and elected Guibert, Archbishop of Ravenna as his successor.

The new Antipope had in his youth served Henry III., and, as chancellor of Italy, had striven to uphold the imperial authority during Henry IV.’s minority. He had once been on friendly terms with Gregory, but had quarrelled with him, and had for some time been the soul of the imperialist party in north Italy. He was of high birth, unblemished character, great abilities, and long experience. He assumed the title of Clement III., and at once returned to Ravenna to push matters to extremities against Gregory. The rash violence of the Pope had been answered with equal violence by his enemies. There were two Popes and two Emperors. The sword alone could decide between them.

Battle on the Elster, and death of Rudolf, 15th October 1080.

Fortune favoured Henry and Clement both in Germany and Italy. On 15th October 1080 a great battle was fought on the banks of the Elster, not far from the later battlefields of Lützen. The fierce assault of Otto of Nordheim changed what threatened to be a Saxon defeat into a brilliant victory for the northern army. But Rudolf of Swabia was slain, and the victorious Saxons wasted their opportunity while they quarrelled as to his successor. It was nearly a year before they could agree upon Hermann of Luxemburg as their new king. |Hermann of Luxemburg, Anti-Cæsar.| Before this the back of the revolt had been broken, and Henry, secure of Germany, had once more gone to Italy. Crossing the Brenner in March 1081, he went on progress through the Lombard cities, and abode with Pope Clement at 135Ravenna. Thence he set out for Rome, meeting little resistance on his way save from the Countess Matilda. |Henry’s visit to Italy, 1081.| The Normans of Naples, on whose help Gregory had counted, made no effort to protect their suzerain. In May Henry celebrated the Whitsun feast outside the walls of Rome.

Gregory did not lose his courage even with the enemy at his gate. The Romans were faithful to him, and Henry, who saw no chance of besieging the great city successfully, was forced to retreat northwards by the feverish heat of summer. |War between Henry and Gregory, 1081–1084.| He retired to Lombardy, where his position was unassailable. Next year he was back again before the walls of Rome, but the occupation of Tivoli was his greatest success. In 1083 a third attack gave him possession of the Leonine city, but even in this extremity Gregory would listen to no talk of conciliation. ‘Let the king lay down his crown and make atonement to the Church,’ was his answer to those who besought him to come to terms. In the early months of 1084 Henry invaded Apulia and kept in check the Normans, who at last were making a show of helping the Pope. In March he appeared for the fourth time before Rome. This time the Romans opened their gates, and Gregory was closely besieged in the castle of St. Angelo. |Coronation of Henry by Guibert, 1084.| A synod was hastily summoned, which renewed his deposition and excommunication. On Palm Sunday, 1084, Guibert was enthroned, and on Easter Day he crowned Henry Emperor at St. Peter’s.

The Normans come to Gregory’s help, 1084.

Gregory sent from the castle of St. Angelo an urgent appeal for help to Robert Guiscard. During the troubles of the last few years, Robert’s obligations to his suzerain had weighed very lightly upon him, but Henry’s invasion of Apulia and the certain ruin of the Normans in Naples if the Pope succumbed, at last brought him to decided action. Hastily abandoning his Greek campaign, Robert crossed over to Italy, and in May 136advanced to the walls of Rome with a large and motley army, in which the Saracens of Sicily were a prominent element. Henry, who had no force sufficient to resist, quitted Rome, and soon crossed the Alps. The Romans tried in vain to defend their city from the Normans. After a four days’ siege treason opened the gates. |Sack of Rome.| Rome was ruthlessly sacked, whole quarters were burned down, hideous massacres and outrages were perpetrated, and thousands of Romans were sold as slaves. The Normans then marched home. Gregory could not remain in the desolate city, and followed them to Salerno. The Antipope kept his Christmas amid the ruins of Rome, but soon abandoned the city for his old home at Ravenna. Gregory now fell sick at Salerno. The few faithful cardinals strove to console him by dwelling on the great work which he had accomplished. |Death of Gregory in exile, 1085.| ‘I set no store by what I have done,’ was his answer. ‘One thing only fills me with hope. I have always loved the law of God and hated iniquity. Therefore I die in exile.’ He passed away on 25th May 1085. Less than two months afterwards, Robert Guiscard died at Corfu.

For a year after Gregory’s death, the Papacy remained vacant. At last, in May 1086, the cardinals, profiting by the Antipope’s return to Ravenna, met at Rome and forced the Papacy on the unwilling Desiderius, Abbot of Monte Casino. The new Pope (who assumed the name of Victor III.), was a close friend of Gregory’s and strongly attached to his ideals. |Victor III., 1086–1087.| But he was too old and too weak to take up Hildebrand’s task, and three days after his election he strove to avoid the troublesome dignity by flight to Monte Casino. Next year he was with difficulty prevailed upon to return to Rome to receive the tiara. But the partisans of the Emperor and of the Countess Matilda fought fiercely for the possession of Rome, and Victor again retreated to his monastery, where death ended his troubles three days after his return (16th September 1087). Next time the cardinals fixed upon a Pope of sterner stuff. Driven from Rome 137by the Antipope, they made their election at Terracina on 12th March 1088. Their choice fell upon the son of a baron of Champagne named Odo, who had lived long at Cluny as monk and sub-prior, and then served the Roman Court as cardinal-bishop of Ostia. |Urban II., 1088–1099.| Urban II. (this was the title he took) was a man of ability and force of character, as ardent as Hildebrand for the Cluniac ideals, but more careful of his means of enforcing them than the uncompromising Gregory. He made closer his alliance with the Normans, and, thanks to the help of Duke Roger, Robert Guiscard’s son and successor, was able to return to Rome and remain there for some months. But the troops of the Antipope still held the castle of St. Angelo, and Urban soon found it prudent to retire. He mainly spent the first years of his pontificate in southern Italy under Roger’s protection.

Meanwhile, papalists and imperialists fought hard in northern Italy. Germany was now tolerably quiet, and Henry could now devote his chief energies to Italy, which he revisited in 1090. |Henry revisits Italy, 1090.| But Urban united the German with the Italian opposition to the Emperor by bringing about a politic marriage between the Countess Matilda and the young son of Welf or Guelf, Duke of Bavaria, the Emperor’s most powerful adversary in Germany. Despite this combination, Henry’s Italian campaigns between 1090 and 1092 were extraordinarily successful. Matilda’s dominions in the plain country were overrun, and her towns and castles captured. But she held her own in her strongholds in the Apennines, rejected all compromise, and prepared to fight to the last. Henry met his first check when he was driven back in disgrace from an attempted siege of Canossa.

Conrad of Franconia, Anti-Cæsar, 1093.

The papalists were much encouraged by Henry’s defeat. Soon after they persuaded his son Conrad, a weak and headstrong youth, to rise in revolt against his father. Half Lombardy fell away from father to son. Before the year was out, Conrad received the Iron Crown at Milan, and Urban ventured back to 138Rome. Worse was to follow. Henry’s second wife, Praxedis of Russia (Bertha had died in 1087), escaped from the prison to which her husband had consigned her, and taking refuge with the Countess Matilda, gave to the world a story of wrongs and outrages that destroyed the last shreds of the Emperor’s reputation. In high glee at the progress of his cause, Urban set out on a lengthened progress that reminds us of the memorable tours of Leo IX. |Urban’s Councils at Piacenza and Clermont, 1095.| After a long stay in Tuscany, he crossed the Apennines early in 1095, and held a great synod at Piacenza, at which the laws against simony and married clerks were renewed, while the Empress publicly declared her charges against Henry, and ambassadors from the Eastern Emperor pleaded for help, against the growing power of the Seljukian Turks. In the summer Urban crossed the Alps, and remained for more than a year in France and Burgundy, being everywhere received with extraordinary reverence. In November 1095 he held a largely attended synod at Clermont in Auvergne. Not content with his quarrel with the Emperor, he here fulminated excommunication against Philip I. of France, on account of his adultery with Bertrada, Countess of Anjou. But the famous work of the Council of Clermont was the proclamation of the First Crusade. |The proclamation of the First Crusade, 1095.| Nothing shows more clearly the strength and nature of the papal power than that this greatest result of the universal monarchy of the Church should have been brought about at a time when all the chief kings of Europe were open enemies of the Papacy. Henry IV. was an old foe, Philip of France had been deliberately attacked, and William Rufus of England was indifferent or hostile. But in the eleventh century the power of even the strongest kings counted for very little. What made the success of Urban’s endeavour was the appeal to the swarm of small feudal chieftains, who really governed Europe, and to the fierce and undisciplined enthusiasm of the common people, with whom the ultimate strength of the Church really lay.

Urban’s return to Italy, 1096.

139Flushed with his success at Clermont, Urban recrossed the Alps in September 1096. Bands of Crusaders, hastening to the East, mingled with the papal train as he again traversed northern Italy. Rome itself now opened its gates to the homeless lord of the Church. In 1097 Henry IV. abandoned Italy in despair. |Henry abandons Italy, 1097.| He restored the elder Welf to the Bavarian duchy, and easily persuaded the younger Welf to quit his elderly bride, and resume his allegiance to the Emperor. Conrad was deprived of the succession, and his younger brother Henry crowned king at Aachen on taking an oath that he would not presume to exercise royal power while his father was alive.

Urban II. in southern Italy, 1098.

Urban was now triumphant, save that his Norman allies were once more giving him trouble, and the castle of St. Angelo was still held for the Antipope. He accordingly again visited southern Italy, and won over Count Roger of Sicily, by conceding the famous privilege to Roger and his heirs that no papal legate should be sent into their lands without their consent, but that the lords of Sicily should themselves act as legates within their dominions. |Synod at Bari.| In October 1098 the Pope held a synod at Bari, restored to Catholicism by the Norman conquest in 1071. There, with a view to facilitating the Crusade, the great point of difference between the Eastern and Western Churches—the Procession of the Holy Ghost—was debated at length. Among the prelates attending the council was Anselm of Canterbury, exiled for upholding against William Rufus the principles which Urban had asserted against the Emperor and the King of France. Urban, who had been politic enough not to raise up a third great king against him by supporting Anselm, atoned for past neglect by the deference he now showed to the ‘Pope of the second world.’ As the council broke up, the good news came that the castle of St. Angelo had at last been captured. Urban returned to Rome and devoted himself to the work 140of the Crusade. On 29th July 1099 he died suddenly. It was his glory that the struggle of Pope and Emperor, which had absorbed all the energies of Gregory VII., sank during his pontificate into a second place. |Death of Urban II., 1099.| Though he abandoned no claim that Gregory had made, he had the good fortune to be able to put himself at the head of crusading Europe, while his opponent shrank into powerless contempt. Next year the Antipope followed Urban to the grave. With Clement, the schism as a real force died. Three short-lived Antipopes pretended to carry on his succession until the death of the Emperor, but no one took them seriously. With the flight of the last pretender in 1106, formal ecclesiastical unity was again restored.

Driven out of Italy by his rebel son, Henry IV. found Germany equally indisposed to obey him. Both north and south of the Alps, the real gainers in the long struggle had been the feudal chieftains, and Germany, like Italy, was ceasing to be a single state at all. |Death of Conrad, 1101.| In 1101 the rebellious Conrad died at Florence, bitterly regretting his treason. Henry’s main object now was to restore peace to Germany, and to effect a reconciliation with the Church. |Paschal II., 1099–1118.| But the new Pope, Paschal II. (Rainerius of Bieda, near Viterbo, elected August 1099), renewed his excommunication, and was as unbending as his predecessors. Before long Paschal was able to extend his intrigues into Germany, and in 1104 the young King Henry raised the Saxons in revolt against his father, and was recognised as king by the Pope. |Revolt of the young King Henry, 1104.| But the Emperor had no spirit left for a fresh contest. At Coblenz he threw himself at his son’s feet, begging only that his own child should not be the instrument of God’s vengeance on his sins. The young king asked for forgiveness, and promised to give up his claims when his father was reconciled with the Church. The Emperor trustfully disbanded his soldiers, and was promptly shut up in prison by his twice-perjured son. On 31st December 1105 he formally 141abdicated at Ingelheim, and abjectly confessed his offences against the Church. He was told that absolution could only come from the Pope in person, and that it was a boon that he was allowed his personal freedom. He fled from Ingelheim to Cologne, where the goodwill of the citizens showed him that he still had friends. From Cologne he went to Aachen, and from thence to Liége, whose bishop, Otbert, supported him. The Duke of Lorraine declared himself for him, and help was expected from Philip of France and Robert of Flanders. Henry now declared that his abdication was forced on him, but offered any terms, compatible with the possession of the throne, to get absolution from the Pope. |Death of Henry IV. 1106.| But on 7th August 1106 he died at Liége, before the real struggle between him and his son was renewed. The enmity of the Church grudged rest even to his dead body. The Bishop of Speyer refused to allow the corpse of the excommunicate to repose beside his ancestors in the stately church which he himself had built, and for five years it lay in an unconsecrated chapel.

Henry V., 1106–1125.

On 5th January 1106 Henry V. was crowned for the second time at Mainz. The first months of his reign were disturbed by his father’s attempt to regain power. When he was at last undisputed King of Germany, he found that his cold-blooded treachery had profited him very little. The Investiture Contest was still unsettled. Between 1103 and 1107 Anselm of Canterbury, restored to his see by William Rufus’ death, had been carrying on a counterpart of the contest with Henry I. of England. But the personal animosities which had embittered the continental struggle were absent, and the dispute did not, as abroad, involve the larger questions of the whole relations of Church and State. It was easy, therefore, to settle it by a satisfactory compromise. Yet at the very moment when Henry had agreed to lay aside investiture with ring and staff, the envoys of Henry V. were informing Paschal that their master proposed to insist upon his traditional rights in the matter. 142The result was that the continental strife was renewed with all its old bitterness.

For two years Henry was engaged in wars against Hungary and Bohemia. In 1110 he resolved to visit Italy to receive the imperial crown, and to re-establish the old rights of the Empire. Besides a numerous army, he took with him ‘men of letters able to give reasons to all comers’ for his acts, among whom was an Irish or Welsh monk named David, who wrote, at his command, a popular account of how the king had gone to Rome to extract a blessing from the Pope, as Jacob had extorted the angel’s blessing.[7] He found Italy too divided to offer effectual resistance. The Countess Matilda was old, and Paschal was no great statesman like Gregory or Urban. |Henry’s Roman journey. Paschal renounces the Temporalities of the Church, 1111.| Early in 1111 the king’s army approached Rome. The Pope, finding that neither the Romans nor the Normans would help him, sent to Sutri to make terms. Even in his supreme distress he would not give up freedom of elections or abate his hostility to lay investitures; but he offered that if the king would accept those cardinal conditions he would renounce for the Church all its feudal and secular property. It was a bold or rash attempt to save the spiritual rights of the Church by abandoning its temporalities, lands, and jurisdictions. Henry naturally accepted an offer which put the whole landed estates of the Church at his disposal, and reduced churchmen to live on tithes and offerings—their spiritual sources of revenue. Only the temporalities of the Roman see were to be excepted from this sweeping surrender.

Tumult at Henry’s Coronation.

On Sunday, 12th February, St. Peter’s church was crowded to witness the hallowing of the Emperor by the Pope. Before the ceremony began the compact was read, and the Pope renounced in the plainest language all intervention in secular affairs, as incompatible with the spiritual character of the clergy. A violent tumult at 143once arose. German and Italian bishops united to protest vigorously against the light-heartedness with which the Pope gave away their property and jurisdictions, while carefully safeguarding his own. The congregation dissolved into a brawling throng. The clergy were maltreated, and the sacred vessels stolen. The coronation was impossible. The king laid violent hands on Pope and cardinals, and the mob in the streets murdered any Germans whom they happened to come across. After three days of wild turmoil, Henry quitted the city, taking his prisoners with him. After a short captivity, Paschal stooped to obtain his liberty by allowing Henry to exercise investitures and appoint bishops at his will. ‘For the peace and liberty of the Church,’ was his halting excuse, ‘I am compelled to do what I would never have done to save my own life.’ In return Henry promised to be a faithful son of the Church. On 13th April Paschal crowned Henry with maimed rites and little ceremony at St. Peter’s. Canossa was at last revenged. Henry returned in triumph over the Alps, and solemnly interred his father’s remains in holy ground at Speyer.

Triumph of Henry over Paschal.

Henry’s triumph made a deep impression on Europe. The blundering Pope had betrayed the temporal possessions of the clergy, and the necessary bulwarks of the freedom of the spiritual power. The event showed that there were practical limits even to papal infallibility. Paschal was as powerless to retreat from the position of Hildebrand, as he had been to renounce the lands of all prelates but himself. The clergy would not accept the papal decision. In France a movement to declare the Pope a heretic was only stayed by the canonist Ivo of Chartres declaring that the Pope, having acted under compulsion, was not bound to keep his promise. The Italians gladly accepted this way out of the difficulty. |Paschal repudiates his concessions.| Paschal solemnly repudiated his compact. ‘I accept,’ he declared, ‘the decrees of my master, Pope Gregory, and of Urban of blessed memory; that which they have applauded I applaud, that which they have granted I grant, that which they have condemned I condemn.’

144Even in Germany Henry found that he had gained nothing by his degradation of the Pope. The air was thick with plots and conspiracies. His most trusted councillors became leaders of treason. |Conspiracies against Henry in Germany.| Adalbert, Archbishop of Mainz, his chief minister, formed a plot against him and was imprisoned. The Saxons rose once more in revolt under their new Duke Lothair of Supplinburg. Friesland refused to pay tribute. Cologne rose under its Archbishop, and Henry found that he was quite unable to besiege it successfully. The nobles who attended his wedding with Matilda of England at Mainz, profited by the meeting to weave new plots. Next year the citizens of Mainz shut up the Emperor in his palace while he was holding a Diet, and forced him to release their Archbishop.

Death of the Countess Matilda, 1115, and of Paschal II., 1118.

Affairs in Italy were even more gloomy. In 1115 the Countess Matilda died, leaving all her vast possessions to the Holy See. If this will had been carried out, Paschal would have become the greatest temporal power in Italy. Henry therefore crossed the Alps in 1116, anxious, if not to save Matilda’s allodial lands, to take possession of the fiefs of the Empire which she had held. In 1117 Henry occupied Rome and crowned his young English wife Matilda. Even in his exile Paschal had not learnt the lesson of firmness. He died early in 1118, before he had even definitely made up his mind to excommunicate Henry.

Gelasius II. (1118–1119).

The new Pope, John of Gaeta, a monk of Monte Casino, who took the name of Gelasius II., was forced to flee from Rome as the Emperor was entering it. Henry now took the decisive step of appointing a Pope of his own. Burdinus, Archbishop of Braga, was in some fashion chosen by a few cardinals, and took the name of Gregory VIII. |The Antipope Burdinus.| Gelasius at once excommunicated both Antipope and Emperor. He soon managed to get back to Rome, whence, however, he was again expelled by the malignity of local faction rather than the 145influence of the Emperor. He now betook himself to Marseilles by sea, and, after a triumphant progress through Provence and Burgundy, held a synod at Vienne. On his way thence to Cluny he was smitten with pleurisy, reaching the monastery with difficulty, and dying there on 18th January 1119.

Guy, the high-born Archbishop of Vienne, was chosen somewhat irregularly by the cardinals who had followed Gelasius to Cluny. He had long been conspicuous as one of the ablest upholders of Hildebrandine ideas in the dark days of Paschal II. |Calixtus II. (1119–1124).| The son of William the Great, Count of imperial Burgundy (Franche-Comté), he was the kinsman of half the sovereigns of Europe. He was, moreover, a secular (the first Pope not a monk since Alexander II.), and accustomed to diplomacy and statecraft. He resolved to make an effort to heal the investiture strife, and with that object summoned a council to meet at Reims. |Negotiations for a settlement.| Henry himself was tired of the struggle. He practically dropped his Antipope, and gave a patient hearing to the agents of the Pope, who came to meet him at Strasburg. These were Hugh, Abbot of Cluny, and the famous theologian, William of Champeaux, now Bishop of Châlons. The two divines pointed out to Henry that the King of France, who did not employ investiture, had as complete a hold over his bishops as the Emperor, and that his father-in-law, Henry of England, who had yielded the point, was still lord over his feudal vassals, whether clerks or laymen. For the first time perhaps, the subject was discussed between the two parties in a reasonable and conciliatory spirit. Before the king and the divines parted, it was clear that a compromise on the lines of the English settlement was quite practicable.

Council of Reims, 1119.

On 20th October 1119, Calixtus II. opened his council at Reims. Louis VI. of France, who had married the Pope’s niece, was present, and the gathering of prelates was much more representative than usual. Next day the Pope went to Mouzon, a castle of the Archbishop 146of Reims, hoping to meet the Emperor. But their agents haggled about details, and mutual suspicion threatened to break off all chance of agreement. |Breakdown of the negotiations.| Deeply mortified, and without having seen the Emperor, Calixtus went back to the council, where the old decrees against simoniacs and married clerks were renewed, and where a canon forbidding laymen to invest a clerk with a bishopric or abbey was passed. But this canon marked a limitation of the Pope’s claim. While Hildebrand had absolutely forbidden all lay investiture, Calixtus was content to limit the prohibition to the investiture with the spiritual office. Yet, before the council separated, the excommunication of Emperor and Antipope was solemnly renewed. An agreement seemed to be further off than ever.

Triumph of Calixtus in Italy, 1120.

No Pope ever stood in a stronger position than Calixtus when in February 1120 he at last crossed the Alps. He was received with open arms by the Romans, and with more than ordinary loyalty by the Normans of the south. The Antipope fled before him, and was soon reduced to pitiful straits in his last refuge at Sutri. At last he was captured, contemptuously paraded through the Roman streets, and conveyed to prison, until, after peace had been restored to the Church, he was released to end his life obscurely in a monastery.

Negotiations renewed, 1121.

The Emperor saw that he had been too suspicious at Mouzon, and again wished to retire with dignity from a conflict in which his prospects of complete triumph had long utterly vanished. Things were now going better in Germany. In 1121 a Diet was held at Würzburg, at which Henry made peace with Adalbert of Mainz and the Saxon rebels. It was agreed to refer the investiture question to a German council under the Pope’s presidency, and direct negotiations with Rome were renewed. The Pope’s words were now exceedingly conciliatory. ‘The Church,’ he said, ‘is not covetous of 147royal splendour. Let her enjoy what belonged to Christ, and let the Emperor enjoy what belonged to the Empire.’

Concordat of Worms, 1122.

On 8th September 1122 the council met at Worms. Calixtus, after some hesitation, did not attend himself, but sent Lambert, Bishop of Ostia, as his legate. Lambert was a citizen of Bologna, who had been archdeacon of his native town, and had learnt from its rival schools of Canonists and Civilians [see pp. 217–220] the principles involved in both sides of the controversy. He soon turned his knowledge and skill to good account. The council lasted little more than a week. The Emperor at first stood out for his rights, but was soon persuaded to accept a compromise such as had been suggested previously at Strasburg. On 23rd September the final Concordat of Worms was ratified, which put an end to the investiture strife. Two short documents, of three weighty sentences each, embodied the simple conditions that it had cost fifty years of contest to arrive at. ‘I, Henry,’ thus ran the imperial diploma, ‘for the love of God, the holy Roman Church, and of the lord Pope Calixtus, and for the salvation of my soul, abandon to God, the holy Apostles Peter and Paul, and to the holy Catholic Church all investiture by the ring and the staff, and I grant that in all the churches of my Empire there be freedom of election and free consecration. I will restore all the possessions and jurisdictions of St. Peter, which have been taken away since the beginning of this quarrel. I will give true peace to the lord Pope Calixtus and to the holy Roman Church, and I will faithfully help the holy Roman Church, whenever she invokes my aid.’ The papal diploma was even shorter. ‘I, Calixtus, the bishop,’ said the Pope, ‘grant to Henry, Emperor of the Romans, that the elections of bishops and abbots in the kingdom of Germany shall take place in thy presence without simony or violence, so that if any discord arise, thou mayst grant thy approbation and support to the most worthy candidate, after the counsel of the metropolitan and his suffragans. Let the prelate-elect receive from thee by thy 148sceptre the property and the immunities of his office, and let him fulfil the obligations to thee arising from these. In other parts of the Empire let the prelate receive his regalia six months after his consecration, and fulfil the duties arising from them. I grant true peace to thee and all who have been of thy party during the times of discord.’[8]

Character of the compromise.

Less clear in its conditions than the English settlement, the Concordat of Worms led to substantially the same result. The Emperor gave up the form of investiture, and public opinion approved of the temporal lord no longer trenching on the domain of the spirituality by conferring symbols of spiritual jurisdiction. But the Emperor might maintain that, if he gave up the shadow, he retained the substance. The Henries had not consciously striven for mere forms, but because they saw no other method of retaining their hold over the prelates than through these forms. The Pope’s concessions pointed out a way to attain this end in a way less offensive to the current sentiment of the time. As bishops and abbots, spiritual men could not be dependent on a secular ruler. As holder of fiefs and immunities, the clerical lord had no more right to withdraw himself from his lord’s authority than the lay baron. By distinguishing between these two aspects of the prelate’s position, the Concordat strove to give Cæsar what was Cæsar’s and God what was God’s. The investiture question was never raised again. But in its broader aspect the investiture question was only the pretext by reason of which Pope and Emperor contended for the lordship of the world, and sought respectively to trench upon the sphere of the other. The Concordat of Worms afforded but a short breathing-space in that controversy between the world-Church and the world-State—between the highest embodiments of the spiritual and secular swords—that 149was still to endure for the rest of the Middle Ages. Contemporary opinion, unapt to distinguish between shadow and substance, ascribed to the Papacy a victory even more complete than that which it really won. |Practical triumph of the Church.| After all, it was the Emperor who had to yield in the obvious question in dispute. The Pope’s concessions were less clear, and less definite. The age looked upon the Concordat as a signal triumph for the Roman Church. Henceforth the ideals of Hildebrand became part of the commonplaces of European thought.

Death of Calixtus II., 1124.

Neither Henry nor Calixtus long survived the Concordat of Worms. Calixtus died at Rome in December 1124, having previously held a council in the Lateran, where the Concordat was confirmed, and a vast series of canons drawn up to facilitate the establishment of the new order of things. He strove also to restore peace and prosperity in Rome, which had long lain desolate and ruinous as the result of constant tumults. Short as was his reign, it could yet be said of him that in his days there was such peace in Rome that neither citizen nor sojourner had need to carry arms for his protection. He had not only made the Papacy dominate the western world; it even ruled, if but for a time, the turbulent city that so often rejected and maltreated the priest whom all the rest of the world revered.

Last failures and death of Henry V., 1125.

Henry V.’s end was less happy. The war had taught him that the real ruler of Germany was not himself but the feudal aristocracy. He planned, in conjunction with his English father-in-law, an aggressive attack on Louis VI. of France, but he utterly failed to persuade his barons to abandon their domestic feuds for foreign warfare. He fought one purposeless campaign as the ally of England. In May 1125 he died on his way back, at Utrecht, saddened, disappointed, and worn out before his time. He is one of the most unattractive of mediæval Emperors. Cold-blooded, greedy, treacherous, 150violent, ambitious, and despotic, he reaped no reward from his treasons, and failed in every great enterprise he undertook. Yet despite his constant misfortunes, the strong, hard character of the last Salian Emperor did something to keep up the waning fortunes of the Empire, and the unity of the German kingdom.

151

CHAPTER VII
THE EASTERN EMPIRE AND THE SELJUKIAN TURKS (912–1095)[9]

The Macedonian Dynasty—Constantine VII. and his Co-regents—Condition of the Eastern Empire in the Tenth Century—The Conversion of the Slavs—Break-up of the Mohammedan East—Period of Conquest and Glory—Nicephorus Phocas and John Zimisces—The Russian War—Basil II. and the Bulgarian War—Decline of the Macedonian House—Zoe and Theodora—Cærularius and the Schism of East and West—Rise of the Seljukians—Contrast of Turks and Arabs—Decline of the Eastern Empire—Manzikert—Alexius Comnenus and his House—The last phase of the Eastern Empire.

Situated on the borderland that divided two civilisations, the unchanging Eastern Empire represented the East to the Latins and the West to the Arabs and Turks. During the first half of the tenth century there was a strange contrast between the East Roman state and the rest of the world. |Contrast between the Eastern Empire and the rest of the world.| In the West the Empire of Charles the Great had fallen, and few could yet see that a new order was gradually evolving out of the chaos into which the world seemed plunged. In the East the Caliphate had ceased to represent the political unity of Islam. A process of strife and disintegration had broken up the Mohammedan no less than the Latin world. Between these two seething and troubled regions, the 152Empire of Constantinople lived on its quiet, self-contained, stationary, orderly life. No vital dangers from without threatened its existence. Catholics and Mohammedans were alike too busy with their own affairs to make serious attacks upon its boundaries. The long-lived dynasty of the Macedonians continued to rule over a state that had little history. The inglorious calm bore witness to a standard of civilisation, order, and prosperity that, with all its faults, could be found nowhere else in the world.

The Macedonian dynasty.

Basil the Macedonian had founded, in 867, the ruling house, which was to reign at Constantinople for a hundred and ninety years. The long reign of his weak and pedantic son, Leo VI., the Philosopher (886–912), had attested the care and stability with which Basil had laid the foundations of the new dynasty. Under Leo’s son Constantine VII., Porphyrogenitus (912–959), the same quietude that had marked Leo’s time continued with hardly a break. |Constantine VII., 912–959.| A boy of seven when he was called to the throne, Constantine VII. showed, as he grew up, such lack of firmness and practical wisdom that his whole reign has been described as a long minority. Co-regents did most of the work of governing. For the first year his uncle, Alexander, Leo VI.’s brother, acted as joint-emperor. For seven years after his death (913–919) a commission of regency ruled, not too successfully, in the name of the little Emperor. Severe defeats from Simeon, king of the Bulgarians, made this rule unpopular. The grand admiral Romanus Lecapenus now became successively the prime minister, the father-in-law, the colleague, the master of Constantine. |Romanus I., 919–945.| In December 919 Romanus, already Cæsar, was crowned joint-emperor with his son-in-law, and for twenty-five years he practically ruled the state as he would. Though aged, weak, and incompetent, Romanus managed to protect himself from numerous court conspiracies, and hoped to secure the permanence of his influence by associating three of his sons as colleagues in the Empire, and procuring for another the patriarchate of Constantinople. But the quarrels of sons and father gave the friends of Constantine a chance of removing them all. The sons of Romanus drove their father into a monastery. The outraged public opinion of the capital involved the sons in the same fate. In 945, when already nearly forty years old, Constantine VII. became Emperor in fact as well as in name.

153 THE EASTERN EMPIRE IN THE TENTH & ELEVENTH CENTURY
Sole rule of Constantine VII., 945–959.

154Constantine was a shy, nervous, studious man, who had amused himself, during his long exclusion from power, by dabbling in nearly every science and art. He painted pictures, composed music, designed churches, and wrote books on such different subjects as agriculture, veterinary science, history, geography, tactics, politics, and court etiquette. Weak and hesitating though he was, his good nature, amiability, love of justice and moderation made him a respectable ruler for quiet times. |Condition of the Empire in the tenth century.| Under him the consolidation of the imperial despotism, under the hereditary rule of the Basilian house, was completed. The suppression of the legislative power of the senate, and the destruction of the old municipal system by Leo the Philosopher, had removed the last barriers to the autocracy of the Emperor. This despotism the well-drilled administrators carried out so well on the traditional lines, that it was no great matter that the Emperor himself was a bookish recluse. The Basilica, the revised code of law in Greek, now assumed its final form, and with the change which its introduction involved in the language of the law courts and statutes, the Latin tongue ceased to have any practical utility to the East Romans. The works of Constantine give us a picture of the Empire of his time. In his longest book he dwells with loving care on the elaborate and pompous court etiquette which environed the majesty of the Emperor, and struck awe into the hearts of the barbarians. In a more summary manner he wrote ‘On the administration of the Empire,’ and ‘On the Themes’ into which it was divided. In the latter book he described not 155merely the actual Empire, but districts like Sicily and Crete, which had long fallen into the hands of the Saracen, or, like the interior provinces of the Balkan peninsula, had been absorbed by Slavs and Bulgarians.

Asia Minor.

Asia Minor was now the chief stronghold of the Eastern Empire. The population had been recruited by Christian refugees from the Mohammedan lands farther east, and had therefore become more decidedly Oriental, but it was strenuous, industrious, and warlike. The whole of the peninsula was included in the Empire, save the south-eastern district of Cilicia between the Taurus and the sea. But the loss of Tarsus was more than compensated for by the inclusion of a larger portion of western Armenia within the Empire, by reason of the Armenians, despite their obstinate adherence to the Monophysite heresy, seeing in incorporation with the Empire their only chance of salvation from Islam. |The Balkan Peninsula.| In the Balkan peninsula the districts actually ruled by the Emperor were much less extensive. The western and central parts were still ‘Slavonia,’ and even the Peloponnesus was largely peopled by Slavonic tribes, at best tributary, and often practically independent. But the settlement of the Magyars in Pannonia (895) had pushed the Bulgarians more to the south, and now not only were the lands between Danube and Rhodope Bulgarian, but this nation encroached largely on the Slavs in the lands south of the Balkans. |The Bulgarians.| The result left little for the Romans save long strips of coast territory. Nowhere in Europe did their power penetrate far inland. Adrianople was at best the border town of the Greeks. A few miles inland from Thessalonica the Bulgarian rule began. The Bulgarians separated the theme of Hellas, which included Thessaly and the lands south down to Attica, from the themes of Nicopolis and Dyrrhachium that crept along the coast of Epirus. Scattered scraps of islands and coastlands in Dalmatia almost connected the Empire with its Venetian dependency. The theme of Cherson included the south coast of the 156Crimea, but this outpost of Greek civilisation was hardly more directly ruled from Constantinople than Venice itself. The lesser islands were still Greek, but Cyprus alone of the great islands remained under the Empire, and that was soon lost. |Italy.| In south Italy there only remained the misnamed theme of Lombardy, including the heel of the boot, of which the capital was Bari, and the theme of Calabria, cut off from its neighbour province by the Lombard princes of Salerno, who held the low-lying grounds at the head of the Gulf of Taranto. Such a widely scattered dominion was hard to rule and harder to defend. But each theme was under the government of a strategos, who subordinated the civil to the military administration. A large standing army of mercenaries—largely Norsemen—well drilled and equipped, enabled the Greeks to cultivate their fields and carry on their commerce in peace. The trade between east and west was still entirely in Greek hands. Even an exhaustive fiscal system could not cut off these sources of wealth. But if the Greek Emperors taxed unwisely and unmercifully, they helped commerce by upholding the integrity of the coinage. The gold Byzants of the Emperors were the common medium of exchange among merchants, and, amidst all the vicissitudes of palace revolutions, were never seriously depreciated in value. The manufactures of Greece still commanded the markets. |Constantinople.| Constantinople was still the greatest city in the world, and excited the astonishment of all the barbarians who visited it. Its administration, poor-law system, and philanthropic organisations anticipated much that we are apt to regard as exclusively modern. Liutprand, the Lombard bishop, has left a record of the profound impression made on him by its wonders. Even in the twelfth century, when its splendours were somewhat decayed, it was still unique. The Franks of the Fourth Crusade could not believe that there was so rich a city, until they saw its high walls and strong towers, gorgeous palaces, lofty churches, and vast extent. Though Thessalonica was also a famous place of trade, the 157interests of the capital were becoming so great as to absorb unduly those of the provinces. This was partly counteracted by the growth of a great landholding aristocracy, which approached the character of the feudal noblesse of the west, save that it never attained any political influence over the centralised despotism of the Basileus. |Letters and Arts.| Nor were the arts and literature forgotten. Constantine VII.’s example was followed by a crowd of men of letters, and the labour of compilers like Suidas have preserved for us much of what we know of more ancient times. A new school of romance writers showed more original genius. Painting, architecture, and all the arts wonderfully revived.

The Conversion of the Slavs.

Constantinople now became again a source of civilisation to ruder peoples. The Servians and other Slavs called upon its help to protect them from the terrible Simeon of Bulgaria. In the ninth century, Methodius and Cyril had converted the Southern Slavs to Orthodox Christianity. In the tenth, Greek missions, radiating from the great monasteries on Mount Athos, secured the Christianising of Bulgaria. In the next century, the distant Russians received their faith from the same source. Thus Slavonic Europe became for the most part Orthodox rather than Catholic. Never was the influence of Constantinople more widely felt than in carrying out this great work.

The restful if inglorious age of Leo the Philosopher and Constantine Porphyrogenitus gave the Greek Empire time to recruit its energies for the more stirring times of their successors. From 959 to 1025 a period of conquest and military glory followed upon the quiet times that we have described. Before the change came over the spirit of the Eastern Empire, the best chances of aggression in west and north had slipped unnoticed away. During the reigns of Leo and Constantine, the Saxon kings of the Germans were building up a great state in Germany and Italy, and before long the growing material prosperity of Italy was to raise up commercial rivals who ultimately tapped the very springs of Byzantine trading 158supremacy. The consolidated and Christianised states of the barbarians on the north were less likely to send out bands of conquerors and marauders, but were harder to conquer than their heathen and savage fathers. But the east was sinking into worse confusion than ever. The old political and religious unity of Islam was a thing of the past. What spirit now remained to the Mohammedan world was to be found in North Africa under the Fatimite Caliphs of Cairoan, or in Spain under the Ommeyad Caliphs of Cordova. |Changes in the Mohammedan East.| While these rebels and schismatics still showed some remnants of the old conquering energy of Islam, the orthodox Abbasside Caliphs of Bagdad were sunk in indolence and decay. Their provinces successively revolted. The Bowides, sons of a Persian fisherman, captured Bagdad in 945, and ruled Persia and lower Mesopotamia for more than a century as the Emirs-ul-Omra of the puppets that they still allowed to pretend to act as successors of the Prophet. In Egypt and southern Syria, the Ikshidites, a Turkish dynasty, now established themselves. But the only Mohammedan power that now actually met the Eastern Empire on its south-eastern frontier was that of the Hamdanides, who about 930 occupied northern Mesopotamia and afterwards conquered northern Syria and Cilicia. This dynasty split into two and was represented by the Ameers of Aleppo and Mosul. The new Mohammedan states were all the precarious creations of adventurers’ swords, and were generally at war with each other.

Romanus II., 959–963.

The divisions of the east gave the Emperors at Constantinople the opportunity which their predecessors had neglected in the west. Under the son and successor of Constantine VII., Romanus II. (959–963), the work of reconquest began. Crete since the ninth century had been occupied by Spanish Moors, and had been the centre of piratical attacks on Greek commerce, that had threatened the prosperity of the islands of the Ægean and the regularity of the food-supply of the capital. |Conquest of Crete.| Even Leo and Constantine had made feeble efforts to subdue the 159corsairs, but their expeditions against Crete had been utter failures. In 960 Romanus II. sent Nicephorus Phocas with a strong force to atone for the blunders of his predecessors. Within a year the capture of the Saracen stronghold of Chandax brought about the complete conquest of the island. The Saracens were enslaved or expelled, and missionary monks soon succeeded in winning back the Greek population to the faith of their fathers, which many had been forced to reject for the religion of their conquerors. Nicephorus followed up this great triumph by attacking the Hamdanid Ameer of Aleppo. He crossed the Taurus into Cilicia, and in another spirited campaign restored many strong places to the Empire.

Basil II., 963–1025, and Constantine VIII., 963–1028.

In 963 Romanus II. was cut off prematurely, leaving his young widow Theophano to act as regent for the two infant sons, Basil II. (963–1025) and Constantine VIII. (963–1028) who now became joint-emperors. But the triumphs of Nicephorus Phocas had won him such a position that in a few months he associated himself with them in the Empire and married their mother Theophano. By this ingenious combination of hereditary succession with the rule of the successful soldier, the quiet transmission of power was combined with the government of the fittest. |Nicephorus Phocas, 963–969.| For six years Nicephorus Phocas (963–969) ruled the Empire in the name of his two step-sons and soon procured for them new triumphs. His first measure was to improve the condition of the army, and with this object he piled up new taxes, and, almost alone among Greek Emperors, stooped to debase the coinage. A fierce soldier in a nation of monks and merchants, Nicephorus soon got into conflict with the Church, as well as the trading class. He issued a sort of law of mortmain to check the foundation of new monasteries, and kept important sees vacant to enjoy their revenues. |Nicephorus’ military reforms and quarrel with the Church.| At last in his zeal for war against Islam, Nicephorus wished the Church to declare that all Christians who died in war against the infidel were martyrs to the 160Christian religion. The Patriarch replied that all war was unchristian, and that a Christian who killed even an infidel enemy in war, deserved to be denied the sacraments. The Emperor made himself hated by the mob of the capital by suppressing the costly shows and amusements which the court had hitherto provided for their diversion, while the officials were scandalised at his disgust for the childish ceremonies that hedged about his domestic life. Conscious of his unpopularity, he fortified his palace and lived as much as he could in the camp, where he enjoyed unbounded popularity with the soldiers.

His conquests.

In a series of vigorous campaigns against the Ameer of Aleppo, the Emperor sought to consolidate his former efforts as general by winning back all Cilicia and north Syria to the Empire. In 964 and 965 he completed the conquest of Cilicia, sending the brazen gates of Tarsus and Mopsuestia to adorn the imperial palace at Constantinople. In 965 Nicetas, one of his generals, reconquered Cyprus. In 968 Nicephorus again took the field and overran northern Syria. Aleppo, the residence of the Ameer, was easily captured; the Ikshidite realm, now on the verge of dissolution, was overrun; Damascus paid tribute to avoid destruction; and Antioch was captured by assault on a snowy night in winter.

His western policy.

While thus occupied with the east, Nicephorus did not neglect the west. He projected the famous marriage between the future Emperor, Otto II. and Theophano, the daughter of Romanus II. and his own step-daughter [see page 34], hoping thus to strengthen the Byzantine power in south Italy. But the terms of the alliance were hard to settle, and no agreement could be arrived at during Nicephorus’ lifetime. Liutprand, Bishop of Cremona, sent to negotiate the match, left Constantinople in disgust, and vented his spleen in the famous, but not very flattering, account of Constantinople and its court to which we have already referred. Soon hostilities broke out between Otto the Great 161and Nicephorus in southern Italy, without any very permanent results. Nicetas, the conqueror of Cyprus, failed signally in an attempt to win Sicily from the Saracens. There were wars with the northern barbarians that produced equally little effect.

Nicephorus was a brave soldier, sprung from a stock of warlike Cappadocian landowners, who changed few of his habits even on the throne. He was cultured enough to write a book on the art of war, but he had neither the policy or pliancy for the intrigues of a despotic Oriental court. The uprightness he showed in preserving intact his step-sons’ position as Emperors met with an evil requital from their mother. Theophano hated and feared her stern, uncouth, unsympathetic husband. She conspired with her lover, John Zimisces, nephew of Nicephorus, a dashing cavalry soldier and the most capable of his captains. On the night of 10th December 969 the Empress’s woman admitted Zimisces and a select band of confederates into the castle. |Conspiracy of Theophano.| They found the Emperor sleeping on the floor after his soldier’s fashion, and promptly stabbed him to death. The murderers at once proclaimed John Zimisces Emperor, and court and city alike accepted the results of the despicable intrigue that had robbed the Empire of its strongest man. |John I. Zimisces, 969–976.| John I. Zimisces reigned from 969 to 976. The brutal treachery which gained him the throne was somewhat atoned for by the energy and vigour he displayed in the possession of power. He was mean enough to make Theophano the scapegoat of his crime, and, instead of marrying her, shut her up in a monastery. After this he did little that was not commendable. By way of penance he devoted half his private fortune to the poor peasantry round Constantinople, and to building a great hospital for lepers. Like Nicephorus, he studiously respected the rights of his young colleagues, the sons of Romanus II., and legitimatised his rule by wedding their sister Theodora. The negotiations for the marriage of the other sister, Theophano, 162with Otto the Saxon were now resumed and completed in 972, Theophano taking with her to Germany Byzantine art and the temporary friendship of east and west. |The Russian war.| John abandoned the civil administration to the dexterous chamberlain Basilius, and soon found in the Russian war an opportunity to revive the exploits of his uncle. The valour of Rurik and his Vikings had, before this, united the Slavs of the east into a single Russian state, of which the centre was Kiev, and which, though constantly threatening the Byzantine frontiers, had since the conversion of Olga, baptized at Constantinople in the days of Constantine VII., began slowly to assimilate Byzantine Christianity and civilisation. But Olga’s son Sviatoslav (964–972) had refused to incur the ridicule of his soldiers by accepting his mother’s religion. He was a mighty warrior who, in alliance with the Hungarians, overran and conquered Bulgaria, and in 970 crossed the Balkans and threatened Adrianople. In 971 John Zimisces took the field against him, and a desperate campaign was fought in the lands between the Danube and the Balkans. Like true sons of the Vikings, the Russians fought on foot in columns, clad in mail shirts and armed with axe and spear. John’s army was largely composed of heavy cavalry, and its most efficient footmen were slingers and bowmen. In two great battles at Presthlava and Dorystolum (Silistria), Russians and Greeks fought under conditions that almost anticipate the battle of Hastings, and in both cases the result was the same. After long resisting the fierce charges of the Greek horsemen, the close array of the Russians was broken up by a hail of arrows and stones, and the lancers, returning to the charge, rushed in and completed the discomfiture of the enemy. After the second battle, Sviatoslav and the remnants of his host stood a siege within Silistria, until a treaty was drawn up by which they promised to go home, on being supplied with enough corn to prevent them plundering by the way. For the future, they were to renew the old commercial treaties and leave the Empire in peace. Intercourse between Russia 163and Constantinople was quickly renewed, and henceforth Russian or Norse mercenaries, the famous Varangians, began to form an important part of the imperial armies. Thus the Empire was relieved from the pressure of her most dangerous foe in the north, and again acquired the command of the interior of the Balkan peninsula. Bulgaria, already conquered by Sviatoslav, was reduced to obedience, while its titular king lived as a pensioner at Constantinople. Flushed with these brilliant successes, John again turned his arms against the Saracens of Syria, who had won back many of Nicephoros’ conquests, including Antioch. He reconquered Antioch, though only with great difficulty; his capture of Edessa prepared the way for the occupation of the upper valley of the Euphrates; and many holy relics passed from Moslem to Orthodox custody. In the midst of his triumphs John died suddenly in 976, poisoned, it was said, by the crafty eunuch Basilius, who feared that his wealth had excited the Emperor’s jealousy.

Basil II.’s personal rule, 976–1025.

Basil II. (976–1025), the elder of Constantine VII.’s sons, was now twenty years of age when, under the guidance of Basilius he proceeded, after his brother-in-law’s death, to govern as well as reign. But the over-wealthy minister soon fell from power. Basil soon showed the same austere Roman type of character as Nicephorus Phocas, and became a brave soldier, a skilful general, and a capable administrator. His chief object of internal policy was the repression of the great landholding families of Asia, which were the only barrier left against the imperial despotism; and, after a long struggle, he succeeded in accomplishing their ruin. Under the legitimate Basilian Emperor, the military glories of the fortunate adventurers were fully continued. |The Bulgarian War.| The great event of his long reign is the Bulgarian war. The occupation of Bulgaria by John I. was too rapid to be permanent, and, except in the lands between the Danube and Balkans, had been merely nominal. Under a new Bulgarian king, named Samuel, the unconquered regions of the west made a long 164and determined effort for freedom. Even the Slavs—the chief inhabitants of these regions—followed Samuel to the field; and by fixing his capital first at Prespa and afterwards at Ochrida, in the highlands bordering on Albania and Macedonia, he threatened alike Dyrrhachium and Thessalonica. Year after year, Samuel’s motley following plundered and devastated the rich plains of Thessaly and Macedonia. Even in the north all the Greeks could do was to hold Silistria, and a few fortresses, and keep a tight hold of the Balkan passes. In 981 Basil first took the field in person, but his early campaigns were but little successful. Samuel at last invaded southern Greece; but though he devastated the Peloponnesus from end to end, he failed to capture any of the larger cities (996). On his way back, he was surprised by the Greek general Uranus, and escaped with infinite difficulty and the complete destruction of his army. Basil now took the offensive. In 1002 he captured Vidin, a triumph that resulted in the gradual reconquest of Bulgaria proper. But Samuel still held out long in the fastnesses of Mount Pindus. Bit by bit Basil won back the hill castles that were the centres of the Slavo-Bulgarian power. At last, in 1014, Basil gained a decisive victory, taking prisoner some 15,000 Bulgarians. The grim Emperor put out the eyes of all his captives, save that he spared one eye to every hundredth man, and sent the mutilated wretches back to their king at Ochrida under the guidance of their one-eyed leaders. Samuel, on seeing his subjects’ plight, fell senseless to the ground, and died two days later. His brave son Gabriel continued the contest, but was soon murdered by his cousin Ladislas, who usurped the throne. In despair Ladislas took the bold step of besieging Dyrrhachium, hoping thus to open communications with Basil’s enemies beyond sea; but he perished in the siege, and with him fell the last hopes of the kingdom of Ochrida. In 1018 the work of conquest was completed, and Basil celebrated his victory by a splendid triumph at Constantinople. The populace greeted the 165relentless conqueror with the surname of ‘Slayer of the Bulgarians’ [βουλγαροκτόνος]. Basil then turned his arms against the Armenians, but his success in pushing forward his eastern frontier at the expense of a Christian kingdom did not atone for the impolicy of weakening a natural ally against the Mohammedans. Conscious perhaps of this, he prepared to divert his arms against the infidel by a new expedition to Sicily. Death overtook him in the midst of his preparations, when he was sixty-eight years old, and had reigned for sixty-two years. No Emperor since Justinian had succeeded so well in enlarging the bounds of the Empire. But with him expired all the glories of the Macedonian dynasty.

Sole rule of Constantine VIII., 1025–1028.

Basil II. left no son, and his brother Constantine VIII. (1025–1028) therefore became sole Emperor. Though nominal Emperor since 963, Constantine had never taken any real part in political affairs, and he was now too old and careless to change his habits. He lived like an Oriental despot, secluded in his palace, amusing himself with musicians and dancing-girls, while six favourite eunuchs of the household relieved him from all cares of state. Great indignation was excited among the nobles, but Basil II. had humbled them too thoroughly for them to take any effective action. However, Constantine died in 1028, before he could do much harm. He was the last man of the Macedonian house, and his only heirs were his daughters Zoe and Theodora, under whose weak and contemptible rule the Basilian dynasty came to an end.

Zoe and her husbands. Romanus III., 1028–1034.

From 1028 to 1054 the husbands and dependants of Zoe governed the Byzantine Empire. First came Romanus III. (1028–1034), to whom she had been married at her father’s death-bed. But Zoe was hard, greedy, and self-seeking, and allowed her husband little real share of power. On his death she married a handsome young courtier, Michael IV. the Paphlagonian (1034–1041), who, though an epileptic invalid, 166did good work against the Saracens before his early death in 1041. |Michael IV., 1034–1041.| His brother John the Orphanotrophos [minister of charitable institutions], a monk and a eunuch, who had procured Michael’s marriage, conducted the internal government with great dexterity and cunning, but the time of his rule marks an epoch of deterioration in Byzantine finance. By constantly increasing the taxes, and devising more arbitrary and oppressive methods for their collection, he did much to sap the foundations of the industrial supremacy of the Empire.

Michael V., 1041–1042.

It was thought necessary always to have a male Emperor. When Michael IV. died, Zoe, already more than sixty years of age, took three days to decide whether she should wed a third husband or adopt a son. She chose the latter course; but Michael V. (1041–1042), nephew of Michael IV., whom she raised to this great position, speedily proved ungrateful and unworthy, and was deposed, blinded, and shut up in a monastery. |Constantine IX., 1042–1054.| Having failed with her son, Zoe chose as her third husband Constantine Monomachus (an hereditary surname), who was soon crowned as Constantine IX. (1042–1054). The new Emperor was an elderly profligate, who had only consented to wed Zoe on condition that his mistress should be associated with her in the Empire. Their rule was most disastrous. It saw the expulsion of the Greeks from Italy by the Norman conquest of Apulia and Calabria. It saw the consummation of the fatal policy of weakening Armenia, at a moment when the rise of the Seljukian Turks was again making Islam aggressive. It witnessed the impolitic imposition of taxes on the eastern subjects and vassals, who had hitherto defended the frontiers with their swords, but who henceforth were discontented or mutinous. It saw the final consummation of the schism of Eastern and Western Churches.

The Synod of Constantinople in 867 [see Period I., pp. 453–4], following upon the quarrel of Pope Nicholas I. and 167the Patriarch Photius, had already brought about the open breach of the Orthodox East and the Catholic West. |The Schism of the Eastern and Western Churches.| Despite new rivalries between the Greek and Latin missions to the Slavs and Bulgarians, efforts had been made from time to time to heal the schism, and Basil II. negotiated with Rome, hoping to persuade the Pope to allow ‘that the Church of Constantinople was œcumenical within its own sphere, just as the Church of Rome was œcumenical throughout Christendom.’ But in 1053 Michael Cærularius, the Patriarch of Constantinople, foolishly shut up the Latin churches and convents and wrote to the Latin bishops, bitterly reproaching them with their schismatic practices, and taking new offence in the Latin use of unleavened bread in the Eucharist. Mutual excommunications followed, and, at the very moment when Christendom had most need of union, the schism of East and West became inveterate.

Theodora, 1054–1057.

Zoe died in 1050, and Constantine IX. in 1054. On his death, Zoe’s sister Theodora, the last of the Macedonians, became Empress. Though old, she was strong and vigorous, and her long incarceration in a cloister gave her monastic virtues that contrasted strangely with the dissolute habits of Zoe. During her reign of three years the Empire enjoyed at least peace and repose. Her death in 1057 ended not ingloriously the famous dynasty that had since the days of Basil I. held the imperial throne. A new period of trouble now sprang from disputed successions and weak Emperors, at a time when the growth of the Seljukian power threatened the very existence of the Empire.

Rise of the Seljukian Turks.

The Turkish or Mongol tribes of Central Asia had long troubled from time to time the tranquillity of Europe. Among them were Attila and his Huns, but these fierce marauders passed away without leaving any permanent traces of their influence. Of the same stock were the Magyars, who, in 895, finally settled in Pannonia, and the Bulgarians, who, as we have seen, had 168even earlier taken possession of a large part of the Balkan peninsula. But the Magyars and Bulgarians by accepting Christianity made themselves permanent members of the European commonwealth. While Mongolian invasions such as these disturbed from time to time the peace of eastern Europe, similar invasions had terrified all the civilised nations of Asia as far as the Chinese frontier. But it was the Caliphate in its decline that began to stand in the most intimate relations with the Turks. The growing anarchy of the Arab Empire offered to the Turks a career as mercenaries, and a field for plunder and devastation. As the reward of their services, the Caliphs gave them what they could conquer from the Christians on the eastern frontiers of the Empire. A large Turkish immigration soon peopled the marches of the Caliphate with the fierce warriors from the north. As the Caliphs declined in power, the Turkish condottieri chieftains grew discontented with their pay, and set up military despotisms on their own account. Many of the petty states that grew out of the dissolution of the Caliphate had, like the Ikshidites in Syria, Turkish lords, and were kept together by Turkish arms. Early in the eleventh century the period of transition was over. The Turks became converts to Islam, and religious enthusiasm bound together their scattered tribes and directed their aims. A great Turkish invasion plunged all Asia in terror. In the extreme east Turks or Tartars established at Peking a Manchurian kingdom for northern China (1004). In the very same year, Mahmoud of Ghazni set up a great Turkish state in Afghanistan and India. A generation later, the Turks of the house of Seljuk began to threaten the thrones of western Asia.

The fame of Seljuk, the founder of a united Turkish state in Central Asia, is almost mythical. Under his son, the Seljukian house became great by crossing the Oxus and effecting the conquest of Khorassan. Under his grandson Togrul Beg, the Seljukians became the greatest power in Asia. Togrul first broke up the power of the 169descendants of Mahmoud of Ghazni, and then attacked the Bowides, and conquered Persia. In 1055 he crowned his career by the occupation of Bagdad, where he was welcomed as the deliverer of the phantom Caliphs from the tyranny of their Bowide Ameers, and was solemnly invested by them with their temporal power. Henceforth Togrul, the Sultan of East and West, posed as the defender of the faith, and the protector of the successor of Mohammed.

After the conquest of Bagdad, Togrul Beg attacked Armenia and threatened the Byzantine frontiers. He died in 1063, and in the very next year Alp Arslan, his nephew and successor (1063–1072), completed, by the capture of Ani, the capital, the subjugation of the unhappy Armenians. The Georgians were next enslaved; and, master of the Christian outposts of the East Roman realm, Alp Arslan turned his arms against the Empire itself.

The occupation of the rich plains of Asia in no wise changed the character of the Turks. They remained as they had ever been, soldiers and nothing more. Their old religions had died away as they came into contact with Islam, and in embracing the Mohammedan faith they obtained religious sanction for their ferocity and greed. But they never, like the Arabs, entered into the spiritual side of the faith. They rather received and retained the new religion, as a faithful soldier keeps the word of command of his general. They had no eyes for the brilliant fascination of Arab civilisation, such as was at that very time attaining its highest perfection in Mohammedan Spain. They appropriated what had gone before, but they never assimilated it or added anything of their own. The statecraft of the Arabs had no more attraction for them than the poetry, the romance, the lawgiving, the architecture, or the busy commercial life of Semitic Asia. |Contrast between Turks and Arabs.| When they had conquered they carelessly stood aside, and contemptuously allowed their vassals to live on their old life, save when, in occasional fits of fury, they taught that they were masters by hideous 170violence or promiscuous massacres. But their hardiness won an easy triumph over the soft and effeminate Arabs, and was soon to win fresh laurels at the expense of the lax and corrupt Christians of the East. It was a day of ill omen for East and West alike when the capture of Bagdad made the Turkish soldier the type of Mohammedan conquest. In the centuries when the Arab was the typical representative of Islam, the desolation of Africa and Syria showed how great were the evils that followed in the wake of Mohammedan conquest of Christian lands. But in East and West alike the triumphs of the Turk were unmixed evils, and the strife of East and West assumed a new aspect when a barbarous and unteachable soldier, mighty only in destruction, became the chief agent of Eastern advance. It was no longer the continuance of the struggle between Eastern and Western civilisation that was as old as Marathon. Henceforth it was a strife between the only possible civilisation and the most brutal and hopeless barbarism. Yet the superior military efficiency of the Turk put an irresistible weapon into his hands. Since the days of Leo the Isaurian and Charles Martel, the relations of the Eastern and Western worlds had been almost stationary. A new wave of Eastern aggression now set in, to be followed in its turn by a period of Western retaliation. The Seljukian attacks on Armenia and the Empire brought about the Nemesis of the Crusades and the Latin kingdoms of the East.

Decline of the Eastern Empire.

The period of revolution and confusion that had followed the extinction of the Basilian dynasty made the Empire little able to resist the Turkish assault. It is as wearisome as unprofitable to tell in any detail of the purposeless palace intrigues and provincial revolts, that set up and pulled down Emperors in the dreary years that followed the death of Theodora. The first successor of the last of the Macedonians was of her own designation. |Michael VI., 1057.| Michael VI., surnamed Stratioticus (1057), was an aged and incompetent soldier, who within a 171year succumbed to a revolt of the Asiatic nobles, who seated on the throne one of the most powerful of their number, Isaac I., Comnenus (1057–1059), but the hopes excited by him were rudely dispelled by a disease that drove him into a monastery to die. |Isaac I., Comnenus, 1057–1059.| Another great Cappadocian magnate, Constantine X., Ducas (1059–1067), was now made Emperor. |Constantine X., Ducas, 1059–1067.| He was a pettifogging financier, who disbanded part of his troops and disheartened the rest by miserable and disastrous economies. In his reign the Seljukian assaults first became formidable. On his death in 1067, his widow Eudocia acted as regent for their son, the boy Emperor Michael VII. (1067–1078). |Michael VII., 1067–1078.| Eudocia chose a second husband and co-regent in Romanus Diogenes (1068–1071), a Cappadocian noble, who had won a high reputation for brilliancy as a soldier, but lacked the prudence and policy necessary to a general. |Romanus IV., Diogenes, 1068–1071.| Romanus at once took the field against the Seljukian hordes, who were now devastating Cappadocia with fiendish cruelty, and had just captured Cæsarea and plundered the shrine of St. Basil. But the heavy Greek cavalry, with their formal drill and slow traditional tactics, were only a poor match for the daring valour and rapid movements of the swift light horse that constituted the chief strength of the Turkish army. At first Romanus won easy triumphs as the scattered bands of marauders retreated before his troops, without risking a battle. Alp Arslan changed his plans and lured Romanus into the Armenian mountains, where he was suddenly attacked by the whole Seljukian power.

Battle of Manzikert, 1071.

The decisive battle was fought in 1071 at Manzikert, an Armenian town, to the north of Lake Van, which the Sultan had captured in 1070, and which Romanus now sought to reconquer. The Emperor had already many difficulties from the mixed army of mercenaries, that had no heart for the cause and a strong dislike to 172discipline. With great impolicy he divided his army, and marched with but a fraction of it against Manzikert. The city was soon retaken, but by this time the whole force of the Seljuks had drawn near. It was the first pitched battle between Turks and Greeks, and, having misgivings of the result, Alp Arslan showed some willingness to treat. But Romanus impatiently prepared for battle. The fight was long and fierce, until at last the bad tactics of the Emperor and the treachery of some of his generals gave the Turks a hardly won victory. The Greek army was destroyed, and Romanus was wounded and made prisoner. The defeat is the turning-point of Byzantine history. The hardy mountaineers of Cappadocia were unable to hold out much longer. With the loss of the land which had given birth to Nicephorus and Zimisces, to the Comneni, the Ducasii, and to Romanus himself, the best part of the Empire surrendered to barbarism. Within a few years all the interior of Asia Minor had become Turkish. In the very year of Manzikert, the capture of Bari by the Normans cut off the last town that had been faithful to the East Romans in Italy.

Alp Arslan magnanimously allowed Romanus Diogenes to ransom himself from captivity, but the discredited soldier only returned to Constantinople to be dethroned and imprisoned by John Ducas, uncle of Michael VII. His eyes were put out so roughly that he died a few days later. With him perished the last of the heroes of the Eastern Empire. Confusion and weak rule at Constantinople facilitated the Turkish advance. Many provinces revolted, and famine followed in the train of war. What revenue still flowed in was spent upon court luxuries and popular games. The Turks burnt the Asiatic suburbs of the capital, and in 1074 Michael VII. made a treaty with Suleiman, the general of Malek Shah, who had now succeeded Alp Arslan, by which he conferred on him the government of all the imperial provinces which were actually in his possession. Suleiman established himself at Nicæa, the most westerly of his conquests, and soon 173assumed the state of an independent prince. In 1078 Michael was dethroned, and meekly abandoned the Empire for the bishopric of Ephesus. |Nicephorus III., 1078–1081.| His supplanter, Nicephorus III. (1078–1081), was the most brutal, lustful, and helpless of all the Emperors of this miserable time. Rebellions burst out on every side. At last Alexius Comnenus, a shrewd and wily soldier, whose sword had long protected the Emperor from other rebels, became a rebel himself. The army declared for him and chose him Emperor, and the treachery of some German mercenaries admitted him and his troops into the capital, which was brutally sacked. Nicephorus was driven into a monastery, and Alexius reigned in his stead.

Alexius Comnenus, 1081–1118.

With the new Emperor the worst troubles were over. Some sort of hereditary succession reappeared, and the Comnenian dynasty long occupied the throne of the Eastern Empire. But the Empire was reformed on a narrower and less heroic mould. The ability of Alexius was partly seen in his energy; but subtlety and deceit, which often took the shape of self-defeating cunning, were his favourite weapons, and in his dexterous pursuit of personal and family aims, he often lost sight of broader issues. |The Comnenian dynasty and the transition to the last phase of the East Roman Empire.| It was characteristic of the later age of the Byzantine Empire that the founder of the new house should have the dissimilar characteristics of courage and craft, and that Alexius’ literary daughter, Anna Comnena, in eulogising her father’s exploits, regards his courage and craft as equally laudable. With him we enter that latest stage of East Roman history to which the term ‘Byzantine’ may not unreasonably be applied as a term of reproach, and which perhaps justifies the contempt with which Gibbon and the older writers regarded all stages of East Roman history. The Empire became more ‘Greek’ in the narrower sense, and with its restricted limits became in a sense stronger by being more national and less cosmopolitan. But it lived a 174smaller, meaner life. Henceforth it stood on the defensive, equally afraid of the Turk in the east and the Frank in the west. Its territory gradually fell away, its civilisation became as stereotyped as that of China, its Church more superstitious and ignorant, its people more slavish and degraded. It is no small praise to Alexius and his successors that they had the skill to keep some sluggish life in the inert mass, and, amidst the greatest difficulties, offer a brave and constant resistance for two more centuries to the greatest foes of civilisation that the world has seen in modern days.

Alexius and the East.

At home, the first years of Alexius’ reign were occupied in putting down the nobles and restoring the centralised despotism of the Macedonians. A whole series of rebellions was successfully suppressed, and order was restored even to the finances, though at the price of an unwonted depreciation of the currency that further imperilled the declining trade of the Greeks. Another trouble was found in the growth of the fantastic heresies of the Paulicians and Bogomilians, which Alexius stamped out with the rigour of a monk. Meanwhile, Alexius fought hard against the Seljukian Turks, and for the time prevented their further advance. But the death of Malek Shah in 1092, and the struggles of his children for the succession, did more to remove the terror of Turkish conquest than the arms and diplomacy of Alexius. Alexius had also to fight against the Slavs, and the Patzinaks of the north, and to face grave trouble from the west. With the conquest of Bari in 1071, Robert Guiscard and his Normans had absorbed the last of the Byzantine dominions in Italy. |Alexius and Robert Guiscard.| Robert now resolved to cross the Straits of Otranto and win fresh booty and dominions from a foe that, since Manzikert and Bari, seemed predestined to speedy destruction. Only fifteen years before, William the Norman had crossed the English Channel and won a great kingdom from a warlike usurper. In 1081 another Norman duke crossed another narrow strait, and sought to win the crown and kingdom of another successful 175soldier-prince. Robert laid siege to Dyrrhachium [Durazzo], the chief centre of the Byzantine power on the Adriatic, and Alexius hastened to its succour. The bad generalship of the Greeks made easy the victory of the invaders. The Varangian heavy-armed infantry of the imperial guard vigorously withstood for a time the charge of the feudal cavalry from the west. But as at Hastings the Norman archers broke up the enemy’s ranks, so that the best troops of Alexius were defeated before the rest of the Greek army could take the field. These latter were soon put to flight, and Alexius rode off from the scene of his defeat. Dyrrhachium surrendered, and the Normans crossed the mountains into Macedonia and Thessaly. Italian politics [see pages 135–136] took Robert back to Italy, but his son Bohemund efficiently filled his place. Alexius now called upon his cunning to remedy the disasters that had arisen from his courage. By avoiding general engagements and carrying on a destructive petty warfare, he managed to wear out the Normans. In 1084 he brilliantly raised the siege of Larissa, and Bohemund returned to Italy. In 1085 the death of Robert Guiscard relieved Alexius of any immediate fear of Norman aggression.

The appeal for Western help.

The war with the Normans had taught the Eastern Empire to know and to fear the warriors of the West. Within ten years of the end of the struggle with the Guiscards, Alexius sent envoys to the West imploring Latin help against the Turks, and in 1095 his ambassadors appeared before Urban II. Before long, East and West seemed likely to unite to urge a holy war against the Turks. With the preaching of the First Crusade a new epoch set in for the Byzantine Empire.

176

GENEALOGY OF THE MACEDONIAN DYNASTY.

177

CHAPTER VIII
THE EARLY CRUSADES AND THE LATIN KINGDOM OF JERUSALEM (1095–1187)[10]

Early Pilgrimages to Palestine—The Turkish Conquest—Causes of the Crusades—Urban II. and the Council of Clermont—Leaders of the First Crusade—Alexius and the Crusaders—Results of the Crusade—Organisation of the Kingdom of Jerusalem and its dependent States—The Military Orders—Rise of the Atabeks—Fall of Edessa—The Second Crusade—Decline of the Kingdom of Jerusalem—Power of Saladin—Fall of Jerusalem.

Early Pilgrimages to Palestine.

The piety of the Middle Ages, ever wont to express its spiritual emotions in concrete shape, had long found in pilgrimages to holy places a favourite method of kindling its religious zeal and atoning for past misdeeds. Of all pilgrimages, the most meritorious was that to the sacred spots where Christ had lived His earthly life and where the Christian faith first arose. From the days of St. Jerome, Jerusalem was the chief centre of holy travel; and from the days of Helena, the mother of Constantine, faithful Christians had sought to identify and consecrate the exact places of the Lord’s birth, suffering, and resurrection. A great Christian 178Basilica, built by Helena’s pious care, marked the site of the Holy Sepulchre, and men believed that divine agency had led to the discovery of the True Cross on which Jesus had suffered. As long as the Roman Empire remained in its integrity, pilgrimages to the Holy Land were safe and easy. Even the conquest of Syria by the Caliph Omar did not make them impossible. A noble mosque—the mosque of Omar—was built on the site of the Jewish Temple, but the custody of the Holy Sepulchre and the other sacred spots remained in Christian hands, and the places themselves were treated with respect and reverence by the tolerant Arabs, to whom Jerusalem was a city as venerable as to the Jew or Christian. All through the early Middle Ages the swarm of pilgrims continued. The risks of the journey through the lands of Islam increased the merit of the act. But with the break-up of the great Caliphate, the holy places became for the first time dangerous to the Christian wayfarer. In the second third of the tenth century Jerusalem was ruled by the fanatical Ikshidites (934–969), but in 969 the Fatimite Caliphs of Cairoan conquered Egypt and Syria, and for a time pilgrimages again became easy. The Fatimites were Shiites, and their dissensions from the orthodox Sunnites made them perforce tolerant of other creeds. Only the mad Caliph El Hakim (996–1021), who contemplated the destruction of the Holy Sepulchre, stayed for a time the influx of the faithful. The religious revival that flowed from Cluny, and the greater peacefulness of western Europe, led to a vast throng of pilgrims during the seventy years that succeeded El Hakim’s death. The fierce Fulk the Black of Anjou thrice visited the holy places. Robert, Duke of Normandy, abandoned his son William to go on pilgrimage in 1035. In 1064 Archbishop Siegfried of Mainz headed a band of 7000 penitents to Jerusalem. The conversion of the Hungarians under St. Stephen again opened up the land route through the Danube valley and the Greek Empire, which men preferred to the stormy sea swarming with Saracen pirates.

The Turkish Conquest of Palestine.

179The growth of the Seljukian power again stopped the flow of Christian pilgrims to Jerusalem. Here as elsewhere the Turkish period of conquest marked the beginning of the worst of evils for the once Christian lands of the East. Asia Minor, the centre of the East Roman Empire, became a desolate waste ruled by Turkish plunderers. In 1076 the expulsion of the Fatimites from Jerusalem left the custody of the holy city to the Turks. The legend of Peter the Hermit expresses the indignation of western Europe when the few wanderers who got back told terrible tales of wrongs suffered and blasphemies witnessed from the infidel lords of the Sepulchre of Christ. |Causes of the First Crusade.| But the stories of pilgrims, though they did much to kindle the indignation of Europe against Turkish rule in Palestine, did not of themselves account for the movement to redeem it. The preaching of Peter the Hermit, fruitful though it was, is not in authentic history the cause of the First Crusade. The Crusades were the work of the Popes at the instigation of the Eastern Emperor.

The East and the West at the end of the eleventh century.

Though, after the death of Malek Shah, the Seljukian monarchy split up into many rival powers, the danger of Turkish advance was still great. The direct rule of the Seljuks was henceforth limited to Persia, while Sultans of Seljukian blood established themselves lords of Kerman, Syria, and Roum. The Seljuks of Syria now ruled the Holy Sepulchre. The descendants of Suleiman, the conqueror of Nicæa, carved out a separate power in the inland parts of Asia Minor, called the kingdom of Roum [i.e. Rome], whose capital Nicæa was not one hundred miles from Constantinople, and whose limits extended to the waters of the Sea of Marmora. Some fragments of the Armenian race profited by this break-up to re-establish their freedom in the mountains of the Taurus. But Kilidj Arslan, the Sultan of Roum, was almost as threatening to Alexius as Alp Arslan had been to earlier Emperors. Fear of the lords of Nicæa, rather than a zeal for the holy 180places, led Alexius to apply for help to the West, and rouse the Westerns to defend the Greek Empire, by dwelling on the desolation of Jerusalem.

There was no strong political power in western Europe to which Alexius could appeal. The Empire was drifting asunder under the rule of Henry IV., and France was hopelessly broken up into a mass of feudal states, hardly recognising the authority of Philip I. The Roman Church alone was sufficiently vigorous and representative to help him. Already Michael VII. had sent similar requests to Gregory VII., who had caught eagerly at the prospects of a holy war against the Turks, but the expulsion of Islam was so united in his mind with the necessity of ending the Greek and Armenian schisms, that it was not an unmixed evil to the Eastern Empire that the Pope was too much occupied at home to embark seriously upon the undertaking. Yet it is a fact of no small significance that Gregory, who created the mediæval Papacy, was also the first Western to whom a Crusade seemed a practicable thing. His ally, Robert Guiscard, shared his eastern projects, but the campaign at Durazzo showed how little the fierce Norman distinguished between the schismatic and the infidel.

Urban II. and the Council of Clermont, 1095.

Alexius’ envoys appeared before Urban II. at the Council of Piacenza, and at Clermont a few months later the active French Pope preached with extraordinary force and fervour a holy war against the infidel. The vast crowd received the Pope with unmeasured enthusiasm. ‘It is the will of God,’ resounded from churchman and layman alike the answer to Urban’s appeal. Thousands pledged themselves to fight against Islam, and Urban himself distributed the crosses which the armed pilgrims were to bear as their special badge, and which gave the holy wars the name of Crusades. Preachers, like Peter the Hermit, stirred up the passion of the multitude, and before the lords and knights were ready, huge swarms of poor pilgrims gathered together in northern France and the Rhineland, 181under the leadership of Peter himself and of a French knight called Walter the Penniless. These disorganised hordes either perished on the long land journey through Hungary and Greece, or fell easy victims to the first encounter with the Turks of Roum, but their misordered zeal showed how the movement had touched the heart of Europe.

The leaders of the First Crusade.

The great kings of the West took no part in the First Crusade. The Emperor and the King of France had incurred the papal anathema, the King of England was a profligate blasphemer, and the Kings of Spain had enough crusading work at their own gates. The highest class that was affected by the Pope’s preaching was that of the feudal magnates of the second rank, and especially the barons of France and the adjacent French-speaking Lotharingia and Burgundy. These were the lands which had been the chief home of the Cluniac movement, and this was the class to which the Pope looked for allies in his struggle against the mighty kings of the earth. The most dignified potentate to take the cross was Raymond of Saint-Gilles, Count of Toulouse and Marquis of Provence, the greatest of the lords of southern France. Of the north French magnates, Hugh, Count of Vermandois, King Philip’s brother, was the highest in rank and position. After him came Stephen, Count of Blois and Chartres, the son-in-law of William the Conqueror, and the father of an English king and of a line of Counts of Champagne and Blois. Robert, Duke of Normandy, left the care of his dominions to his more astute brother, and accompanied his brother-in-law. His cousin, Count Robert II. of Flanders, the son of an old pilgrim to Jerusalem, followed in his father’s footsteps. Of the princes of the Empire the most important was Godfrey, Duke of Lower Lorraine, the son of the Count of Boulogne, and Ida, sister of the Duke Godfrey of Lower Lorraine who had so zealously supported the cause of Henry IV. In 1089 the Emperor had granted Godfrey his uncle’s duchy, yet he is better known as Godfrey of Boulogne, and still oftener, through a curious misnomer, as 182Godfrey of Bouillon. His brothers Eustace and Baldwin, and his nephew Baldwin the younger, followed him to the Crusade. But the strongest of the Crusaders was Bohemund, the Italian Norman, the old enemy of Alexius Comnenus, who, after his father Robert Guiscard’s death, being only possessed of the little lordship of Otranto, hoped to win eastern lands for himself. Other Crusaders besides Bohemund had an eye on possible principalities to be conquered from the infidel. But with him went his nephew Tancred, a more chivalrous character. No great number of the higher clergy went on the Crusade. Conspicuous among them was the Pope’s legate, Adhemar of Monteil, Bishop of Le Puy en Velay.

Alexius Comnenus and the Crusaders.

The Crusaders levied their followers in their own way, and went at different times and in different directions to Constantinople, which Bishop Adhemar had indicated as their meeting-place. As swarm after swarm of mail-clad warriors marched through his dominions to his capital, Alexius Comnenus became very anxious as to their attitude to the Greek Empire. His hope had been to get an auxiliary Western force of knights, but the vast throng of Frankish chivalry, that had obeyed Pope Urban, alarmed him excessively, especially when he found his old enemy Bohemund among them. There was real danger lest the Crusaders should turn their arms against Constantinople instead of Nicæa and Antioch, and realise by force Hildebrand’s ideal of a union of the churches, before the attack was made on the infidel. Greed and religious zeal combined to inspire them to turn against the opulent and schismatic capital. But the craft and ingenuity of Alexius served him in good stead, and in the end he persuaded all the leaders to take oaths of fealty to him, hoping thus to retain the overlordship of any districts they might conquer from the Turks. He then gave them facilities for crossing into Asia.

The Crusaders now entered into infidel ground. Nicæa, the capital of Kilidj Arslan, was taken in June 1097, and 183next month the army of the Sultan was defeated at Dorylæum. These successes secured Asia Minor. After a long and painful march the Taurus was crossed, and in June 1098 Antioch was forced to surrender. |The march through Asia, and the conquest of Jerusalem, 1097–1099.| Even after that the Christians were in a sorry plight from famine, and were almost blockaded in their new conquest by the army of Corbogha, Ameer of Mosul. The Bishop of Le Puy died, and after his moderating influence was removed, disputes broke out, especially between the Normans and the south French. Many of the Crusaders, chief among whom was Stephen of Blois, went home in despair. But the fancied discovery of the Holy Lance, with which the Roman soldier had pierced the side of Christ, revived the fainting energies of the Crusaders, though at first the Normans declared that the ‘invention’ was a fraud of a chaplain of Raymond of Toulouse. Corbogha was defeated in a great battle, and at last the Christians entered the Holy Land. The divisions of Islam facilitated their progress. A month after the capture of Antioch, the Fatimites of Egypt had conquered Jerusalem, which nevertheless resisted vigorously. Finally, on 15th July 1099, Jerusalem was stormed and, amidst hideous scenes of carnage, the remnant of the crusading army attained its goal. A new victory at Ascalon in August secured southern Palestine from Egyptian assault.

Results of the Crusade.

The whole fate of the East seemed changed by the First Crusade. The Sultanate of Roum was hemmed up in the central and eastern parts of Asia Minor, while Nicæa and perhaps a third of Asia Minor went back to the rule of Alexius. The little Armenian lordships of the Taurus grew into a new Armenian kingdom in Cilicia, strong enough to keep Turks and Saracens at bay. The Christians predominated in Syria, whence they soon threatened both the Fatimites of Egypt and the Seljukian dynasty in Persia. The Latin lordship of Edessa crossed the Euphrates, and formed in the upper valley of that river a permanent check 184to the lords of Mosul. Despite national jealousies, and the still deeper ill-will of Catholic and Orthodox, Christianity had acted with wonderful unity of purpose, while Islam could not forget its petty feuds even in the face of the enemy. The exploits of Leo the Isaurian and Nicephorus Phocas were more than outdone by Alexius and his Western allies. Never since the days of Heraclius had the old limits of Rome’s power in the East been so nearly maintained.

The early difficulties of the Frankish conquerors.

It remained to provide for the government of the conquered provinces. All Syria was portioned among the victorious Latins. Godfrey of Boulogne accepted the government of Jerusalem; but he refused to wear a crown of gold in the city where Christ had worn a crown of thorns, and contented himself with the modest title of Baron and Advocate of the Holy Sepulchre. Bohemund, the Norman, ruled northern Syria as Prince of Antioch, and Baldwin, brother of Godfrey, became Count of Edessa. But these chieftains had at first so few followers that they held little more than the cities and castles that they garrisoned. Up to Godfrey’s death in 1100, the hold of the Christians on southern Syria was very slight. Jaffa was their only port, and the road from Jaffa to Jerusalem was beset with Saracen brigands, and marked by ruined villages and unburied bodies. At Antioch, Bohemund was in even worse straits. In 1100 he was taken prisoner by the Turks, who next year besieged Antioch, where Tancred with difficulty defended the Christian cause. Meanwhile a new crusade, mostly from Aquitaine, Germany, and Italy, had been almost annihilated in Asia Minor by long marches, thirst, hunger, and the arms of the Turks. With the remnants, Raymond of Toulouse conquered Tripoli, and established himself in middle Syria. Meanwhile Bohemund was released, on an Armenian prince paying his ransom. He then joined with Baldwin of Edessa on a distant expedition against Harran, but was badly beaten and forced in despair to return to Europe, where he again attacked 185his old enemy the Greek Emperor. Failing at a new siege of Durazzo, Bohemund was forced to become the vassal of the Eastern Basileus for Antioch. Baldwin of Edessa, a prisoner since the battle of Harran, made terms with the Ameer of Mosul, and joined with him in waging war against the Normans of Antioch. Yet, if the Crusaders were divided, the infidels were equally at cross-purposes. A constant stream of fresh pilgrims reinforced the scanty armies of the Latins, and their military superiority, both in pitched battles and in building and defending castles, stood them in good stead. Financial help came from the keen-witted Italian traders of Pisa, Genoa, and Venice, who found in the Latin conquests new outlets for their commerce, and who were now winning the trade of the Levant from the Greeks. Baldwin of Edessa, called after Godfrey’s death to succeed him at Jerusalem, did not share his scruple against bearing the title of king, and showed such skill, both as warrior and statesman, that he became in a very real sense the founder of the kingdom of Jerusalem. Bit by bit the Saracens were expelled from the open country, and within the generation succeeding the First Crusade, an ordered political system was set up among the Latin principalities of Syria.

Under Baldwin I. (1100–1118) the crusading state attained its limits and its organisation. His nephew and successor, Baldwin II. (1118–1130), called like his uncle from Edessa to Jerusalem, was also a man of courage and character. Dying without sons, his daughter Millicent’s husband, Fulk, Count of Anjou (1130–1143), became the next king. Under him the Latin state reached its zenith, and gave him no reason to repent his preference for his Eastern kingdom rather than his Western county. After him, his son by his first wife, Geoffrey (the father of our Henry II.), became Count of Anjou, while, unluckily for Jerusalem, his two sons by Millicent, Baldwin and Amalric, were mere children. With them the decline begins.

THE CRUSADING STATES in SYRIA DURING THE TWELFTH CENTURY

The crusading lords, accustomed only to the forms of 186government that prevailed at home, reproduced in the Latin states of Syria the strict feudalism of western Europe. Feudalism required a nominal head, and the King of Jerusalem stood to the Latin princes as the King of early Capetian France stood to his vassals, having outside his own dominions nothing more than a vague supremacy over three great feudatories ruling over substantially independent states. |Organisation of the kingdom of Jerusalem and its dependent states.| The Prince of Antioch and the Counts of Tripoli and Edessa thought they had made a great concession in acknowledging his superiority at all, and were constantly at war with each other and with their suzerain. But each of the four Frankish princes had, like their Western counterparts, by no means unrestricted authority, even within their own peculiar territories. All four states were divided into fiefs, whose holders exercised the regalian rights that seemed proper to a baron. Within the kingdom of Jerusalem proper there were twelve such lordships, four of which were the ‘great baronies’ of Jaffa-Ascalon, Kerak-Montreal, Galilee, and Sidon. These in turn had their feudatories, and the powerful lordship of Ibelin, though but a mesne tenancy, overshadowed the double county of Jaffa and Ascalon. Beyond the royal domain, which centred round the capital and the towns of Tyre and Acre, the Kings of Jerusalem had little real authority. For the administration of their realm a customary code grew up, which, in days when the Latin lordships had waned almost to nothing, was embodied in the Assizes of Jerusalem, more valuable as an ideal picture of a perfect feudal state than as a description of what really prevailed at any one time in Syria. Being an artificial creation, the Latin state was more fully feudal than the kingdoms of the West, where the system had grown up naturally, and where there were still survivals of older forms of polity. Each lord held by the tenure of constant military service, and every effort was made to prevent the accumulation of fiefs in the same hands lest it should diminish the military 188forces of the kingdom. There were the usual feudal officers of state, seneschal, constable, marshal, chamberlain, chancellor, and the rest. There were the great feudal Council of the Realm, and local courts presided over by hereditary viscounts. But the Franks were ever a small minority of warriors, rulers, priests, and, in the towns, traders. The priests and barons were practically all French or French-speaking, and the tongue of northern France became the ordinary language of the Latin East, while ‘Frank’ became the commonest name by which Greeks and Arabs, Turks and Armenians, alike designated the Western settlers. It was a proof of the commercial importance of the land that customs duties became from the beginning a chief source of revenue. The only non-French element was the Italian commercial colony, which lived in separate quarters in the towns under governors and laws of its own. Venetians settled largely in the kingdom of Jerusalem, where the Marseilles merchants had exceptionally an enclosed factory of their own in the capital. Genoese mainly occupied the fiefs of Antioch and Tripoli. Pisa was already rather crowded out by her younger rivals. Through Italian hands the commerce between West and East almost exclusively passed. In the country, Syrian peasants, mainly of the Orthodox faith, tilled the lands of their Latin and Catholic masters, and like the Mohammedans and Jews, paid taxes from which the Franks were exempt. The paucity of numbers of the Franks led to extreme care being devoted to building castles and fortifying towns. The feudal stronghold became bigger, harder to take, and more elaborate than ever it had been in the West, and to this day there remain ruins of eastern castles that rival in dignity and strength Coucy, Carnarvon, or Caerphilly. Even in the desert beyond Jordan, the remnants of a vast fortress like Kerak shows how real and solid was the crusading state. Side by side with the Latin state went the Latin Church. Catholic bishops and priests were brought in everywhere, and the various sects of Oriental Christians—Greeks, Armenians, 189Nestorians, and the rest—shared in a common condemnation as schismatics, though at first common interests and common enemies kept the churches better together than might have been expected. Churches and monasteries grew up beside the new castles. The Holy Sepulchre was soon enclosed in a newer and grander sanctuary. The mediæval ideal—half martial, half ascetic—never had so fair a chance of development as in this land of Christians, forced to fight for their lives against Islam. It found its most characteristic expression in the martial monasticism of the military orders. For the present all looked well. Besides the constant crowd of pilgrims, there was a permanent population growing attached to its new home, which with strange quickness of sympathy, was adopting the conditions of Eastern life, and not seldom intermarrying with Syrians, Armenians, and Greeks. ‘God has poured the West into the East,’ boasted the chronicler Fulcher of Chartres. ‘We who were Westerns are now Easterns. We have forgotten our native land.’

The Military Orders.

When the Latin kingdom was still young, a knight from Burgundy, named Hugh de Payens, made the journey to Jerusalem. Seeing that poor pilgrims were still exposed to great hardships and dangers, he formed a society, with eight knights like-minded with himself, devoted to the protection of distressed wayfarers. |The Templars.| The grant of a house near Solomon’s Temple led to the brethren being called the Knights of the Temple, and so successful did the new movement become that St. Bernard, then omnipotent in the Latin world, interested himself in it, and drew up a rule for it, which, in 1128, was authorised by Honorius II. It was a new departure in the history both of war and of religion. The knights took the threefold monastic vow of poverty, chastity, and obedience; and in time of peace ruled their life after the fashion of the canons regular, that were becoming so popular in the West [see pp. 204–207]. Their main business of protecting pilgrims soon grew into a general duty of war against the infidel. Ascetic, 190austere, living the lives of monks, taught to regard hunting, games, and personal adornment as frivolous and worldly, they were, as their panegyrist says, ‘lions in war, lambs in the house.’ To Christians they were monks, to Islam they were soldiers. ‘They bear before them a banner, half-white, half-black: this they call Beauséant, because they are fair and friendly to the friends of Christ, to His enemies stern and black.’

The Knights of St. John.

The needs of poor pilgrims had led the citizens of Amalfi to set up a hospital at Jerusalem for their refreshment, in the days when Palestine was still ruled by the Fatimite Caliphs. This institution, dedicated to St. John the Baptist, was revived and reorganised by its master Gerard after the Latin conquest. Gerards successor, Raymond of Le Puy, struck by the success of the Templars, obtained about 1130 the Pope’s permission to convert this charitable foundation into a military brotherhood like that of Hugh de Payens. Before long the Hospitallers, or Knights of St. John, vied with the Templars in their numbers, wealth, and importance. At later times other military orders were founded, such as the Teutonic Order [founded in 1197], the struggling little English community of the Knights of St. Thomas of Acre [1231], and the three famous military orders of Spain. But in the Holy Land no other order ever took the position that was soon attained by the Templars and the Knights of St. John. Enormous estates gradually accrued to them in every country in Europe, and their houses in the West became recruiting stations, whence a regular supply of knights and servitors, vowed to a perpetual crusade, kept alive the forces of the Latin kingdom. A papal grant of 1162 exempted the Templars from all ecclesiastical jurisdiction, save that of the Grand Master and the Pope. Like Cluny or Cîteaux, each order formed an organised unity, ruled in the last instance by General Chapters, whose power controlled even that of the Master of each order. In the East each order formed a new little state, with castles, soldiers, revenues, and government of its own. Often in conflict with the kings and each other, 191the two chief orders nevertheless formed the most permanent and indestructible element in the Latin kingdom. It was due to their well-drilled enthusiasm that the Latin East could still hold its own against the Saracen and Turk.

Rise of the Atabeks.

The organisation of the Latin East was hardly completed when the period of decline set in. Much of the success of the First Crusade had been due to the antagonism of Turk and Arab, and the break-up of the Seljukian kingdom. In the generation following, a new danger arose in the growth of a consolidated Mohammedan state in Syria. Imad-ed-din Zangi was a Turk whose father had been a trusted follower of Malek Shah, and who, after a stormy youth, had been, in 1127, made governor, or Atabek, of Mosul. In the course of the next fifteen years Zangi destroyed all the rival Mohammedan powers in northern Syria and Mesopotamia, and then turned his arms against Edessa, the remote crusading county that encroached upon his territories and threatened his capital. Jocelin of Courtenay, who ruled Edessa after Baldwin became King of Jerusalem, opposed him by a vigorous resistance, but Jocelin’s son, Jocelin II., was a cowardly voluptuary, who left Edessa almost undefended. |Fall of Edessa, 1144.| In 1144 Zangi conquered Edessa, and put the Frankish garrison to the sword. The whole county was speedily overrun, and the Latin East experienced its first great disaster.

St. Bernard and the Second Crusade.

The fall of Edessa filled Europe with alarm, and St. Bernard, then in the plenitude of his influence, preached a new crusade with extraordinary fervour, and won over the two foremost princes in Christendom. Louis VII., King of France, had already taken the Crusader’s vow to expiate an early crime of violence [see page 284], but his barons, and his minister Suger, urgently dissuaded him. At Easter, 1146, St. Bernard appeared before a great gathering at Vézelai, and amidst scenes that recalled the first enthusiasm at Clermont, all ranks took the cross from the hands of the great Cistercian. After preaching the crusade 192over northern France, Bernard went to Germany, and at Christmas, in the cathedral at Speyer, overcame by his eloquence the hesitation of Conrad III.

Crusade of Conrad III.

Two large armies were now equipped. Conrad and his Germans were first on the march, and travelling by way of Hungary and Bulgaria, were well received by the Greek Emperor, Manuel Comnenus, whose wife, Bertha of Sulzbach, was Conrad’s sister-in-law. Unwilling to wait for the arrival of the French, Conrad started at once to march by way of Nicæa and Iconium to Syria, a route that led him through the heart of the kingdom of Roum, where the light-armed Turkish horsemen perpetually assailed his ill-disciplined and unwieldy squadrons, who were overwhelmed by the same fate that befel the Crusaders of 1101 [September 1147]. A mere remnant escaped with Conrad to Nicæa, where the French, under Louis VII., had at last assembled. |Crusade of Louis VII.| To avoid the dangers of the upland plateau, the French proceeded southward along the coast of Asia Minor as far as Ephesus, whence they ascended the valley of the Maeander into the interior, in order to avoid the rugged shores of Caria and Lycia. They were at once exposed to constant Turkish attacks. Conrad, who started with them on a second attempt, soon lost heart, and returned to Constantinople. When the wearied army at last reached the little port of Attalia in Pamphylia [February 1148], the leaders resolved to borrow ships from the Greeks, and effect the rest of their journey by sea. But so small a number of ships was forthcoming, that only the knights were enabled to embark. The rest of the army was forced to resume its dangerous land march, and few indeed ever reached their destination.

In March 1148 Louis VII. and his wife, Eleanor of Aquitaine, landed at Antioch with the little band of knights, that now alone represented the two greatest military powers of Christendom. He hurried at once to the south, where he was joined by Conrad III., who had now reached Acre by sea. It was unwisely resolved to march against Damascus, though 193its ruler was the chief enemy of Noureddin, Zangi’s son and successor, and would have willingly stood aside had the attack been concentrated on the conquerors of Edessa. As it was, Mosul and Damascus made common cause, and the attack on the latter city proved an utter failure. Conrad at once went home, and Louis followed him a year later. The result of the Second Crusade was to promote the unity of Islam, and to divert the enemy from the north to Jerusalem, where the Christian position was weakest.

The thirty years succeeding the Second Crusade were a period of fair but somewhat stationary prosperity for the Latin East. The long minority of Baldwin III. (1143–1163) was a great calamity in itself, but his mother, Millicent, was a capable regent, and Baldwin, when he grew up, proved a vigorous warrior both against the Egyptians and Noureddin, while his affability, generosity, and bright ready wit made him the most popular of all his line. By his marriage with Theodora, daughter of the Emperor Manuel, Baldwin III. did something to promote active co-operation between the Greeks and the Latins against Islam, and his death in 1163 was a great loss to the Latin kingdom. |The Kingdom of Jerusalem between the Second and the Third Crusades.| Amalric I., his brother (1163–1174), also married a Byzantine wife, and even visited Constantinople. But with all his policy he failed to unite effectively the Christian forces, or to check seriously the growth of the power of Noureddin, and with his death the decline of the kingdom rapidly set in. His son and successor, Baldwin IV. (1174–1185), began to reign as a boy of twelve, and as he grew up proved a hopeless leper. On his death another child, Baldwin V. (1185–1186), his sister Sibyl’s son by her first husband, succeeded, but he died the next year. The crown was now disputed between Guy of Lusignan, Sibyl’s second husband, and Raymond, Count of Tripoli, who had acted as regent for the leper king. In the short but sharp civil war that followed, the last hopes of the kingdom perished.

A state ruled in turn by a leper, a child, and an intriguing 194woman was in no fit state to carry on a perpetual struggle for existence, and the disorders of the royal house were only typical of the disorganisation of the realm. There was always a corrupt element among the Crusaders. A momentary religious enthusiasm could not change the nature of the criminals and desperadoes, who had sought a refuge in the East from the errors they had committed in the West. But even the descendants of the warrior saints lamentably degenerated under the fierce sun of Syria, and the luxury and moral corruption of Oriental life. The best and bravest perished in the ceaseless wars against the infidel, and the crusading lordships were constantly diminishing in numbers, and too often a single heiress, an imbecile or a minor, represented a great aggregation of fiefs, formerly owned by many warriors able to make head personally against the Turks. Things were almost worse with the Franks in the towns, whose frequent intermarriage with native women led to a mixed race called ‘Pullani,’ with Eastern habits and ways of thought. Under these circumstances the military orders became indispensable. Their castles were always commanded by grown men accustomed to affairs, and from their numerous commanderies throughout Christendom came a succession of warriors, whose strength had not been sapped by an almost tropical climate.

The physical and moral decline of the Latins was made more fatal by their divisions. The princes of Antioch and their Armenian neighbours stood apart from the states of southern Syria, and the Greek Empire was increasingly hostile. While Roger of Sicily repeated the policy of Robert Guiscard and Bohemund, and the Italian allies of the Crusaders robbed the Empire of its trade, real co-operation against Islam was impossible. Within the crusading realm there was constant strife. The Templars quarrelled with the Hospitallers, the French with the Provençals, English, and Germans, and the Genoese with the Pisans and Venetians. The new-comers from the West quarrelled with the older settlers. Among the baronial houses hereditary feuds arose, 195as in every feudal country. The purely feudal organisation of the kingdom made a strong central power impossible, and nothing but a vigorous despotism, like that of Henry II. in England, could have long kept the motley state together. As time went on, the relations between the Franks and their Eastern subjects grew worse, and neither the unwarlike Armenian nor the slavish Syrian was of any avail to supplement their armies. It speaks well for the energy of such parts of the polity as remained sound, that a century was still to elapse before the crusading kingdoms entirely disappeared.

The growth of a great Moslem monarchy in Syria was the last and worst of the many misfortunes of the Latin Christians. After Zangi’s death in 1146, Noureddin had carried the power of the Atabeks to much loftier heights. |Growth of the power of Saladin.| He captured Damascus, and pushed his dominions to the sea-coast, thus isolating Antioch from Tripoli and Jerusalem. In 1171 his general, Saladin, conquered Egypt, and practically put an end to the schismatic Caliphate of the Fatimites. Noureddin died in 1174, recognised even by the Christians as a ‘just man, wise and religious, so far as the traditions of his race allowed.’ His sons were quite unable to hold their own against Saladin. Hence in a few years the lord of Cairo and Alexandria soon became also the lord of Aleppo and Damascus. The Latins were enclosed by a single united Moslem state, ruled by a generous soldier and a crafty statesman.

After Guy’s coronation, most of the Frankish barons accepted him as king, though Raymond of Tripoli, indignant at his usurpation, intrigued with Saladin. Next year the pillage of a Mussulman convoy by the lord of Kerak gave Saladin a pretext for proclaiming a holy war against the Christians, and invading the kingdom of Jerusalem. |The Battle of Hattin and the fall of Jerusalem, 1187.| On 4th July 1187 a great battle was fought at Hattin, in which Saladin won a complete victory, King Guy was taken prisoner, and the True Cross fell into the infidels’ hands. On 2nd October Jerusalem 196fell, and Tyre, Tripoli, and Antioch alone succeeded in driving Saladin from their walls. Thus the great kingdom of the Franks of Syria was reduced to a few towns near the sea-coast, and a few sorely beleaguered castles. ‘The Latins of the East,’ said William of Tyre, ‘had forsaken God, and God now forsook them.’ Unless Europe made another such effort as Urban II. had made, the crusading state would soon disappear altogether.

DOMINIONS of SALADIN at his death in 1193
197

GENEALOGY OF THE EARLY KINGS OF JERUSALEM.

198

CHAPTER IX
THE MONASTIC MOVEMENT AND THE TWELFTH CENTURY RENASCENCE[11]

Aspects of the Hildebrandine Movement—The new Religious Orders—Bruno and the Carthusians—The Beginnings of the Cistercians and Robert of Molême—The Charter of Charity—The Canons Regular—Norbert and Prémontré—The Military Orders—Influence of St. Bernard—The Speculative Revival—Beginnings of Scholasticism—Abelard and his influence—Abelard and Bernard—Popular Heresies—Peter de Bruys—The Poor Men of Lyons—The Albigenses—The Legal Revival—Irnerius and the Civil Law—Gratian and the Canon Law.

Various aspects of the Hildebrandine movement.

With all their importance, the Crusades were only one aspect of the great religious and intellectual movement that heralded the twelfth century throughout the length and breadth of Western Europe, and was as directly a result of the triumph of the Hildebrandine ideal as the new theories themselves were an emanation from the Cluniac revival. Beginning with the strenuous careers of Gregory VII. and Urban II., this new spirit 199at once began to work powerfully on Europe, and reached its height in the days of peace that succeeded the end of the Investiture Contest.

The monastic revival.

A monastic revival succeeded, as it preceded, the reformation of the Papacy. At first the movement was on the old lines, and Cluny still maintained its reputation, and increased its number of offshoots. But the ‘Congregation of Cluny’ was too unelastic to be capable of indefinite expansion, and its influence was perhaps widest felt in those houses which adopted its ideal without giving up their ancient Benedictine independence. |Hirschau.| Conspicuous among such was Hirschau, a convent situated on the north-eastern slopes of the Black Forest, in Swabia, where Abbot William introduced the rule of Cluny in 1077, and which immediately became a centre of monastic reformation in southern Germany, though the congregation of Hirschau never attained the organisation or permanence of that of Cluny.

Cluny.

The weak point of the Cluniac system was that everything depended upon the abbot. Under the unworthy Pontius (1109–1125), whom kinship to Paschal II. had brought to the headship of Cluny at an exceedingly early age, discipline declined, the old simplicity disappeared, and the abbot, whose virtues were those of a feudal noble rather than a true monk, wasted his energies in conflicts with the Bishop of Macon, who, in spite of papal exemptions, strove to reform the declining house as diocesan. But under the famous abbot, Peter the Venerable, Cluny again became a power in Europe, though its old influence was never restored. Younger houses, organised on newer lines, divided among themselves the reverence once felt for it, and even Peter of Cluny was overshadowed by Bernard of Clairvaux.

The times were still so stormy, and secular life so rough, that the impulse which drove pious minds into the cloister was as strong as ever. The feudal anarchy that still 200prevailed in France, perhaps continued to give that country the leading part, both in spreading hierarchical ideas and in bringing about further monastic revivals. |Further development of the congregational idea.| The great question for the new race of monastic reformers was how to keep up the spirit of the older rule while avoiding its dangers. Cluny had not quite solved the problem, though the congregational idea, the more disciplined austerity, and the admission of conversi or lay brothers, were steps capable of wider development. How to avoid the wealth, pride, and idleness that came from success was a still harder problem. The importance of the new orders that arose in the end of the eleventh and the early years of the twelfth century depended upon the skill with which the founders answered these fundamental questions.

Order of Grammont.

The first new order was the order of Grammont. Its founder, St. Stephen, an Auvergnat noble, settled in 1076 with a few companions at Muret, north of Limoges, though after his death the house was removed to the bleak granitic plateau of the neighbouring Grammont. A large number of daughter houses grew up in Aquitaine, Anjou, and Normandy, all of which, after the Cluniac fashion, were subject to the prior of Grammont. St. Stephen’s wish was to follow no fixed definite system, but to be content with the Gospel rules of poverty, humility, and long-suffering, and his successors embodied this aspiration in a form of life which forbade the order to possess land, cattle, or churches, to exclude seculars from its services, and allowed it, if no alms came, to beg for sustenance. This was a remarkable anticipation of the chief characteristic of the mendicant orders of the thirteenth century, but it did not prevent the early decay of these disorderly idealists. A stern fixed rule was necessary to a mediæval monastery.

A happier fate attended St. Bruno, the founder of the Carthusians. A German from Cologne, Bruno, became 201scholasticus of the famous chapter school at Reims, where he numbered Urban II. among his disciples. |The Carthusian Order and St. Bruno.| Driven with disgust from Reims by the violence of Archbishop Manasses, he hid himself in a wild mountain valley near Grenoble in Dauphiny, the site of the still famous Grande Chartreuse, where he gathered round him a band of hermits living in separate cells. Bruno was called to Rome by his old pupil Urban II.; but the love of retirement soon took him to Calabria, where he founded another Charterhouse, and died in 1101. Charterhouses now grew up, though not very rapidly, all over Europe, and the order took its final shape in the statutes of 1258. The possession of land, forbidden by Bruno, was strictly limited, as were all other sources of wealth. Ruled by a general chapter, the order followed up still further the idea of the congregation. But the special characteristic of the Carthusians was the union of the hitherto separated cœnobitic and eremitic ideals. The Carthusian belonged to an order and convent, with its common church and other buildings; but instead of living without privacy in common dormitory and refectory, he lived in a separate cell a life of meditation, study, and silence, while the conversi practised agriculture. The Carthusian life was novel; but the magnificent churches and buildings of the order show that it took a deep root. Better than many of the purely cœnobitic orders, the Carthusians maintained their purity with few traces of the inevitable decay that beset most monastic types when the enthusiasm of the founders had abated. Another order, that of Fontevrault, founded by the Breton, Robert of Arbrissel (1100), was distinguished by combining monasteries for men and women in one establishment after the primitive plan, and by making the abbess superior of the whole community, since Robert reverenced in her the representative of the Virgin. Outside France this order had no great importance.

The most important influence among the new orders 202undoubtedly fell to the Cistercians, who rose rapidly from humble beginnings to a unique position. In 1075 a monk named Robert founded a small convent at Molême in northern Burgundy, where he strove to carry out with absolute literalness and fidelity the rule of St. Benedict. |The Cistercian Order and Robert of Molême.| The monks found the austerities of their abbot so painful that they rebelled, and in 1098 Robert left Molême in despair, accompanied by the few zealots, conspicuous among whom was the Englishman Stephen or Harding. The little band settled down at Cîteaux, between Dijon and Châlon, a desolate spot which derived its name from the surrounding pools of standing water. There was founded the famous abbey, which was to give its name to a new departure in monastic history. At first the brethren lived in excessive poverty and isolation. But the fame of their holiness gradually brought them adherents, and from 1113, when the young Burgundian nobleman, Bernard of Fontaines, applied for admission with thirty of his kinsmen, the growth of Cîteaux was rapid. The monastery overflowed, and swarm after swarm of monks established daughter houses elsewhere. In 1115 Bernard himself, whose strong will and saintly character had won for him in two years a leading position, led one of these migrations to Clairvaux, of which house he became abbot. Stephen the Englishman was now abbot of Cîteaux, and showed a capacity for organisation which soon made the single poor monastery that he ruled the mother of a great order. In 1119 he obtained Calixtus II.’s approval for the famous ‘Charter of Charity,’ the constitution which he had devised for Cîteaux and its daughter houses. |Carta Caritatis, 1119.| The movement soon spread like wildfire, and hundreds of Cistercian monasteries were founded throughout Christendom.

The leading characteristics of the Cistercians marked the new order clearly off from its fellows. Starting from their first principle of absolute asceticism, they pushed the doctrine of self-renunciation as far as human capacity allowed. They 203rejected soft and costly garments, lived on the plainest and simplest food, and would not tolerate splendour even in their churches, where, instead of gold and silver crosses, they contented themselves with painted wood. The very vestments of their priests were of coarse stuff without gold, or silver, or costly embroidery. Their churches and monasteries were built as simply as was possible. Towers and belfries were rejected as useless luxuries. Choosing for their abode remote valleys and wildernesses far from the haunts of men, they carefully avoided the proximity to town-life, which was a stumbling-block in the way of the older orders. Even the cure of souls was prohibited as likely to lead the monks into the world and its sins, and to celebrate Masses for money was denounced as simony. Thus the old Benedictine rule was upheld, and the monk reminded that he was no clerk but a pious recluse, whose business was to save his own soul. For the occupation of the brethren labour was enjoined; and a large number of conversi carried on the hard agricultural work that soon made the wilderness blossom like a garden, and filled with sheep the downs and deserts. It thus resulted that the Cistercians, despite their principles, had considerable influence in promoting the civilisation of the regions in which they settled. The interconnection of their houses made it easy for them to spread a tendency or an idea from land to land, as when they transmitted the first rudiments of Gothic architecture from its north French home to Italy.[12] While wealth and idleness were thus kept at bay, elaborate efforts were made to keep watch over backsliders. While the example of Cluny had led all the great monasteries to strive to get from the Pope exemption from episcopal authority, Cîteaux ostentatiously professed canonical obedience to the Bishop of Châlon, and every daughter house was founded with the consent of the diocesan, to whom its abbot submitted himself as a subject. Moreover, the constitution sketched in 204the ‘Carta Caritatis’ provided within the order itself means for perpetual visitation and reproof of weaker brethren, that was far more effective than episcopal control. Like the Cluniacs, the Cistercians formed a congregation over which the Abbot of Cîteaux exercised the powers of a king. But an elaborate series of checks on the abbot’s power imparted an aristocratic or popular element to the government of the new order. The abbots of the four first daughters of Cîteaux [La Ferté (founded 1113), Pontigny (1114), Clairvaux (1115), and Morimond (1115)], and the General Chapter of the abbots of the order, while liable to be visited and corrected by their superior, had the power of correcting, administering, and depriving the head of the order himself. The monasteries were to be visited yearly. Each new house was affiliated to the earlier one from which it had sprung, and the motherhouse exercised a special watchfulness over it. So different did the Cistercians feel themselves from other regulars that they significantly discarded the black garment of the Benedictines in favour of a coarse white dress, from which they got the name of the white monks. Their elaborate organisation gave them a corporate feeling and unity of purpose to which few other orders could aspire. They represent the last and most complete effort to give real effect to the ideal of St. Benedict, by enjoining an austerity even beyond that of Benedict, and by an elaborate organisation to which his rule for a single house was quite a stranger.

Other new orders started on a different purpose. Various hospital orders, which laid special stress on the care of the sick and suffering, were set up for those who sought salvation in good works for the world, rather than in isolation from human intercourse. But the great contribution of the twelfth century towards bridging over the great gulf between clerk and monk was the institution of the so-called Austin Canons, or Canons Regular. |The Canons Regular.| It was agreed that the higher life was the monastic life, and that the secular priest, possessing private property, living in his own house 205and immersed in worldly affairs, stood on a lower plane than the regular, but the cure of souls was left to the secular clergy, and it was no part of the Hildebrandine ideal to neglect the pastoral work of the Church. Hence came a movement for reforming the secular clergy by making them live the life of a monk, while they carried on the duties of a clerk. It was impossible to enforce monastic life on the isolated and ignorant parish clergy, among whom it was hard work enough to enforce the new obligation of celibacy. The great colleges and cathedrals, served by many priests, offered an easier and more fruitful field for reform.

In the fifth century St. Augustine of Hippo had sought to establish a ‘monastery of clerks in the bishop’s household.’ In the days of the Carolingian reformation, Bishop Chrodegang of Metz had, in the spirit of the great African father, set up a rule of life, by which canons of a cathedral should live in common along with their bishops. In Hildebrand’s days Peter Damiani appealed to the example of St. Augustine as the ideal pattern for the cathedral clergy. Many chapters were reformed, and from the twelfth century onwards a sharp distinction was drawn between ‘regular canons,’ subject to a rule of life, and ‘secular canons’ of the old-fashioned sort. The great property and the political influence of the cathedral chapters made it hard to keep out of them members of the great territorial families, who looked on their prebends as sources of income, and who soon found a regular life too austere, so that few cathedrals became permanently served by them. But new churches of Regular Canons, where there were no secular traditions to interfere with the strictness of their rule, began to rise up all over Christendom. The general name of ‘Austin Canons’ suggested that the whole of the class strove to realise the old ideal of St. Augustine.

Various congregations of Regular Canons were now set up, conspicuous among which was that of the Victorines, whose abbey of St. Victor in Paris became, as we shall see, a prominent 206centre of conservative theology. But it was the establishment of the Premonstratensian congregation by Norbert of Xanten which gave the Austin Canons so great a position in Christendom that they almost rivalled the Cistercians in popularity. |Norbert and the Premonstratensians.| Norbert was a man of high family, who, after having held canonries of the old-fashioned sort at his native town and at Cologne, gave up the world and wandered as a preacher of penitence throughout Gaul, carefully avoiding intercourse with clerks or monks. In 1120 he settled in a desert place in the forest of Coucy, not far from Laon, where the bishop was his friend, and established there a house of Canons Regular, calling the spot Prémontré [Pratum Monstratum], in the belief that the site had been pointed out to him by an angel. The rule of Prémontré soon became famous, and its canons, clad in the white garment of the Cistercians, showed, by their energy and zeal, that clerks bound by a rule could live lives as holy as monks and do as much pastoral work as seculars. As an ‘order of clerks’ they exercised cure of souls, preached, taught, and heard confessions, and where possible made their churches parochial. In 1126 Norbert became Archbishop of Magdeburg. Finding the secular chapter utterly opposed to his policy, he planted a new colony of Premonstratensians hard by in the collegiate church of St. Mary (1129). Through his influence the Premonstratensians took the leading share in the civilising and Christianising of the Slavonic lands beyond the Elbe. In a later chapter we shall see how Norbert soon became the Emperor Lothair’s chief adviser and helper. Before his death his order had spread throughout Western Christendom. While Cîteaux had for its ambition the perfection of an ancient system, Prémontré made a new departure in religious history. Later regular orders have in nearly all cases striven to carry out the ideal of Norbert, of combining the religious life with that pastoral care, which to the older type of monasticism was but a subtle and attractive form of that worldliness which they were pledged to avoid. Within Norbert’s own lifetime 207the rule of the Austin Canons received a very great accession to its strength. |The Military Orders.| The military orders of the Latin East all lived when at peace the life, and took the vows of Austin Canons, while the older military orders of Spain [Calatrava, 1158, Alcantara, 1152] stood in close connection with the Cistercians. [See chapter xx.]

Influence of the new orders on the life of the twelfth century.

The great development of new orders had a many-sided influence on the character of the twelfth century. The monks and the Regular Canons were everywhere the best servants of the Papacy, while their international organisation was a new link between the national churches. The local jealousy of Roman influence, the aspirations of the bishops to an independent position, were energetically withstood by the enthusiasm of the young orders. Their asceticism and zeal for good works won for them the passionate attachment of the laity, and stimulated the sluggish seculars to greater activity and holiness. Their influence over public opinion was enormous. Not Louis of France or Conrad of Germany, but Norbert of Magdeburg and Bernard of Clairvaux, were the real leaders of European thought towards the middle of the twelfth century.

St. Bernard.

The practical authority of Norbert was mainly limited to Germany, but the influence of Bernard, confined to no class or country, proved something almost unique in the whole of Christian history. While Bernard lived the simple and self-denying life of a Cistercian in his Burgundian monastery, his activity took in the whole of Christendom. His correspondence was enormous, his works numerous and varied, and his authority hardly questioned. Through his influence the white robe of the Cistercians became familiar in the remotest valleys of Christendom, and the simple and struggling order, which he had joined but a few years before, attained a world-wide celebrity. Every sort of dispute and difference was brought before his tribunal. The rulers of Church and State flocked to the rude huts of 208Clairvaux as to an oracle. In his frequent journeys throughout France, the Rhineland and Italy, he was welcomed as Pope or Emperor was never welcomed. It was Bernard who drew up the rule for the Knights Templars, who ended the papal schism of 1130, and procured the recognition of Innocent II. as Pope. Innocent II. set the example of deference to his authority which subsequent Popes obsequiously continued, till at last a simple Cistercian became Pope Eugenius III., merely because he was the friend of Bernard. Bernard joined with Norbert in reprobating the rationalism that sprang from the teaching of an Abelard or Gilbert de la Porrée or Arnold of Brescia, and strove with sublime unreasonableness to put down the new questioning spirit. More open heresy, like that of Peter de Bruys, found in him an equally implacable foe. He upheld every doctrine of hierarchical power, and scrupled not to rebuke kings and emperors if they gainsaid him. He rekindled the crusading spirit when it seemed growing cool, and persuaded the two greatest princes of Christendom to set forth on the ill-fated Second Crusade. Stern, unyielding, rigid, dogmatic, blind to all things which in his view did not immediately promote the kingdom of God, Bernard represents the very triumph of the older monastic spirit with its completeness of self-renunciation, its terrible asceticism, its strange and almost inhuman virtues. Even in his own day, his spirit was not that of the whole Church, and bold voices were found to lament his obstinacy, his narrowness, his obscurantist hatred of secular learning. But with all his faults he is a great and noble figure, and as the supreme representative of a dying type, his career marks a transition to a newer, brighter and more progressive world, than the gloomy realm over which he had reigned so long as unquestioned sovereign. Yet it shows that the days of brute force were over, when a simple monk, whose singleness of purpose and zeal for righteousness were never so much as questioned, could rule with such astounding power over the minds of men. Even more than the authority of the great Popes, the power of Bernard supplies 209a striking justification of the universal monarchy of the Church of the twelfth century.

The literary and speculative revival.

From the religious revival there sprang a revived interest in literature and speculation. Monastic life was strictly conservative, and the old doctrine of Gregory the Great, that secular literature was unworthy the attention of a good Christian, was the position of St. Bernard himself. But the monks were at least interested in theology; and not even Bernard’s influence could prevent pious souls from seeking in nature and literature the justification of the ways of God to man. As the necessary preliminary of theological study, the ‘seven arts’ of the old-fashioned ‘Trivium’ and ‘Quadrivium’ had again to be cultivated. |Its relation to the monastic movement.| Monastic schools once more stimulated the intellectual interest of Europe. Many of the greater houses became centres of education. So far back as the tenth century monks like St. Bruno of Cologne and Gerbert of Aurillac had restored the Carolingian educational discipline, which had fallen into ruin in the dark days of barbarian invasion and internal anarchy. German cloisters, like St. Gallen and Reichenau, became famous for their learning. Cluny forged the theories that Hildebrand wielded. Lanfranc of Bec made the Norman monastery one of the great centres of dialectical and theological study in northern Europe. Side by side with the cloister schools were the schools of the great cathedrals, such as that of Reims, where Gerbert taught. In these the teachers were partly seculars, and there was perhaps more freedom and breadth of interests than in the purely monastic academies. When the revival of speculation brought out differences of opinion, Berengar, the scholasticus of the cathedral school of Tours, used the weapon of logic to attack the newly formulated doctrine of transubstantiation. It was Lanfranc, the monk of Bec, that employed all the resources of his skill to demolish the arguments of the hardy heretic. But though Berengar was first condemned by Leo IX. in 1050, it was not until 2101078 that Gregory VII. practically settled the controversy by insisting upon his complete retractation. So slow were the methods against heresy in times when its danger was hardly realised.

The transition to the scholastic philosophy.

In the next generation two distinct tendencies present themselves. Anselm of Aosta, Lanfranc’s successor alike at Bec and Canterbury, defended the traditional position of the Church with a wider learning and deeper insight than his predecessor. Anselm has been called both the last of the fathers and the first of the schoolmen. But while his motive was the same as that of the later schoolmen, his methods were somewhat different, and his enduring fame is not for the acuteness of his dialectic, so much as for his broad insight into the deeper problems of philosophy and his anticipation of positions that were not fully taken up until the reign of scholasticism was over. |Anselm and Roscelin.| The Realism of which he was the upholder was part of the earlier tradition of the ecclesiastical schools. Much more epoch-making, though not in itself altogether original, was the Nominalism of Roscelin, the true parent of scholastic philosophy. While Anselm only saw in philosophy the way of justifying the Church’s teaching, Roscelin’s logical nominalism led him to deny the possibility of the Trinity in Unity and teach undisguised Tritheism. But he argued as a logician and not as a divine, and in 1092 acquiesced in the recantation which was presented to him by a council at Soissons. From the controversies of Anselm and Roscelin all the later intellectual activity sprang.

Early in the twelfth century there were many schools and masters scattered through central Europe and particularly in northern Gaul. |Activity of the schools.| Of one of the least of these schools and scholars it could be said that ‘clerks flocked from divers countries to hear him daily; so that if thou shouldst walk about the public places of the city and behold the crowds of disputants, thou wouldst say that the 211citizens had left off their other labours and given themselves to philosophy.’[13] There was no order or method in study. Any one could teach who had learnt under an accredited master and had received the Church’s licence. The students followed the masters, and the centres of study fluctuated as reputations were made and destroyed. But at this period there were three chief schools in northern France, all closely connected with the cathedrals of the respective towns. The teaching of Anselm of Laon (a scholar of St. Anselm) made that city a great centre of theological lore. The dialectical renown of William of Champeaux brought crowds of students to the cathedral schools of Paris. The literary enthusiasm of the Breton Platonist, Bernard Sylvester, and of his successor, William of Conches, made the cathedral school of Chartres ‘the most abundant spring of letters in Gaul.’[14]

Peter Abelard (1079–1142), a Breton from Palais, near Nantes, was the most striking manifestation of the new spirit. He was the eldest son of a gentleman of good estate, but he early renounced his inheritance, and devoted himself with extraordinary enthusiasm to study. He first learnt dialectic under Roscelin at Loches, near Tours, and afterwards under William of Champeaux at Paris. |Abelard and his influence.| But his sublime self-confidence and acute sceptical intellect speedily brought him into conflict, both with the novel Nominalism of Roscelin and with the old-fashioned extreme Realism of William of Champeaux. He soon despised and strove to supplant his masters. While William of Champeaux taught with declining authority at the cathedral school, and afterwards in the Abbey of St. Victor, his audacious disciple gathered an opposition band of pupils round him in neighbouring towns, and finally on the hill of Ste. Geneviève, where he became so famous, that William retired in disgust to his 212bishopric of Châlons. Abelard’s acuteness, rhetorical skill, and attractive personality, soon drew to Paris crowds of students, who gave the city a unique position among the schools of Europe. The Conceptualism, which he perhaps learnt from Aristotle, seemed more scientific than Realism, and less revolutionary than Nominalism. But it is not so much what he taught, as the spirit in which he taught, that gave Abelard his position in history. His method was essentially rationalistic. He based his orthodoxy on its reasonableness. ‘A doctrine is not to be believed,’ he is reported to have said, ‘because God has said it, but because we are convinced by reason that it is so.’ Moved by religious zeal as well as greed for applause, he went to Laon to study theology under Anselm, but very soon came to despise his teacher, whom he denounced as a phrase-monger. ‘Anselm kindled a fire,’ he said, ‘not to give light but to fill the house with smoke.’ He forsook the pretender’s school, and at once proceeded to prove the audacious thesis that a man could learn theology without a master. He was soon back at Paris, where his teaching attracted greater crowds than ever, until the tragic conclusion of his relations with Heloisa drove him to take the monastic vows at Saint-Denis. Even in the cloister he was restless and insubordinate. He published a treatise on the Trinity, which was denounced by the aged Roscelin as savouring of Sabellianism, and burnt at a Council at Soissons in 1121. He left Saint-Denis after rousing the fury of his fellow-monks by demonstrating the unhistorical character of the accredited legend of St. Dionysius the Areopagite, their imaginary founder. After some years spent in his new monastery of the Paraclete in Champagne, Abelard sought absolute retirement as abbot of St. Gildas de Rhuys, in the wildest part of his native Brittany. |Abelard and St. Bernard.| But he fled at last from the savage monks of St. Gildas, and again appeared as a teacher in Paris. As the incarnation of the new critical spirit, he had long been obnoxious to the stout upholders of ecclesiastical tradition like Norbert and Bernard. 213Bernard now denounced him, and induced the bishops, who registered his will, to assemble in council at Sens to condemn his heresies (1141). Despairing of justice from such a body, Abelard appealed to the Pope. But Innocent II. was as much under Bernard’s influence as the French bishops, and condemned him to lifelong confinement in a monastery. Abelard fell sick at Cluny while on his way to Rome, and obtained from Peter the Venerable a sympathy and kindness that stood in strong contrast to Bernard’s inveterate hostility. He was received into the Cluniac fold, and made some sort of recantation of his heresies. In 1142 he died at Châlon. The spirit of his teaching did not die with him. |The Schools of Paris.| The schools of Paris retained the fame with which he had first invested them. While the Regular Canons of St. Victor made their abbey the home of traditional theology tempered by mysticism, the secular school of the cathedral retained the spirit of inquiry and criticism which secured for it a permanence of influence that not even the patronage of St. Bernard could give to the school of St. Victor. If the stigma of heresy was attached to some of Abelard’s disciples, others became lights of orthodoxy without any great departure from Abelard’s doctrines. Arnold of Brescia, denounced by St. Bernard as the armour-bearer of the Goliath of misbelief his master, incurred by his rash entrance into politics the fate of a heretic who was also a rebel [pages 239–243 and 250]. |Change in the character of Scholasticism after Abelard.| But Peter the Lombard (died 1160), was not only Abelard’s pupil, but a pillar of orthodoxy, bishop of Paris, and author of that Book of Sentences which was the accredited text-book of all later scholasticism. Gilbert de la Porrée (died 1154), a disciple of the humanistic school of Chartres, and bishop of Poitiers, was denounced by St. Bernard as a heretic. In 1148 Pope Eugenius, a creature of Bernard’s, presided at a council at Reims to deal with Gilbert’s errors. But the very cardinals refused any longer to follow Bernard’s leading. When Gilbert escaped uncondemned, the new theology had 214won its way to a recognised position in the Church. With its wider diffusion, the new learning lost the character of revolt which in Abelard’s time was associated with it. It became more systematic, more specialised, less original. The discovery of the whole of Aristotle’s Organon, in the latter part of the century, crushed the critical spirit by the weight of its authority. The conflict of studies drove out the liberal pursuit of literature in favour of specialised dialectic and theology, while the majority showed most favour to bread-winning studies like the canon and civil laws. The dialectic of Paris prevailed over the humanism of Chartres. But if some of the first freshness of the new birth was thus lost, the end of the century saw the scholar class a recognised element in the European commonwealth. So numerous were the ‘masters’ who taught in the Paris schools that they formed themselves into guilds or corporations, from which the germ of the University of Paris and of all other transalpine universities grew.

Monasticism and philosophy combined to strengthen the Church, but the spirit of revolt that had been conquered in the schools now took more popular shapes. All through the eleventh century there were found wandering teachers of strange doctrines. From the beginning of the twelfth century definitively heretical sects were crystallising round different principles of innovation. |Popular heresies.| For more than twenty years an unfrocked priest, Peter de Bruys, taught with powerful effect in Dauphiny and Provence. |Peter de Bruys.| He was an enthusiast like the old Montanists, rejecting all forms, discipline, and tradition, in favour of the living spirit, and denouncing the sacerdotal system and many of the most treasured dogmas of the Church. In 1137 or 1138, Peter was burnt alive at Saint-Gilles by the mob, whose fury he had excited by making a bonfire of crosses and pious emblems. But his followers kept together after his death, under the guidance of Henry, an outcast monk of Cluny. Peter the Venerable wrote against the Petrobrusians, 215and St. Bernard saw in the popularity of the young sect the malign influence of the spirit of Abelard. ‘The Catholic faith,’ he lamented, ‘is discussed in the streets and marketplaces. We have fallen upon evil times.’ His energy secured the conversion of many of the Petrobrusians. The remnant joined themselves to the new sect of the Waldenses or Vaudois.

Peter Valdez and the ‘Poor Men of Lyons.’

Peter Valdez, a rich merchant of Lyons, gave up all his property, and began about 1177 to wander about the country preaching repentance and the imitation of the Apostles. He procured the translation of the Bible into the vulgar tongue, and soon began to gather followers. After a few years of toleration he was excommunicated in 1184 by Pope Lucius III. Thus cut off from the orthodox, Peter joined the Petrobrusians and became more frankly heretical. Before his death in 1197, his followers were to be found in Bohemia, in Lorraine, in southern France, in Aragon, and in northern Italy. These ‘Poor Men of Lyons,’ as they were called, rejected all priestly ministration, and included in one sweeping denunciation prayer for the dead, six of the seven sacraments, military service, and property. But grave differences soon broke them up into hostile sects. The Lombards sought to organise themselves separately from the Church, while the French were content to remain a school within the Church. The wise policy of later Popes allowed the more moderate to combine their own way of thinking with acceptance of the Church’s authority, and they remained for the most part humble-minded quietists, whose highest aspiration was to live in peace.

Other sects assumed a more dangerous complexion than the Poor Men of Lyons. From the eleventh century onwards, obscure bodies of heretics appear under the names of Manicheans, Paulicians, Cathari, Bulgarians, Patarini, and Publicani. Their strength was at first in the Rhineland, whence they infected the north of France. Finally they 216found a more sympathetic field in southern France, where heresy had long flourished in various forms. The origin of these sects is obscure. |The Manichean sect.| The ancient opinion that they were direct descendants of the ancient Gnostics and Manichees cannot be upheld, and it is difficult even to prove their affiliation with the Paulicians and Bogomili of the Balkan peninsula, whose heresy had troubled the Eastern Empire in the days of the Macedonian and Comnenian dynasties. Their doctrines are as hard to define as their origin, and we have for the most part to rely upon the statements of their enemies. But it is clear that they represent neither a definite sect nor an organised body of heretical doctrine. Like the early Gnostics, they indicate a vague general tendency rather than any precise teaching, and differed widely among each other. The more thoroughgoing of them were dualists like the Manichees, believing that there existed two equal and co-eternal deities, the one evil and the other good. The rest seem to have held the modified dualism of the Bogomili, admitting the good principle to be the only God, and the author of the New Testament, and regarding the evil principle as a fallen spirit, the creator of the world, the source of the Old Testament revelation, essentially the Demiurgus of the Gnostics. The practical teaching of these heretics was as various as their doctrine. They utterly despised all things of the flesh, and from this contempt flowed moral doctrines both ascetic and antinomian. They distinguished sharply between the elect and the reprobate. They rejected the authority both of the Church and of the State. Instead of the ordinary offices of the Church, they had a sort of spiritual baptism called Consolamentum, which was reserved to the perfect believers. Apart from their religious heresies, they were frankly hostile to the whole order of society.

The Albigenses.

The south of France soon swarmed with these innovators, who took the name of Albigenses, Albigeois, from one of their strongholds, the town of Albi on the Tarn. Besides the avowed heresies, a general spirit of revolt 217against the Church seized alike upon lords and people. Before the end of the century, the Albigenses had obtained a firm hold over the county of Toulouse and its dependencies, and defied the efforts of the Church to root them out. Elsewhere the speculations of the twelfth century had no very prolonged vitality. A few burnings of leaders, a crusade of energetic preaching, and a dexterous effort to turn the undisciplined zeal of the heretic into more orthodox channels, were generally enough to prevent their further progress. The offspring of vague discontent, twelfth century heresy took as a rule such vague and fantastic shapes that it almost condemned itself. After all, the spirit of Henry of Cluny or Peter Valdez was not very different from that of Norbert or Robert of Arbrissel. But however ill-regulated, it was another sign that the human mind had awakened from the sleep of the Dark Ages. If the popular heretics could not reason, they could at least feel.

The revival of the study of law.

We have still to deal with one of the great intellectual forces of the twelfth century. The revival of the scientific study of law, which grew up alongside the new birth of dialectic and philosophy, had almost as powerful an influence as these studies in stimulating intellectual interests, and had practical results of an even more direct and palpable kind. The study of Roman Law had never been quite forgotten, especially in Italy. The revival of the Roman Empire by the Ottos, the development of the power of the secular state all over Europe, the growth of ordered municipal government in southern Europe, and particularly in Italy, all contributed to make this study more popular, more necessary, and more universal. But side by side with the development of the civil power the even greater growth of the ecclesiastical authority set up a law of the Church in rivalry with the law of the State. The legal revival was thus two-sided. There was a fresh interest in both the Civil Law, which Rome had handed down, and in the Canon Law, which had slowly grown up in the ecclesiastical courts 218The same age that witnessed the work of Irnerius saw the publication of the Decretum of Gratian.

Irnerius and the revival of Civil Law.

The early Middle Ages had an almost superstitious reverence for the written law of Rome. Its decisions were still looked upon as eternal and universally binding, even when practically it had been superseded by a mass of fluctuating feudal custom. In Italy the elementary texts of the Roman Law had always been studied, and its principles always upheld in the courts. The eleventh century battle of Papacy and Empire became before long a conflict of political principles and theories. Both sides sought weapons in the legal treasures of ancient Rome. Accordingly the eleventh century saw flourishing schools of law at Pavia, at Ravenna, and perhaps at Rome. Early in the twelfth century the fame of Irnerius led to the establishment of a still greater school of law at Bologna, already the seat of flourishing schools of dialectic and literature, and where the teaching of law had already been begun by Pepo. Irnerius was a jurist in the service of the Countess Matilda, who, at her request, lectured on the laws of Justinian, and particularly the Pandects, at Bologna. The fact that he was afterwards in the service of Henry V. shows that both the papal and imperial powers agreed in welcoming his work. But with the appearance of Irnerius upholding the election of a schismatic Pope in 1118, the new school of Civil Lawyers became frankly imperialist, looking upon the law as furnishing an armoury of texts, from which the divine rights and universal claims of the Roman Emperor could be deduced, though also treating it as an intellectual discipline, and almost as a literary exercise. Wealth, honour, and political importance were showered on men, who possessed at once the key to theoretical knowledge and to success in practical life. Even earlier than at Paris, the law schools of Bologna became organised and permanent. Before the end of the century, the crowds of mature foreign students who flocked to hear the famous successors of Irnerius had 219set up the student-university of Bologna, whose establishment is as much of an epoch in the history of European thought as that of the university of masters at Paris.

The ‘Decretum’ of Gratian, and the growth of Canon Law.

The Church had long had its own courts and its own law; but the victory of the Hildebrandine system gave a new importance to the Courts Christian and to the Canon Law which they upheld. It was the aim of the Church reformers to draw a hard and fast line between Church and State, and to bind together the scattered and often antagonistic corporations, out of which the Church was constituted, into a single self-governing, self-sufficing, independent body, of which the Pope was the absolute monarch. All through the eleventh century efforts were made by leading ecclesiastical lawyers to do for the law of the Church what was already being done for the law of the State. Italy witnessed most of these attempts, but the canonists of Germany and Gaul were not behindhand, and the most famous of the early compilations, which appeared in 1115, was the work of a north-French churchman, Ivo, Bishop of Chartres, a pupil of Lanfranc of Bec. But these preliminary efforts were superseded by the Decretum, or more accurately the Concordantia discordantium Canonum, of Gratian, which probably appeared in 1142. Gratian was a monk of the new order of Camaldoli, living in a convent at Bologna. The book which he published was a text-book, the effort of a private student, with no other authority than what it could command from its own merits. But its merits were such that it swept all its predecessors out of the field, and soon won something of the authority that belonged to a definite codification of previous ecclesiastical jurisprudence. It appeared at the right place and at the right moment. From that time onwards the study of Canon Law stood side by side with that of the Civil Law at Bologna, and the town of Irnerius and Gratian became the intellectual centre of the great controversies of Church and State, which then distracted Europe. Before long the Canon 220Law became as elaborate and comprehensive a system as that Civil Law, which it copied, developed and sometimes reacted against. The canonists became a band of specialists, separated from the civilians on the one hand and the theologians on the other. Just as the practical advantages of the study of Civil Law called away the votaries of the unprofitable secular study of literature, so did the practical uses of Canon Law divert active and ambitious churchmen from the academic study of theology. Law became the attractive science as well for ardent ecclesiastics as for men of the world. If it involved less speculative activity than the studies it superseded, it had the advantage of helping to bridge over the gulf between the little world of isolated students and the broad world of everyday life. As the revival of dialectic renewed men’s interests in abstract science, so did the revival of law broaden men’s practical interests. If in the long-run it gave weapons to Empire as well as to Papacy, the first result was to complete the equipment of the hierarchy for the business of ruling the world. While the civilian’s Empire was a theory, the canonist’s Papacy was a fact. As living head of a living system, the Pope became a constant fountain of new legislation for the Canon Law, while the Civil Law remained as it had been in Justinian’s time, with little power of adaptation to the needs of a changing state of society. |The new movements strengthen the Church.| Stimulated by the religious revival and the monastic movement, victorious over nascent heresy, yet invigorated by the new activity of human thought, protected by the enthusiasm which had brought about the Crusades, a state within the state, with her own law, her own officers, and her own wonderful organisation, the Church of the twelfth century stood at the very height of her power, and drew fresh strength, even from the sources that might well have brought about her ruin.

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CHAPTER X
GERMANY AND ITALY, 1125–1152[15]

Origin of the Hohenstaufen—Election of Lothair II. and consequent rivalry of Welf and Weiblingen—The reign of the Priests’ Emperor—Norbert and Albert the Bear—Lothair and Italy—Roger unites Sicily and Naples—Honorius II.—Schism of Innocent II. and Anacletus—Lothair’s privilege to the Church—Election of Conrad III.—His contest with the Guelfs—The Eastward march of German civilisation—Final triumph of Innocent II.—Roger’s organisation of the Norman kingdom—Growth of municipal autonomy in northern and central Italy.

Origin of the Hohenstaufen.

Two thousand feet above the sea, on the very summit of one of the northern outliers of the rugged Swabian Alp that separates the valley of the upper Neckar from that of the upper Danube, stood the castle of Hohenstaufen, that gave its name to the most gifted house that ever ruled over the mediæval Empire. The hereditary land of the family lay around, and a few miles east, nearer the Neckar valley, lies the village of Weiblingen from which came the even more famous name of Ghibelline. The lords of this upland region were true Swabian magnates, who were gradually brought into greatness by their energy and zeal in supporting the Empire. In the darkest days of his struggle with the Church, Henry IV. had no more active or loyal partisan than Frederick of Büren or Hohenstaufen, whom he married to his daughter Agnes, and upon whom he conferred the duchy of Swabia. It was after the ancient fashion that the 222new Duke of Swabia should find his chief enemy in the Duke of Bavaria. But besides many a bitter feud with the papalist house of Welf or Guelf, Frederick had to deal with no less formidable enemies within his own duchy. The same disintegrating influences that were affecting all Germany were at work in Swabia. Berthold of Zähringen, a mighty man in the upper Rhineland, sought to attain the Swabian duchy by zealous championship of the papal cause. After long fighting with the Staufer, the lord of Zähringen was able to effect a practical division of the duchy. In 1097 he was allowed all ducal rights in those Swabian lands between Rhine and Alps, which in a later age became the centre of the Swiss confederation. He did not lose even the title of duke, so that with the Dukes of Zähringen as effective rulers of Upper Swabia, the Hohenstaufen influence was limited to the north. The first Hohenstaufen Duke of Swabia had, by the Emperor’s daughter, two sons, whose names were Frederick and Conrad. |Frederick and Conrad.| These nephews of Henry V. were always marked out by their uncle as his successors. They inherited as a matter of course the private possessions of the Salian house. They had already given proof that they were worthy of a high destiny. Frederick, the elder, succeeded to his father’s duchy of Lower Swabia. He was now thirty-five years old, strong, courageous, ambitious, and well conducted. He had further strengthened his position by marrying Judith, daughter of Henry the Black, the Guelfic Duke of Bavaria (died 1126), a match which seemed likely to bridge over the natural antagonism of the two great southern ‘nations’ of Germany. Conrad, the younger brother, had obtained from his uncle the duchy of Franconia. All south Germany might well seem united in support of Frederick’s succession to the Empire. But the hierarchical party feared lest the traditional attitude of the Staufer might imperil the triumph of the Church. The feudal nobles were alarmed lest too vigorous a ruler might limit their independence. The Saxons as ever were opposed 223to a southern Emperor, likely to renew the Salian attack upon their national liberties.

The Saxon Duchy and Lothair of Supplinburg.

Saxony was still almost as vividly contrasted to the rest of Germany as in the days when it gave Henry the Fowler and Otto the Great to save the kingdom, that the last degenerate Frankish rulers had brought to the verge of ruin. Despite many defeats and constant attacks, it was as free, restless, strong and warlike as ever. In the later years of Henry V.’s reign a new and vigorous duke had restored and reorganised its fighting power. Lothair of Supplinburg was the son of that Count Gerhard who had fallen in battle against Henry IV. on the banks of the Unstrut. By his marriage with Richenza, niece of Egbert of Meissen, and granddaughter of Otto of Nordheim, he had acquired the Saxon duchy, which under his hands had lost nothing of its ancient character. While the Dukes of Swabia had yielded the jurisdiction of the south to the Dukes of Zähringen, while Franconia was hopelessly split between rival houses, Lorraine divided between upper and lower Lorraine, and the Margraves of the East Mark, who had already the power and were soon to have the title of Dukes of Austria, had cut deep into the integrity of the Bavarian duchy, while in all the duchies alike a swarm of counts and barons had absorbed most of the effective attributes of sovereignty, Saxony alone maintained its unity and independence. Whatever the encroachments of the feudal principle, the Saxon duke still headed and represented a nation proudly conscious of its greatness and fiercely resentful of all southern influence. Lothair had grown old in long and doubtful struggles against Henry V., and the Emperor had never ventured to deprive his unruly subject of his duchy. The Duke had found his position much strengthened, since the setting-up of a Danish archbishopric at Lund in 1104 had barred the prospects of the Archbishop of Bremen obtaining that northern patriarchate that Adalbert had of old desired, and had in consequence destroyed the importance of the chief ecclesiastical makeweight 224to his authority. He was no servile friend of the hierarchy, but, after the Saxon fashion, he wished well to the Church, as the best check upon the power of the imperialistic south. Long experience had made him cautious, moderate, and politic. He was the strongest noble in Germany.

Election of Lothair II., 1125.

In August 1125 the German magnates met together at Mainz to chose their new king. The antagonism of the nations was so fierce that, while Saxons and Bavarians encamped on the right bank of the Rhine, Swabians and Franks took up their quarters on the opposite side of the stream. A committee of forty princes, ten chosen from each of the four nations, was set up to conduct the preliminary negotiations, and if possible, to agree upon a candidate. Frederick of Swabia, Lothair of Saxony, and Leopold of Austria were all proposed as candidates. The craft of Adalbert of Mainz, as ever the foe of Henry V. and his house, prevented the election of the Staufer, by representing to the princes that Frederick’s choice would be interpreted as a recognition of an hereditary claim. For the first time since the election of Conrad II., the magnates had a free hand, and they could not resist the temptation to use it. Adalbert isolated Frederick by breaking up his new alliance with the Guelfs. Conrad of Franconia was away on Crusade. The alliance of Saxons and Bavarians, backed up by the skill of Adalbert, the zeal of the Papalists and the enthusiasm of the Rhineland, led to the election of Lothair.

The reign of Lothair II., 1125–1138.

Lothair II. reigned from 1125 to 1138. He was already sixty years old, at his accession, but he ruled with energy and vigour. By marrying his only daughter, Gertrude, to Henry the Proud, son of Duke Henry the Black, he united his fortunes with those of the house of Guelf, and prepared the way for that union of Saxony and Bavaria which had long been the Guelfs’ dream. |The Hohenstaufen subdued.| In these days the struggle of the rival families of Welf and Weiblingen, of Guelf and Ghibelline, first brought out the famous antagonism that in 225later times was extended over the Alps, and grew from a strife of hostile houses to a warfare of contending principles, and finally degenerated into the most meaningless faction fight that history has ever witnessed.

Lothair deprived Frederick of Swabia of part of the Salian lands inherited from Henry V. This was the signal of war between Swabian and Saxon, Weiblingen and Welf. In 1127 Conrad, the younger Hohenstaufen brother, was set up as anti-king, and in 1128 crossed the Alps in quest of the imperial crown and the heritage of the Countess Matilda. Milan welcomed him, and crowned him with the Iron Crown. But the Pope, Honorius II., excommunicated him, and he could make no way south of the Apennines. Meanwhile King Lothair and his son-in-law, Henry the Proud, took possession of the Rhenish towns that were the Hohenstaufen strongholds, and devastated Swabia with fire and sword. In 1134 Frederick gave up the contest, and next year Conrad also made his submission. Lothair showed politic magnanimity and left them their hereditary possessions.

Lothair and German Civilisation.

In a Diet at Bamberg in 1135 Lothair proclaimed a general peace for Germany. To Saxons and churchmen his reign was a golden age. ‘It is with right,’ wrote a contemporary annalist, ‘that we call Lothair the father of his country, for he upheld it strenuously and was always ready to risk his life for justice’s sake.’ ‘He left behind him,’ said another, ‘such a memory that he will be blessed until the end of time: for in his days the Church rejoiced in peace, the service of God increased, and there was plenty in all things.’ He has been accused of sacrificing the greatness of the Empire for the sake of immediate advantages. But there is little evidence that he was ever false to the Concordat of Worms, and it is hard to condemn a prince who, by accepting the ideas of the rights of the Church that found favour at the time, was able to put down domestic strife, and allow his people to advance in civilisation and power.

The Slavs and the Danes.

226As the true heir of the Ottos, Lothair occupied himself with extending German political supremacy and culture into Scandinavian and Slavonic lands. His earlier efforts against the Bohemians were not successful, but even before peace was restored in Germany, he forced King Niel of Denmark and his son Magnus to do homage and pay tribute. He turned his arms against the neighbouring Slavs, and brought back to his obedience the chiefs of the Wagrians and the Abotrites. Duke Boleslav of Poland recognised him as his lord, and agreed to hold Pomerania and Rügen as fiefs of the Empire. Duke Sobeslav of Bohemia and King Bela II. of Hungary referred their disputes to his arbitration. At his court were seen the envoys of the Eastern Emperor and of the Venetians. Everywhere his influence was recognised.

Norbert and Albert the Bear.

Lothair busied himself greatly with the revival of religion in his rude Saxon duchy, and with the extension of Christianity and German political influence amidst the heathens and half-heathens beyond the limits of his Empire. Side by side with the soldiers of Albert the Bear, Margrave of the North Mark, went the Christian missionaries and revivalists. At the bidding of the Emperor, Norbert left Prémontré, and became Archbishop of Magdeburg, and founded there a new house that became the second great centre of Premonstratensian ideas. Through his influence secular canons were removed from most of the cathedrals of eastern Saxony and the Marches, and replaced by Premonstratensians. Norbert wished to make Magdeburg the centre of missions to the East and a patriarchate over Polish and Wendish Christianity. New bishoprics were founded in Poland and half-heathen Pomerania, and the Polish Archbishop of Gnesen lost for a time his metropolitical power. For a time the ideas of Adalbert of Bremen were again in the ascendant, and the Pope restored the rights of Bremen over Lund and the churches of Scandinavia. From Bremen Vicelin brought Christianity to the conquered Wagrians 227and Abotrites. The fortress of Siegburg, built by Lothair on the Trave, both assured his supremacy and protected the famous monastery that grew up at its walls.

Lothair and Italy.

The alliance between Lothair and the Papacy did not involve the abdication of any imperial rights in Italy, but the pressure of German affairs put Italy somewhat in the background. A great series of changes was now being brought about in Italy. In the north and centre the communal revolution was, as we shall soon see, in full progress. In the south the Norman power was being consolidated, while a fresh schism soon distracted the Papacy.

Union of Sicily and Apulia by Roger, Roger II., 1127.

Since the conquest of Sicily from the Mohammedans by Roger, the youngest brother of Robert Guiscard, the chief Norman lordship of southern Italy had been divided between the two branches of the house of Tancred. Roger ruled Sicily as its count until his death in 1101, when he was succeeded by his son and namesake, Roger II., a child of four. Meanwhile the stock of Robert Guiscard bore rule in Calabria and Apulia. Roger, son of Robert, was Duke of Apulia from his father’s death in 1085 to his own decease in 1111. His son and successor, William, was a weakling, and upon his death without issue in 1127, the direct line of Robert became extinct. Roger of Sicily had now long attained man’s estate, and had shown his ability and energy in the administration of his county. After his cousin’s death, he at once got himself accepted as Duke of Apulia and Calabria by the mass of the Norman barons, and then directed his resources towards conquering the states of southern Italy that were still outside the power of his house. With the subjugation of the rival Norman principality of Capua, and of the republics of Amalfi and Naples, the unity of the later kingdom of Naples and Sicily was substantially established.

Since 1124 Lambert, Bishop of Ostia, the Bolognese lawyer who had ended the Investiture Contest, had held the papal 228throne, with the title of Honorius II., but he failed to show the decision of character necessary to dominate the unruly local factions of Rome, or to resist the usurpations of the Count of Sicily. |Honorius II., 1124–1130.| The union of Apulia and Sicily threatened the Italian balance, but Honorius strove in vain to form a league of Italian princes against Roger. In 1128 he was forced to accept Roger as lord of Apulia. The Norman soon scorned the titles of count and duke, which had contented his predecessors, and soon had an opportunity of gratifying his ambition to become a king.

Schism of Innocent II. and Anacletus, 1130.

On the death of Honorius II., the cardinals with due observance of all proper forms, chose as their Pope Peter Pierleone, a former monk of Cluny, who took the name of Anacletus II. But nothing could be less Cluniac than this Cluniac Pope, the son of a Jewish banker who had turned Christian, and made a great fortune at Rome during the Investiture Contest. The house of Pierleone had taken a considerable place among the great families of Rome, and one of the worst troubles of Honorius II. had been its violent opposition to his rule. Peter had shamelessly used his father’s money to buy over the majority, and the worst and best motives led to the questioning of his election. The houses of Corsi and Frangipani, who had had the ear of the last Pope, were dismayed at the triumph of the head of the rival faction. The strong hierarchical party had no faith in the Jewish usurer’s son. Accordingly, five cardinals offered the Papacy to Gregory, Cardinal-deacon of St. Angelo, who took the name of Innocent II., and was at once hailed as the candidate of the stronger churchmen. But in Rome he found himself powerless. He fled to Pisa, and thence to Genoa, Provence, Burgundy, and France. Anacletus meanwhile reigned in Rome and Italy, where, by granting the title of king to Roger of Sicily, he secured the support of the Normans.

Anacletus and Innocent both appealed to Lothair. But the real decision of their claims rested with Bernard of Clairvaux. 229Bernard had no faith in the splendour and pride of Cluny, and showed little respect for the forms of a papal election. He quickly perceived that the interests of the hierarchy were involved in recognising Innocent, and with characteristic enthusiasm declared for his cause, and soon won over France and its king. Like Urban II., Innocent II. traversed France, crowned Louis VII. at Reims, and presided over a synod at Clermont. England, Castile, Aragon followed France in recognising him. Norbert accepted eagerly the guidance of St. Bernard, and prevailed upon Lothair to recognise Innocent.

Lothair in Italy.

Italy alone resisted, and Lothair crossed the Alps to win Italy for Innocent, and receive from him the imperial crown. Germany took little interest in his expedition, and the scanty band that followed him was almost exclusively Saxon. Innocent availed himself of his coming to return to Italy, and enter into the possession of the long-contested inheritance of the Countess Matilda. In April 1133, Lothair and Innocent entered Rome. But Anacletus held the Leonine city and the castle of St. Angelo, and Innocent could only get possession of the Lateran, where he crowned the Emperor on 4th June. |His coronation and issue of privileges to the Church, 1133.| Four days later Innocent II. issued a diploma of privilege to Lothair, in which the Pope, ‘not wishing to diminish but increase the majesty of the Empire, granted the Emperor all his due and canonical rights, and forbade the prelates of Germany laying hands on the temporalities [regalia] of their offices, except from the Emperor’s grant.’ An agreement was also arrived at with regard to the inheritance of the Countess Matilda. Lothair consented to receive Matilda’s fiefs from the Pope, and to pay tribute for them. At his death they were to go to Henry of Bavaria, his son-in-law. By thus appearing before the world as receiving from the Pope rights which he could well claim as his own, Lothair secured for his family estates that might otherwise have gone to the Hohenstaufen. But the Papalists were much exalted at the submission of the 230Emperor. A German chronicler tells how Innocent caused a picture to be painted, in which the Pope was represented sitting on a throne, and the Emperor humbly receiving the crown from his hands. Two insolent verses inscribed beneath it told how the king had come to the gates of Rome, and had sworn to protect the privileges of the city, and how he became the man of the Pope who gave him the crown.[16]

Lothair and the Normans of Sicily, 1136–7.

Innocent had still much trouble with the Antipope, and his chief supporter, Roger of Sicily. He soon withdrew from Rome to Pisa, where, in 1134, he held a synod, which Bernard left Clairvaux to attend. But not even the animating presence of the saint could make Anacletus and Roger submit. Innocent was forced to continue at Pisa until, in 1136, Lothair crossed the Alps a second time to help him. On this occasion the Emperor came with an army, and St. Bernard’s fervid denunciations of the Norman tyrant, who alone upheld to any purpose the schismatic cause, gave the expedition the character of a crusade. Lothair performed exploits, said Otto of Freising, in Calabria and Apulia such as no Frankish king had done since the days of Charles the Great. He captured some of the chief Norman towns, such as Bari and Salerno, while the fleets of Pisa made precarious the communication between Calabria and Sicily. Roger, after striving in vain to bribe the Emperor into retreat, did not scruple to arm his Saracens against the two lords of the Christian world. He retreated into the mountains of Calabria, while the Pope and Emperor united in deposing him and conferring Apulia on Reginald, a prominent Norman baron of that region. But at the moment of victory Innocent and Lothair quarrelled. Both claimed to be the suzerains of Apulia, and both claimed the sole right of investing the new duke with his office. After a hot dispute, 231they agreed to hand over jointly to Reginald the banner, which was the symbol of his dignity; but before long Lothair hurried home, disgusted with his Papal ally, and leaving Anacletus again in possession of Rome. The fatigues of war and travel told upon him, and he died at a Tyrolese village on 4th December 1137, saved only by death from entering upon the footsteps of the Salian enemies of the Church.

Election of Conrad III., 1138.

Henry the Proud, Duke of Bavaria, aspired to succeed his father-in-law, having, besides large hereditary possessions, the duchies of Bavaria and Saxony, while his enjoyment of the heritage of Matilda gave him an equally important position in northern Italy and Tuscany. He boasted that his authority stretched from the North Sea to the Mediterranean. But the arrogance which gave him his nickname deprived him of personal popularity, and his extraordinary resources made his accession disliked by all who feared a strong monarchy, while the Church party, that had procured the election of Lothair, was now alienated from him. The result of all this was that the same circumstances that had led to Lothair’s being made king in 1125, resulted, in 1138, in the rejection of his son-in-law. Adalbero, Archbishop of Trier, a creature of Innocent II., played, in the vacancy of both Mainz and Cologne, the part which Adalbert of Mainz had so cleverly filled on the previous occasion. He summoned the electoral diet to meet in his own town of Coblenz. Though Saxony and Bavaria sent no representatives, the magnates of Swabia and Franconia gathered together at the appointed spot. Frederick, Duke of Swabia, was no longer a candidate, but, on 7th March, his younger brother, Conrad, the old enemy of Lothair, was chosen king.

Contest of Conrad with the Guelfs.

The struggle of Welf and Weiblingen soon broke out anew. Henry delivered up the imperial insignia, and offered to acknowledge Conrad, if confirmed in his possessions; but the new king would not accept these terms, and before long deprived Henry of both 232his duchies. The margrave, Albert the Bear, who, like Henry the Proud, claimed descent from the Billung stock, was made Duke of Saxony, and Leopold of Austria, Conrad’s half-brother, received Bavaria. Civil war inevitably followed. All Saxony rallied round the Guelfs, and Albert was driven from his new duchy. But in October 1139, Henry the Proud was carried off by a sudden attack of fever, and a child ten years old succeeded. With the help of his brother Frederick and the faithful Rhineland, Conrad invaded Saxony in 1140, and won a victory at Weinsberg that secured him his throne, but did not ensure the reduction of the Saxons. Next year the death of the Austrian Duke of Bavaria made compromise more easy. In February 1142 a treaty was signed at Frankfurt, by which the Saxons recognised Conrad as king, and Conrad admitted the young Henry the Guelf to the duchy of Saxony. Before long Gertrude, his mother, married Henry, the Count Palatine, brother of Leopold of Austria, and another half-brother of Conrad, who next year received his brother’s duchy of Bavaria. Thus the great struggle ended in a compromise, in which, if Conrad retained the throne, Saxony and Bavaria still remained under the influence of the house of Guelf.

The Second Crusade, 1147.

Conrad was a gallant knight, liberal, attractive, and popular, but he had little statecraft, and no idea how best to establish his position. The preaching of the Second Crusade soon called him from the dull and ungrateful work of ruling the Germans to adventures more attractive to his spirit of knight-errantry. At Christmas 1146 he took the cross from Bernard of Clairvaux in the cathedral of Speyer. Next spring he proclaimed a general peace, and procured the coronation of his little son Henry as joint king. Between 1147 and 1149 he was away from Germany on Crusade. With him went his gifted nephew Frederick, who, in 1147, had succeeded on the death of his father, the elder Frederick, to the Duchy of Swabia. The Crusade was a failure, and the long absence of the monarch still further increased the troubles of Germany.

The eastward advance of the German kingdom.

233The crusading spirit rose so high under Bernard’s preaching that those who could not follow Conrad to the Holy Land organised fresh Crusades against the heathen who, despite the work of Norbert and Lothair, still closely fringed the Empire on the east. The Saxons naturally took a prominent share in this Crusade. But the rivalry of Albert the Bear and Henry of Saxony, whom men now began to style Henry the Lion, prevented any very immediate results flowing from these movements. Yet the definitive conversion of Pomerania, and the acquisition by Albert of Brandenburg, were important steps forward in the Germanisation of the lands between Elbe and Oder. From the victories of Albert the Bear begins the history of that Mark of Brandenburg, which in nearly every after-age was to take so prominent a part in German history. In later years, when the strong rule of Frederick Barbarossa kept local feuds within bounds, Albert the Bear and Henry the Lion vied with each other as pioneers of German civilisation in the north-east. At the moment it was enough for Henry the Lion to consolidate his power in Saxony. When Conrad came back from Syria he found that Count Welf, a kinsman of Henry the Lion who had returned early from the Crusade, had raised a rebellion. When this was suppressed, Henry the Lion again claimed Bavaria and prepared for revolt. The young King Henry, in whose name the country had been ruled during his father’s absence, now died prematurely, and on 15th February 1152 Conrad followed him to the tomb.

Never did the affairs of Papacy and Empire run in more separate courses than during the reign of Conrad III. While Europe as a whole paid unquestioning obedience to the Papal power, the last period of the Pontificate of Innocent II., and nearly the whole of the reigns of his immediate successors, were occupied in sordid struggles with the Roman nobility, with disobedient neighbours, and with rebellious vassals. After the retreat of Lothair over the Alps, Innocent II. 234was again left, in 1137, to contend against the Antipope and his partisans. His position was, however, stronger than it had been, and he was able to maintain himself in Rome, despite Anacletus’ continued presence in the castle of St. Angelo. But the loss of the imperial presence was soon far more than balanced by the arrival of a man whose support outweighed that of kings and princes. In the spring of 1137 Bernard crossed the Alps, resolved to make a last desperate effort to root out the remnants of the schism that he had laboured against for seven years. He reached Rome, and instead of falling back on his usual methods of violent and indiscriminate denunciation, he prudently had recourse to private conferences with the few despairing partisans of the schismatic Peter. There is perhaps no more convincing testimony to Bernard’s powers of persuasion than his victory over the rude Roman barons and greedy self-seeking priests, who upheld the Antipope through family tradition or through fear of losing their revenues. He had talked many of them over when the opportune death of the Antipope in January 1138 precipitated his inevitable triumph. The schismatics chose a new Antipope, who took the name of Victor IV., but his policy was to negotiate terms of surrender, not to prolong the division. In a few weeks Bernard persuaded him to surrender his dignity to Innocent. Bernard at once returned to Clairvaux, the crowning work of his life successfully accomplished.

The Second General Lateran Council, 1139.

In April 1139 Innocent II. consummated his triumph by holding a General Council in the Lateran, which was attended by a thousand bishops. This second Lateran Council was reckoned by the Westerns as the Tenth General Council. It removed the last traces of the schism, and re-enacted more formally the canons already drawn up in the Pope’s presence at the Council of Reims of 1131. It is significant of the future that the Council condemned the errors of Arnold of Brescia.

Innocent II. and Roger II. of Sicily.

235Innocent thus restored the Papacy to its old position in things spiritual, but not even St. Bernard could give him much help against Roger of Sicily. After the quarrel of Pope and Emperor, the Norman king speedily won back his position in Apulia and Calabria, and even at the very end of the schism his influence had forced Monte Casino, the mother of all Western monasticism, to acknowledge Anacletus. Spiritual weapons were useless against Roger. No sooner, therefore, was the council over than Innocent took the field in person against his rebellious vassal. The fate of Leo IX. was speedily repeated. The papal army was no match against Roger’s veterans, and Innocent, shut up in San Germano, was forced to yield himself prisoner. Roger showed the head of the Church the same respect which Robert had shown his predecessor. But the Pope could only win back his liberty by confirming to the Norman all the advantages which he had formerly wrested from the weakness of Anacletus. The treaty of Mignano again restored the old alliance between the Papacy and the Italian Normans. Roger did homage to Innocent for Sicily, Apulia, and Capua. A great south Italian kingdom was thus definitely legalised which, in the varied changes of subsequent history, obstinately maintained its unity with itself and its separateness from the rest of the peninsula.

The organisation of the kingdom of Sicily under Roger II., 1127–1154.

Roger governed the state which he had founded with rare ability and energy. He was a true Norman, and many features of his character suggest a comparison between him and William the Conqueror. He now showed as much capacity in statecraft as he had previously shown as a warrior. Fierce, relentless, and unforgiving, he ruthlessly crushed the barons that had profited by the period of struggle to consolidate their independence, and built up a well-ordered centralised despotism, that was able to give examples in the art of government to Henry of Anjou. With rare sympathy and skill, he permitted the motley population of his new kingdom to live their old lives under their old laws. The Saracens of Sicily that 236had faithfully supported him in the days of his adversity, continued in their former abodes, occupying separate districts in the cities, worshipping without hindrance in their mosques, and still governed in the petty matters of everyday life by their own judges after the laws of Islam. The Byzantine Greeks, still numerous in the towns of Calabria, enjoyed similar immunities for their schismatic worship, and still followed the Roman law. Arabic and Greek were equally recognised with Latin as official languages in the public acts, and Roger’s coins bore Arabic devices. The court of the king took a character of Eastern pomp and luxury that anticipated the times of Frederick II. A Greek general led Roger’s armies, and a Greek churchman, who wrote a book against the Roman primacy, shared with Arab physicians, geographers, and astronomers the patronage of the Norman king. The very monuments of art show the same strange juxtaposition of the stern romanesque of Neustria with the mosaics of the Byzantines, and the brilliant decorations of Arabic architects. Roger made Naples and Sicily one of the best-governed states in Europe, and with the happy quickness of sympathy and readiness to learn and borrow, which was the best mark of the Norman genius, combined elements the most diverse and unpromising into a happy and contented whole.

Roger’s later wars.

Despite his energy at home, Roger pursued an active external policy. He remained a faithful but an unruly ally of the Papacy. Like Robert Guiscard he turned his ambition against Constantinople, and Europe saw the strange spectacle of Manuel Comnenus allied with Conrad III. in withstanding the aggressions. But Roger’s most important wars were those against the Saracens, whom he pursued into Africa. His first and most permanent conquest was Malta, which remained until the sixteenth century a part of the Sicilian realm. |Conquest of North Africa.| The Mohammedan princes of North Africa recognised him as their lord and opened their ports to his merchants. In 1146 his admiral conquered Tripoli, and in 1148 Roger himself led a 237large expedition to Africa. After the capture of Tunis, the whole coast line from Cape Bon to Tripoli was subject to the Norman king, who boasted that the African obeyed him as well as the Apulian, the Calabrian, and the Sicilian. After a long reign, he died in 1154, with the reputation of one of the greatest kings of his time.

Growth of municipal autonomy in Lombardy.

While southern Italy settled down into a well-ordered state, a very different process was at work in the north, where the feudal nobility had never been strong, and the towns had always been important. As the contest between Papacy and Empire became chronic, the general tendency was for the feudal nobility to uphold the Empire, and the townsmen the cause of the Church. As in the days of the early Church, each Italian town of any importance was the seat of a bishop, who became the natural leader of the citizens in their struggle against the rustic nobility. This tendency was particularly strong in Lombardy, where the logic of facts and lavish grants of imperial privilege had conferred on the bishops the power of the ancient counts, or had subordinated the imperial officers under the episcopal authority. In Lombardy therefore the municipal revolution broke out, though it soon spread to all northern and central Italy.

The municipal government of Lombardy grew up gradually and almost imperceptibly under the shade of the episcopal power. The townsfolk became more numerous and more wealthy. The inland cities became great seats of manufacturing industry, important market centres, or, like Bologna and Padua, famous for their schools. The towns on or near the sea found even greater prosperity through foreign trade. The necessity of common action in business, no less than juxtaposition in common residence behind strong walls, brought together the citizens in a common unity of feeling. The very subordinate agents of the bishops’ power supply the rudiments of a common organisation. The eleventh century very commonly saw the citizens in revolt against their episcopal protectors. 238Milan, when on the side of its archbishop, had been strong enough to enable Aribert to wage war against the Emperor himself [see pages 58, 59]. In the next generation Milan and its archbishops were generally at war. The quarrel of Pope and Emperor made it easy for the dexterous townsmen to play the ecclesiastical and the temporal authority against each other, and Popes and Emperors alike were prepared to bid heavily for its support. Thus the ‘regalia,’ which the bishops had usurped from the counts, passed in some way from them to the citizens. By the beginning of the twelfth century the great towns of the north had become self-governing municipalities.

At the head of the municipal organisation stood the consuls, the chief magistrates of the town, varying widely in numbers, authority, and method of appointment, but everywhere the recognised heads of the city state. The consulate, which began in Italy towards the end of the twelfth century, was in its origin a sworn union of the citizens of a town bent upon obtaining for themselves the benefits of local autonomy. Private, and often, like the North French Commune, rebellious in its early history, the consulate in the end obtained the control of the municipal authority. With its erection or recognition begins the independent municipal organisation of the Italian cities.[17] Besides the ruling consuls was a council, or credentia, of the ‘wise men’ of the city, acting as a senate. Beyond these governing bodies was the communitas, meeting on grave occasions in a common parlamentum or conference. The local life of the municipalities was intensely active, but there were fierce jealousies and perpetual faction fights between the different orders of the population. The even more violent local hatred of 239neighbouring cities made common action almost impossible, and led to constant bloody wars. But despite these troubles, the Lombard cities grew in wealth, trade, numbers, and reputation.

The Tuscan cities.

The Tuscan cities followed at a distance the example of their northern neighbours. It was their chief concern to wrest municipal privileges from the feudal marquises, who had up to this point ruled town and country alike. Even more conspicuously than the inland towns, the maritime cities attained wealth and freedom. Pisa, Genoa, and Venice obtained, as we have seen, a great position in the East from the time of the First Crusade. While Venice stood apart, proud of its dependence on the Eastern Emperor, the life of the other maritime cities was much the same as that of the inland towns, save that it was more bustling, tumultuous, and varied. Before the end of eleventh century, Pisa and Genoa had driven the Saracens out of Corsica and Sardinia, and set up their own authority in their stead.

The free, restless life of the Italian commune offered a splendid field for the intellectual revival which we have traced in the preceding chapter. Side by side with the development of Italian municipalities, went the growth of the famous schools of Italy. The Italian scholars were for the most part townsmen, laymen, and lawyers. While the students north of the Alps became a little cosmopolitan aristocracy of talent, living in a world of their own, and scarcely influenced by the political life around them, the Italian students easily became politicians and leaders of men. Abelard led no revolt save against the tyranny of authority and teachers of obsolete doctrine. His chief Italian disciple became the first educated popular leader known to the mediæval world. With the influence of Arnold of Brescia the gulf between the new life of action and the new life of speculation was bridged over.

Arnold of Brescia was born in the town from which he 240took his name. At Paris he became an ardent disciple and personal friend of Abelard. Returning to his native city, he became provost of a foundation of Canons Regular, and a conspicuous influence both in the spiritual and political life of the town. |Early life of Arnold of Brescia.| He had the love of novelty, the restless vanity, the acute sceptical intellect of his brilliant teacher. He preached that priests were to live on the tithes and free offerings of the faithful, that bishops were to renounce their ‘regalia,’ and monks their lands, and the laity only were to rule the state. Under his leadership, Brescia, like the other Lombard cities, cast off the bishop’s rule, but Innocent II. took up the bishop’s cause, and, as we have seen, the Lateran Council of 1139 deprived Arnold of his benefice and banished him from Italy. He again crossed the Alps, stood by the side of Abelard at the Council of Sens, and returned to Paris, and taught at Abelard’s old school on Mont Ste. Geneviève. But his doctrine of apostolic poverty was too extreme to please the ambitious clerks who thronged the Paris schools, and he was pursued by the inveterate malice of Bernard, who persuaded Louis VII. to drive the heretic from France. Arnold retired to Zürich, whence he soon wandered, preaching, through the valleys of upper Swabia, protected against Bernard’s anger by the papal legate Cardinal Guido, his old Paris comrade. The abbot of Clairvaux was furious with the cardinal. ‘Arnold of Brescia,’ he wrote, ‘whose speech is honey, whose doctrine poison, the man whom Brescia has vomited forth, whom Rome abhors, whom France drives to exile, whom Germany curses, whom Italy refuses to receive, obtains thy support. To be his friend is to be the foe of the Pope and God.’ In 1145 Arnold returned to Italy with Guido, and was reconciled to the Church. With his arrival in Rome to work out his penance, the last and greatest period of his career begins.

The end of the Pontificate of Innocent II. was marked by the beginning of a fierce fight between the Pope and the city 241of Rome. The old Roman spirit of opposition to the Pope had been revived by the long struggle of the typically Roman Anacletus, and what had been accomplished in Milan and Brescia seemed no impossible ideal for the Romans. |The last years of Innocent II.| In 1143 the Romans, enraged at the refusal of Innocent to destroy the rival city of Tivoli, set up a Commune, at the head of which was a popular Senate, to exercise the power hitherto in the hands of the noble consuls or the Pope himself. |The Roman revolution.| Before long they chose as ‘Patrician’ Giordano Pierleone, a kinsman of Anacletus. Innocent II. died at the very beginning of the struggle. |Celestine II., 1143–4, Lucius II., 1144–5, and Eugenius III., 1145–1154.| His successor, Celestine II., reigned only from September 1143 to March 1144, and was powerless to withstand the Commune. The next Pope, Lucius II., put himself at the head of the nobles, went to war against it, but was slain while attempting to storm the Capitol (February 1145). This time the timid cardinals went outside their own number, and chose Eugenius III., the abbot of the Cistercian convent of Tre Fontane in the Campagna, a man whose chief recommendation was the ostentatious patronage of St. Bernard, and who was a simple and timid monk quite unversed in statecraft. Immediately after his election Eugenius fled from Rome, and after some temporising he crossed the Alps in 1147, leaving the Roman republic triumphant. He remained absent till 1148, mainly engaged in furthering the work of Bernard.

Arnold of Brescia and Rome.

Arnold of Brescia now abandoned his spiritual exercises and put himself at the head of the Roman revolution. All Rome listened spellbound to his eloquence while he preached against the pride and greed of the cardinals, and denounced the Pope as no shepherd of souls, but a man of blood and the torturer of the Church. His hope was now to free Rome permanently from all priestly rule, to reduce the clergy to apostolic poverty, and to limit them to their purely spiritual functions. Rome was to be a free municipality subject only to the Emperor, 242who was to make the city the centre and source of his power, like the great Emperors of old. ‘We wish,’ wrote the Romans to Conrad III., ‘to exalt and glorify the Roman Empire, of which God has given you the rule. We would restore it as it was in the days of Constantine and Justinian. We have restored the Senate. We strive with all our might that Cæsar may enjoy his own. Come over and help us, for you will find in Rome all that you wish. Settle yourself firmly in the City that is the head of the world, and, freed from the fetters of the clergy, rule better than your predecessors over Germany and Italy.’ But Conrad, intent on his crusading projects, paid no heed to the Roman summons.

Arnold of Brescia and St. Bernard.

Bernard saw as keenly as Arnold of Brescia how the political influence and wealth of the Church were in danger of overshadowing its religious work. ‘Who will permit me to see before I die,’ he wrote to Eugenius, ‘the Church of God so ordered as it was in the old days, when the Apostles cast their nets to fish for souls and not for gold and silver?’ But he recognised in Arnold’s policy an attack on the influence of the Church, not merely an assault on its worldly possessions and dignities. He carried on the war against Arnold with more acerbity than ever. Eugenius again passed over into Italy to measure swords with the Roman republic. When personal intercourse ceased, Bernard sent to the Pope his book De Consideratione, in which he warned the Papacy to follow the Apostles and not Constantine, and lamented the danger lest the avarice of lordship and apostolate should prove fatal to it. It is strange how nearly the arch-enemies Arnold of Brescia and Bernard approached each other, both in their ideas and in their way of life. Both lived like ascetics. Both hated the pomp and show of priestly dignity, and wished to keep the Church apart from the world. Yet the pupil of Abelard was the apostle of the lay spirit; and the last of the fathers was the greatest pillar of that sacerdotal autocracy, whose dangers to spiritual life he so fully realised.

243Eugenius now accepted the new constitution of the City, and was content to act as the spiritual chief of his diocese. But even on these conditions a prolonged stay in Rome was impossible. In 1150 the conflict was renewed. But the death of King Conrad, two years later, put an end to the state of things that had prevailed since the end of the Investiture Contest. Conscious that under his hands the imperial power had suffered some diminution, Conrad on his death-bed bade his friends pay no regard to the claims of his infant son, but secure the succession to his well-tried nephew Frederick. The year after, Bernard of Clairvaux, the wielder of the Church’s might, followed the king to the tomb. We now enter into a new period, when the changed relations of Church and State correspond to a mighty development of the economical and industrial powers of the people of western Europe. The imperial power was to be renewed, and, as in the days of the Saxon Emperors, was to save the Papacy from its Roman enemies, only to enter again into fierce conflict with it for the rule of the world. The quiet period, during which each country was free to work out its own development, and during which, in the absence of great rulers, the dominating influences were those of the leaders and opponents of the new religious movement, is succeeded by another period, when the chief interest again shifts back to politics. The age of Bernard and Abelard is succeeded by the age of Frederick Barbarossa and Henry of Anjou.

244

THE GUELFS AND THE HOHENSTAUFEN.

245

CHAPTER XI
FREDERICK BARBAROSSA AND ALEXANDER III. THE RENEWED CONFLICT OF PAPACY AND EMPIRE (1152–1190).[18]

Election and Policy of Frederick I.—Frederick and Adrian IV.—Fall of Arnold of Brescia—Frederick’s early German Policy—The Burgundian Marriage and the Diet of Besançon—Breach with the Papacy—Frederick’s Second Italian Journey—Diet of Roncaglia and Destruction of Milan—Alexander III. and the Antipopes—The Lombard League—Battle of Legnano—Peace of Constance—Frederick and Germany—Fall of Henry the Lion—Division of the Saxon Duchy—Union of Sicily with the Empire—The Lateran Council and the last days of Alexander III.—His Successors—Urban III. and Frederick—The Crusade and Death of Frederick—His Personality and Character.

Election of Frederick I., 1152.

‘It is the cardinal principle of the law of the Roman Empire,’ wrote Otto of Freising, ‘that the succession depends not upon hereditary right, but on the election of the princes.’ According to this precept the magnates of Germany met in March 1152 at Frankfurt to appoint a successor to Conrad III. Some of the barons of Italy attended the assembly. ‘There were,’ wrote Otto, ‘two mighty houses in the Roman Empire, one that of the Henrys of Weiblingen, the other that of the Welfs of 246Altorf. The one was wont to furnish mighty emperors, the other puissant dukes. These families, jealous of each other, had been long accustomed to disturb the tranquillity of the commonwealth by their feuds, but in the days of Henry V. Frederick, the duke, representative of the royal stock, had married the daughter of Henry, Duke of the Bavarians, the representative of the ducal family. The offspring of this union was Duke Frederick, and the princes, regarding not only the energy and valour of the young duke, but considering that he shared the blood of both houses, and like a corner-stone could bind the two together, chose him as their king that thus with God’s blessing he might end their ancient quarrel.’

Frederick’s policy.

The new king was well worthy of the general confidence which he inspired. Already thirty years of age, he had abundantly displayed rare gifts both as a statesman and as a general. He had administered his duchy of Swabia with energy and success. He had combined loyalty to his uncle Conrad with friendship for his cousin Henry the Lion, and his mediation had saved Duke Welf VI. in the time of his greatest disaster. His exploits on the Crusade had spread abroad his fame, and the few survivors who had reached home in safety recognised that they owed their lives to his courage and policy. He was admired for his kingly bearing and fair proportions, for the chivalry and generosity of his character, for his independent attitude towards the Church, for the subtle policy so rarely combined with the simple virtues of the hero of romance.

Frederick threw himself, with all the passionate ardour of his character, into the difficult task of restoring the waning glories of the Empire. For the thirty-seven years of life that remained to him, he never faltered in his task. To him Germany and Italy were but two sections of that Holy Roman Empire whose rights and dignities he strove with all his might to uphold. ‘During all his reign,’ wrote a chronicler, ‘nothing was nearer his heart than re-establishing the 247Empire of Rome on its ancient basis.’ To him every right that had been exercised by Justinian or Constantine, by Charlemagne or Otto the Great, was literally his right as the lawful successor of these mighty rulers. He has been very truly described as an ‘imperialist Hildebrand,’ and Hildebrand himself had not a more lofty consciousness of his high purpose and divine mission to establish God’s kingdom on earth. But he was no dreamer like Otto, ‘the wonder of the world.’ He strove to realise his lofty ideals with shrewd practical wisdom and businesslike command of details. The great jurists of Bologna, who constantly stood round his throne, not only taught him that the Emperor was lord of the world, and that the will of the prince had the force of law, but illustrated to the most minute detail the individual prerogatives of his office. His German subjects re-echoed these sentiments, and his uncle, Bishop Otto of Freising, taught that to the Emperor belonged the protection of the whole world. When bitter experience showed him that all his strength and all his faith were of little avail in setting up again a polity which the age had outlived, he had perforce to distinguish between his position as German King and Roman Emperor, and apply one method in breaking down the turbulent feudalism of his northern kingdom and another in checking the growing spirit of municipal independence in the lands beyond the Alps. In Italy his path seemed strewn with disasters, and even in Germany he obtained no very brilliant success. But if he failed, his was one of the most magnificent failures in history, a failure which did not prevent him from handing on his power almost unimpaired to his son. With all his faults, Frederick remains the noblest embodiment of mediæval kingship, the most imposing, the most heroic, and the most brilliant of the long line of German princes, who strove to realise the impracticable but glorious political ideal of the Middle Ages.

Frederick from the first directed his attention to Italy, and in March 1153 concluded a treaty with the fugitive Eugenius III. 248at Constance. By this he agreed to make no peace with Roger of Sicily without the approval of the Curia, and to reduce the rebellious City to obedience to the Pope, in return for the promise of the imperial crown and papal support against his enemies. |The settlement of Germany, 1152–1154.| But Frederick was too wise to hurry across the Alps before he was assured of the obedience of Germany, where from the moment of his coronation he went on progress, receiving the homage of his vassals and seeking to appease ancient feuds. The loyalty of Henry the Lion was rewarded by the formal grant of the duchy of Bavaria, while Frederick’s own duchy of Swabia was granted to his cousin Frederick of Rothenburg. Berthold of Zähringen, a possible rival for this position, was conciliated by his appointment as rector or viceroy in Burgundy. Henry, Archbishop of Mainz, paid the penalty of his solitary opposition to Frederick’s election by his deposition from his archbishopric on a charge of wasting the lands of his see. Even beyond the limits of Germany, the Scandinavian and Slavonic princes were taught that there was again an Emperor, and the disputed succession to Denmark was settled by Frederick’s mediation, and the king, Svend, who owed his throne to Frederick’s action, submitted to become his feudal dependant. But after two years the outlook in Italy became so threatening that Frederick was compelled to leave his German work half undone and hurry across the Alps with a small force hastily collected. |Frederick’s first Italian visit, 1154–55.| Accompanied by Henry the Lion, and the Bavarian palatine, Otto of Wittelsbach, and only 1800 knights, he crossed the Brenner in October 1154 and appeared in the plain of Lombardy. He held his Diet at Roncaglia near Piacenza, and received the homage of the barons and cities of Italy. Milan held sullenly aloof, but small as was Frederick’s following, the destruction of Tortona (Easter, 1155), an ally of Milan, taught the Italians that the Emperor was to be feared. After receiving the Lombard crown at Pavia, Frederick marched through Tuscany to Rome.

249The condition of the Papacy was still critical, though the persistence of Eugenius III. had broken the back of the Roman opposition, and Arnold of Brescia had already begun to lose influence among the fickle Romans. But Eugenius III. had died on 8th July 1153, and his successor, the mild Anastasius IV., dwelt continuously in Rome until his death, after a reign of less than a year and a half, on 3rd December 1154. The next Pope, Adrian IV., was the only Englishman who ever occupied the throne of St. Peter. The son of a poor man, Nicholas Breakspear had adopted the life of a wandering scholar, and had worked his way up to the headship of the house of Canons Regular of St. Rufus, near Valence on the Rhone. |Adrian IV., 1154–1159.| His stern rule excited the hostility of the canons whose complaints to Eugenius III. first attracted the Pope’s notice to him. In 1146 he was made cardinal-bishop of Albano, and was soon afterwards sent on an important legation to Scandinavia, in the course of which he freed the northern churches from their dependency on Germany, by setting up the new archbishopric of Trondhjem. Soon after his return he was elected to the Papacy. Adrian IV. was a man of high character, sound learning, and kindly disposition. He fully felt the responsibility of his great office, declaring that ‘the Pope’s tiara was splendid because it burnt like fire.’ His pontificate began amidst street-fights in which a cardinal was slain; but Adrian took the strong measure of laying Rome under interdict, and the inconstant citizens, whose gains were decreased by the refusal of pilgrims to visit a city under the Pope’s ban, made their submission to him and drove out Arnold of Brescia, who spent the short remainder of his life as a wandering fugitive. But William, the new King of Sicily, devastated Campania, and threatened to march on Rome. In his despair, Adrian renewed with Frederick the Treaty of Constance, and went out to Nepi to meet him. The good understanding was almost destroyed when Frederick refused to hold the bridle of the Pope’s horse and assist him to dismount, and the alliance was only renewed 250by Frederick’s submission, which was rendered necessary by the sullen hostility of the Romans to Frederick and Adrian alike. |Coronation of Frederick, 18th June 1155.| On 18th June Adrian crowned Frederick Emperor in St. Peter’s, hastily and almost secretly, for fear of the Romans, who, on hearing of it, rushed to arms. Frederick could only hold his ground by hard fighting, and soon lack of provisions forced him to flee from Rome, taking the Pope with him. The fierce heat of the Italian summer had already decimated Frederick’s little army, and he now resolved to recross the Alps, leaving Adrian to his fate. |Death of Arnold of Brescia.| The only act of power that had followed the reconciliation of Pope and Emperor was the execution of Arnold of Brescia, who had been taken prisoner in Tuscany by the Emperor, and having been handed over to the cardinals, was condemned and executed as a heretic. His dead body was burnt at the stake. ‘His ashes,’ says Otto of Freising, ‘were thrown into the Tiber, that his relics might not be worshipped by the obstinate populace.’ Arnold’s work, the Roman Commune, lived after him, and Adrian, after the Emperor’s departure, was forced to make terms with it.

Troubles in Germany.

On recrossing the Brenner, Frederick began anew the task of reconciling Germany, which had been interrupted by his Italian journey. Fierce feuds had burst out all over Germany, and in particular the quarrels of Arnold, the new Archbishop of Mainz, with Hermann, Count Palatine of the Rhine, had laid waste the Rhineland. The establishment of Henry the Lion as Duke of Bavaria had been bitterly resented by Frederick’s uncle, Henry of Austria, called, from his favourite oath, ‘Henry Jasomirgott,’ who still waged fierce war against his rival for the possession of his former duchy. But the return of the Emperor was soon marked by good results, and from the measures taken to appease the aggrieved feudatories sprang a new departure in the territorial history of Germany. In September 1156 he ended the 251rivalry of Henry the Lion and Henry of Austria by investing the latter with Austria, erected into a new duchy absolutely independent of Bavaria, and itself indivisible, hereditary in the house of Babenberg even in the female line, and exempt from many of the burdens usually imposed on the great fiefs. |The Duchy of Austria established, 1156.| In the creation of the duchy of Austria, Frederick prepared the way for the more sweeping changes in the same direction which followed the fall of Henry the Lion in 1180. Leaving the control of northern and eastern Germany to Albert the Bear and the two Henrys, Frederick attempted to consolidate his own dynastic power in the south-west. He punished the disorderly Count Palatine Hermann for his attacks on Mainz, by depriving him of his possessions. These he granted to his half-brother Conrad, his father’s son by his second marriage, and already possessor of the hereditary Salic estates round Worms, the Palatinate of the Rhine. Conrad united these two districts to form a new territorial power, that had for its centre the recently-founded castle and town of Heidelberg, and was the starting-point of the later Palatinate. In 1156 Frederick married Beatrice, the heiress of Renaud of Macon, Count of Burgundy.[19] |Frederick’s marriage and Burgundian policy.| This match immensely strengthened the imperial power in that Middle Kingdom where it was always weak, and moreover materially extended the domains of Frederick in that region where his influence was already strongest. His direct sway now stretched from the Swabian uplands across the middle Rhine to the Vosges, and thence south to the neighbourhood of Lyons. Such an accession of power necessarily brought about the end of the nominal Zähringen rectorate, but Frederick bought off Duke Berthold by lands and privileges beyond the Jura. It was only by freely sacrificing his sovereign rights that Frederick was able to persuade the magnates of Germany to promise him such adequate support in his 252projected expedition into Italy as would enable him to cross the Alps as a conqueror and not as a suppliant. For the moment his policy seemed extremely successful. Besides conciliating Germany, he had won back Burgundy. He had conciliated Duke Vratislav of Bohemia, who had refused him homage, by allowing him to crown himself king. He had forced King Boleslav IV. of Poland to recognise his overlordship by a brilliant invasion that got as far into Poland as Gnesen. Svend of Denmark was still his obedient vassal. Henry II. of England wrote acknowledging in general terms the supremacy of the Emperor over all his dominions. In his chancellor Rainald of Dassel, he found a zealous and able chief minister. ‘In Germany,’ wrote Ragewin, the continuator of Otto of Freising, ‘there was now such an unwonted peace that men seemed changed, the land a different one, the very heaven had become milder and softer.’ |Diet of Besançon, 1157.| Frederick’s early glory culminated in the brilliant Diet at Besançon, the chief town of his wife’s inheritance, in October 1157, where ‘all the earth,’ exclaimed Ragewin, ‘filled with admiration for the clemency and justice of the Emperor, and moved both by love and fear, strove to overwhelm him with novel praises and new honours.’ This Diet witnessed a hot dispute between Frederick and the Papacy.

Alliance of Adrian IV. and the Normans.

Ever since Frederick’s sudden withdrawal from Rome, his relations with Adrian IV. had been exceedingly strained. Both claimed to be lord of the world, and neither could agree as to the respective limits of their power. For a moment the common fear of the Italian communes and alarm at the revolutionary heresy of Arnold might unite them in a temporary truce. The pressing danger once over, they fell back into their natural relations of watchful hostility. When Frederick withdrew from Italy, he had neither reduced Rome to the obedience of the Pope, nor had chastised the forays of the new King William of Sicily. Adrian soon found that he would have to fight for his own hand. He cleverly formed a league with the feudal 253barons of Apulia, who were ripe for revolt against their overpowerful sovereign. He negotiated with the Greek Emperor, Manuel I., who was willing to fight William, if the Pope would grant him three Neapolitan seaports. Alarmed at such a formidable coalition, William became the Pope’s vassal, and received in return the investiture of Apulia and Sicily. Adrian IV. thus renewed the policy of Leo IX. and Innocent II., and now further strengthened himself by an agreement with the Romans. By accepting the Roman Commune, he was allowed again to take up his residence in the City. Without the least help from Frederick, Adrian had turned the chief enemies of the Holy See into allies.

Quarrel of Frederick and Adrian.

Frederick bitterly resented the Pope’s alliances with William and the Romans, which he regarded as breaches of faith. Adrian feared the increased power of Frederick, and had a more tangible grievance in Frederick’s imprisonment of the Swedish Archbishop of Lund, an old friend of Adrian’s in the days of his northern mission. He accordingly sent the most trusted of his advisers, Roland Bandinelli of Siena, Cardinal and Chancellor of the Roman Church, to state his grievances to the Emperor at the Diet of Besançon. |The Cardinal Roland at Besançon.| Roland’s first salutation of the Emperor was threatening. ‘The Pope,’ he said, ‘greets you as a father and the cardinals greet you as brothers.’ Frederick was irritated at the new and unheard-of claim of the cardinals to rank as the equals of Cæsar. But he was still more annoyed at the recitation of a papal letter, which boasted that the Pope had conferred many benefits on the Emperor.[20] The Latin phrase (conferre beneficia) used by Adrian might bear the technical sense of granting a feudal benefice from a lord to a vassal, and Rainald the Chancellor took care to 254translate it in that sense to the illiterate magnates. The fiercest indignation burst out, which rose to fever heat when Cardinal Roland answered the objectors by inquiring, ‘From whom then does the Emperor hold the Empire if not from the Pope?’ In answer to the Pope’s implied claim of feudal supremacy, the Emperor circulated a declaration of his rights throughout the Empire. ‘The Empire is held by us,’ he declared, ‘through the election of the princes from God alone, who gave the world to be ruled by the two necessary swords, and taught through St. Peter that men should fear God and honour the king. Whosoever says that we received the imperial crown from the lord Pope as a benefice goes against the Divine command and the teaching of Peter, and is guilty of falsehood.’ Early next year Adrian was forced to explain that he had used ‘beneficium’ in its general sense of ‘benefit’ and not in its feudal sense of ‘fief.’ A complete breach was thus prevented, but the ill-will still smouldered on and soon found a chance of bursting out again into flame.

Frederick’s Second Italian Journey, 1158–1162.

In July 1158 Frederick, at the head of a great army, crossed the Alps for the second time. ‘The arrogance of the Milanese,’ he declared, ‘has long caused them to raise their heads against the Roman Empire, and is now disturbing all Italy. We have therefore resolved to turn against them all the forces of the Empire.’ Lombardy was divided into two rival leagues, which bitterly hated each other. While Brescia, Crema, Parma, Piacenza, and Modena followed the league of Milan, Pavia headed a second confederacy, which included Lodi, Como, and Cremona, which fearing the power of Milan, gave its support to the Emperor. |Submission of the Lombard Towns.| After a fierce resistance Milan also made its submission, and promised to submit to the Emperor the ratification of the appointment of their consuls.

Flushed with his easy triumph, Frederick held in November a second Diet at Roncaglia. The most famous civilians of 255Bologna attended and declared the imperial rights so vigorously that Frederick took their order under his special protection, and gave doctors of laws the privileges of knights. |Diet at Roncaglia.| It was announced that the Emperor had resolved to take all his royal rights back into his own hands. The pleasure of the prince had the force of law, and no length of prescription could justify usurpation. But the Emperor was willing to reinvest both the lay and ecclesiastical lords and the towns with rights to which they had a lawful title. Nevertheless, the supreme magistrates of the towns were to be in all cases appointed by the king with the assent of the citizens. Instead of the aristocratic consulate, it was henceforth a main object of Frederick’s policy to establish a podestà as the supreme governor of each town. This representative of the imperial power was generally a stranger, with no interest or sympathy in the town that he ruled, and universally detested as an intruder and a despot. Immediately after the dissolution of the Diet, Rainald of Dassel and Otto of Wittelsbach went round to the various Lombard cities to set up podestàs. Milan, disgusted at the Emperor’s ignoring the terms of their former capitulation, refused to receive its podestà, and broke into revolt. Other cities followed its example—one of which, Crema, was carried by assault by Frederick after a terrible siege. Milan held out for three years, and had to face the whole of Frederick’s power, until at last famine forced it to open its gates. Frederick hardened his heart to the prayers of the Milanese, and made a great favour of allowing them their lives. |Revolt and destruction of Milan.| The chief men of the city were kept as hostages; the walls and defences were destroyed; and the ancient inhabitants were forbidden to dwell in the open village that now represented the city of St. Ambrose, where a few ancient churches, conspicuous among which was the Basilica of the patron saint, alone arose amidst the ruins. The relics of the three Magi of the East were secured by Rainald of Dassel for his own church at Cologne, of which they have ever since remained the chief glory. The 256municipal independence of Italy seemed extinct. The Emperor was king as well as overlord.

The Church witnessed with extreme alarm the growing fortunes of the Emperor. Adrian IV. showed his ill-will by putting obstacles in the way of the appointment of imperial nominees to vacant bishoprics, and Frederick retaliated by reverting in his correspondence with the Pope to a more ancient but less respectful form of address. In great disgust Adrian encouraged Milan to resist, and got ready for an open breach. He hoped to form an Italian league against the Emperor, and did not scruple to invoke the aid of the schismatic Manuel against the orthodox Frederick. But, on 1st September 1159, he was cut off by a sudden illness in the midst of his preparations. The next Pope was that Cardinal Roland whose zeal at Besançon had even outrun the zeal of Adrian himself. |Alexander III. 1159–1181.| Roland assumed the significant name of Alexander III.; and during his unusually long pontificate of nearly twenty-two years, he continued his predecessor’s policy with such energy that the strife of Pope and Emperor was soon renewed with all its old intensity.

Frederick’s friends among the cardinals, finding themselves powerless to oppose Alexander’s election, fell back on the old weapon of schism. On the same day (7th September 1159) that the majority of the cardinals elected Alexander, the imperialist minority of the Sacred College, stirred up by the indefatigable Otto of Wittelsbach, declared that their choice had fallen on the Cardinal Octavian, who assumed the name of Victor IV. |The Antipope Victor IV.| Frederick returned from the reduction of the Lombard cities to hold a council at Pavia to decide between the rival claims, and boasted that he was following the examples of Constantine, Charles, and Otto. Alexander utterly refused to submit his claims to a body convoked under the sanction of the temporal sword. ‘No one,’ he declared, ‘has the right to judge me, since I am the supreme judge of all the world.’ Though the synod of Pavia declared that Victor was the 257canonical Pope, Alexander, driven out of Rome within a few days of his election, was nevertheless looked up to as rightful Bishop by the greater part of the Christian world. In 1160 a synod of bishops subject to Louis VII. and Henry II. met at Toulouse and declared for Alexander. But the lawful Pope upheld his position with great difficulty in Italy. |Alexander in France.| During the first three years of his pontificate he maintained his court at Anagni and Terracina. In January 1162 he took ship to Genoa, whence after the fall of Milan, a few weeks later, he fled to France. Secure of the friendship of the two chief kings of the West, Alexander now quietly waited until the time was ripe for his return to Italy. In 1163 he held a council at Tours, within the dominions of Henry of Anjou, in which he excommunicated the Antipope and his supporters, among whom Rainald of Dassel, now Archbishop-elect of Cologne, was specially mentioned.

In 1162 Frederick returned to Germany; but not even the presence of the Emperor could keep the German prelates firm in their adhesion to the Antipope. Many of the clergy and most monks were on Alexander’s side, or at least strove to avoid open hostility to Frederick by demanding a General Council to heal the schism. The whole Cistercian and Carthusian orders worked hard for Alexander’s interest, and many of their leaders joined the growing band of Italian and German fugitives that swelled the court of the exiled Pontiff in Gaul. The death of the Antipope during Frederick’s third visit to Italy, in 1164, did not end the breach. Rainald of Dassel procured the election of a new Antipope in the Cardinal Guy of Crema, who styled himself Paschal III. |The Antipope Paschal III.| In 1165 Frederick held a Diet at Würzburg, where he promulgated the severest laws against the champions of Alexander, while the Emperor and his barons bound themselves by oath never to recognise Alexander or any of his followers as Pope. Rainald of Dassel strove hard to bring over Henry of England to support the schismatic Pope; but Henry, already involved in his struggle with Thomas of 258Canterbury, was too prudent to confuse his local quarrel with his primate with the general conflict of Pope and Emperor. The new Antipope formally announced the canonisation of Charles the Great, and Frederick went in great state to Aachen, where the bones of the great Emperor were solemnly translated to a golden shrine, while Frederick adorned the round Carolingian chapel with the magnificent candelabrum that is still one of its chief ornaments. But in the same year (1165), Alexander III. was encouraged, by the hostile attitude of the Lombards to Frederick, to venture back into Italy, and by November was again in possession of Rome, whence he fulminated excommunication against the Emperor.

Renewal of the Town-leagues in Lombardy, 1164.

Even after the fall of Milan, the north Italian cities still gave Frederick trouble. In 1164 the towns of the March of Verona, among them Verona, Vicenza, Padua, and Treviso, rose in revolt against their new podestàs, and formed a league for the preservation of their liberties. By holding in force the narrow gorge of the Adige to the north of Verona (La Chiusa di Verona), they hoped to prevent the return of Frederick to Italy by his usual route. Venice, already the open enemy of Frederick, actively supported the league of Verona. On the news of Frederick’s excommunication, the Lombard cities began to revive. Milan was rebuilt and re-fortified, and the schismatic bishops were chased away. It was high time for the return of the Emperor, and in November 1166 Frederick entered upon his fourth Italian expedition. Fearing to fight the Veronese league at Chiusa, he descended into Lombardy by the Val Camonica. Open resistance seemed stifled by the enormous German host that followed the Emperor; and Frederick, hurrying through the disaffected district, marched straight on Rome. |Frederick’s fourth Italian journey, 1167–1168.| After a fierce siege Frederick captured Rome, and was again crowned by the Antipope Paschal (1st August 1167), while Alexander fled, disguised as a pilgrim, to seek shelter with the friendly Normans at Gaeta. A terrible 259plague now swept away the victorious army of Frederick, and the Lombard cities, profiting by his misfortunes, formally renewed their league. Among the victims of the pestilence were Rainald of Cologne, the indefatigable chancellor, and the Emperor’s two cousins, Frederick of Rothenburg, Duke of Swabia, and the warlike young Welf VII., son of Welf VI. of Bavaria. Frederick, with the remnants of his army, had the utmost difficulty in effecting his retreat to Lombardy. The Papalists boasted that God had cut off the host of Frederick as of old He had destroyed the army of Sennacherib before the walls of Jerusalem.

The Lombard League, 1168.

The Lombard league took its final shape in the beginning of 1168, when Frederick was refreshing his exhausted forces at Pavia. The members pledged themselves to aid each other against all those who would make war against them, or would exact anything more from them than had been customary. They also appointed rectors, chosen from among the consuls of the several cities, for the management of federal affairs. Fear of the Emperor had now destroyed even the jealousies of neighbouring and rival cities, and the league now included all the towns of the northern plain, from Milan to Venice, and from Bergamo to Bologna. Lodi itself now made common cause with its old enemy Milan, and even the obstinate imperialists of Pavia grudged to the beaten Emperor the protection of its walls. All the approaches to the northern Alpine passes were blocked by the confederate cities, and the Emperor could only get home by a long detour through the uplands of Montferrat and Piedmont. In the spring of 1168 Frederick made his way to Susa, and thence over the Mont Cenis. After his departure, new accessions increased the Lombard league, and Alexander III. sent it his blessing. |Foundation of Alessandria, 1168.| In the spring of 1168 the league founded a new city in a marshy district, on the banks of the Tanaro, and called it Alessandria in honour of its patron. Vast earthworks and a strong castle made their creation an impregnable fortress, 260calculated to hold out as long as provisions remained. The town soon prospered: the Pope erected it into a bishopric, and settlers from all sides made it a busy centre of trade. The foundation of Alessandria pushed the league’s territory more to the westwards, into the region where the feudal potentates were still strong, and where cities like Asti, Vercelli, Novara, were now emboldened to join it. Moreover, the city protected the high road from Milan to Genoa which gave Lombardy access to the sea, and blocked the descent of German armies from the Burgundian passes as effectively as the league had already blocked the northern valleys of the Alps.

The Antipope Calixtus III.

For the next six years the Lombard league was suffered to live in peace. On the death of the Antipope Paschal in 1168, a new pretender was set up, called Calixtus III. But for all practical purposes Italy was independent of the Emperor. Frederick’s last partisans in north Italy, the citizens of Pavia, and the Counts of Montferrat and Biandrate, were constrained to submit to the league. In Germany the ecclesiastical opposition grew under the guidance of the Archbishop of Salzburg, and Alexander became more and more generally recognised. Renewed efforts to win over Henry of Anjou to support the Antipope were unsuccessful, and the humiliation of the English king after Becket’s murder was a lesson to Frederick of the abiding might of the Church to control princes. The growing power of Henry the Lion excited the fears of the smaller barons and the jealousy of the Emperor. |Frederick’s fifth Italian journey, 1174–1177.| But Frederick sought to avert the inevitable conflict in order that he might revenge himself on the revolted Lombards. Meanwhile his agents strove to gain friends for him in central Italy, where the removal of all external control had fiercely divided the towns of Tuscany and Romagna. In 1174 Frederick made his fifth expedition to Italy. But the small army which he led in September over Mont Cenis was mainly composed of his personal 261vassals, the stronger princes remaining at home. Nevertheless, a revival of the imperial party followed the reappearance of the Emperor in Italy. After destroying Susa and capturing Asti, Frederick vigorously besieged the new city of Alessandria—the city of straw, as the imperialists called it. Meanwhile Christian, Archbishop of Mainz, won important successes for the Emperor in Tuscany and Romagna, but failed at the siege of Ancona. The siege of Alessandria lasted till April 1175, when the rectors of the league came to its relief. Both armies prepared for battle at Montebello, but at the very moment of the conflict negotiations were entered upon, at the instance of the Cremonese. Yet Frederick would not accept the hard conditions of the Lombards—the recognition of their liberties, acknowledgment of Alexander as lawful Pope, and the incorporation of Alessandria as a member of the league. The ‘Peace of Montebello’ was accordingly broken, and both sides prepared to fight to the end.

The battle of Legnano, 1176.

Frederick drew fresh reinforcements from Germany for the campaign of 1176; but Henry the Lion refused to come, and a personal interview between him and Frederick at Chiavenna did not induce him to change his purpose. Nevertheless, with the help of his Italian friends, Frederick was still at the head of a gallant army, while the warlike Christian of Mainz kept the Normans in check by invading Apulia. The northern campaign opened when Frederick left Pavia and joined the force, which was now brought from Germany, at Como. His object now was to return with his new troops to Pavia. But Milan blocked the direct road, and forced the Emperor to make a circuit to the west. The Milanese anticipated this movement by marching out of the city with their caroccio, hoping to cut off the German host before it could reach Pavia. On 29th May the confederates encountered the imperial army near Legnano, about seventeen miles north-west of Milan, in the plain that stretches from the river Olona westwards to the Ticino. The caroccio was put in the centre of the army, and protected by 262a select band styled the ‘Company of Death,’ who had sworn either to conquer or never return. The fierce charge of the mail-clad German knights put to flight the knights of Lombardy, and Frederick, who here commanded in person, fiercely assailed the infantry grouped round the caroccio. For a moment the cause of the league seemed undone. But the Emperor was unhorsed in the struggle, and the rumour soon spread that he had fallen. The infantry in close array held their own manfully, until the fugitive cavalry rallied and assailed the Germans in flank. Before nightfall Frederick’s army was hopelessly broken, and the Emperor gained Pavia, almost unattended, with the utmost difficulty. But the citizen-soldiers went home, and did not follow up their victory, and Cremona with other towns became so jealous of the success of Milan that they prepared to make separate terms with the Emperor. Frederick himself had grown weary of the struggle; and the Archbishops of Cologne and Magdeburg, who had brought the last army from Germany, declared that they would no longer support the Emperor, and urged him to reconcile himself with Alexander. In October Frederick reluctantly broke the ill-fated oath of Würzburg, and sent Christian of Mainz and other German prelates to Anagni to conclude peace with the Pope. He still hoped to detach Alexander from the Lombard cities, and resume hostilities against them after he had been reconciled to the Church. Alexander refused to betray either the cities or his older ally, William of Sicily, and Frederick reluctantly brought himself to accept the hard terms of the victors. In March 1177 Alexander and his cardinals journeyed to Venice to be near the negotiations. |The Peace of Venice, 1177.| It seemed as if all Italy were banded together against the Emperor, and as if instead of resisting lawful authority, the papal alliance represented an Italian national party banded together against foreign invaders from beyond the Alps. Frederick yielded on all substantial points. He was restored to the communion of the Church, and on 24th July 1177 was suffered to enter 263Venice to make his submission to Alexander. Frederick was conducted in great state to the Piazza, where the Pope, surrounded by cardinals and prelates, waited for him in the portico of St. Mark’s. ‘Then,’ says a contemporary, ‘he was touched by the spirit of God, and, abandoning his imperial dignity, threw himself humbly at the feet of the Pope.’ Alexander, with tears in his eyes, raised his fallen enemy, and gave him the kiss of peace. It was exactly a hundred years since Henry IV. had gone to Canossa.

In August the Peace of Venice settled the details of Frederick’s reconciliation with the Papacy. All the lands usurped from the patrimony of St. Peter were to be restored. The Pope and Emperor promised mutual aid against each other’s enemies, and were lavish in vows of future friendship. A truce was secured for the Lombards, the Normans, and even for Manuel Comnenus, while the detailed conditions of a final settlement were slowly adjusted under the mediation of the papal legate. |End of the schism in the Papacy, 1178.| In August 1178 the Antipope Calixtus renounced his pretensions, and, though a few obstinate schismatics sought still to carry on the line of Antipopes, their nominee was soon forced into a monastery. The permanent treaty with the Lombards was finally signed on June 1183 at Constance. |Peace of Constance, 1183.| By it the Emperor granted to the cities of the Lombard league all the royal rights (regalia) which they ever had, or at that moment enjoyed. The cities were allowed to build fortifications, to continue their league, and make such other combinations as they wished. They had complete jurisdiction over their own members, could levy troops, coin money, and exercise practically all regalian rights. The imperial podestàs disappeared, and henceforth the podestâ was but a foreign judge called in by the citizens, in the hope that his strangeness to local factions would make him an impartial magistrate. The only clauses which upheld the supremacy of the Emperor stipulated that the consuls should receive imperial confirmation, that a right of appeal should 264lie to the imperial court, and that the Emperor should still have a claim to receive the fodrum as a contribution to his military expenses. Such rights as thus remained to the Emperor were henceforth exercised by legates and vicars, very careless of their absent master. For all practical purposes, the Treaty of Constance made the Lombard republics self-governing city-states. The barest overlordship henceforth alone remained to him who in past generations had aspired to be their effective master. The Empire was by no means destroyed by this great blow, but henceforth Italy and Germany have each their independent development.

Frederick and Germany.

After the peace, Frederick’s main occupation lay in Germany. During the Emperor’s Italian troubles the power of Henry the Lion had gone on increasing. In the north in particular, Henry had renewed the ancient policy of extending the German race at the expense of the Slavs. Using his Saxon duchy as the basis of his operations, he completed the Germanisation of the lands between the Elbe, Baltic, and Oder, that, despite the work of the Ottos, and Lothair and Albert the Bear, were still largely Slavonic and heathen. So solid was his power, that disasters in Italy, such as in the days of the Ottos, had led to a Slavonic reaction in the north-east, had no influence in retarding the march of German conquest. Before long, the vastness of Henry’s resources and the stability of his policy threw the exploits of Albert the Bear into the shade. In alliance with the young Valdemar I. of Denmark, Henry carried to a completion the long process of the conquest of the half-heathen tribes beyond the Elbe, and grudged his reluctant ally a share in the spoils of war. The warlike Abotrites were at last subdued and forced to profess Christianity, and the fortress and bishopric of Schwerin was established by Henry in their midst, along with numerous colonies of Saxons and Flemish settlers. |Henry the Lion and the Marks.| Henry was as great a founder of towns as Otto the Great. Lübeck, founded in 1143 by his dependant, 265Count Adolf of Holstein, and the first German town on the Baltic, owed its existence to his energy. The bishoprics of Mecklenburg and Pomerania claim him as their founder. Cistercian and Premonstratensian missionaries crushed out the last remnants of heathenism, and trade followed strong rule. In 1168 Henry married Matilda, the daughter of Henry of Anjou, an alliance that established a warm and permanent connection between the Guelfic house and the English throne.

Henry the Lion and his duchies.

Henry the Lion sought to rule within his duchies with the same autocratic power with which he governed his border conquests. The local nobles and prelates saw in his policy a design against their franchises, and combined to offer him a vigorous resistance. Albert the Bear, who had never lost hope of regaining Saxony, opposed him even in the Marks. In 1166 the princes of Saxony, headed by Rainald of Dassel and the Archbishop of Bremen, went to open war against Henry, but the personal intervention of the Emperor restored peace in the Diet of Würzburg. The Lion’s northern allies were equally alarmed at his triumphs; and Valdemar of Denmark, irritated by his requiring a share in the recent Danish conquest of Rügen, became his enemy, but was soon obliged to crave his forgiveness, and Valdemar’s son and successor, Canute VI., married Henry’s daughter Gertrude. In 1170 the death of the restless Margrave Albert relieved Henry from the most dangerous of his opponents. His position was now so strong that he was able, between 1170 and 1172, to go on pilgrimage to the Holy Land, where he was received with great honour, and whence he brought back many relics, which he enshrined in the stately churches at Brunswick of which he was the founder. Though shorn of the East Mark by the creation of the new duchy of Austria, Henry was still able to exercise almost as great an influence on the Germanisation of the south-west as on the same process in the north-east. It was the age of German colonisation, when, from the overpeopled lands of 266the Netherlands and old Saxony, adventurers sought a fresh home in the lands newly won to civilisation. German colonists in Meissen and in the lands ruled by Czech and Magyar, owed their position to Henry. In Bavaria itself he was the founder of the city of Munich.

It was inevitable that Frederick should look with suspicion upon so powerful and restless a vassal, especially as, even before the Chiavenna interview, Henry had ceased to take part in promoting the imperial designs on Italy. But as long as Frederick’s main object was the subjection of the Church and the Lombards, the support of Henry was indispensable to him. However, after the Peace of Venice the condition of affairs was altered. Henceforth the Emperor’s best hopes of success, both in Germany and Italy, lay in the support of the great ecclesiastics who had so long opposed Henry in Saxony. It was now Frederick’s policy to strengthen his position in North Germany by alliances with the local magnates, both ecclesiastical and lay, who were eager to join with the Emperor in breaking down the power of their autocratic duke.

After the peace with the Church, Bishop Ulrich of Halberstadt, who had been expelled as a partisan of Alexander, came back to his see. Henry, who, during his absence, had administered the possessions of the bishopric, refused to surrender them to him. Philip of Heinsberg, Archbishop of Cologne, formed a close alliance with Bishop Ulrich. The allies excommunicated the duke, and devastated his lands in Westphalia. Meanwhile Frederick left Italy in the summer of 1178, and after receiving the crown of the Middle Kingdom at Arles, reached Speyer in October, where Henry the Lion visited him and complained bitterly of the treatment he had received from the confederated bishops. |Fall of Henry the Lion, 1180.| A Diet was summoned to meet at Worms in January 1179, to consider the feud, but Henry did not appear, and the elaborate complaints of his vassals remained unanswered. In the summer the Emperor visited Saxony, but Henry again refused an interview at Magdeburg, 267where new complaints were laid before the Emperor. A little later, a private interview between king and duke led to no result. Henry neglected the third and last opportunity of formally appearing before Frederick, and despairing of the Emperor’s justice, devastated the Saxon bishoprics with fire and sword, and called in his old enemies the Slavs to invade German territory. In January 1180 a Diet was held at Würzburg. For the fourth time Henry refused to appear, and the sentence of banishment and the loss of his fiefs was given against him. Henry declared that as a Swabian he had a right to be tried by the magnates of Swabia alone, and strove to fight for his inheritance, but had little success. He hoped great things from his foreign friends, but no help came either from his father-in-law, Henry of England, his old ally, Valdemar of Denmark, or his more recent associate, the young Philip II. of France. In the summer of 1181 the Emperor easily conquered Saxony. In November the once mighty duke was forced to crave pardon at Erfurt. Frederick treated him kindly, and restored to him Brunswick, Lüneburg, and most of his allodial possessions. But at the prayer of the assembled magnates he reaffirmed his sentence of banishment, and of the deprivation of his duchies. The exiled duke retired to Normandy and England, where his father-in-law, Henry II., treated him with marked consideration. By a pilgrimage to St. James of Compostella, he sought to do penance for his violence to the churches. His political career seemed at an end.

The possessions of the GUELFS in the days of HENRY THE LION
Division of the Saxon duchy.

268The vacant duchies of the Guelfs were disposed of on conditions that mark an epoch in the territorial development of Germany. Saxony, the last stronghold of the sentiment of the ancient four peoples of Germany, now underwent the same fate that had fallen to Bavaria earlier in Frederick’s reign. The western parts, including the vast dioceses of Cologne and Paderborn, were erected into the new duchy of Westphalia, and granted to the Archbishop of Cologne, Frederick’s ally. The lands between the Weser and the Elbe went to the chief of the lay enemies of the Guelfic house. Bernard of Anhalt, the son of Albert the Bear, received this district, along with the ducal title, but only on condition that the counties and bishoprics that in Henry the Lion’s days had been directly dependent on the Saxon duke, should henceforward hold immediately of the Empire. In the south the aged Welf VI. had quite withdrawn from politics, and Otto of Wittelsbach, Count-Palatine of Bavaria, the strenuous upholder of Frederick’s policy in Italy, was before long invested with the duchy of Bavaria, over which his descendants still bear rule. The fall of the Guelfs, the one family strong enough to rival the throne, compensated in some measure for Frederick’s failures in Italy. By the partition of Saxony and Bavaria, the last danger to the monarchy from the national duchies was removed. |Diet of Mainz, 1184.| In the great Diet of Mainz, held in 1184, the glories of the Diet of Besançon were 269renewed, after which the Emperor went over the Alps for his sixth and last visit to Italy. So strong did Frederick still feel himself, that he yielded to the importunities of Henry of England, and allowed Henry the Lion to return to Germany.

Union of Sicily with the Empire.

Misfortunes followed Frederick’s fresh intervention in Italy. On his way he concluded, at Augsburg, a treaty (October 1184), which ranks as the greatest of his diplomatic triumphs. In 1169 his eldest son, Henry, had been crowned King of the Romans at Aachen, when still a child. He was now becoming his father’s active fellow-worker. By the Treaty of Augsburg it was arranged that the young king should marry Constance of Sicily, the daughter of King Roger, and the aunt and heiress of the childless William II. From this sprang the ultimate union of the Hohenstaufen with the Sicilian royal house, and the conversion of southern Italy, hitherto the chiefest strength of the papal power, into the strongest bulwark of the Swabian Empire. Nor was this Frederick’s only success in Italy. |Revival of Frederick’s power in Italy.| The league of northern cities had broken asunder after the fear of his strong hand was removed. In 1181 the former imperialist towns—Cremona, Pavia, Lodi, Bergamo, Como—separated themselves from the confederation, and formed a league, bitterly opposed to Milan and her allies. Frederick also took advantage of the feuds of Tuscany and Bologna to build up a party there, and by lavish grants to Pisa and Lucca he secured, though at vast cost, powerful friends in middle Italy.

The Lateran Council, 1179. Death of Alexander III., 1181.

The Papacy had lost the great man who had so long upheld its fortunes. Alexander III.’s last important act was the assembling, in March 1179, of the third General Council of the Lateran, where the law was promulgated that a valid election to the Papacy required the votes of two-thirds of the cardinals present in the conclave. He died on 30th August 1181, full of years and honours. His five immediate 270successors did not reign long enough to make any real mark, and were much hampered by their strife with the Romans. Lucius III. (1181–1185) the first of the series, was still Pope when Frederick paid his sixth visit to Italy. |Lucius III., 1181–1185.| In November 1184 Pope and Emperor met at Verona, where Lucius refused to consent to Frederick’s proposal that his son, the young King Henry, should be crowned Emperor during his own lifetime. Under Urban III. (1185–1187), Lucius’ successor, a new quarrel between Pope and Emperor seemed imminent. |Urban III., 1185–1187.| The immediate pretext of this was a double election to the Archbishopric of Trier, where the imperialist choice of Rudolf of Wied had been opposed by the appointment of the ambitious Archdeacon Folmar by the hierarchical party. Urban III. consecrated Folmar archbishop, and a powerful coalition against Frederick was formed, including besides Folmar, Philip, Archbishop of Cologne, and Henry the Lion, but recently back to his German estates, whose father-in-law, Henry of England, and son-in-law, Canute VI. of Denmark, promised their assistance. |Threatened renewal of quarrel between Empire and Papacy.| But Frederick had still the upper hand, and his ancient enemies in Italy and Germany were now foremost in supporting him. While Cremona joined the Pope, Milan concluded a close alliance with the Emperor, and the marriage of King Henry and Constance was celebrated within the walls of the once rebellious city. After the marriage, a threefold coronation ceremony took place, in which Frederick received the crown of Burgundy, Henry that of Italy, and Constance the queen’s crown of Germany. Henceforth the ancient title of Cæsar was revived in Henry’s favour, in the same sense as that in which Diocletian had designated the Cæsar to be the assistant and successor of the imperial Augustus. In Italy the young Henry devastated the lands of the Papalists. In Germany, where the bishops supported Frederick, Philip of Cologne, abandoned by his English allies, was utterly 271defeated. Urban persisted in his opposition, and was preparing to excommunicate the Emperor, when the fatal news of the collapse of the Christian power in the East came as a thunderclap. |Gregory VIII., 1187.| A few days later Urban died (20th October 1187), and his successor Gregory VIII. (October-December 1187) strove to unite Europe in a new Crusade, and dying after a few weeks, the next Pope, Clement III. (1187–1191) removed the chief cause of the dispute by depriving Folmar of his archbishopric, and by promising to crown Henry. |Clement III., 1187–1191.| Henry the Lion atoned for his new treason by a new exile. The younger son of Frederick, Frederick, now received the duchy of Swabia, in succession to Frederick of Rothenburg. Peace was thoroughly restored, and the power of the Emperor established on a firmer basis than ever. In Italy order was again secured. Since the death of Alexander III., the Popes had mainly lived in northern Italy, but in 1188 Clement III. was restored to Rome. His successor Celestine III. (1191–1198) lived peacefully in the capital, but the Senate still ruled Rome and not the Pope.

Crusade and death of Frederick, 1190.

Once more master of Germany and Italy, the old Emperor showed his imperial position in its most ideal aspect by putting himself at the head of a great European movement. In 1187 Saladin conquered Jerusalem from the Christians, and a mighty crusading impulse ran for a third time throughout Europe. At Easter 1188, Frederick once more took the Cross, and leaving the Cæsar Henry as regent, left Germany in May 1189. In June 1190 he perished in Cilicia, without having ever reached his goal.

Frederick’s character.

Ragewin, the biographer of Frederick, minutely describes his person and character. His stature was not above the middle height, but his frame was elegant and well proportioned. Flowing yellow hair curled over his brow and almost concealed his ears, and his close-cropped reddish beard gave him his familiar surname of 272Barbarossa. His eyes were clear and bright, his nose well shaped, and his whole countenance joyous and merry. His throat and neck were somewhat thick. His milk-white skin easily reddened, not through anger but from modesty. His gait was firm and regular, and his habit of body vigorous. His voice was clear and full. He enjoyed excellent health but for chronic attacks of fever. He was chaste, honourable, just and religious. He was assiduous at divine worship, devout in his behaviour in church, and very respectful to the clergy, regularly putting aside a tenth of his income for pious and charitable objects. A mighty warrior, he only rejoiced in battle because victory was the best means of assuring peace. He was zealous in his attention to public business, and kept in his hands the whole strings of his policy. He delighted in hunting, and was able to lay aside his royal state in hours of recreation without loss of dignity. He was fond of reading history, especially the story of his great predecessors in the Empire. Speaking eloquently in German, he could understand Latin better than he could talk it. Simple but never negligent in his personal habits, he wore the ordinary German dress. He spent much money on buildings, especially in restoring ancient palaces in Germany and Italy. His greatest ambition was to restore the Roman Empire to its pristine glory. During his reign both Germany and Italy enjoyed a prosperity and peace to which they had long been strangers. Agriculture flourished: commerce took a mighty impetus: the towns became wealthy and self-governing, and secured for themselves as strong a position as the barons and bishops within the political system of feudalism. A German national literature attested the growth of German national consciousness. The Niebelungenlied took its modern form, and its heroes, by their strange medley of chivalry and violence, well represent the ideals of the age. The Minnesinger began their songs, and the rhymed Kaisercronik brought home to all the mighty deeds of former Emperors. In later times, when the seeds of disunion sown by the great Emperor’s policy 273had brought forth their fruits, men looked back to the age of Barbarossa with admiration and longing. A strange legend ultimately grew that Frederick was not dead but sleeping, and that in due time he would again appear to restore peace and justice, and again realise in his own person the Kingdom of God on earth.

274

CHAPTER XII
FRANCE, NORMANDY, AND ANJOU, AND THE BEGINNINGS OF THE GREATNESS OF THE CAPETIAN MONARCHY (1108–1189)[21]

Contrast between French and German History—Character and Policy of Louis VI.—Suger—The Conquest of the Royal Domain—Louis VI.’s relations with Normandy, England, Blois, and Aquitaine—Louis VI.’s dealings with the Church and the Towns: Character of Louis VII.—The first ten years of his reign—Divorce from Eleanor of Aquitaine—Rise of Blois and Anjou—The Rivalry of Louis VII. and Henry II.—Progress of the Monarchy under Louis VII.—The early years of Philip Augustus—Death and defeat of Henry II.

Contrast between the course of French and German History.

While the imperial rulers of Germany lavished their resources on the pursuit of impossible ideals, the kings of France worked up their way from small beginnings to the possession of great power. In the beginning of the twelfth century there could be no effective comparison between the insignificance of Philip I. and the grandeur of Henry IV. even in the moments of his worst difficulties. Before the century was out, the power of Philip Augustus was worthy to rival that of Henry VI., and a few years later triumphed in the field over all the forces of the German Empire.

Character and policy of Louis VI.

275The reign of Louis VI. (1108–1137) marks the first and most important stage in this development. The only son of Philip I. and Bertha of Holland, Louis was born in 1081 and brought up in the abbey of Saint-Denis, which he left in 1092, on receiving from his father the investiture of the Vexin, where he learnt his first experience in war and statecraft while defending his appanage against William Rufus. About the end of the century he was associated with his father as king-designate, and for the next eight years the premature infirmities of Philip I. gave Louis a large share of power. On Philip’s death in July 1108, he was at once crowned king at Orléans.

In person Louis was very like his father, with his great height, pale face, and the excessive corpulence that neither constant activity in the field nor unwearied labours in the chase could subdue, and which gave him his almost contemporary surname of the Fat. Like his father also, he was greedy and sensual. But with all his faults, he had acquired at Saint-Denis the softness and mildness of disposition which was his most essential characteristic. He was, moreover, just, loyal, and upright, ever preferring to reach his aims by simple and direct means rather than by craft and treachery. ‘A mighty athlete and an eminent gladiator,’ as his biographer calls him, he was constantly engaged fighting from youth upwards, and never abandoned his military habits, though at the age of forty-six he was too bulky to be able to mount on horseback. His nobles disliked him, as the Normans disliked Henry I., for his love of men of low condition. He was no knight-errant, but a shrewd practical warrior, ever bent on maintaining or increasing his power, and making the chief object of his activity the abasement of the barons of the royal domain and the protection of the poor and the weak from their high-handed violence. He also carefully watched the overgrown power of the great feudatories. Unlike his father, Louis kept on good terms with the Church, posing as the protector of churchmen from the brutality and greed of 276the lay baronage. He was ever mindful of the monks, and never lost his love for the home of his youth. |Suger.| His famous minister Suger became, in 1122, Abbot of Saint-Denis, and the relations of king and minister went back to the days when Louis abode within the great abbey where Suger, a boy like himself, was being prepared for the religious vocation. A man of humble origin, small and mean appearance, and with wretched health, but restless, indefatigable, clear-sighted and politic, Suger’s brain suggested a subtle policy such as the rough soldier-king delighted to follow. Suger accompanied his master in all his travels, and kept so constantly at court that the zealots reproached him with neglecting the administration of his abbey. In Louis’ later years the influence of St. Bernard induced the statesman-monk to make the reform of the discipline of Saint-Denis one of his main objects of attention. But he never lost his influence over Louis, and to his interest in the strong Church party must be largely attributed the direction of Louis’ ecclesiastical policy. After the king’s death, Suger wrote his biography, and gave us the clearest notion of the life and work of the first Capetian king who approached greatness.[22]

The conquest of the royal domain.

There was a real danger of the hereditary domain of the Capetians slipping away as completely from the control of the house of Capet as the more remote regions which only acknowledged the king as suzerain. The proprietor of the strong tower of Montlhéry could block the road between Paris and Orléans, and the bishops and abbots of the Isle de France, the most faithful supporters of the crown, had to witness the constant aggressions of a swarm of petty tyrants. It was an everyday thing for the local lord to take up his quarters in a monastery, with his greedy following, steal the wine, corn, and cattle of the hosts, and pollute the cloister with orgies and bloodshed. Conspicuous among these high-born brigands 277were Hugh of Le Puiset, the tyrant of the rich plains of La Beauce, and Thomas of Marle, a member of the house of Coucy, and the cruellest and most able of the barons of the royal domains. Louis VI. ever gladly responded to the complaints of a bishop or abbot against a baronial oppressor. He led countless expeditions against the barons of the Isle de France; expeditions which were individually unimportant, but which in the aggregate completely revolutionised the position of the monarchy within its domain. He was as a rule successful, though his task was complicated by his insignificant enemies rallying to their support more formidable foes, such as the King of England or the Count of Blois, the most rebellious representatives of the great feudatories. Confident of the support of the clerks, the townsfolk, and the lesser people, the king was able, by his vigour and persistence, to crush the most formidable of his enemies. Hugh du Puiset, after repeated defeats, was forced to betake himself to the Holy Land. Thomas de Marle died a defiant captive of the prince that he had so often disobeyed. Louis’ numerous campaigns kept clear the roads that united the royal towns, such as Paris, Orléans, Bourges, Sens, Beauvais, Mantes, Etampes, Senlis, Noyon, Montreuil. Before his death the baronage of the domain had learnt that the king was no mere suzerain, but an effective ruler. Moreover, Louis’ triumphs in war enabled him largely to dispense with the disloyal assemblies of magnates who had claimed to direct his policy. The power of the state fell into hands that Louis could trust, like Suger and the bishops. Among laymen the barons were superseded by warriors and men of business, whose whole occupation was in the royal household. Three brothers of the family of Garlande had among the knights of the court the same pre-eminence that Suger had among the clerks; and the fourth Garlande, Stephen, though tonsured, succeeded two of his brothers as royal seneschal, and was the only cleric who ever held that knightly office.

The establishment of the royal authority over the royal 278domain was but analogous to the process which was going on all over France, and making the chief feudatories of the crown centres of stronger and better organised patrimonies. |Louis VI. and the great feudatories.| Each of the leading states of France had become more self-centred, more concentrated within its own resources. As a natural consequence their relations with each other and with the crown assumed a different character. Each fief lived its own life apart, and followed a different course of development. Of all the French kings Louis VI. had the least frequent dealings with the great vassals of the crown. What relations he had remind us rather of international than of domestic relations.

Louis VI. and Henry I.

In 1106 Henry I. of England became Duke of Normandy by the defeat of his brother Robert at Tinchebrai, and Louis VI. had to contend for the greater part of his reign against him. Before long, two strong coalitions were formed under Louis and Henry. Louis supported the rebellious barons of Normandy, who hoped to make Robert’s son, William Clito, their duke, and ultimately found more powerful allies in Baldwin VII. of Flanders and in Bertrada’s son by Fulk le Réchin, Fulk V., Count of Anjou. After Baldwin’s death, Louis VI. secured the succession to Flanders for Charles of Denmark, whose brief reign of peace, justice, and benevolence secured for him the title of Charles the Good. Charles’s murder in 1127 filled Europe with horror. Louis prevailed on the Flemings to accept William Clito as their next count, and to him Thierry of Alsace became a rival claimant. The Clito died in 1128 after destroying his prospects by his folly, and Louis was now forced to recognise Thierry. All through his reign he thus exercised a real influence over the course of Flemish affairs.

279

GENEALOGY OF THE HOUSE OF BLOIS.

280Henry of England was equally active on his side. Besides his Breton vassals, he could rely upon the special enemies of Louis, the barons of the Isle de France. He became a warm partisan of Thierry of Alsace, and intrigued with the Flemish townsfolk, who were seldom on good terms with their counts. |Louis VI. and the House of Blois.| Above all he had the powerful support of his nephews, Theobald IV., Count of Blois, surnamed the Great, and of his younger brother Stephen, who through his wife had become Count of Boulogne, and was later to become King of England. Theobald the Great was a much abler man than his brother, and the most rancorous and persistent of Louis VI.’s foes among the leading feudatories. In 1125 he once more united the counties of Blois and Champagne, so that he could attack his suzerain both from the south and from the east. But the most powerful combinations of twelfth century diplomacy proved singularly weak when brought into action. Almost ceaseless war was waged between Louis and Theobald, and the struggles of Louis and Henry were only less constant. The desolating, unending, purposeless, and unskilful warfare of the twelfth century was utterly fruitless in results. It was enough for Louis that, despite some defeats, he held his own fairly well.

Louis VI. and Aquitaine.

Before the end of Louis’ reign new complications ensued. In 1128, finding the hostility of Anjou a chief obstacle in the way of his plans, Henry I. married his widowed daughter and heiress, the Empress Matilda, to Geoffrey, the son and heir of his old enemy Fulk of Anjou. The way was thus prepared for the Angevin Empire of Henry II., though the refusal of England to accept Matilda as Henry’s successor in 1135 seemed for the moment to remove any imminent danger. While England received Stephen, Geoffrey of Anjou established himself a few years later as duke of Normandy. Soon after, Stephen’s brother, Theobald of Blois, made his peace with Louis. Moreover, two years later Louis negotiated another alliance that seemed to offer even greater prospects to the heir to the French throne. On Good Friday 1137 William X., Count of Poitou and Duke of Aquitaine, died on pilgrimage. He was 281the last male of his house, and his daughter Eleanor succeeded peaceably to his great inheritance. William had wished that his daughter should marry Louis the Young, the eldest surviving son of his suzerain. In a few months the marriage was effected. The vast domains of Eleanor in Poitou, Saintonge, and Guienne at once doubled the domain of the crown, and made the young Louis immediate lord of most of the great barons between the Loire and the Pyrenees. But so long as the interests and feelings of south and north were so absolutely different, it was no great gain to a king, who had only just secured the overthrow of the feudal castles of the Seine and Oise, to begin in his old age a similar but more hopeless struggle on the Charente and the Dordogne.

Louis VI. and the Church.

While Philip I. kept both Rome and Cluny in check, his son became the stalwart champion of the rights of the Church. It was his friendship for the Church that conquered the Isle de France and made it possible for Suger to serve two such different masters as Louis VI. and St. Bernard. Louis VI. restored the strong alliance with the Papacy that prepared the way for the time when the French king could boast that he was ‘the eldest son of the Church.’ He ardently supported Innocent II. against Anacletus, welcomed Innocent to his dominions, and attended the Council of Sens in 1131. Nevertheless he did not scruple to show priests and monks that he meant to be master in his own kingdom, making bishops as well as barons respect the royal justice, and never relaxing his rights over ecclesiastical appointments. Even when Suger was chosen abbot by the over-zealous monks of Saint-Denis, who had neglected to wait for the King’s authorisation to elect, Louis, though he confirmed the election, put in prison the monks who brought him the news of their brethren’s unconstitutional haste. Louis quarrelled with leading bishops like Ivo of Chartres and Henry of Sens. Indignation at Louis’ treatment of his bishops drew Bernard from his retreat to denounce a 282king who ‘persecuted not so much bishops, as the zeal for justice, and the habit of religion which he finds in them.’ But these examples of friction were exceptional. If the clergy would but accept his authority, they could have no better friend than Louis VI. And besides his alliance with the Church, Louis VI. drifted gradually into an alliance with the lesser people, which reminds us of the constant championship by the Norman kings of England of the popular as against the feudal party. The better peace that now prevailed throughout France made town life, trade and commerce, possible on a larger scale than in the rough times of absolute feudal anarchy. |The communal movement.| The communal movement was now beginning in northern France, and though the king was far from being, as the older historians make him, the ‘enfranchiser of the communes,’ he was at least not fiercely hostile to the less revolutionary sides of the new movement.[23] He issued a large number of charters to towns and villages under ecclesiastical control, which, though meant to help the Church, also tended to help forward the municipal movement. Even more than this, his zeal to uphold sound justice was an incalculable boon to his people. The simple peasants saw in the good king a wonder-worker and a thaumaturgist, and were ready to give almost divine honours to the prince whom they celebrated as ‘the Justiciar.’

Ill health and anxiety wore out the health and spirits of Louis. His last days were full of trouble. He desired to retire to the home of his youth clad in the Benedictine garb, but he was too ill to be able to realise his wish. He died at Paris almost in the odour of sanctity, lamenting with his last breath that it was not the lot of man to combine the energy of youth with the experience of age.

Louis VII., surnamed the Young, the eldest of the five sons that Adelaide of Maurienne bore to her husband, had already, 283when a child nine years old, been crowned at Reims by Innocent II. He was still in his new Aquitanian domains when his father’s death gave him the exclusive rule over France. |Character of Louis VII.| Suger and the other ministers of the old king did their best to carry on still further the policy which had so much improved the position of the French monarchy. But Louis VII. was very unworthy to continue the work of his strong and vigorous father. He is praised by the chroniclers for his honesty, simplicity, and benevolence. He was a fair soldier, but his love of peace made him reluctant to assume the sword, and his weakness and indecision of character often led him into deceit and double-dealing. The chief positive trait in his disposition was a rigid and monastic piety, which kept his private life pure, but led to scruples of conscience and hesitation in conduct that not a little unfitted him for the rude tasks of kingship. The feudal party soon realised his weakness, and Suger found that the work of Louis the Fat had to be done over again. If the petty lords of the Isle de France were still kept in check, the independent great vassals soon began to enlarge their pretensions. It was a time of feudal reaction all over Europe. The weak Stephen had succeeded Henry I., ‘the lion of righteousness,’ in England. Conrad III., the slave of the Church, had replaced the capable but limited Lothair of Supplinburg. Under Louis VII. the same tendencies manifested themselves in France. It speaks well for Louis VI. and Suger that it was a period of stagnation rather than of positive reaction in the fortunes of the French monarchy.

The first ten years of Louis VII., 1137–1147.

The first ten years of Louis VII.’s reign were filled with petty and purposeless wars. In his zeal to assert the rights of his wife, Louis spent much time south of the Loire to the neglect of his more immediate interests in northern France. Besides useful but not very fruitful efforts to carry out in Eleanor’s domains the policy of his father in the Isle de France, Louis led, in 1141, an expedition against the Count of Toulouse, 284Alphonse Jordan, who had refused the homage claimed from him to the Duke of Aquitaine. The city of Toulouse offered him a vigorous and successful resistance, and the first direct action of a descendant of Hugh Capet in Languedoc did not increase the prestige of the royal power. Nor were affairs in the north much more favourable. All his monastic virtues did not prevent him quarrelling with Innocent II., who had consecrated Peter de la Châtre to the archbishopric of Bourges despite the strenuous efforts of the king to prevent his election (1141). As Louis would not yield, Innocent excommunicated him, declaring that he was a child who had to be taught the lesson of not resisting the authority of the Church. Bernard re-echoed the thunders of the Pope, though Suger remained true to his master. Graver danger set in when Theobald of Champagne, who up to this point had remained on good terms with Louis, took up the cause of Peter de la Châtre, and gave him a refuge within his dominions. Louis indignantly went to war against Theobald and invaded Champagne. In the course of the campaign that ensued the king captured Vitry by assault. In the midst of the tumult the church, packed with fugitive townspeople, was set on fire, and more than a thousand men, women, and children were believed to have perished in the flames. Louis, terribly shocked at the sacrilege and slaughter, soon sought peace both with the Church and with Theobald, and allowed Peter de la Châtre to take possession of his see. Vitry was restored to Theobald, and Celestine II., who had now succeeded the truculent Innocent, made no difficulty in absolving Louis (1144). But the massacre at Vitry still weighed on the king’s conscience, and led him to seek expiation by taking the crusader’s vow. In 1147 Louis and Eleanor set out for the Second Crusade. The disasters and miseries of that fatal expedition have been already chronicled [see pages 191–193]. |The Second Crusade, 1147–1150.| In 1150, Louis came back humiliated and defeated. During his absence the aged Suger had striven with all his might to uphold the royal authority, though he 285had disapproved of the king’s crusading project, and never ceased to urge upon him the necessity of a speedy return. His fears were more than justified, for all the spirits of disorder took advantage of Louis’ absence to disturb the realm. It was proposed to depose Louis in favour of his brother Robert, Count of Dreux. The return of the discredited king was quickly followed by the death of Suger (1152). With him expired the last hope of carrying on the work of national development at which he had so long laboured. To the first great error of the Crusade Louis now added his second mistake of repudiating his wife. In both cases the king put his personal feeling above the interest of his house and realm. As his absence on crusade led to a new wave of feudal anarchy, so his divorce helped on the growth of the great Angevin power, which was, for the rest of his life, to put an insurmountable obstacle in the way of the development of the French monarchy.

Divorce of Louis VII. and Eleanor of Aquitaine, 1152.

The relations between Louis and Eleanor had long been strained. After many years of barrenness, the two children which, as it was believed, came to the pair as the result of the prayers of St. Bernard, were both girls, and Louis ardently desired a son and successor. There was, moreover, a strange contrast of character between the weak, pious, and shifty king and the fierce, imperious, and ambitious queen. New grounds of dispute arose during the Crusade, when Eleanor strove to divert the French host from their projected march to Jerusalem in order that its presence might support her uncle Raymond of Antioch in his schemes for the aggrandisement of his principality. The relations of husband and wife became so bad that Suger wrote imploring the king to conceal his anger against the queen. After their return to France nothing but the influence of Suger prevented a breach. Soon after his death, the question of divorce was formally raised. St. Bernard, still omnipotent over Louis’ mind, approved the step. In March 1152 a church council held at Beaugency annulled the marriage 286on the ground of consanguinity. Eleanor withdrew to her own dominions, which were now again separated from the French crown. Anxious to do all in her power to spite her former husband, she offered herself in marriage to young Henry of Anjou. At Whitsuntide their marriage at Poitiers exposed the French monarchy to the gravest danger. |The rise of the House of Blois.| So long as the chief fiefs were held by separate and rival houses it was not impossible for the crown to hold its own against them, but an aggregation of several great fiefs into the same hands might easily set up a rival power whose forces could overbalance the scanty strength of the king. The union of Chartres, Blois, and Champagne under Theobald the Great had been the gravest obstacle to the plans of Louis VI. The establishment of Theobald’s younger brother in Boulogne, Normandy, and England would have been even more dangerous but for the incompetence of Stephen. Side by side with the union of several fiefs under the house of Blois, was the union of Anjou, Maine, and Normandy, brought about by the policy of Henry I. in marrying his daughter, the Empress Matilda, to Geoffrey, the son of Fulk of Anjou. These two amalgamations neutralised each other, when the accession of Stephen to England and Normandy brought the old interests of Blois and Anjou into fierce antagonism, and for a time neither side won a preponderating position over the other. Though Matilda the Empress failed to conquer England, her husband established himself in Normandy, and in 1144 received from Louis VII. the formal investiture of the duchy. In 1149 Geoffrey and Matilda handed over their Norman claims to their son Henry, now sixteen years old. |The growth of Anjou.| In September 1151 the death of Geoffrey made Henry Fitz-Empress (so the young prince was commonly described) sole lord of Normandy, Anjou, Maine, and Touraine. Anjou now rapidly prevailed over Blois. Young as he was, Henry had already a character and a policy. After his marriage with Eleanor he had a position in France far stronger than that of King Louis 287himself; from the Somme to the Pyrenees, from the Bay of Biscay to the mountains of Auvergne, Henry and Eleanor ruled directly or indirectly over the fairest half of France. |The Empire of Henry II.| Two years later, the death of Stephen made Henry King of England. In 1158 Henry added to his possession the county of Nantes and re-enforced the old Norman claims of overlordship over Duke Conan of Brittany. Later he secured the hand of Constance, Conan’s daughter and heiress, for his second son Geoffrey, who in 1171 peacefully succeeded his father-in-law as Duke of Brittany. Henry was equally successful in realising the many pretensions of Eleanor over the lands of south-western France. In 1158 Eleanor’s claims to overlordship over the county of Toulouse led Henry to lead an expedition against Count Raymond V., who had succeeded his father Alphonse in 1148, and by his marriage with Constance, sister of Louis VII., and widow of Eustace of Boulogne, King Stephen’s son, had united himself against the Angevin with the houses of France and Blois. The personal intervention of King Louis saved Raymond from absolute submission, though the peace transferred Cahors and the Quercy from Toulouse to the duchy of Aquitaine. In 1173 Henry accomplished his purpose. Henceforth the county of Toulouse, with its dependencies the Rouergue and the Albigeois, became, by Raymond’s submission, recognised dependencies of Aquitaine. With equal energy Henry pressed his claims to overlordship over Berri, where his aggressions were particularly unwelcome by reason of the large strip of royal domain which ran from Bourges southward. Henry also revived successfully the old Aquitanian claim to the overlordship of Auvergne, while his alliance with the rising house of Maurienne, now Counts of Savoy, gave him some command of the upper Rhone valley and the chief passes over the Alps. The extraordinary ability of Henry made his commanding position the more formidable. He was no mere feudal chief like the Counts of Blois, but a statesman capable of building up a mighty empire.

Rivalry of Louis VII. and Henry II.

288After the consolidation of the Angevin Empire, Louis had to watch narrowly the actions of a vassal more powerful than himself. Before long war became almost chronic between him and Henry. It was not that constant efforts were not made to secure peace and alliance. Henry married his eldest son to Louis’ daughter, Margaret, receiving as her marriage portion the long-coveted possession of the Vexin. In 1162 Louis VII. and Henry again made common cause in favour of Alexander III. against the Antipope [see page 257]. During his exile in France Alexander frequented the dominions of Henry as much as he did those of Louis. It was in Henry’s town of Tours that the council assembled that excommunicated the Antipope. Henry seemed too strong to make direct resistance of much avail.

Before long Henry II. fell into his quarrel with Archbishop Thomas of Canterbury, which gave Louis an opportunity of adding to his rival’s difficulties, by giving as much support as he could to his enemies. After Thomas’s death Louis found an even better way of effecting this purpose by forcing Henry to divide his dominions among his sons, and then fomenting the discord that soon burst out between Henry and his wife and children. In 1170 the young Henry, Louis’ son-in-law, was crowned joint king with his father, after the French fashion. Geoffrey was already Duke of Brittany, and in 1172 Richard, the third son, was enthroned Duke of Aquitaine, and betrothed to Alice, Louis VII.’s younger daughter. Louis soon persuaded the vain and weak Henry III.—so he was often styled—to make common cause with him against his father. In 1173 a well-devised conspiracy burst forth against the power of Henry II. |The War of 1173 and 1174.| The feudal party in England and Normandy, the King of Scots, and Henry’s discontented vassals in Britain, made common cause with Louis VII. and the younger King Henry against the archenemy of the Capetian house. The vassals of France, who feared Henry more than Louis, joined the confederacy, 289and at their head were Geoffrey of Brittany and Richard of Aquitaine, and even Queen Eleanor herself. Among Louis’ greater vassals Philip of Alsace (son of Thierry of Alsace), Count of Flanders, entered into the league. So did the sons of Theobald the Great—Henry the Liberal, Count of Champagne, and Theobald V., the Good, Count of Blois, both married to Louis VII.’s daughters. The representative of the younger branch of Blois, the Count of Flanders’ brother, who ruled Boulogne as the husband of King Stephen’s daughter Mary, also took up the hereditary policy of his house. The good luck and the genius of Henry prevailed over Louis and his associates, and in 1174 peace was patched up on conditions that left matters much as they had been before the war. Eleanor of Aquitaine, captured as she was endeavouring to escape to her divorced husband’s court, was the chief sufferer. She was immured in a prison, from which she hardly escaped during the rest of Henry II.’s life.

Progress of the Monarchy under Louis VII.

In the last seven years of his life Louis VII. made no sensible advance against Henry II., but though beaten in the field, he had broken up the unity of the Angevin power, and could still count upon the support of the sons of his enemy. His reign ended as ingloriously as it had begun. Nevertheless, the constant interest of the king in the policy of the remotest parts of the monarchy was a step forward in the royal operations. The intervention of Louis in Toulouse, in Auvergne, in Burgundy, though not always successful, marked an advance over the incuriousness and indifference of his father’s reign in matters not directly concerning the domain. He even looked beyond his kingdom into the Arelate, where Barbarossa’s coronation in 1178 was a source of inquietude to him. Moreover, Louis VII.’s constant friendship for the Church stood him in good stead in his dealings with his remoter vassals. His pilgrimages to distant shrines, to St. James of Compostella, to the Grande Chartreuse, and to the 290new shrine of St. Thomas at Canterbury, spread his fame. The younger monastic orders, especially the Cistercians and the Carthusians, were his enthusiastic friends, and the unostentatious and timid support of a crowd of bishops and abbots gave Louis VII.’s reign its peculiar position in history. The chronicler tells us how, in Louis VII.’s days, war was rare, and the realm ruled peacefully and strenuously; many new towns established, and ancient ones increased; many forests were cut down; and divers orders of religion marvellously multiplied in various parts of the land.

Family, old age, and death of Louis VII.

Louis VII. was thrice married. His first two wives brought him daughters only. Eleanor of Aquitaine’s children, Mary and Alice, became the wives of the two brothers, Henry of Champagne and Theobald of Blois. Constance of Castile, Louis’ second wife, was the mother of Margaret, afterwards wife of the young king, Henry III., and of another Alice, long betrothed to his brother, Richard of Aquitaine. Fourteen days after Constance’s death, Louis VII. married his third wife, Alice or Adela of Champagne, sister of his sons-in-law, Henry the Liberal and Theobald the Good. For five years they had no children, and Louis, fearing the division of his kingdom between his daughters, longed earnestly for a son. He visited Citeaux, and threw himself on his knees before the General Chapter that was in session, and only rose when he had been assured that God would soon answer his prayers. In August 1165 the long-wished-for son was born at Paris, amidst heartfelt rejoicings, and was christened Philip, but soon became known by the surnames ‘Godgiven’ and ‘Augustus.’ When Philip was only fourteen years old, Louis VII. was stricken with paralysis. On All Saints’ Day 1179, he was crowned joint-king at Reims by his mother’s brother, Archbishop William of Blois. In September 1180 the old king died, and Philip Augustus became sole King of France.

In the first ten years of the reign of Philip II., the fierce factions that had raged round the death-bed of Louis VII. 291were continued. The chief influences to which the boy-king was exposed were those of Philip of Flanders, and of the house of Blois. Philip of Alsace had shown more than the usual energy and skill of a feudal prince in his administration of Flanders. He is celebrated in Flemish history as the founder of ports and cities, the granter of charters of liberties, the maker of canals, the cultivator of sandy heaths and barren marshes, the strong administrator, the vigilant upholder of law, the friend and patron of poets and romancers. He also laboriously built up a great family connection, from which he hoped to establish a power such as might rival the aggregated fiefs of Blois or Anjou, and might well have anticipated the later unions of the Netherlands under the Bavarian and Burgundian houses. |The early years of Philip Augustus, 1180–1189.| Himself lord of Flanders and Artois, Philip became, by his marriage with Isabella of Vermandois, the descendant of Hugh the Great the Crusader, Count of Amiens and Vermandois. His nephew Baldwin was Count of Hainault. His brother Matthew and his niece Ida were in succession Count and Countess of Boulogne. Moreover, Philip was the most trusted counsellor of the old age of Louis VII., and the godfather of Philip Augustus. Just before Louis’ death his influence was confirmed by the marriage of his niece, Isabella of Hainault, to the young king. Being childless, he promised that after his death Artois should go to his niece and her husband.

The house of Blois had hoped much from the accession of a king whose mother was a Champenoise. But Philip of Flanders chased Adela of Champagne from the court, and showed a fierce hostility to her brothers. Theobald of Blois and Henry of Champagne were forced to make alliance with their old enemy, Henry of Anjou. William of Reims, disgusted that the Archbishop of Sens was called upon to crown the new queen, strove to act once again the part played by Thomas of Canterbury when the younger Henry was crowned by Roger of York. War seemed imminent between 292the two Philips, and a strong coalition that included the houses of Blois and Anjou, and a vast swarm of smaller feudatories, who rejoiced that the reign of a boy of fifteen bade fair to give them a chance of striking an effective blow against the power of their suzerain. But Philip of Flanders pressed his advantages too far. A natural reaction from the overbearing Count of Flanders soon drove King Philip towards his mother and her family. Henry of Anjou’s mediation patched up peace between Philip II. and his mother’s kinsfolk, and enabled him to shake off his dependence on Philip of Flanders.

Peace did not last very long. For a short time Henry II. was on good terms with the French king, and strove to persuade him to associate himself with the declining fortunes of Henry the Lion, and swell the coalition against Frederick Barbarossa. But Philip II. gave the deposed Saxon no effective help, and before long the old relations were restored. In 1183 Philip was again backing up the rebellious sons of Henry II. against their father, though the sudden death of Henry, the young king, quickly brought this struggle to an end. In the next year, 1184, Philip went to war against Philip of Flanders, who on the death of his wife, Isabella of Vermandois, in 1183, had kept possession of her lands, which Philip II. had declared forfeited. So fierce a struggle seemed imminent that the Count of Flanders was glad to get the support of the house of Blois, which had now again drifted into opposition to the king. At the same time he called in the Emperor as a counterpoise against his other suzerain. But Philip of Flanders was afraid to face the great host which the French king now turned against him. He sought the intervention of Henry II., who, in November 1185, personally negotiated the peace of Aumâle, by which the Vermandois was added to the royal domain, and the promise of Artois and the Somme towns at the Count’s death was renewed. It was the first real triumph of the young king’s reign.

293 FRANCE in 1189

Flushed by his success against Flanders, Philip II. soon fell again into hostilities against Henry II. He clamoured for the restoration of the Vexin, the marriage portion of his sister Margaret, widow of Henry the younger, but finally allowed it to remain in the English king’s hands as the future portion for his other sister Alice, the promised bride of Richard of Aquitaine. But he still intrigued actively with Henry’s disloyal sons. In 1186 Geoffrey of Brittany went to 294Paris to plot new designs against his father, but was cut off by fever when still the French king’s guest. Projects of crusade delayed for a time the weaving of the network of intrigue. But in 1189 Philip again found Richard at war against his father. |Defeat and death of Henry II., 1189.| A sharp campaign was fought, which resulted in the complete defeat of Henry II., who on 4th July 1189 was forced to make a complete submission at Colombières, and died two days afterwards. It was the second great triumph of Philip’s reign. Though the Angevin heritage passed unimpaired to Richard, the new king was not statesman long enough to keep together so precarious an inheritance. Henceforth the advantage was increasingly on Philip’s side. |The call to the Third Crusade, 1187–1189.| The call to the Third Crusade postponed the inevitable struggle between them. But the historian of France may well pause at the death of Henry II. The period of struggling and waiting was now almost over. In the later and more brilliant portion of his reign, the conqueror of Philip of Alsace and Henry of Anjou had to gather in the fruits of his victories. Yet the future position of France was already assured in the year that saw the death of the most resourceful of her enemies.

295

CHAPTER XIII
THE THIRD CRUSADE AND THE REIGN OF HENRY VI.[24] (1187–1197)

Europe in 1187—Preparations for the Third Crusade—Crusade and Death of Frederick Barbarossa—Destruction of the German Army—Crusade of Philip II. and Richard I.—Truce with Saladin—The Reign of Henry VI.—Henry’s Coronation and first Italian journey—First attack on Apulia—German troubles—Captivity of Richard I.—Conquest of Apulia and Sicily—The Hereditary Empire and the Conquest of the East—Death of Henry.

The state of Europe after the fall of Jerusalem.

In the second half of the twelfth century limits had already been set to the worst forms of feudal anarchy, and strong and well-ordered states ruled by powerful kings had replaced the chaos of the Dark Ages. Frederick Barbarossa, if no effective lord of the world, exercised a very real authority over Germany, and even over Italy. Louis VI. and Louis VII. had put the resources of the French monarchy on a solid basis, and Philip Augustus was now preparing the way for still greater triumphs. Henry II. had bound together his vast but heterogeneous empire so firmly that the power of Anjou was able to survive the blind knight-errantry of his successor. Even in the remoter parts of Europe the same tendency 296manifested itself towards the growth of strong monarchies. The kingdoms of the east and north, barely redeemed from barbarism, saw rulers like Valdemar of Denmark and Ottocar of Bohemia. The kingdoms of divided Spain, the Norman dominion of Sicily, show the universal drift of the tide. Even the greater feudatories of the larger kingdoms were making themselves centres of an authority that was not far from being national. States like Toulouse and Provence, representing the growing national feeling of the south French nation; opulent and manufacturing Flanders, cutting itself apart from France and Germany alike, and even mere dynastic powers, like the house of Champagne and Blois, show how authority was becoming concentrated into few hands. If the unity of the German kingdom was still rather illusory, the dukes, counts, and margraves, who ruled over its larger subdivisions, were making themselves, like the great French feudatories, centres of a local feeling and of a local order, which, in days when the strongest king’s arm did not reach very far, were real securities for peace and prosperity.

When the terrible news that Jerusalem was once more in the hands of the infidel spread throughout Europe, the result of this development was seen in the shape taken by the movement to re-establish the Christian power in the East. In the eleventh century the Popes had preached, organised, and directed the Crusades. A hundred years later the Papacy had certainly not declined in influence. But it was no longer the only strong power in Europe. Absolutely it was what it had been in the days of Gregory and Urban. Relatively it was much less, since instead of a Henry IV., or Philip I., or a William Rufus, it had to deal with a Barbarossa, a Philip Augustus, a Henry of Anjou. Even the leadership of the Church, as St. Bernard’s career shows, was not necessarily given to the reigning Pope. While the First Crusade was the work of Urban II., and the Second Crusade sprang from the efforts of St. Bernard, the Third Crusade was due to the prompt action of the great kings of Europe, and above all 297to Frederick Barbarossa. In the First Crusade the leadership of the Christian host fell to the lesser feudal princes, like the Count of Toulouse or the Count of Flanders. In the Second Crusade the Emperor and the King of France took the lead, but they went with insufficient resources, and left their dominions in disorder and anarchy. In the Third Crusade the three chief monarchs of Europe appeared at the head of well-equipped and fairly disciplined armies. However little successful they were, their failure was as much due to their taking with them on their pilgrimage their Western rivalries, as to their military insufficiency for their task. In each case they left their dominions well cared for and well governed, and in no case did their long absence from their homes stop the orderly development of their states.

The absorption of the Western monarchs on their own territorial aggrandisement seemed for a time to lessen the force of the crusading impulse, and certainly during the thirteenth century led to the gradual decay of the crusading ideal. Europe was now breaking up slowly but surely into the great nations of modern times, and was inevitably losing a good deal of her consciousness of unity in the process. Even Frederick Barbarossa, filled as he was with his dreams of reviving the power of Rome, had been, as we saw, obliged to adopt a different policy in Germany and Italy, and had attained his greatest successes in proportion as he acted most fully as a German national king. To kings like Philip Augustus and Henry of Anjou, the Empire was a mere name, and they were conscious of no lord over them save God Himself. Such unity of feeling as remained in Europe was rather the result of common chivalrous and martial ideals, and the steady and persistent international influence of the Catholic Church, than of any ideal unity of the Christian state under the Roman Emperor. The kings of the West had too much work at home to give them much leisure to look abroad. If ambition, restlessness, or principle compelled them to take interest in the affairs of their neighbours, they had not yet 298attained sufficient strength to make their intervention a reality.

Preparations for the Third Crusade, 1187–1189.

It was harder to bring about a combined European movement in the days of Barbarossa than it had been in the days of Urban II. But the news that the infidel was once more lording it over the Holy Sepulchre so profoundly stirred up the mind of Europe that all difficulties in the way of continued action were rapidly surmounted, and within three years of the fall of Jerusalem the best organised of the Crusades was already started. The Papacy proved true to its noblest traditions. It was universally believed that the fall, or the prospect of the fall, of the Holy City had proved Urban III.’s death-blow. His successors, the enthusiastic Gregory VIII. and the conciliatory Clement III., strove, at great sacrifices, to heal the feuds of Pope and Emperor, and to assuage the rivalries of the monarchs of Europe, so that all might turn their resources to the Holy War. Within a few weeks of the receipt of the fatal news, orders were issued from Rome, calling on the faithful to unite to free Jerusalem from the infidel, enjoining public fasts and prayers, and offering ample indulgences and spiritual encouragements to such as would take the cross. The Cardinals talked of living on alms, and devoting their property to the Crusade, while they wandered through Europe, preaching the Holy War. Italy, so little moved as a rule by the crusading impulse, and so accustomed to make a heavy profit from the necessities of Northern and Western pilgrims, was all aglow with enthusiasm. The first succour sent to the East came from a Norman fleet from Naples and Sicily, which took up the work of Bohemund. William of Sicily turned to the succour of Antioch and Tyre the army which he had collected to attack Constantinople. Not much behind the Sicilians were the Scandinavian peoples, who were now for the first time brought within the range of the crusading movement. If Norway, torn asunder by civil war, contributed 299but few Crusaders, thousands took the cross in Sweden and Denmark. But the individual efforts of the smaller states soon subordinated themselves to the action of the three greatest princes of Europe. Richard of Aquitaine was the first of Western rulers to take the cross in 1187. His father and Philip of France received the cross from the Archbishop of Tyre in the early part of 1188. But though England and France could agree to levy a ‘Saladin tithe,’ to equip the crusading host, the hostility of their sovereigns postponed the Crusade until after Henry II.’s death. When, in 1189, Philip Augustus and Richard Cœur de Lion made themselves the leaders of the Third Crusade in the West, Frederick Barbarossa, with his German host, was already on his march for the East. Round these three monarchs groups the history of the Crusade.

Crusade and death of Frederick Barbarossa, 1089–1191.

Frederick Barbarossa was the first to start. In the spring of 1189, the German Crusaders gathered together at Ratisbon. Great pains were taken to provide money and equipment as well as men, and every precaution to avoid the swarm of unarmed pilgrims and penniless fanatics, who had destroyed the discipline and military efficiency of earlier crusading armies. In May the German host started on the dangerous land route through Hungary, Greece, and Asia Minor. The friendship of Bela III. of Hungary made the first part of the journey easy. Much time was wasted through the treachery of the Eastern Emperor, Isaac Angelus, yet Isaac dared not face the open hostility of the Germans, and at last made his submission. Winter was now at hand, and Frederick thought it prudent to rest at Adrianople. In March 1190 the Germans resumed their march. April saw them in Asia, on the borders of the kingdom of Roum, where Kilidj Arslan proved as plausible and as treacherous as Isaac. But, like Isaac, the Sultan feared provoking their direct hostility, and after many delays and difficulties, the Christian army was allowed to proceed. By June the Crusaders were descending the passes 300of the Taurus into Cilicia, then part of the Christian kingdom of Armenia. On reaching the banks of the Salef, the old Emperor, against the advice of his followers, sought refreshment and the shortening of his journey by swimming over the river. But the swift current swept him away, and the sorrowful warriors could only rescue his lifeless body from the stream.

Up to this point the German expedition had been decidedly successful. But the utter consternation that fell upon it after the Emperor’s death did more for Islam than the tricks of Kilidj Arslan and the deserts and defiles of Asia Minor. Many knights hastened to the coast and took ship home. Duke Frederick of Swabia, Barbarossa’s second son, assumed the command of the dispirited remnant, which, after resting a while in the friendly land of the Armenians, entered Syria. |Destruction of the German Army.| The reins of discipline were now hopelessly relaxed. The army broke up into various bands, and the disconnected fragments were so severely handled by the Saracens that German slaves were cheap for many a day in every market of Syria. Duke Frederick at last reached Antioch, where he buried the perishable parts of his father’s body in the church of St. Peter. The plague now decimated the much tried host, and only a miserable remnant followed Duke Frederick to join in the siege of Acre. Before long the Duke of Swabia died, and the Germans were now so utterly demoralised that they lost the sacred bones of their Emperor, which they had preserved in the hope of giving them a worthy tomb in the Church of the Holy Sepulchre. The great German army was of less account in Palestine than the scattered bands that came from Lower Germany by sea and finally got to Acre after doing good service against the Moors in Spain, or the little host that had sailed from Brindisi under the Landgrave Louis of Thuringia, and also reached Syria in safety.

The German Crusade had already been undone when the kings of France and England met at Vézelai and marched 301thence to Marseilles. A gallant army accompanied them, conspicuous among the leaders of which were Hugh, Duke of Burgundy, Theobald V. of Blois (the son and successor of Theobald the Great), Henry II., Count of Champagne (the Count of Blois’ nephew), and Philip of Alsace, the aged Count of Flanders. |Crusade of Philip Augustus and Richard I., 1190–1192.| In September 1190 both kings had reached Sicily, where they passed the winter, detained by the critical state of the island. William the Good had died in November 1189, and his throne should have passed to his aunt Constance’s husband, the new king of the Romans, Henry VI. But the rule of the northerners was not popular in Sicily. |Tancred of Sicily and Isaac of Cyprus, 1189–1191.| Despite the efforts of Walter Archbishop of Palermo to keep the Sicilian grandees true to their oaths, the national party, headed by the chancellor Matthew, passed over Constance, and gave the throne to Tancred, Count of Lecce, a young, vigorous, warlike, and popular prince. Tancred was a bastard son of Duke Roger, King Roger’s eldest son, who had died before his father. As the determined foe of the Hohenstaufen, Richard bore no ill-will to Tancred, and, with a little more statecraft, would have seen the wisdom of gaining his friendship. But Richard often neglected policy for adventure, and was perhaps seized by a wild desire to conquer Sicily. Tancred had rashly imprisoned King William’s widow, Joanna, who was Richard I.’s sister, and had deprived her of her dowry. On Richard’s arrival, King Tancred released the lady, but still kept her lands. But Richard took Messina by storm, ‘quicker than a priest could chant matins,’ and forced Tancred to surrender his sister’s portion. He stayed in Sicily all the winter, and at the time of the spring passage, Richard and Philip set sail for the Holy Land. On the way Richard conquered Cyprus, then ruled by the Comnenian prince Isaac, who was called Emperor of Cyprus, and had won an ill name for his ill-concealed alliance with Saladin and his bad treatment of Frankish pilgrims.

Capture of Acre, 1191.

302The affairs of the Christians in Palestine seemed utterly desperate. Guy of Lusignan [see pp. 193–195], who had been released by Saladin on promising to relinquish the crown, had been absolved from his oath by the clergy, and now again called himself King of Jerusalem, though Conrad of Montferrat held Tyre against him, and the Christians were hopelessly divided. Nevertheless Guy, with the help of the first Crusaders, had undertaken the siege of Acre, the most important of the Saracen conquests after Jerusalem itself. But the Saracens, who came to the relief of Acre, were themselves strong enough to besiege the besiegers, who were soon in a terrible plight. The constant arrival of fresh Crusaders, and the need of dividing Saladin’s army to deal with Barbarossa, enabled Guy to hold his own until the spring of 1191, when Saladin renewed his blockade. In despair Guy hurried to Cyprus and begged for Richard’s help. Philip reached the camp in April, and Richard early in June. Saladin now retired, and the siege of Acre was renewed. In July the standard of the Cross again floated over its walls.

The Western army had taken with them to Palestine their national jealousies, and the quarrels of the rival claimants for the throne of Jerusalem brought these animosities to a crisis. Philip looked upon Richard with deadly hatred as his most formidable rival, and Richard’s insulting repudiation of his long-plighted faith to Alice, Philip’s sister, and his marriage with Berengaria of Navarre at Cyprus, would have irritated a colder man than the French king. Conrad of Montferrat was urged by the great nobles of Palestine to claim the throne, since Sibyl and her children were already dead, and Guy’s title to the throne had entirely disappeared. |Rivalry of Guy of Lusignan and Conrad of Montferrat.| Isabella, Sibyl’s younger sister, now repudiated her husband, Henfrid of Toron, married Conrad, and transferred to him her claims to the succession. While these disputes were raging the army remained inactive, but at last a compromise 303was patched up by which Guy kept the royal title but shared his power with Conrad, who was appointed his successor. No sooner was this done than Philip Augustus started home. Freed from his presence Richard marched against the infidel, and performed prodigies of valour. But his army was breaking up through sickness, death, and desertion. Many of the French had gone back with Philip. The plague had carried off Theobald of Blois and Philip of Alsace. Hugh of Burgundy, who died in Palestine in 1193, and Henry of Champagne, were now the chief French Crusaders. Despite the arrangement between Guy and Conrad their rivalry burst out afresh, and Conrad became so strong that Richard acknowledged him king. Soon after, Conrad’s murder by the emissaries of the ‘Old Man of the Mountain’ renewed the troubles, though they were for a time satisfactorily settled when Isabella, Conrad’s widow, married Henry of Champagne, who was now accepted as king, both by the Crusaders and the Syrian Franks. |Henry of Champagne King of Jerusalem, 1192.| Richard magnanimously compensated Guy by handing over Cyprus, where the house of Lusignan reigned as kings until the latter part of the fifteenth century. At length the war with Saladin was renewed. But the Crusaders were decimated with sickness and weary of their enterprise, while the elaborate courtesies, now exchanged between the Christian and Mohammedan armies, showed that the long intercourse of Frank and Saracen had destroyed the bigotry and acerbity that had marked the earlier dealings of the two hosts. |Truce with Saladin, and end of the Third Crusade, 1192.| In September 1192 a truce was made by which Jaffa was left in Christian hands and free access to Jerusalem was allowed to pilgrims, though the Holy City remained ruled by the Mohammedans. In October Richard left Palestine, and next year Saladin died. With the passing away of the two mighty antagonists the great epoch of the Crusades ended. Even before this the Third Crusade had shown that a Europe, broken up into rival states, whose kings carried their animosities 304with them even when they fought as soldiers of the Cross, was less capable of upholding the Frankish power in the East than even the tumultuous throngs of feudal chieftains and adventurers, who had first established it. Yet the Third Crusade had given a new lease to the Christian power in Syria. Acre now became what Jerusalem had been in the twelfth century, and the Latin kingdom of Cyprus afforded a good basis for future operations against the infidel, and bound the East and West together as they had never been bound before. If the Third Crusade marked the end of the heroic period, it made easy the regular flow of bands of armed pilgrims, every spring and autumn passage, on which the future destinies of the Latin East depended.

Henry VI., 1190–1197.

The short but most important reign of Henry VI. brings out clearly that intimate interconnection of all Western and Eastern politics which the Crusade had already strikingly illustrated. The puny frame and delicate constitution of the young king stood in marked contrast to the physical strength and vigour of his father. But his strong features expressed sternness and determination, and his mental gifts and character were in no wise inferior to those of Barbarossa. He was as good a general, as active and strenuous a politician, as the old king. His policy shows a daring originality to which his father could make no claim. But the broader, nobler sides of Barbarossa’s character were but little represented in that of his son. He carried out ambitious schemes with cold-blooded selfishness, ruthless cruelty, and greedy treachery. Yet his general objects were far-reaching, and not wanting in nobility, and he ever showed a rare self-restraint. The inheritor of his father’s great work, the husband of the heiress of Sicily, Henry had visions of a power which was not limited to Germany and northern Italy. He dreamt of an Empire as universal as the Empire imagined by Otto III. Like Otto, he strove to make Italy rather than Germany the centre of his power. Like Otto also, he reigned too short a time to carry out his ideals. But, unlike Otto, he strove to 305realise his ambitions in a thoroughly practical and masterly way. In his reign of eight years he had only one failure.

Return of Henry the Lion, 1190.

From the moment that the departure of Barbarossa had left King Henry the virtual ruler of Germany, grave difficulties encompassed his administration. Henry the Lion returned, Lübeck opened its doors to its founder, and was soon in a position to dispute the supremacy of Saxony with the bishops and barons who had divided his ancient powers. In the summer of 1190, the mediation of the Archbishops of Cologne and Mainz concluded the Treaty of Fulda, by which the king allowed Henry the Lion’s restoration, and gave him half the revenues of Lübeck. It was worth while to buy off opposition when the news of the recognition of Tancred by the Pope required Henry’s immediate presence in Italy to vindicate the claims of his wife Constance to the Sicilian throne. Hardly less alarming was the news of the long sojourn of Richard of England in Messina, and of his treaty with the usurper Tancred. It seemed as if Richard, the brother-in-law of Henry the Lion, and the strenuous supporter of the Guelfs, was becoming the bond of union between the enemies of the Hohenstaufen in northern Germany and southern Italy. The news of Barbarossa’s death now further complicated the position.

Henry VI.’s Coronation and first Italian journey, 1191.

Early in 1191 Henry VI. crossed the Alps to Italy. The mutual rivalries of the Lombard cities made it improbable that he would have much difficulty with the north. He prudently sought the friendship of both the rival leagues, whose feuds were now distracting Lombardy. He won the support of Pisa and Genoa, which alone had fleets strong enough to convey him to Sicily. In his anxiety to isolate Tancred, he strove to conciliate Clement III., who had been allowed to live in Rome on the condition of recognising the autonomy of the city. |Celestine III., 1191–1198.| But in March 1191 the pacific Clement died, and his successor, the Roman Cardinal Hyacinth, who took the name of Celestine III., 306was a weak and petulant old man of more than eighty years of age, who feared both the union of the Empire and Sicily, and an open breach with Henry.

Henry demanded his coronation as Emperor, and Celestine strove to defer it by postponing his own consecration as Pope. Henry now marched to the neighbourhood of Rome, and took possession of Tusculum, which, in its bitter hatred of the Romans, had implored for an imperial garrison. He resolved to hasten his coronation by winning over the Romans, and with that object he treacherously handed over Tusculum to them. The Romans wreaked a hideous vengeance on their hated enemy. Tusculum was so absolutely demolished that no later attempt was ever made to repeople it. In later times Frascati, lower down the hill, became a populous town; but the ruins of Tusculum still testify to the completeness of the Romans’ vengeance. Henry’s stroke of policy met with immediate success. On April 14th Celestine was consecrated, and next day he crowned Henry and Constance.

Failure of the attack on Apulia, 1191.

Triumphant over the Papacy, Henry now marched against Tancred. At first he was conspicuously successful, and Naples alone still held out for Tancred. It was besieged by Henry on the land side, while the galleys of Pisa and Genoa blocked all access to it by sea. The strenuous resistance of Naples soon shattered the Emperor’s hopes. The Sicilian admiral, Margarito, drove away the Pisans, and re-opened communication between Naples and Sicily. The south Italian summer brought plague and fever into the German host. A fierce national reaction against the Northerners swept through southern Italy. Baffled and beaten, Henry raised the siege and returned to Germany.

Henry of Brunswick, the eldest son of Henry the Lion, who had accompanied the Emperor to Italy as a hostage, escaped from the imperial camp, and established an alliance between Tancred and the Guelfs. During the king’s absence 307in Italy, Henry the Lion had broken the Peace of Fulda, and was waging war against his Saxon enemies. On the king’s return to Germany, a struggle between the Guelfs and the Hohenstaufen seemed inevitable. |Renewed German troubles, 1191–1194.| However Henry VI. still made it his main object to conquer Naples and Sicily, and Henry the Lion was too old and too fearful of fresh banishment to risk everything once more. Accordingly, negotiations were entered into between the two, and a reconciliation seemed likely to ensue. But the German magnates were more afraid of the Guelfs than the Emperor, and pressed him to go to war against Henry the Lion. |The Saxon troubles and the Liége succession, 1192.| At last, in 1192, Henry took the field against the Guelfs. A new complication followed. There had been a disputed succession to the see of Liége, which had given Henry a chance to annul the two rival elections, and appoint Lothair of Hochstaden as bishop. It was a glaring violation of the Concordat of Worms, and a direct defiance of the spiritual power. The stronger of the wronged claimants, Albert of Brabant, appealed to the Pope, and obtained his recognition. Unable to get hallowed as bishop by his own metropolitan at Cologne, Albert went to Reims, to seek consecration from a foreign prelate. Three knights, vassals of Liége and servants of the Emperor, followed Albert to Reims, and murdered him, in November 1192. A great sensation was created by the dastardly deed, which in many ways recalled the murder of St. Thomas of Canterbury twenty-two years before. But Henry managed to escape direct ecclesiastical censure, though the murderers afterwards received fiefs from him in Italy. |The revolt of the Rhineland, 1193.| However, the barons of the Rhineland, already disaffected at Henry’s masterful policy, and resenting his neglect of the magnates for his faithful officials, took the opportunity to revolt, and, joining the rebellious Guelfs, raised up a formidable opposition to the Emperor, and talked of transferring the crown to their leader, the Duke 308of Brabant. But fortune was on Henry’s side. At the same time as the news of the rebellion came the joyful tidings that Richard of England, returning in disguise from the Holy Land, had been captured by Leopold, Duke of Austria, who brought a series of charges against him, and handed him over to the Emperor. |Captivity and ransom of Richard I., 1192–1194.| Philip of France, and John, Richard’s brother, pressed the Emperor to keep the captive as long as he could, and Richard remained more than two years in prison, but the delay was due to his unwillingness to accept the hard conditions imposed upon him. At last Richard was forced to agree to the Emperor’s terms, and in June 1193 purchased his release in the Treaty of Worms. Richard was forced to pay a vast ransom and to renounce his alliance with Tancred. But the hardest condition was the surrender of the English crown to the Emperor, which in February 1194 Henry formally handed back to Richard as a fief of the Empire. Some compensation was given to Richard’s wounded feelings by a grant to him of the kingdom of Arles, which had some importance as a fresh declaration of hostility against Philip of France. Moreover, Henry cleverly used Richard to procure peace in Germany. Henry the Lion yielded to his brother-in-law’s pleadings, and again made his submission. Even the barons of the lower Rhine were not unmoved by his appeals. Richard’s departure left Germany at peace with the Emperor, and his ransom made easy a fresh expedition against Tancred.[25] Henry of Brunswick, Henry the Lion’s eldest son, was married to a cousin of the Emperor, Agnes, daughter of Conrad, Count Palatine of the Rhine, and the Emperor’s uncle. The Emperor promised him the succession to the Palatinate, and 309Henry promised to join in the Sicilian expedition. In 1195 Henry the Lion ended his long and turbulent career. The Emperor was now free to turn his attention to Italy. His self-restraint and his good luck had carried him over his difficulties in Germany. His greatest merit was that, however proud he was of his mighty position, he never left out of sight the necessity of subordinating all minor aims to his desire to win Naples and Sicily. His moderation against Henry the Lion, his reconciliation with Richard, his rejection of the tempting offers of France, and his vast concessions to the German nobles, now attained their object.

Henry’s Italian policy, 1191–1194.

During Henry’s absence in Germany, the imperial cause in Italy had declined. Nevertheless Henry had kept up constant communications with his Italian partisans, and had observed a very careful policy with regard to the Lombards. He has often been accused of striving to restore his father’s schemes of supremacy in Italy by violating the Treaty of Constance and seeking again the abasement of the Lombards. But the charge is no more just than the one of extravagant hostility against the Guelfs. As a matter of fact, Henry strove to postpone all other troubles in order to get his hands free to secure his wife’s inheritance. He saw that Lombardy, after Constance, had fallen back into her ancient feuds, and that two leagues, one headed by Milan, the other by Cremona, had arisen, both equally indifferent to the Empire, and both equally willing to invoke its aid to crush the local enemy. Henry strove to make treaties with both confederacies, while he cheerfully replenished his coffers from the treasuries of both Milan and Cremona, and did his best to end the war. He established his brother Philip in Tuscany. Genoa and Pisa again provided him with ships. The Norman kingdom, isolated from its wonted allies, had to meet him single-handed, save for the timid support of Celestine III.

Tancred prepared manfully for the struggle. He obtained in 1192 the formal investiture of Apulia and Sicily from 310Celestine III. He procured the coronation of his young son Roger as joint-king, and negotiated a marriage for him with Irene, daughter of the Greek Emperor Isaac Angelus. |Conquest of Apulia and Sicily, 1194.| He strenuously and successfully held his own against the Emperor’s lieutenants. But all his hopes were destroyed by the young King Roger’s death, and soon after Tancred himself died. The national party set up his eldest surviving son as King William III., but in May 1194 Henry again reached Italy, and invaded the defenceless south. There was a mere show of resistance. By November Palermo was in the hands of the Emperor, and on Christmas Day he received the Sicilian crown in the cathedral. The young King William was sent, blinded and mutilated, to die obscurely in a German convent. The last upholders of the national power, including the Admiral Margarito, soon perished in gloomy dungeons. The very family of Tancred now secured its patrimonial possessions by a timely recognition of the rival. At Easter 1195 Henry was able to return to Germany, leaving Constance as regent, with the tried court official, Conrad of Urslingen, now Duke of Spoleto, as her chief adviser. The officials from the lower German nobility, who had served Henry so well in Germany, were intrusted with the administration of his new inheritance, and soon abased the great Norman houses.

Henry’s triumph and further projects, 1194–1197.

Never was an Emperor stronger since the days of Charlemagne. All Italy was directly under his rule. The Pisan and Genoese fleets conquered Corsica and Sardinia in his name. His troops occupied the patrimony of St. Peter, and his officer Markwald of Anweiler was lord of Ancona and Romagna. His alliance with the Roman Senate kept Celestine III. from doing any mischief. Germany was obedient. The King of England was his vassal, and the heir of the Guelfs his follower and supporter. To add to his triumph, Constance, the day after his coronation at Palermo, bore him the long-prayed-for heir, the future Frederick II., called Frederick and Roger after his two famous 311grandfathers. Before long the kings of the East sought his friendship and support. The Lusignan King of Cyprus boasted that he was the vassal of the Latin Empire. The King of Armenia received his ambassadors. Henry’s brother, Philip of Swabia, now made Marquis of Tuscany and lord of the inheritance of the Countess Matilda, married young Roger’s widow Irene, an alliance that made Isaac Angelus the close connection of his Western rival. Three great ambitions henceforth possessed Henry’s soul. He would make the Empire hereditary in his own house, and unite for ever the German and the Sicilian thrones. He would rule Europe from Italy as a centre. He would make himself lord of the East, setting on foot a Crusade that would conquer the schismatic Greeks, and establish the Latin power in the whole East under his control. Wild as his schemes seemed, his extraordinary successes made them not altogether visionary.

The hereditary Empire.

On returning to Germany, Henry sought to persuade the princes to agree that the Empire, like the French monarchy, should henceforth descend from father to son. At the Diet of Würzburg, in April 1196, more than fifty of the princes agreed to his proposals. But the strenuous opposition of Adolf, Archbishop of Cologne, and the conservative magnates of Saxony taught Henry that it was no time to persevere in an unpopular request. He contented himself for the moment with procuring the election of the two-year-old Frederick Roger as German king at Frankfurt, and in winning over many of the German nobles to his Eastern projects.

Before the end of 1196 Henry was again in southern Italy. The very Pope was now on his side. Celestine, delighted at the prospect of a new Crusade, forbore to press Henry to discharge the long-deferred homage which every Sicilian king had paid to the Papacy. During his absence the tyranny of the German officials had proved too grievous to be borne, and a formidable Sicilian conspiracy had been formed against them. Henry now stamped out all opposition with incredible brutality and harshness. Fresh from the hideous tortures of 312his victims, Henry now threw himself with all his might into his schemes of Eastern conquest. The new Greek Emperor, Alexius III., was summoned to surrender all provinces east of Thessalonica as part of the Sicilian inheritance, and cheerfully agreed to pay a heavy tribute to avert the threatened attack. Meanwhile a vast swarm of German warriors had collected in Sicily and Apulia under the pretence of the new Crusade. |The Conquest of the East.| In September the first ships sailed from Messina to Acre. But in the moment of the realisation of his ambitions a sudden fever cut down the great Emperor. |Death of Henry VI., 1197.| On 28th September Henry VI. died at Messina when he was only thirty-two years of age. Before his ashes were laid beside his Sicilian ancestors in the cathedral at Palermo, his brilliant schemes were hopelessly shattered.

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CHAPTER XIV
EUROPE IN THE DAYS OF INNOCENT III. (1198–1216)[26]

Character and theories of Innocent III.—The Sicilian Succession and the Minority of Frederick II.—The Subjection of Rome and the Patrimony of St. Peter—Innocent and Germany—Rivalry of Philip of Swabia and Otto of Brunswick—Innocent and Philip Augustus—The Pope as Feudal Lord—Otto IV. and Frederick II.—The Crusades—Innocent’s Religious Position—The Lateran Council.

Election of Innocent III., 1198.

After the great Emperors came the great Pope. Within four months of the death of Henry VI., Celestine III. had been succeeded by Innocent III., under whom the visions of Gregory VII. and Alexander III. at last became accomplished facts, the papal authority attained its highest point of influence, and the Empire, raised to such heights by Frederick Barbarossa and Henry VI., was reduced to a condition of dependence upon it.

The new Pope had been Lothaire of Segni, a member of the noble Roman house of Conti, who had studied law and theology at Paris and Bologna, and had at an early age won for himself a many-sided reputation as a jurist, a politician, and as a writer. The favour of his uncle, Clement III., had made him Cardinal before he was thirty, but under Celestine III. he kept in the background, disliked by the Pope, and 314himself suspicious of the timid and temporising old man. But on Celestine’s death on 8th January 1198, Lothaire, though still only thirty-seven years of age, was at once hailed as his most fitting successor, as the strong man who could win for the Church all the advantages that she might hope to gain from the death of Henry VI. Nor did Innocent’s Pontificate belie the promise of his early career.

Character and theories of Innocent III.

Innocent III. possessed a majestic and noble appearance, an unblemished private character, popular manners, a disposition prone to sudden fits of anger and melancholy, and a fierce and indomitable will. He brought to his exalted position the clearly formulated theories of the canonist as to the nature of the papal power, as well as the overweening ambition, the high courage, the keen intelligence and the perseverance and energy necessary to turn the theories of the schools into matters of everyday practice. His enunciations of the Papal doctrine put claims that Hildebrand himself had hardly ventured to advance in the clearest and most definite light. The Pope was no mere successor of Peter, the vicegerent of man. ‘The Roman pontiff,’ he wrote, ‘is the vicar, not of man, but of God Himself.’ ‘The Lord gave Peter the rule not only of the Universal Church but also the rule of the whole world.’ ‘The Lord Jesus Christ has set up one ruler over all things as His universal vicar, and as all things in heaven, earth and hell bow the knee to Christ, so should all obey Christ’s vicar, that there be one flock and one shepherd.’ ‘No king can reign rightly unless he devoutly serve Christ’s vicar.’ ‘Princes have power in earth, priests have also power in heaven. Princes reign over the body, priests over the soul. As much as the soul is worthier than the body, so much worthier is the priesthood than the monarchy.’ ‘The Sacerdotium is the sun, the Regnum the moon. Kings rule over their respective kingdoms, but Peter rules over the whole earth. The Sacerdotium came by divine creation, the Regnum by man’s cunning.’ In these unrestricted claims to rule over 315Church and State alike we seem to be back again in the anarchy of the eleventh century. And it was not against the feeble feudal princes of the days of Hildebrand that Innocent III. had to contend, but against strong national kings, like Philip of France and John of England. It is significant of the change of the times, that Innocent sees his chief antagonist, not so much in the Empire as in the limited localised power of the national kings. When Richard of England had yielded before Henry VI., the national state gave way before the universal authority of the lord of the world. But Innocent claimed that he alone was lord of the world. The Empire was but a German or Italian kingdom, ruling over its limited sphere. Only in the Papacy was the old Roman tradition of universal monarchy rightly upheld.

Filled with these ambitions of universal monarchy, Innocent III.’s survey took in both the smallest and the greatest of European affairs. Primarily Innocent’s work was that of an ecclesiastical statesman, and entrenched far upon the authority of the state. We shall see him restoring the papal authority in Rome and in the Patrimony, building up the machinery of papal absolutism, protecting the infant King of Sicily, cherishing the municipal freedom of Italy, making and unmaking kings and emperors at his will, forcing the fiercest of the Western sovereigns to acknowledge his feudal supremacy, and the greatest of the Kings of France to reform his private life at his commands, giving his orders to the petty monarchs of Spain and Hungary, and promulgating the law of the Church Universal before the assembled prelates of Christendom in the Lateran Council. Nevertheless, the many-sided Pontiff had not less near to his heart the spiritual and intellectual than the political direction of the universe. He had the utmost zeal for the extension of the Kingdom of Christ. The affair of the Crusade was, as we shall see, ever his most pressing care, and it was his bitterest grief that all his efforts to rouse the Christian world for the recovery of Jerusalem fell 316on deaf ears. He was strenuous in upholding orthodoxy against the daring heretics of Southern France. He was sympathetic and considerate to great religious teachers, like Francis and Dominic, from whose work he had the wisdom to anticipate the revival of the inner life of the Church. As many-sided as strong, and successful as he was strong, Innocent III. represents the culmination of the papal ideal of the Middle Ages, and represents it worthily and adequately.

Innocent III. and Italy.

Even before Innocent had attained the Chair of Peter, the worst dangers that had so long beset the successors of Alexander III. were over. After the death of Henry VI. the Sicilian and the German crowns were separated, and the strong anti-imperial reaction that burst out all over Italy against the oppressive ministers of Henry VI. was allowed to run its full course. The danger was now not so much of despotism as of anarchy, and Innocent, like Hildebrand, knew how to turn confusion to the advantage of the hierarchy.

The Sicilian Succession and the minority of Frederick.

No real effort was made to obtain for the little Frederick the crowns of both Germany and Sicily. Constance, freed from her husband’s control, sensibly changed her policy. Her keen sympathies with her father’s inheritance had made her an unwilling spectator of the harshness and cruelty of his German soldiers and ministers. While Philip of Swabia, her brother-in-law, hurried to Germany to maintain, if he could, the unity of the Hohenstaufen Empire, Constance was quite content to secure her son’s succession in Naples and Sicily by renewing the homage due to the Pope, by renouncing the ecclesiastical privileges which Urban II. had once granted to Count Roger [see page 139], and promising a yearly tribute. Having thus obtained the indispensable papal confirmation, Constance ruled in Naples as a national queen in the name of the little Frederick. She drove away the German bandits who had made the name of her husband a terror to her subjects. Markwald of Anweiler left his Apulian fiefs for Romagna. But the Pope 317joined with Constance in his hostility to the Germans. Without Innocent III.’s strong and constant support she could hardly have carried out her policy. Recognising in the renewal of the old papal protection the best hopes for the independence of Sicily, Constance, on her death in 1198, called on Innocent III. to act as the guardian of her son. |Death of Constance, 1198.| Innocent loyally took up her work, and struggled with all his might to preserve the kingdom of Frederick against his many enemies. But the contest was a long and a fierce one. No sooner was Constance dead than the Germans came back to their prey. The fierce Markwald, driven from Romagna by the papal triumph, claimed the regency and the custody of the king. |Innocent’s guardianship and the expulsion of the Germans.| The Saracens and Greeks of Sicily, still numerous and active, joined the Germans. Walter, Bishop of Troja, chancellor of Sicily, weaved deep plots against his master and his overlord. But the general support of the Church gave Innocent a strong weapon. Roffrid, Abbot of Monte Casino, a tried friend of Henry VI., declared for Innocent against Markwald, who in revenge besieged the great monastery, until a summer storm drove him baffled from its walls. But the purchased support of Pisa gave Markwald the command of the sea, and Innocent had too many schemes on foot and too little military power at his command to be able to make easy headway against him. |Markwald and Walter of Brienne.| At last Innocent had reluctant recourse to Count Walter of Brienne, the French husband of Tancred’s daughter Albina, and now a claimant for the hereditary fiefs of Tancred, Lecce and Taranto, from which, despite Henry VI.’s promise, he had long been driven. For almost the first time in Italian history, Frenchmen were thus called in to drive out Germans. But it was then as afterwards a dangerous experiment. Walter of Brienne and his small French following invaded Apulia, and fought hard against Diepold of Acerra, another of King Henry’s Germans. Meanwhile Markwald, now in open alliance with the Bishop 318of Troja, made himself master of Sicily, and regent of the young king. His death in 1202 removed the most dangerous enemy of both Innocent and Frederick. But the war dragged on for years in Apulia, especially after Diepold had slain Walter of Brienne. The turbulent feudal barons of Apulia and Sicily profited by this long reign of anarchy to establish themselves on a permanent basis. At last Innocent sent his own brother, Richard, Count of Segni, to root out the last of the Germans. So successful was he that, in 1208, the Pope himself visited the kingdom of his ward, and arranged for its future government by native lords, helped by his brother, who now received a rich Apulian fief. It was Innocent’s glory that he had secured for Frederick the whole Norman inheritance. It was amidst such storms and troubles that the young Frederick grew up to manhood.

Innocent and the inheritance of Matilda.

In central and northern Italy, Innocent III. was more speedily successful than in the south. On Philip of Swabia’s return to Germany, Tuscany and the domains of the Countess Matilda fell away from their foreign lord, and invoked the protection of the Church. The Tuscan cities formed themselves into a new league under papal protection. Only Pisa, proud of her sea power, wealth, and trade, held aloof from the combination. It seemed as if, after a century of delays, the Papacy was going to enjoy the inheritance of Matilda, and Innocent eagerly set himself to work to provide for its administration. In the north the Pope maintained friendly relations with the rival communities of the Lombard plain. But his most immediate and brilliant triumph was in establishing his authority over Rome and the Patrimony of St. Peter. On his accession he found his lands just throwing off the yoke of the German garrisons that had kept them in subjection during Henry VI.’s lifetime. |The subjection of Rome and of the Patrimony of St. Peter.| He saw within the city power divided between the Præfectus Urbis, the delegate of the Emperor, and the Summus Senator, the mouthpiece of the Roman commune. Within a month 319the Prefect ceased to be an imperial officer, and became the servant of the Papacy, bound to it by fealty oaths, and receiving from it his office. Within a year the Senator also had become the papal nominee, and the whole municipality controlled by the Pope. No less complete was Innocent’s triumph over the nobility of the Campagna. He drove Conrad of Urslingen back to Germany, and restored Spoleto to papal rule. He chased Markwald from Romagna and the march of Ancona to Apulia, and exercised sovereign rights even in the most remote regions that acknowledged him as lord. If it was no very real sway that Innocent wielded, it at least allowed the town leagues and the rustic nobility to go on in their own way, and made it possible for Italy to work out its own destinies. More powerful and more feared in Italy than any of his predecessors, Innocent could contentedly watch the anti-imperial reaction extending over the Alps, and desolating Germany by civil war.

Innocent III. and Germany.

Despite the precautions taken by Henry VI. , it was soon clear that the German princes would not accept the hereditary rule of a child of three. Philip of Swabia abandoned his Italian domains and hurried to Germany, anxious to do his best for his nephew. But he soon perceived that Frederick’s chances were hopeless, and that it was all that he could do to prevent the undisputed election of a Guelf. He was favoured by the absence of the two elder sons of Henry the Lion. Henry of Brunswick, the eldest, the Count Palatine of the Rhine, was away on a Crusade, and was loyal to the Hohenstaufen, since his happy marriage with Agnes. The next son Otto, born at Argenton during his father’s first exile, had never seen much of Germany. Brought up at his uncle Richard of Anjou’s court, Otto had received many marks of Richard’s favour, and looked up to the chivalrous, adventurous king as the ideal of a warrior prince. Richard had made him Earl of Yorkshire, and had invested him in 1196 with the county of Poitou, that he might learn war and statecraft in the same 320rude school in which Richard had first acquainted himself with arms and politics. Even now Otto was not more than seventeen years of age. |Election of Philip of Swabia, March 1198.| Richard himself, as the new vassal of the Empire for Arles and England, was duly summoned to the electoral Diet, but his representatives impolitically urged the claims of Count Henry, who was ruled ineligible on account of his absence. Thus it was that when the German magnates at last met for the election, on 8th March 1198, at Mühlhausen, their choice fell on Philip of Swabia, who, mindful of the third century Emperor, Philip the Arabian, took the title of Philip II.

Counter-election of Otto of Brunswick, June 1198.

Many of the magnates had absented themselves from the Diet at Mühlhausen, and an irreconcilable band of partisans refused to be bound by its decisions. Richard of England now worked actively for Otto, his favourite nephew, and found support both in the old allies of the Angevins in the lower Rhineland and the ancient supporters of the house of Guelf. Germany was thus divided into two parties, who completely ignored each other’s acts. Three months after the Diet of Mühlhausen, another Diet met at Cologne and chose Otto of Brunswick as King of the Romans. Three days afterwards the young prince was crowned at Aachen.

A ten years’ civil war between Philip II. and Otto IV. now devastated the Germany that Barbarossa and Henry VI. had left so prosperous. The majority of the princes remained firm to Philip, who also had the support of the strong and homogeneous official class of ministeriales that had been the best helpers of his father and brother. Nevertheless, Otto had enough of a party to carry on the struggle. On his side was Cologne, the great mart of lower Germany, so important from its close trading relations in England, and now gradually shaking itself free of its archbishops. The friendship of Canute of Denmark and the old Guelf tradition combined to give him his earliest and greatest success in the north. It was the interest of the 321baronage to prolong a struggle which secured their own independence at the expense of the central authority. Both parties looked for outside help. Otto, besides his Danish friends, relied on his uncle Richard, and, after his death, on his uncle John. Philip formed a league with his namesake Philip of France. But distant princes could do but little to determine the result of the contest. It was of more moment that both appealed to Innocent III., and that the Pope willingly accepted the position of arbiter. ‘The settlement of this matter,’ he declared, ‘belongs to the Apostolic See, mainly because it was the Apostolic See that transferred the Empire from the East to the West, and ultimately because the same See confers the imperial crown.’ In March 1201 Innocent issued his decision. ‘We pronounce,’ he declared, ‘Philip unworthy of Empire, and absolve all who have taken oaths of fealty to him as king. Inasmuch as our dearest son in Christ, Otto, is industrious, provident, discreet, strong and constant, himself devoted to the Church and descended on each side from a devout stock, we by the authority of St. Peter receive him as king, and will in due course bestow upon him the imperial crown.’ The grateful Otto promised in return to maintain all the possessions and privileges of the Roman Church, including the inheritance of the Countess Matilda.

Philip of Swabia still held his own, and the extravagance of the papal claim led to many of the bishops as well as the lay magnates of Germany joining in a declaration that no former Pope had ever presumed to interfere in an imperial election. But the swords of his German followers were a stronger argument in favour of Philip’s claims than the protests of his supporters against papal assumptions. As time went on, the Hohenstaufen slowly got the better of the Guelfs. With the falling away of the north, Otto’s cause became distinctly the losing one. In 1206 Otto was defeated outside the walls of Cologne, and the great trading city was forced to transfer its obedience to his rival. In 1207 Philip became so strong 322that Innocent was constrained to reconsider his position, and suggested to Otto the propriety of renouncing his claims. But in June 1208 Philip was treacherously murdered at Bamberg by his faithless vassal, Otto of Wittelsbach, to whom he had refused his daughter’s hand. It was no political crime but a deed of private vengeance. It secured, however, the position of Otto, for the ministeriales now transferred their allegiance to him, and there was no Hohenstaufen candidate ready to oppose him. Otto, moreover, did not scruple to undergo a fresh election which secured for him universal recognition in Germany. By marrying Beatrice, Philip of Swabia’s daughter, he sought to unite the rival houses, while he conciliated Innocent by describing himself as king ‘by the grace of God and the Pope.’ Next year he crossed the Alps to Italy, and bound himself by oath, not only to allow the Papacy the privileges that he had already granted, but to grant complete freedom of ecclesiastical elections, and to support the Pope in his struggle against heresy. In October 1209 he was crowned Emperor at Rome. After ten years of waiting, Innocent, already master of Italy, had procured for his dependant both the German Kingdom and the Roman Empire.

Innocent III. and Philip Augustus.

Despite his preoccupation with Italy and Germany, the early years of Innocent’s pontificate saw him busily engaged in upholding the papal authority and the moral order of the Church in every country in Europe. No consideration of the immediate interests of the Roman see ever prevented him from maintaining his principles even against powerful sovereigns who could do much to help forward his general plans. The most conspicuous instance of this was Innocent’s famous quarrel with Philip Augustus of France, when to vindicate a simple principle of Christian morals he did not hesitate to abandon the alliance of the ‘eldest son of the Church’ at a time when the fortunes of the Papacy were everywhere doubtful. Philip’s first wife, Isabella of Hainault, the mother of the future Louis VIII., 323had died in 1190, just before her husband had started on his Crusade. |Ingeborg of Denmark.| In 1193 Philip negotiated a second marriage with Ingeborg, the sister of Canute VI., the powerful King of Denmark, hoping to obtain from his Danish brother-in-law substantial help against England and the Empire. Philip did not get the expected political advantages from the new connection, and at once took a strong dislike to the lady. On the day after the marriage Philip refused to have anything more to do with his bride. Within three months, he persuaded a synod of complaisant French bishops at Compiègne to pronounce the marriage void by reason of a remote kinship that existed between the two parties. Ingeborg was young, timid, friendless, helpless, and utterly ignorant of the French tongue, but King Canute took up her cause, and, from her retreat in a French convent, she appealed to Rome against the wickedness of the French king and clergy. Celestine III. proved her friend, and finding protestations of no avail, he finally quashed the sentence of the French bishops and declared her the lawful wife of the French king. But Philip persisted in his repudiation of Ingeborg, and Celestine contented himself with remonstrances and warnings that were utterly disregarded. |Agnes of Meran.| In 1196 Philip found a fresh wife in Agnes, a lady of the powerful house of Andechs-Meran, whose authority was great in Thuringia, and whose Alpine lordships soon developed into the county of Tyrol. Innocent at once proved a stronger champion of Ingeborg than the weak and aged Celestine. He forthwith warned Philip and the French bishops that they had no right to put asunder those whom God had joined together. ‘Recall your lawful wife,’ he wrote to Philip, ‘and then we will hear all that you can righteously urge. If you do not do this, no power shall move us to right or left, till justice be done.’ A papal legate was now sent to France, threatening excommunication and interdict, were Ingeborg not immediately reinstated in her place. For a few months the Pope hesitated, moved no 324doubt by his Italian and German troubles, and fearful lest his action against a Christian prince should delay the hoped-for Crusade. But he gradually turned the leaders of the French clergy from their support of Philip, and at last, in February 1200, an interdict was pronounced forbidding the public celebration of the rites of the Church in the whole lands that owed obedience to the King of France.

The Interdict over France, 1200–1201.

Philip Augustus held out fiercely for a time, declaring that he would rather lose half his lands than be separated from Agnes. Meanwhile he used pressure on his bishops to make them disregard the interdict, and vigorously intrigued with the Cardinals, seeking to build up a French party in the papal curia. Innocent so far showed complacency that the legate he sent to France was the king’s kinsman, Octavian, Cardinal-bishop of Ostia, who was anxious to make Philip’s humiliation as light as possible. His labours were eased by the partial submission of Philip, who in September visited Ingeborg, and promised to take her again as his wife, and so gave an excuse to end the interdict. Philip still claimed that his marriage should be dissolved; though here again he suddenly abandoned a suit which he probably saw was hopeless. |Partial submission of Philip, 1201.| The death of Agnes of Meran in July 1201 made a complete reconciliation less difficult. Next year the Pope legitimated the children of Agnes and Philip, on the ground that the sentence of divorce, pronounced by the French bishops, gave the king reasonable grounds for entering in good faith on his union with her. Ingeborg was still refused the rights of a queen, and constantly besought the Pope to have pity on her forlorn condition. The Pope was now forced to content himself with remonstrances. Philip declared that a baleful charm separated him from Ingeborg, and again begged the Pope to divorce him from a union, based on sorcery and witchcraft. The growing need of the French alliance now somewhat slackened the early zeal of Innocent for the cause of the 325queen. But no real cordiality was possible as long as the strained relations of Ingeborg and Philip continued. |Restitution of Ingeborg, 1213.| At last in 1213, in the very crisis of his fortunes, Philip completed his tardy reconciliation with his wife, after they had been separated for twenty years. Henceforth Philip was the most active ally of the Papacy.

The feudal overlordship of the Papacy over Portugal, Aragon, and England.

While thus dealing with Philip of France, Innocent enjoyed easier triumphs over the lesser kings of Europe. It was his ambition to break through the traditional limits that separated the Church from the State, and to bind as many as he could of the kings of Europe to the Papacy by ties of political vassalage. The time-honoured feudal superiority of the Popes over the Norman kingdom of Sicily had been the first precedent for this most unecclesiastical of all papal aggressions. Already others of the smaller kingdoms of Europe, conspicuous among which was Portugal, had followed the example of the Normans in becoming vassals of the Holy See. Under Innocent at least three states supplemented ecclesiastical by political dependence on the Papacy. Sancho, King of Portugal, who had striven to repudiate the former submission of Affonso I., was in the end forced to accept the papal suzerainty. Peter, King of Aragon, went in 1204 to Rome and was solemnly crowned king by Innocent. Afterwards Peter deposited his crown on the high altar of St. Peter’s and condescended to receive the investiture of his kingdom from the Pope, holding it as a perpetual fief of the Holy See, and promising tribute to Innocent and his successors. In 1213 a greater monarch than the struggling Christian kings of the Iberian peninsula was forced, after a long struggle, to make an even more abject submission. The long strife of Innocent with John of Anjou, about the disputed election to the see of Canterbury, was fought with the same weapons which the Pope had already employed against the King of France. But John held out 326longer. Interdict was followed by excommunication and threatened deposition. At last the English king surrendered his crown to the papal agent Pandulf, and, like Peter of Aragon, received it back as a vassal of the Papacy, bound by an annual tribute. Nor were these the only kings that sought the support of the great Pope. The schismatic princes of the East vied in ardour with the Catholic princes of the West in their quest of Innocent’s favour. King Leo of Armenia begged for his protection. |Innocent and the lesser monarchs of Europe.| The Bulgarian Prince John besought the Pope to grant him a royal crown. Innocent posed as a mediator in Hungary between the two brothers, Emeric and Andrew, who were struggling for the crown. Canute of Denmark, zealous for his sister’s honour, was his humble suppliant. Poland was equally obedient. The Duke of Bohemia accepted the papal reproof for allying himself with Philip of Swabia.

Despite his vigour and his authority, Innocent’s constant interference with the internal concerns of every country in Europe did not pass unchallenged. Even the kings who invoked his intercession were constantly in conflict with him. Beside his great quarrels in Germany, France, and England, Innocent had many minor wars to wage against the princes of Europe. For five years the kingdom of Leon lay under interdict because its king Alfonso had married his cousin, Berengaria of Castile, in the hope of securing the peace between the two realms. It was only after the lady had borne five children to Alfonso that she voluntarily terminated the obnoxious union, and Innocent found it prudent, as in France, to legitimise the offspring of a marriage which he had denounced as incestuous. Not one of the princes of the Peninsula was spared. Sancho of Navarre incurred interdict by reason of his suspected dealings with the Saracens, while the marriage of his sister with Peter of Aragon, the vassal of the Pope, involved both kings in a contest with Innocent. Not only did the monarchs of Europe resent, so far as they were 327able, the Pope’s haughty policy. For the first time the peoples of their realms began to make common cause with them against the political aggressions of the Papacy. |The Papacy and the people. Dangers of Innocent’s policy.| The nobles of Aragon protested against King Peter’s submission to the Papacy, declared that his surrender of their kingdom was invalid, and prevented the payment of the promised tribute. When John of England procured his Roman overlord’s condemnation of Magna Carta, the support of Rome was of no avail to prevent his indignant subjects combining to drive him from the throne, and did not even hinder Louis of France, the son of the papalist Philip II., from accepting their invitation to become English king in his stead. It was only by a repudiation of this policy, and by an acceptance of the Great Charter, that the Papacy could secure the English throne for John’s young son, Henry III., and thus continue for a time its precarious overlordship over England. For the moment Innocent’s iron policy crushed opposition, but in adding the new hostility of the national kings and the rising nations of Europe to the old hostility of the declining Empire, Innocent was entering into a perilous course of conduct, which, within a century, was to prove fatal to one of the strongest of his successors. The more political the papal authority became, the more difficult it was to uphold its prestige as the source of law, of morality, of religion. Innocent himself did not lose sight of the higher ideal because he strove so firmly after more earthly aims. His successors were not always so able or so high-minded. And it was as the protectors of the people, not as the enemies of their political rights, that the great Popes of the eleventh and twelfth centuries had obtained their wonderful ascendency over the best minds of Europe.

The coronation of Otto IV. did not end Innocent’s troubles with the Empire. It was soon followed by an open breach between the Pope and his nominee, from which ultimately developed something like a general European war, between 328a league of partisans of the Pope and a league of partisans of Otto. It was inevitable that Otto, as a crowned Emperor, should look upon the papal power in a way very different from that in which he had regarded it, when a faction leader struggling for the crown. |Quarrel of Innocent with Otto IV., 1210.| Then the support of the Pope was indispensable. Now the autocracy of the Pope was to be feared. The Hohenstaufen ministeriales, who now surrounded the Guelfic Emperor, raised his ideals and modified his policy. Henry of Kalden, the old minister of Henry VI., was now his closest confidant, and, under his direction, it soon became Otto’s ambition to continue the policy of the Hohenstaufen. The great object of Henry VI. had been the union of Sicily with the Empire. To the alarm and disgust of Innocent, his ancient dependant now strove to continue Henry VI.’s policy by driving out Henry VI.’s son from his Sicilian inheritance. Otto now established relations with Diepold and the other German adventurers, who still defied Frederick II. and the Pope in Apulia. He soon claimed the inheritance of Matilda as well as the Sicilian monarchy. In August 1210 he occupied Matilda’s Tuscan lands, and in November invaded Apulia, and prepared to despatch a Pisan fleet against Sicily. Innocent was moved to terrible wrath. On hearing of the capture of Capua, and the revolt of Salerno and Naples, he excommunicated the Emperor and freed his subjects from their oaths of fealty to him. But, despite the threats of the Church, Otto conquered most of Apulia and was equally successful in reviving the imperial authority in northern Italy.

Election of Frederick II., 1212.

Innocent saw the power that he had built up so carefully in Italy crumbling rapidly away. In his despair he turned to France and Germany for help against the audacious Guelf. Philip Augustus, though still in bad odour at Rome through his persistent hostility to Ingeborg, was now an indispensable ally. He actively threw himself into the Pope’s policy, and French and Papal agents combined to stir up disaffection against 329Otto in Germany. The haughty manners and the love of the young king for Englishmen and Saxons had already excited disaffection. It was believed that Otto wished to set up a centralised despotism of court officials, levying huge taxes, on the model of the Angevin administrative system of his grandfather and uncles. The bishops now took the lead in organising a general defection from the absent Emperor. In September 1211 a gathering of disaffected magnates, among whom were the newly made King Ottocar of Bohemia and the Dukes of Austria and Bavaria, assembled at Nürnberg. They treated the papal sentence as the deposition of Otto, and pledged themselves to elect as their new king Frederick of Sicily, the sometime ward of the Pope. It was not altogether good news to the Pope that the German nobles had, in choosing the son of Henry VI., renewed the union of Germany and Sicily. But Innocent felt that the need of setting up an effective opposition to Otto was so pressing that he put out of sight the general in favour of the immediate interests of the Roman see. He accepted Frederick as Emperor, only stipulating that he should renew his homage for the Sicilian crown, and consequently renounce an inalienable union between Sicily and the Empire. Frederick now left Sicily, repeated his submission to Innocent at Rome, and crossed the Alps for Germany.

Otto had already abandoned Italy to meet the threatened danger in the north. Misfortunes soon showered thick upon him. His Hohenstaufen wife, Beatrice, died, and her loss lessened his hold on southern Germany. When Frederick appeared, Swabia and Bavaria were already ready to welcome the heir of the mighty southern line, and aid him against the audacious Saxon. The spiritual magnates flocked to the side of the friend and pupil of the Pope. In December 1212 followed Frederick’s formal election and his coronation at Mainz by the Archbishop Siegfried. Early in 1213 Henry of Kalden first appeared at his court. Henceforward the important class of the 330‘ministeriales’ was divided. While some remained true to Otto, others gradually went back to the personal representative of Hohenstaufen.

The papal and imperial leagues, 1213.

Otto was now thrown back on Saxony and the lower Rhineland. He again took up his quarters with the faithful citizens of Cologne, whence he appealed for help to his uncle, John of England, still under the papal ban. With English help he united the princes of the Netherlands in a party of opposition to the Pope and the Hohenstaufen. Frederick answered by a closer and more effective league with France. Even before his coronation he had met Louis, the son of Philip Augustus, at Vaucouleurs. All Europe seemed arming at the bidding of the Pope and Emperor.

John of England now hastily reconciled himself to Innocent, at the price of the independence of his kingdom. He thus became in a better position to aid his excommunicated nephew, and revenge the loss of Normandy and Anjou on Philip Augustus. His plan was now a twofold one. He himself summoned the barons of England to follow him in an attempt to recover his ancient lands on the Loire. Meanwhile, Otto and the Netherlandish lords were encouraged, by substantial English help, to carry out a combined attack on France from the north. The opposition of the English barons reduced to comparative insignificance the expedition to Poitou, but a very considerable army gathered together under Otto, and took up its position in the neighbourhood of Tournai. Among the French King’s vassals, Ferrand, Count of Flanders, long hostile to his overlord Philip, and the Count of Boulogne, fought strenuously on Otto’s side; while, of the imperial vassals, the Count of Holland and the Duke of Brabant [Lower Lorraine] were among Otto’s most active supporters. A considerable English contingent came also, headed by Otto’s bastard uncle, William Longsword, Earl of Salisbury. Philip himself commanded the chivalry of France, leaving his 331son Louis to fight against John in Poitou. On 27th July the decisive battle was fought at Bouvines, a few miles south-west of Tournai. |Battle of Bouvines, 1214.| The army of France and the Church gained an overwhelming victory over the league which had incurred the papal ban, and Otto’s fortunes were utterly shattered. He soon lost all his hold over the Rhineland, and was forced to retreat to the ancient domains of his house in Saxony. His remaining friends made their peace with Philip and Frederick. The defection of the Wittelsbachers lost his last hold in the south of Germany, and the desertion of Valdemar of Denmark deprived him of a strong friend in the north. John withdrew from continental politics to be beaten more decisively by his barons than he had been beaten in Poitou or at Bouvines. By the summer of 1215, Aachen and Cologne had opened their gates to Frederick, who repeated his coronation in the old chapel of Charlemagne. Before Otto’s death in 1218 his power was confined to Brunswick and the region of the Harz. |The fall of the Guelfs and the triumph of Innocent.| His brother Henry delivered up the imperial insignia to the conqueror, and received a confirmation of his hereditary estates. In 1235 the establishment of the Duchy of Brunswick-Lüneburg, in favour of the Guelfic house, secured for it a permanent position among the territorial powers of northern Germany. The higher aspirations of the descendants of Henry the Lion perished for ever on the fatal field of Bouvines.

Frederick II. was now undisputed King of the Romans, and Innocent III. had won another great triumph. By the Golden Bull of Eger (July 1213) Frederick had already renewed the concessions made by Otto to the Church, and promised obedience to the Holy See. In 1216 he pledged himself to separate Sicily from the Empire, and establish his son Henry there as king, under the supremacy of the Church. But like his other triumphs, Innocent’s victory over the Empire was purchased at no small cost. For the first time, 332a German national irritation at the aggressions of the Papacy began to be distinctly felt. It found an adequate expression in the indignant verses of Walter von der Vogelweide, protesting against the priests who strove to upset the rights of the laity, and denouncing the greed and pride of the foreigners who profited by the humiliation of Germany.

Innocent III. and the Crusades.

Amidst all the distractions of Western politics, Innocent III. ardently strove to revive the crusading spirit. He never succeeded in raising all Europe, as several of his predecessors had done. But after great efforts, the eloquent preaching of Fulk of Neuilly stirred up a fair amount of enthusiasm for the crusading cause, and, in 1204, a considerable crusading army, mainly French, mustered at Venice. It was the bitterest disappointment of Innocent’s life that the Fourth Crusade [see chapter xv.] never reached Palestine, but was diverted to the conquest of the Greek Empire. Yet the establishment of a Catholic Latin Empire at Constantinople, at the expense of the Greek schismatics, was no small triumph. Not disheartened by his first failure, Innocent still urged upon Europe the need of the holy war. If no expedition against the Saracens of Syria marked the result of his efforts, his pontificate saw the extension of the crusading movement to other lands. Innocent preached the Crusade against the Moors of Spain, and rejoiced in the news of the momentous victory of the Christians at Navas de Tolosa [see chapter xx.]. He saw the beginnings of a fresh Crusade against the obstinate heathen on the eastern shores of the Baltic. But all these Crusades were against pagans and infidels. |Extension of the crusading idea.| Innocent made a much greater new departure when he proclaimed the first Crusade directed against a Christian land. The Albigensian Crusade, which can more profitably be described when we deal with the development of the French monarchy [see chapter xvii.], succeeded in destroying the most dangerous and widespread popular heresy that Christianity had witnessed since the fall 333of the Roman Empire, and Innocent rejoiced that his times saw the Church purged of its worst blemish. But in extending the benefits of a Crusade to Christians fighting against Christians, he handed on a precedent which was soon fatally abused by his successors. In crushing out the young national life of southern France the Papacy again set a people against itself. The denunciations of the German Minnesinger were re-echoed in the complaints of the last of the Troubadours. Rome had ceased to do harm to Turks and Saracens, but had stirred up Christians to war against fellow-Christians. God and His Saints abandon the greedy, the strife-loving, the unjust, worldly Church. The picture is darkly coloured by a partisan, but in every triumph of Innocent there lay the shadow of future trouble.

Innocent III.’s religious position.

Crusades, even against heretics and infidels, are the work of earthly force rather than of spiritual influence. It was to build up the great outward corporation of the Church that all these labours of Innocent mainly tended. Even his additions to the Canon Law, his reforms of ecclesiastical jurisdiction, dealt with the external rather than the internal life of the Church. The criticism of James of Vitry, that the Roman Curia was so busy in secular affairs that it hardly turned a thought to spiritual things, is clearly applicable to much of Innocent’s activity. But the many-sided Pope did not ignore the religious wants of the Church. His Crusade against heresy was no mere war against enemies of the wealth and power of the Church. The new tendencies that were to transform the spiritual life of the thirteenth century were not strange to him. He favoured the early work of Dominic: he had personal dealings with Francis, and showed his sympathy with the early work of the poor man of Assisi [see chapter xviii.]. But it is as the conqueror and organiser rather than the priest or prophet that Innocent made his mark in the Church. It is significant that, with all his greatness, he never attained the honours of sanctity.

The Fourth General Lateran Council, 1215.

334Towards the end of his life, Innocent held a General Council in the basilica of St. John Lateran. A vast gathering of bishops, heads of orders, and secular dignitaries gave brilliancy to the gathering and enhanced the glory of the Pontiff. Enthroned over more than four hundred bishops, the Pope proudly declared the law to the world. ‘Two things we have specially to heart,’ wrote Innocent, in summoning the assembly, ‘the deliverance of the Holy Land and the reform of the Church Universal.’ In its vast collection of seventy canons, the Lateran Council strove hard to carry out the Pope’s programme. It condemned the dying heresies of the Albigeois and the Cathari, and prescribed the methods and punishments of the unrepentant heretic. It strove to rekindle zeal for the Crusade. It drew up a drastic scheme for reforming the internal life and discipline of the Church. It strove to elevate the morals and the learning of the clergy, to check their worldliness and covetousness, and to restrain them from abusing the authority of the Church through excess of zeal or more corrupt motives. It invited bishops to set up free schools to teach poor scholars grammar and theology. It forbade trial by battle and trial by ordeal. It subjected the existing monastic orders to stricter superintendence, and forbade the establishment of new monastic rules. It forbade superstitious practices and the worship of spurious or unauthorised relics. The whole series of canons sought to regulate and ameliorate the influence of the Church on society. If many of the abuses aimed at were too deeply rooted to be overthrown by mere legislation, the attempt speaks well for the character and intelligence of Pope and Council. All mediæval lawmaking, civil and ecclesiastical alike, was but the promulgation of an ideal, rather than the issuing of precepts meant to be literally executed. But no more serious attempt at rooting out inveterate evils was ever made in the Middle Ages than in this Council.

335The formal enunciation of this lofty programme of reform brought Innocent’s pontificate to a glorious end. The Pontiff devoted what little remained of his life to hurrying on the preparations for the projected Crusade, which was to set out in 1217. |Death of Innocent III., 16th July 1216.| But in the summer of 1216 Innocent died at Perugia, when only fifty-six years old. If not the greatest, he was the most powerful of all the Popes. For nearly twenty years the whole history of Europe groups itself round his doings.

336

CHAPTER XV
THE BYZANTINE EMPIRE IN THE TWELFTH CENTURY, THE FOURTH CRUSADE, AND THE LATIN EMPIRE IN THE EAST (1095–1261)[27]

The Comnenian dynasty and Alexius I.—Decay of the Empire—The end of the Comneni—The Angeli—The mustering of the Fourth Crusade—The Conquest of Zara—The First and Second Captures of Constantinople—The Partition and Organisation of the Latin Empire—The Greek Revival—Rivalry of Constantinople and Thessalonica—The Latin Emperors—Michael Palæologus and the Fall of the Latin Empire—The Franks in the Peloponnesus.

The Comnenian dynasty.

The Comnenian dynasty, finally established by Alexius I. [see chapter vii.], ruled for more than a century over the Roman Empire in the East. We have already noticed the most stirring episodes of its external history, in tracing the dealings of the Comnenian Emperors with the Seljukian Turks, with the passing Crusaders, with the permanent Latin garrison in Syria, and with the Norman rulers of Apulia and Sicily, who strove to make southern Italy the starting-point for a Norman conquest of the Balkan Peninsula. It remains now to describe briefly the internal history of the Eastern Empire during the twelfth century, as a necessary preliminary to the understanding of the collapse of the Greek power in 1204.

Alexius I., 1081–1118.

The combination of strength and duplicity, which constituted the practical ability of Alexius Comnenus, had saved the Byzantine state from the ruin with which it had been threatened. But the rescue of the Empire had been accomplished at no small cost. The 337Crusaders had allowed Alexius to resume possession of a large share of Asia Minor, but the constant presence of Latins in the East was a permanent danger to him, both from their superior military capacity and their fierce Catholicism. The Eastern Empire sank into the condition of stagnation, which it was to retain for the rest of its existence. The low cunning and trickery of Alexius are glorified by his literary daughter Anna as the highest resources of civilisation when face to face with the barbarian Franks. Such methods might save the state, but they could hardly adapt it to meet the new conditions which Western activity in the East had brought about.

Internal decay of the Eastern Empire.

The military danger of the Frankish powers was not the worst result of the Crusades on the Byzantine Empire. Even more important was the sapping of its sources of wealth and the decay of its commercial prosperity, as the consequence of the development of the trade of the Italian republics, like Pisa, Genoa, and Venice, who really reaped nearly the whole material advantages of the Crusades. Acre and other Syrian ports began to supersede Constantinople as the great meeting-places of Eastern and Western trade. The skill and energy of the Italian merchants transferred the commerce of the Levant from Greek to Western hands. Since the loss of the rich agricultural districts of Asia Minor, the commerce of Constantinople was the one really solid source of Byzantine prosperity. The revenue of the imperial exchequer now began to fall off, and the disastrous expedients of Alexius to restore it made permanent ruin more certain. In the hope of making the Bosporus and Golden Horn as attractive to the Italian traders as the waters of the Levant, Alexius sought to entice the Venetians back to his ports by giving them exemption from customs dues (1082). The Venetians were established in a special quarter of Constantinople, exempt from the jurisdiction of the Greek authorities, with its Catholic church, its walls, and its magistrates. The 338Pisans had privileges less extensive but still considerable. Such concessions made the Italians easily able to undersell the native merchants and to establish their factories on an almost independent basis. But it was unlikely that the shrewd Venetians would be content with what they had got. Their settlement within the Empire as traders only paved the way to the time when they aspired to establish themselves as rulers. It was a strange turn to make arbiters of the destiny of the Empire those Venetians who had in former times protected themselves from Western Cæsars by parading their dependence on the Emperor at Constantinople, and whose city bears to this day the abiding impress of Byzantine art. The strong Comnenian Emperors postponed the danger for a time, but when the Empire was again divided between rival claimants, it was as natural to the Venetians as it was to the English and French in India to take advantage of the decay of an ancient but stagnant civilisation to turn from their factories and counting-houses to play the part of conquerors and rulers.

It is one of the innumerable proofs of the vitality of the East Roman system that this result came so slowly and succeeded so imperfectly. The latter part of the reign of Alexius seemed to revive the former glories of the Eastern Empire. The dynasty was firmly settled on the throne; the foreign enemies driven away or reduced to insignificance; the internal decay was too gradual to be readily perceived. On his death in 1118 Alexius handed on to his son an empire enlarged and peaceful. |John II., 1118–1143.| John II. Comnenus (1118–1143), called John the Good, was one of the best of Byzantine rulers. As vigorous a ruler and a better soldier than his father, his private character, stainless in its morals, was marked by qualities, such as frankness, generosity, and mercy, which rarely adorned the throne of the Eastern Cæsars. He reigned undisturbed by revolts or conspiracies, save those of his sister Anna, the historian, and his brother Isaac, and these foes within his household received from him a generous forgiveness 339that they did nothing to deserve. John was mostly occupied in his constant campaigns on the frontiers, fighting the Patzinaks of the lower Danube, the Hungarians and the Servians in Europe, and the Seljukian Turks and the Armenians in Asia. Master of Cilicia, he forced Raymond of Antioch to acknowledge his supremacy. Only his death in Cilicia, due to an accident in the hunting field, prevented his invasion of the Latin kingdom of Syria. Had he seriously grappled with the reform of administration and the finances, he might have inaugurated a new period of prosperity. But his effort to shake off the commercial supremacy of Venice involved him in a long and unsuccessful war with the rulers of the sea, which he was glad to end by restoring the Venetians to their former privileges, and by recognising them as lords of some of the Greek islands. Even as it was, John the Good did much to arrest decay.

Manuel I., 1143–1180.

Manuel I. Comnenus (1143–1180), John’s son and successor, was a worthy heir to the military talents of his father. But his violent passions sullied his private life, and his extravagance, ostentation, and vanity took away from the lustre of his domestic administration. He was one of the most Western in temperament of all the Greek sovereigns. He was proud of his prodigious personal strength, of his handsome person, and of his skill in all chivalrous exercises. He was the only Greek Emperor who could surpass the most famous knights of the West in the mimic war of the tournament. He had the spirit of a knight-errant, suggesting Richard Cœur de Lion rather than the sly and demure Oriental. When he had safely extricated himself from the perils of the Second Crusade [see page 192], he plunged into a series of wars in which he sought personal glory rather than the welfare of his Empire. There were strange tales of his wonderful personal adventures and hairbreadth escapes from Patzinaks and Turks. He introduced Western tournaments into Constantinople, had a truly Frankish ardour for crusading, re-armed his troops after the Western 340fashion with ponderous shields and heavy lances, and eagerly sought to connect himself by marriage with the great royal houses of the West. His first wife Bertha—called Irene to satisfy Greek susceptibilities—was a sister-in-law of the Emperor Conrad III., and his second wife was a princess of Antioch. His daughter married in succession the brother of the King of Hungary and the son of the Marquis of Montferrat. His son, Alexius, was wedded to the daughter of Louis VII. of France. His influence extended over all the Danubian states as far as the German frontier. His wars, if not always politic, were often successful. He defeated the strenuous attempts of King Roger of Sicily and his son William the Bad [see page 236] to invade his Empire. He waged a long and not inglorious war with Venice, and even when unable to destroy her privileges did something to counterbalance them by calling in rival Italian traders, such as the Genoese. When beaten by the Seljuks, he was able to negotiate an honourable peace. But his wastefulness brought the financial disorders to a crisis, and his utter neglect of routine threw the obsolete administrative system into confusion. Yet with all his faults he was a brilliant personality, and with his death the good fortune of the Comnenian dynasty came to an end.

Alexius II., 1180–1183.

Alexius II. (1180–1183), the son of Manuel, was a boy twelve years old, and his mother, Mary of Antioch, strove to carry on the government in his name. Her incapacity gave an opening for intrigues of the members of the royal house, and, two years later, Andronicus Comnenus, cousin of Manuel, displaced the Empress and became the guardian of Alexius with the title of Cæsar. |Usurpation of Andronicus, 1183–1185.| As soon as he was secure of power, Andronicus murdered his ward, married his widow, Agnes of France, and made himself sole Basileus. Andronicus was a strong and brave soldier, but overweeningly ambitious, wantonly cruel, and already infamous by a long career of brutality and treachery. His success in gaining power was greater than his success in retaining it. Rebellions broke out in the provinces. Cyprus 341shook itself free from his rule under the local Emperor Isaac Comnenus, who finally succumbed to Richard of England [see page 301]. Even the reign of terror which marked his rule did not check the plots of the angry nobles. The Normans again invaded Macedonia, and captured Thessalonica. So hateful did Andronicus become that a very small incident sufficed to bring his power to an end. During his absence from Constantinople, one of his ministers ordered the arrest of an incapable and cowardly noble named Isaac Angelus. Driven to despair at the prospect of the torments meted out for Andronicus’ victims, Isaac plucked up courage to resist, and took refuge in St. Sophia’s. The mob of Constantinople arose in revolt, declaring that it would have ‘no more old men or men with forked beards as Emperors.’ |End of the Comneni.| Andronicus hurried back, but all classes deserted him. He was tortured to death by the mob, and Isaac Angelus was declared his successor. With him the glorious house of Comnenus ingloriously expired (1185).

Isaac II., 1185–1195.

The reign of Isaac Angelus ushered in a worse period of degradation. Even the brutality of Andronicus had been in some measure redeemed by its strength, but under his weak and contemptible successor the Empire suffered from the worst results of incompetence. The Emperor lavished his revenues in building churches and palaces, in collecting relics and sacred icons, in ministering to the luxury and vanity of a crowd of parasites and dependants. He put the administrative offices up for sale, and allowed their purchasers to recoup themselves by oppressing the provincials. His ten years’ rule was full of military disasters. The imposition of a new tax was followed by the revolt of the Bulgarians, who had lived as peaceful subjects of the Empire since their conquest, two hundred years previously, by Basil II. [see pages 163–165]. In a short time the whole of Bulgaria had shaken off the yoke of Constantinople, and the mercenary arms of Conrad of Montferrat. The efforts of Isaac, who took the field in person against the rebels, were 342powerless to win back a warlike and united people. The loss of Bulgaria was not the only humiliation of Isaac’s reign. We have already seen how the Third Crusade dealt roughly with his power, how Frederick Barbarossa, provoked by his treachery, forced him to make an abject submission, and how Richard of England permanently turned Cyprus into a feudal Frankish kingdom, utterly unconnected with the Empire. Isaac had also to buy off the attacks of the Sultan of Roum by the payment of tribute. In the midst of all these disasters his wretched government was abruptly ended by a palace conspiracy, formed against him by his elder brother Alexius, while he was absent engaged in the Bulgarian war. Isaac hurried back to Constantinople, only to be deposed, blinded, and immured in a monastery (1195).

Alexius III., 1195–1203.

Alexius III. Angelus (1195–1203), was as wasteful, as profligate, and as incompetent as his brother, pillaging his subjects to reward the conspirators who had helped him to the throne. Rebellions broke out in the provinces, and the Venetians and Pisans fought out their feuds in the streets of the capital. The efforts to reconquer Bulgaria proved abortive, and the Turks of Roum again threatened the heart of the Empire. The utter feebleness of the Byzantine power tempted the Emperor Henry VI. to re-enact the part of Robert Guiscard and Roger. His death postponed, without averting, the danger of Western conquest. Philip of Swabia was the brother-in-law of the deposed Isaac, and welcomed his son Alexius, when he escaped in a Pisan ship from his ill-guarded prison. The Venetians, though loaded with privileges, clamoured for more. It was just at the moment when the anarchy of Constantinople had reached its height that the army of Crusaders, collected from all Europe by the zeal of Innocent III. and the preaching of Fulk of Neuilly, appeared at Venice, waiting to take ship thence in the vessels of the republic for the Holy Land.

The golden age of the Crusades was now over. The difficulties that limited the success of the Third Crusade 343now prevented even the undertaking of a new one on the same grand lines. The long efforts of Celestine III. to start a new Crusade had borne little fruit. |The mustering of the Fourth Crusade, 1198–1202.| Fulk of Neuilly began his preaching very soon after Innocent III.’s accession to the Papacy, and the new Pope warmly supported him. But none of the great princes of Europe responded to his call. It was not until 1201 that the beginnings of a crusading army was gathered together under leaders more of the status of the heroes of the First Crusade than of those of the Second or Third. Theobald III., Count of Champagne, was not deterred by his brother Henry’s death from striving to redeem his brother’s lost kingdom. Among the lords of Champagne that attended him was his marshal, Geoffrey of Villehardouin, who has left us a famous account of the expedition. Among Theobald’s companions of high rank were his kinsman Louis, Count of Blois, and his sister Mary, who accompanied her husband, Baldwin IX., Count of Flanders, Baldwin’s brothers Eustace and Henry, and Simon of Montfort, soon to become famous as the leader of the Albigensian Crusade. Theobald of Champagne was appointed general-in-chief, and it was resolved to attack Egypt, as the real centre of the Ayoubite power. Early in 1201, ambassadors of the Crusaders, conspicuous among whom was Villehardouin, appeared at Venice to negotiate with the Republic as to their means of transport. After lengthened negotiations a treaty was concluded between them and Henry Dandolo, the blind and aged, but still ardent, subtle, and active Doge. It was agreed that the Venetians should provide the necessary transports, with provisions for a year, and a convoy of fifty galleys. But in return, the Frankish Crusaders agreed to pay Venice the vast sum of 85,000 marks of silver, and to divide all conquests and booty equally between themselves and the Venetians. It was characteristic of the Italian seafaring republics to drive hard bargains with the Crusaders, and Dandolo had little concern for the Holy War, though he had infinite zeal for the interests 344of Venice. As soon as the Crusaders began to collect by the lagoons to embark for Egypt, he aspired to use them as soldiers of the Republic rather than of the Church. The appearance of the fugitive Alexius in Italy already suggested the idea of diverting the expedition against Constantinople.

There were still long delays. The death of the Count of Champagne left vacant the supreme command, and, after several attempts to fill it up, the Crusaders appointed as their chief the North Italian Boniface of Montferrat, brother of Conrad of Montferrat, and a scheming and unscrupulous adventurer. He was soon approached by King Philip of Swabia, who urged upon him the claims of the young Alexius, his kinsman. The Hohenstaufen monarch and the Doge of Venice now combined to recommend the Crusaders to undertake the restoration of Isaac Comnenus, as a preliminary to their attack on the infidels. Even at this early stage it is more than likely that the Venetians had formed a deliberate design to divert the Crusade, and had perhaps even an understanding with the Saracens to that effect.

The capture of Zara, 1202.

When the spring of 1202 came, the passage from Venice was still unaccountably delayed. Many of the Crusaders had spent all their resources during their long stay, and the leaders were quite unable to pay the Venetians the huge sum they had promised. Dandolo now proposed that they should acquit themselves of part of their debt by helping Venice to conquer the maritime town of Zara, an old enemy of the Republic, and the haunt of pirates that preyed on its trade. Zara belonged to the King of Hungary, who had also taken the cross. But the spirit of adventure and love of booty was stronger among the Franks than zeal for the Holy War. Despite the protests of Simon of Montfort against the turning aside of a crusading army to fight a Catholic and crusading prince, it was agreed to accept Dandolo’s suggestion. In October, the Crusaders at last left the Lido. In November Zara fell, after a short siege, into the hands of 345the united Venetian and Frankish host. The Pope vigorously denounced the forsworn soldiers of the Cross. But the Venetians paid no heed, and the Franks very little, to his fulminations. The season was now too late to make a start, and the army took up winter quarters in Dalmatia. Alexius now appeared in person in the crusading camp, and his glittering offers were greedily accepted. |The Crusade turned against Constantinople, 1203.| Boniface of Montferrat thought more of his own advantage than of the sacred cause. The pious scruples of the Count of Flanders were finally allayed. In the early summer of 1203, the Crusaders made sail for the Ægean. The fatal results of the decay of the Greek marine now made themselves clearly manifest. Alexius III. was the first ruler of Constantinople who had to defend his capital, without having the command of the sea. With next to no resistance, the Venetians and Franks passed through the Dardanelles, and encamped at Scutari. The land-attack on Constantinople was beaten off, but the Venetians, headed by the blind old Doge, stormed the sea-wall, and burnt the adjacent ports of the city. The incapable and cowardly Emperor fled in alarm to Thrace, whereupon the army took the blind Isaac out of prison, and restored him to his throne, but invited his son Alexius to share it with him (July 1203).

First capture of Constantinople. Restoration of Isaac Angelus and Alexius IV., July 1203.

The Crusaders had made an easy conquest, but their main feeling was one of disgust that the premature surrender of the city had deprived them of a chance of a richer plunder than their imaginations had ever conceived before they saw the wonders of the New Rome. They settled down for the next winter in the suburbs of the capital, while Isaac and Alexius IV. left no stone unturned to satisfy their clamour for their pay. When the Emperors were reduced, in their efforts to appease the Latins, to plunder the churches of their jewels and reliquaries, and impose odious taxes on their subjects, the mob of 346Constantinople, taught by the success of recent revolutions to regard itself as all-powerful, rose in revolt against them, and murdered all the Latins within reach. Isaac, unnerved by captivity, died suddenly, it was said, of fright. |Revolution in Constantinople. Alexius V., Feb. 1204.| Alexius IV. was strangled. A strong and daring adventurer, Alexius Ducas, surnamed Murzuphlus from his shaggy eyebrows, was proclaimed the Emperor Alexius V. (February 1204). The house of Angelus thus quitted history even less gloriously than the house of Comnenus.

Second capture and sack of Constantinople, April 1204.

It was but a revolution in the capital, and the provinces hardly recognised the usurper. But Alexius V. threw a new energy into the defences of Constantinople, and the Crusaders found that they must either retire discomfited, or capture the city for a second time. After two months of preparations, they advanced in April to the final assault. This time they limited their attack to the sea-wall. The first effort was a failure, but a few days later a second onslaught admitted them into a corner of the city. There was still a chance for the Greeks, if they had had courage to stubbornly defend the city street by street. But the mercenary soldiers would not fight, and Alexius V., despairing of further resistance, fled from the capital, though he soon fell into the hands of the Crusaders, who put him to death. Constantinople now belonged to the Franks, and a hideous three days of plunder, murder, lust, and sacrilege, at last satisfied them for the moderation they had been forced to show upon the occasion of the first conquest. The priceless relics of ancient art were barbarously destroyed: the very churches were ruthlessly pillaged, and the city of Constantine was robbed for ever of that unique splendour that had made it for ages the wonder of the world.

347 THE LATIN EMPIRE OF CONSTANTINOPLE

The cry of indignation, that had already broken out when the Crusaders turned aside to besiege Zara, was renewed on their abandoning their campaign against the infidel to conquer a Christian city. But the feebleness of the opposition showed that the crusading spirit was dying, and even Innocent III., who was bitterly grieved at the failure of the Crusade, found consolation in the hoped-for collapse of the Greek schism, and made his peace with the Latin conquerors of Constantinople. |The partition and organisation of the Latin Empire, 1204–1261.| The victorious Westerns now proceeded to the division of the spoil. The Venetians and the Franks still stood apart, jealously watching over their respective interests. There was no longer any talk of appointing a new Greek Emperor. It was agreed to elect from the crusading host a Latin Emperor and Patriarch, and it was further determined that the party that furnished the Emperor should yield to the other the choice of the Patriarch. A college of six French prelates and six Venetian nobles was set up to elect the Emperor. There was keen rivalry for the post. Boniface of Montferrat, as general, seemed to have an 348obvious claim, but the Venetians were unwilling to support the candidature of an Italian prince, an ally of the Hohenstaufen. Refusing the dangerous honour for their own duke, the Venetians declared for Count Baldwin of Flanders, who was duly elected Emperor in May. The papal legate crowned him in St. Sophia’s, and he was invested with the purple buskins and all the other trappings of the Basileus of the Romans. Thomas Morosini, a Venetian, was chosen Patriarch. But the election of the heads of the Church and State was an easier business than the division of the spoils amidst a whole swarm of greedy claimants.

Like the conquerors of Jerusalem after the First Crusade, the conquerors of Constantinople set up a feudal state on the ruins of the Oriental system that they had destroyed. The Emperor Baldwin was to be overlord of all the Crusading chieftains, and was moreover to have as his domains the capital, saving the Venetian quarter, the greater part of Thrace with Adrianople, and the eastern islands of the Ægean, Samothrace, Cos, Lesbos, Samos and Chios. Boniface of Montferrat was consoled for his disappointment with the title of King of Thessalonica. He was still strong enough to reject the offer of a patrimony in Asia which the Latins had still to conquer, and to profess that he held Thessalonica in his own right, independently of the Emperor of Romania. He established himself in Macedonia and Thessaly. The Venetians had the lion’s share of the plunder. They had henceforth a large slice of Constantinople with the practical monopoly of the trade of the Empire. They also were recognised as lords of most of the islands and coast lands, including the Ionian islands, Eubœa, most of the Cyclades and some of the Sporades, numerous settlements on the coasts of the Peloponnesus, and a large domain north of the Corinthian Gulf, along Acarnania, Ætolia, Epirus and Albania, where, however, they were not strong enough to penetrate far into the interior. Crete they purchased from Boniface of Montferrat. Dandolo, who assumed the title of Despotes, now 349styled himself ‘lord of a quarter and half-a-quarter’ of the Empire. The minor Frankish chiefs also received great fiefs. Louis of Blois became Duke of Nicæa and of Nicomedia: Villehardouin became Prince of Achaia: Odo of La Roche Lord of Athens, and there were counts of Thebes, dukes of Philippopolis, and marquises of Corinth. Each feudatory had still his fief to conquer as best he could, and the lords, to whom lands in Asia were assigned, never obtained effective possession of their territories. The more fortunate European barons could only enjoy their grants by calling in the help of vassal chieftains, whose immunities left them little more than a show of power outside their own domains. No feudal state was ever strong, but no feudal state was ever so weak as the Latin Empire in the East. It had to contend against all the characteristic evils of feudalism, the infinite multiplication of the sovereign power, the constant feuds of rival chieftains, the permanent jealousy of every vassal of the power of his overlord. But it had special difficulties of its own of a kind impossible to be got over. The magnates of the expedition had cleverly manipulated the division of the spoils to their own advantage, and the poorer Crusaders were bitterly discontented. A comparison of the famous history of Villehardouin with the less well known account of the Crusade by the simple Picard knight, Robert of Clari, shows how bitterly the ‘poor knights’ resented the overbearing conduct of the ‘great men,’ whose standpoint is represented by the Marshal of Champagne. Moreover, Germans fought with Champenois and Burgundians, North Italians with Flemings, and all with the Venetians. Even if the Crusaders had been united, they were a mere handful of adventurers. The Venetians, who had got for themselves the richest and most accessible parts of the Empire, thought little of colonisation and much of trade. Yet even the Venetians drew wealth from the richly cultivated islands which now became the appanage, and were soon a chief source of wealth, to the noblest houses of the island city. The Ionian islands and 350Crete remained Venetian for many centuries; the interior uplands were hardly Latin for two generations. It speaks well for the prowess of the Frankish lords that they held their position so long as this.

There was no attempt at mixing between Latins and Greeks. The quick sympathy that had made the Normans Italians in Sicily, English in England, and Irish in Ireland, no longer remained with the Frankish hosts. Their civilisation was too stereotyped, their ideas too stiff, their contempt for their conquered subjects too profound. It was even less possible for the Greeks to assimilate themselves with their conquerors. The old-world civilisation of the Byzantine realm was infinitely more hide-bound than the feudal system of the Franks. It was impossible to combine French feudalism with Byzantine officialism. The Greek despised the rude and uncultivated ‘barbarians’ who now ruled the heritage of Rome. The Latin scorned the cunning and effeminate Eastern who had succumbed so readily to his sword. It had been hard enough for the Comneni to keep together the decaying fortunes of the Eastern Empire. It was quite impossible for the French and Flemings to succeed where they had failed.

The Greek revival.

The barrier of religion would have kept the Latins and Greeks asunder, even if differences of nationality and civilisation had not proved effective causes of separation. Despite the rejoicings of Innocent III., Orthodox and Catholic were more divided than ever, when the Filioque was chanted by azymites in the choir of St. Sophia, and beardless Latins, who regarded the Pope as the source of all ecclesiastical power, took into their hands every Church dignity and possession, and branded their rightful owners as schismatics. Orthodoxy and the pressure of the Latin invaders united Greek national feeling as it had never been united before. In the mountains of Albania and Epirus, the bolder Greeks fled from the yoke of the conqueror, and maintained their independence against any force that the Latins could bring to bear against them. A bastard of the 351house of Angelus became Despot of Epirus. Even in Thrace and in the Peloponnesus there were independent Greek States. Into Asia the Crusaders hardly penetrated at all. Two brothers of the house of Comnenus established the independence of distant Trebizond, and dignified themselves, like Isaac in Cyprus, with the title of Emperor. |Theodore I. Lascaris, 1204–1222.| Theodore Lascaris, a brave soldier who escaped from the sack of Constantinople, proclaimed himself Emperor at Nicæa, and ruled over the western parts of Asia Minor. It was well for Greeks and Latins alike that the dissension and decay of the Seljukians of Roum, and the pressure of Tartar invasion, deprived Islam of its power of aggression. In Europe the Wallachio-Bulgarian kingdom easily maintained its independence and enlarged its boundaries at the expense of the crusading state. Nothing but the secure possession of the great military position of Constantinople, and the command of the sea, which the Venetian galleys still kept open for them, allowed the Latin Empire to keep up a feeble existence for nearly sixty years.

Rivalry of Constantinople and Thessalonica.

From the very beginning the Latin settlers had to contend against dissension within and invasion from without. Boniface of Thessalonica married the widow of Isaac Angelus, Margaret of Hungary (called by the Greeks Irene), and posed as an independent prince and the protector of the Greek population. He refused homage to the Emperor, and war broke out between the Flemings of Constantinople and the Lombards of Thessalonica. No sooner were his pretensions rudely shattered than the Emperor was called away to meet the danger of Bulgarian invasion. Johanitsa, the tsar of the Bulgarians, turned his arms against the Crusaders, and invaded Thrace. In April 1205, a decisive battle was fought at Adrianople, when the simulated flight of the wild Bulgar hordes drew the chivalry of the West to break up their solid ranks. |Baldwin I., 1204–1205.| Thereupon the Bulgarians rallied, and took advantage of the enemy’s disorder to inflict 352on them a complete defeat. Louis of Blois was among the slain. Baldwin was taken prisoner and murdered. The Marshal of Champagne, and Henry of Flanders, Baldwin’s brother, almost alone survived of the Latin chieftains.

Henry, 1206–1216.

Henry of Flanders had already made some progress in the conquest of Greek Asia, when the news of the Bulgarian invasion called him to defend his brother’s throne. He was now recognised as Emperor. He was politic as well as brave, and the Greeks themselves admitted that he ‘treated the Romans as if they were his own people.’ But he could neither conquer Asia, defeat the Bulgarians, nor even permanently conciliate his Greek subjects; though his zeal for shielding them from Catholic persecution drew upon him the thunders of the Vatican. He made a treaty with Theodore Lascaris, which gave him at least a little corner of Asia. He was the strongest of the Latin Emperors. But he profited by the even greater weakness of the kingdom of Thessalonica. In 1207, Boniface of Montferrat perished, like Baldwin, at the hands of the Bulgarians. The Despot of Epirus took advantage of the minority of his infant son, Demetrius, to extend his conquests. The Frankish lords of the kingdom called in the Emperor Henry, who found some consolation for his disappointments in the North, when he gave the law to the Peloponnesus and the islands in a great Diet held in 1210, compelled the regent of the young king to do him homage, and received the submission even of the Venetian lords of the Archipelago, conferring on the great house of Sanudo the Duchy of the Archipelago or the Cyclades. Even the Despot of Epirus formally acknowledged his sovereignty. Henry died in 1216, and with him perished the best hopes of the Latins in Greece.

Peter of Courtenay, 1216–1219.

Peter of Courtenay, Count of Auxerre, a grandson of Louis VI. of France, and the husband of Iolande, sister of Baldwin and Henry, was now chosen Emperor. He was in Europe at the time of his election, and hastened to Constantinople to take possession of the Empire. He rashly chose to disembark at Durazzo and 353follow the ancient Via Egnatia over the hills to Macedonia and Thrace. When amongst the mountains, his little army was overwhelmed by the Despot of Epirus, and he himself was captured, and died in captivity. His wife, who had more prudently proceeded to Constantinople by sea, now acted as regent for her young son Robert, the next Emperor.

Robert, 1219–1228.

The reign of Robert of Courtenay marked the rapid decline of the Eastern Empire. It witnessed the complete destruction of the Kingdom of Thessalonica. In 1223, when King Demetrius was abroad, seeking in vain Western help, Theodore Angelus took possession of his capital, and henceforth ruled without a rival from the Adriatic to the Ægean; and, like the lords of Nicæa and Trebizond, assumed the pompous style of Emperor of the Romans. |Fall of Thessalonica, 1223.| John Vatatzes, the successor of Theodore Lascaris at Nicæa, renewed the war with the Latins of Constantinople. It seemed almost a race between the two Theodores, as to which should first drive out the Latins. The domain of Robert was reduced to Constantinople and its suburbs. He went to implore help from the West, and died during his journey in 1228.

Baldwin II., 1228–1261.

Baldwin II. (1228–1261), the youngest of Peter of Courtenay’s sons, a boy of eleven, was now proclaimed Emperor. John de Brienne, the ex-king of Jerusalem [see chapter xix], was soon called in to hold the regency. He married his daughter to Baldwin, was crowned joint-Emperor, and saved his ward’s throne from the Greeks and Bulgarians. On John’s death in 1237, new perils beset the young Baldwin. The Latin state had had a few years of breathing time through the rivalry of the Angeli of Thessalonica and the house of Ducas, to which, after the death of Theodore Lascaris, had passed the Empire of Nicæa. |Union of Thessalonica and Nicæa.| John III. Ducas ended the strife in his own favour by the conquest of Thessalonica in 1241. Henceforth, the Angeli had to be contented with 354the title of Despot of Epirus, and were confined to the uplands of the west. A single strong Greek power now threatened Constantinople, both from the side of Asia and the side of Europe. |John III. Ducas, 1222–1254.| Moreover, John III. was a competent administrator, a good warrior, and an able financier. Nothing but the mighty walls of Constantinople, which the Greeks had vainly attempted to assault, and the Venetian command of the sea, now saved the Latin Empire from immediate extinction. Baldwin II. spent most of his long reign in the vain quest of Frankish assistance. He left his son as a pledge to Western bankers, and sold the most precious relics of Constantinople to St. Louis. He had to sell the lead of his palace-roof to buy food, and warm himself by burning the wood of his outhouses. But the death of John III. in 1254 prolonged the long agony of the Latin Empire. Michael Palæologus, an ambitious and unscrupulous soldier, became regent for the infant grandson of John III., and soon associated himself with his ward as joint ruler. |Michael VIII. Palæologus, 1259–1282.| In 1259 Michael was crowned Emperor at Nicæa, and the rights of his little colleague were soon forgotten. But Michael VIII. showed vigour and military capacity which went some way to justify his usurpation. In 1261, he profited by the absence of the Venetian fleet to make a sudden attack on Constantinople. |Conquest of Constantinople, 1261.| The unlucky Baldwin could offer no effective resistance. On 15th August, Michael entered in triumph the ancient capital, and the Latin Empire perished, unwept and unhonoured.

The revived Greek Empire, 1261–1453.

The Venetians, alarmed to find that Michael had transferred their privileges to their Genoese rivals, joined with the Franks of the Peloponnesus in raising a cry for a Crusade against the victorious Greeks, which was further preached by Pope Urban IV. Charles of Anjou, who became King of Naples and Sicily in 1265, was willing, and seemed eminently fitted, to carry out the old aggressive policy of the Guiscards. But, though the proposal 355that he should lead a new Crusade against the Orthodox frightened Michael into insincere proposals to buy off Western opposition by ending the Greek schism, his submission had no permanent result when the fear of a Crusade was removed. Michael never ruled with the authority of the Macedonians or the Comneni, but his careful measures of reforms, and his warlike capacity, started the Greek Empire on the last stage of its career, which gave it nearly two centuries more of existence before it succumbed to the Ottoman Turks.

The Latins in Peloponnesus.

The Latin power still partly continued in the islands and in the Peloponnesus. Not only did the Venetians retain their grip on the Archipelago and the coast, but the proximity of the sea enabled some of the Franks of Southern Greece to continue to rule their principalities, after Baldwin II. had been driven from his throne. They had as their code of law the Assizes of Romania, a free adaptation of the famous Assizes of Jerusalem. They even effected some sort of partial amalgamation with their native subjects. Their churches and fortresses long remained, as in Cyprus and Syria, the strongest witnesses of their power. It was not till 1310 that the Dukes of Athens, of the house of Brienne, succumbed, not to the Greeks, but to their own Catalan mercenaries. The Princes of Achaia reigned even longer. The Venetians saved both the Ionian islands and Crete alike from the Greeks and from the Turks. To the end of the Middle Ages, titular dukes, princes, and emperors of the Eastern world kept up the memory of one of the strangest and most daring of Western conquests, but one which was useless to the West, and only weakened the Christian East, at a time when the rise of the Ottoman Turks required every effort to be made to stem the tide of that barbarian conquest which was soon to prove fatal to Latin and Greek alike.

356

GENEALOGY OF THE COMNENI AND ANGELI.

357

GENEALOGY OF THE LATIN EMPERORS OF CONSTANTINOPLE.

358

CHAPTER XVI
FREDERICK II. AND THE PAPACY[28] (1216–1250)

Character and Policy of Frederick II.—His Work in Naples and Sicily—Frederick and Honorius III.—The Early Struggles of Frederick and Gregory IX.—Frederick’s Crusade and its Consequences—Peace of San Germano—Germany under Frederick—St. Engelbert and Henry VII.—German Civilisation under the Later Hohenstaufen—The Eastward Expansion of Germany—Livonia and Prussia—Frederick and the Lombard League—Battle of Cortenuova—Renewed Struggle with Gregory IX.—The Tartars—Innocent IV. and the Council of Lyons—Henry Raspe and William of Holland—The Italian Struggle—Frederick’s Plans for Ecclesiastical Revolution—Frederick’s Death.

Character of Frederick II.

Frederick II. was nearly twenty-two years old when the death of Innocent III. allowed him to govern as well as to reign. He was of middle height, and well proportioned, though becoming somewhat corpulent as he advanced in age. He had good features and a pleasant appearance. His light hair, like that of his father and grandfather, inclined 359towards redness, but he ultimately became very bald. Despite his troubled childhood, passed in solitude and gloom at the palace of Palermo, he had been carefully educated. He became familiar with many tongues, and versed in many literatures. The half-Greek, half-Arabic cultivation of Sicily had thoroughly permeated a spirit in which keen rationalism and dreamy mysticism were curiously interwoven. He had a true mediæval love for dialectic. He delighted in geometry and in astronomy. He regulated his public and private life by the predictions of his astrologers, among whom Michael Scot held the first place. He was curious in natural history, collecting a great menagerie of strange animals and studying their habits and structure. The camels and dromedaries, employed in carrying his baggage train, excited the wonder of the Italians, and his elephant, a present from the Sultan of Egypt, was almost as famous as the elephant of Charlemagne. In his concern for his own health he busied himself with surgery and medicine, while his care for his animals turned his interests towards veterinary science. He enjoyed hunting and hawking, not only as a sportsman, but as a naturalist. He wrote a treatise on falconry that attests his zoological and anatomical knowledge. Yet with all his love of fresh air and exercise, he was a valetudinarian who depended upon his physicians almost as much as upon his astrologers, regulating his life and diet very carefully, and indulging so frequently in baths that his enemies reproached him with bathing on Sundays.

With advancing life Frederick’s personal habits grew more and more oriental. He secluded his wives from the public gaze, keeping them under the custody of eunuchs after the Eastern fashion, and maintaining at Lucera a regular harem of concubines, the expenses of which were duly entered in the public accounts of the realm. Though a respectable strategist, Frederick was no warrior, taking small delight in feats of physical skill, and having little of the rough vigour and determination of his chivalrous contemporaries. But he 360was a subtle and almost a great statesman, who sought to gain his ends by craft, duplicity, and dexterity. Courteous, polished, and seductive in manner, he seemed to belong to a different race from that of his rude Swabian and Norman ancestors. His many-sided character, so full of contradictions, has nothing of the homogeneity and simplicity of the warriors and statesmen of the Middle Ages, but at one time reflects the astute and effeminate oriental, and at another anticipates the accomplished and brilliant despots of the Italian Renascence. His want of sympathy for the ideals of his time comes out strongly in his dealings with the Church. He was believed to have imbibed from his Arab and Jewish masters an utter scepticism as to all religion. Moses, Mohammed, and Christ, he is reported to have said, were three impostors who had deluded the world in turn; and he is also alleged to have maintained that the soul perished with the body. But if Frederick upheld these views before a select circle, he was careful to submit himself to all the obligations of the Church, and to prove his orthodoxy not only by the most formal and positive denials of these charges, but also by a most sanguinary persecution of heresy.

Frederick’s policy in Naples and Sicily.

Frederick’s character and policy can best be studied in his favourite Sicilian and South Italian homes. Despite the protection of Innocent III., he had had, as we have seen, the greatest difficulties in maintaining his position both against the untamed descendants of the old Arab lords of Sicily, and against the fierce and turbulent feudal aristocracy that had come in with the Normans. The first years after Innocent’s death were taken up with renewed struggles against the Saracens in Sicily. It was not till after an almost constant fight between 1221–1225 that Frederick succeeded in entirely effecting their subjection. He then strove to divide his Arab subjects by transporting a large number of them to the desolate town of Lucera on the mainland. The ruined city was rebuilt on a magnificent scale for its infidel inhabitants. Workers in steel 361and weavers of silk made Lucera wealthy and prosperous, and the grateful Arabs showed unwavering fidelity to their sympathetic conqueror. Frederick frequently visited Lucera, where he delighted to live the very life of his oriental subjects. Frederick looked upon the Arabs as most kings looked on the Jews. They were his personal slaves and dependants, whom he protected the more since, besides the commercial gifts, which they shared with the Hebrews, they were doughty warriors, who were ever willing to fight for him in his Italian wars. Moreover, their loyalty was superior to the terrors of the papal ban, and their arms proved an admirable counterpoise to the fierce Norman aristocracy, which, allying itself with the Papacy, sought to break down the fabric of centralisation which the Sicilian kings had established at its expense, and which Frederick now strove to elaborate into a strong despotism. The constant feudal revolts were suppressed with firm deliberation and cold-blooded cruelty. Hardly less formidable to Frederick than the feudalists were the great cities such as Messina, Syracuse, and Catania, whose liberties were also menaced by a policy that concentrated all power in the monarch, and whose frequent rebellions were another continued source of trouble. The same firm hand that checked the nobles ultimately managed to triumph over the disaffection of the citizens.

Victorious over Saracens, nobles, and townsmen alike, Frederick skilfully played off one class or race against the others, and banished from his court the turbulent leaders of the lay and spiritual aristocracy. With the help of a handful of faithful prelates and barons, and of a wider circle of lawyers, notaries, and royal dependants, Frederick issued a series of laws for the government of Sicily and Naples that frankly strove to abolish the feudal state in the interests of autocracy. He resumed possession of the estates that had been carved from the royal domain in the days of confusion. Like another Henry of Anjou, he either destroyed the unauthorised castles, erected by the feudal lords, or at least garrisoned them 362with royal troops under trusty commanders. Private wars were forbidden under pain of death, and even the judicial duel was only allowed in specified cases and under careful precautions. Criminal jurisdiction was withdrawn from the nobles’ courts and put in the hands of royal judges. Frederick even made it a merit that he suffered the feudal tribunals to continue to exercise civil justice. The towns were deprived of the right of choosing their magistrates, and put under the rule of royal officials, while councils of notables, chosen by the inhabitants, gave the magistrates some insight into public opinion, or at least proved a convenient channel for receiving the royal commands. The feudal prelates shared in the ruin of their lay colleagues, and every churchman was forced to pay taxes, and to abandon civil office. The Church courts saw their jurisdiction limited and their privileges curtailed. The further growth of ecclesiastical property was prevented by a severe law of mortmain.

A great administrative system grew up on the ruins of seignorial, ecclesiastical, and municipal independence. All laws emanated directly from the monarch. The Magna Curia, sitting at Capua, took supreme cognisance of all judicial business, while the Magna Curia Rationum occupied the position of the Angevin Exchequer. Chamberlains looked after the finance and the administration of the provinces, while Justices, strangers to the districts in which they bore rule, tried criminals and upheld peace and good order. Local bailiffs cared for the royal interests in the villages, and acted as judges in the first instance, while the Grand Justiciar, the head of the Court of Capua, made yearly perambulations of the provinces to control the local machinery. Representative General Courts anticipated by a generation or more the system of estates of Northern Europe, and brought the autocrat in touch with the needs of the chief orders of the community.

The arts and sciences flourished at the court of the brilliant and enlightened young despot. In 1224 Frederick established 363the University of Naples, and provided it with every faculty, ‘in order that those who have hunger for knowledge may find within the kingdom the food for which they are yearning, and may not be forced to go into exile and beg the bread of learning in strange lands.’ It was the first university in Europe established by royal charter, and, all through its history, the rigid dependence of its teachers and students on the State deprived it of that freedom which was necessary to play a real part in the history of thought, though the fostering care of its master, which prohibited his subjects from studying elsewhere, made it an efficient educational instrument, and it had the honour of numbering among its earliest disciples Thomas of Aquino. The more ancient school of medicine at Salerno was revived through Frederick’s bounty, and no one was allowed to practise the physician’s art within the realm without the licence of the Salerno doctors. At Frederick’s accession, we are told, there were few men of letters in Sicily. His largesse soon attracted to his court doctors from every part of the world. The palace itself became a centre of intellectual activity. Michael Scot translated for Frederick many of the works of Aristotle. The famous mathematician, Leonard of Pisa, who introduced Arabic numerals and Arabic algebra into the West, enjoyed the sovereign’s patronage. Learned Jews and Arabs were as sure of Frederick’s favour as the best of Catholics. Nor were the lighter and more elegant arts forgotten. It is possible that Frederick himself wrote Latin poetry. It is certain that his compositions in the vulgar tongue mark the starting-point of the vernacular literature of Italy, and for the first time gave a currency among the great and learned to the songs of the Sicilian dialect that had hitherto only enjoyed the favour of the poor and humble. Dante regarded Frederick as the father of Italian poetry, and the example of the king and his court gave such vogue to the Sicilian idiom that it was nearly a century before the vernacular poets forsook it for the Tuscan. Frederick also loved the poets of Provence, even if he did not also write verses in 364the tongue of the Troubadours. He also favoured the speech of Northern France, and recognised its general prevalence as the common language of knights and soldiers. His ministers, headed by the famous Peter della Vigna, emulated his activity, and his children, especially the bastard Manfred, strove, amidst great difficulties, to continue his work. Frederick loved art so well that he rifled Ravenna to adorn his palace at Palermo, and collected jewels, plate, and costly furniture as well as manuscripts. He was a great builder, and his summer palace at Foggia, where he loved to dwell by reason of its proximity to the great forest of the Incoronata, which was reserved for the royal hunting, was, with the still existing castle of Castel del Monte, a striking example of the severe yet elegant style which he had adopted.

Frederick and Honorius III., 1216–1227.

The successor of Innocent III. was Honorius III., a member of the noble Roman house of Savelli. He was a gentle, earnest, mild-mannered man, who had grown grey while discharging a monotonous round of financial business in the papal Curia. He was neither a statesman nor a zealot, yet he was a high-minded and religious prelate, and intent above all things upon renewing the Crusades. He had been tutor of Frederick, and wished him well. But though Honorius’ conciliatory temper gave the young king ample opportunities for working out his Sicilian policy, there were grave matters outstanding that could not but give rise to difficulties between the Papacy and its former ward. Frederick had promised Innocent III. to prevent the permanent union of the Empire and Sicily by investing his young son Henry with his Italian kingdom, to be held as a fief of the Papacy. He had also pledged himself to embark personally upon a Crusade. As success strengthened his love of power and impatience of external control, Frederick became unwilling to fulfil either of these obligations. Honorius urged him repeatedly to depart for the East to uphold the declining cause of the Cross. Frederick exhausted his ingenuity in piling up excuses for delay, and the meek Pope was 365content to accept them. At last, in April 1220, Frederick allowed his son Henry to be elected King of the Romans, and therefore his successor in the Empire as well as in Sicily. This was an impudent violation of his plighted word and an open defiance of the Pope. He had the effrontery to pretend to Honorius that the election had been made without his knowledge, and in September he returned from Germany to Italy, professing the utmost deference to the papal authority, and offering a settlement of the long-outstanding dispute about the inheritance of the Countess Matilda. He was now profuse in promises to the Pope and clergy. In November 1220 the long-suffering Honorius crowned him Emperor at Rome. The Pope, moreover, allowed him to keep Sicily for his lifetime, on condition that he maintained therein a separate administration from that of the Empire. In return for all this, Frederick again solemnly took the Cross, and lavished concessions on the Church. He annulled all laws hostile to the privileges of the clergy. He declared the Church exempt from all taxes, and conferred on all ecclesiastical persons absolute immunity from lay jurisdiction. He sacrificed the rights of the municipalities in favour of the prelates, and he promised to lend the whole force of the secular power to supplement the Church’s efforts for the extirpation of heresy. If he hoped to shift on the towns and the heretics some of the worst disabilities that he had imposed upon himself, he had nevertheless seriously limited his authority and hampered his Sicilian policy. It was not sound statecraft that promised freely in the hope of being able to repudiate the concession when he had obtained the end for which he affected to pay the price.

Frederick seemed at first in earnest about the Crusade, but he again piled up delay upon delay. In 1221 Damietta was lost to the Christians (see chapter xix.), and the Pope, who felt that Frederick was responsible for this severe blow, mildly threatened him with excommunication; but Frederick soon talked him over, and it was agreed to postpone his Crusade 366until 1225. Though that term soon passed away, Frederick now contracted his second marriage, with Iolande or Isabella, daughter of John de Brienne, and the heiress of the kingdom of Jerusalem. This match gave him a new and a more personal motive to undertake the promised adventure. Meanwhile papal legates had stirred up Germany with some purpose, and Hermann of Salza, Grand Master of the Teutonic Order, won over many of the princes. The eager Pope at last thought that Europe was again on the verge of making a real effort to redeem the recent failures. But the organisation of Sicily lay nearer the Emperor’s heart than the delivery of the Holy Sepulchre from the infidel. The establishment of the Saracens at Lucera was a curious comment on his crusading zeal, and directly threatened the neighbouring papal territories with infidel invasion at the very moment when Frederick was calling on the inhabitants of Spoleto, a fief of the Holy See, to render him military service. The new laws promulgated for his Southern dominions afflicted the clergy with severe disabilities, and gave the lie direct to the promises made after Frederick’s coronation. Moreover, in 1226 Frederick held a great diet at Cremona, where he renewed the ancient imperial claims over Lombardy. In their alarm the Lombard cities renewed their league, and blocked the roads by which the imperial troops could cross over the Alps from Germany. Frederick put the guilty cities under the imperial ban, and a German prelate declared an interdict over their lands. Honorius at last lost all patience. He pronounced the interdict invalid, and prepared to renew the ancient league between the Papacy and the Lombard cities. Despite the incredible forbearance of the Pope, the lying and chicanery of the Emperor had wantonly provoked a rupture. The death of Honorius in March 1227 precipitated the inevitable renewal of the old contest of Papacy and Empire.

The next Pope was Ugolino, cardinal bishop of Ostia, a kinsman of Innocent III., a man of the highest character, and 367an ardent upholder of the great Pope’s ideas. He had long been known as the special patron of St. Francis and St. Dominic (see chapter xviii.), and the most strenuous foe of all sorts of heretics. |The first struggle between Frederick and Gregory IX., 1227–1230.| Gregory IX. (this was the name he assumed) was already a very old man. But the fire of youthful enthusiasm still glowed within him, and his strong will and restless energy at once brushed aside the specious excuses that had so long deceived his predecessor. For the moment it seemed as if Frederick was at last in earnest for the Crusade. Bands of German, Italian, and French warriors gathered together in Apulia during the summer, and on 8th September Frederick himself took ship at Brindisi for the Holy Land. But pestilence had already decimated the crusading army, and after a few days Frederick put back at Otranto, alleging that a sharp attack of fever had necessitated his return. The Emperor soon recovered, but the Landgrave of Thuringia, the commander of his army, now died, and many of the survivors of the expedition went back to their homes. Frederick’s excuses availed him little with Gregory IX. On 29th September the Pope pronounced him excommunicate, and laid under interdict every spot wherein he might chance to tarry. This was the signal for a violent renewal of the ancient strife between Papacy and Empire. Gregory denounced the Emperor in threatening manifestos, and swarms of Mendicant Friars wandered throughout Italy, seeking to turn Frederick’s subjects from their allegiance to the forsworn, grasping, and profligate Emperor. Frederick did not shrink from the conflict. ‘No Roman Emperor,’ he declared, ‘has ever been so badly treated by a Pope. The Roman Church is so swollen with avarice that the goods of the Church will not suffice to satisfy it, and it is not ashamed to disinherit and make tributary emperors, kings and princes.’ For the moment Frederick was in the stronger position. The Pope’s emissaries failed to turn either Italy or Germany from its allegiance. The partisans of the Emperor stirred up a tumult in Rome, 368and at Easter 1228 Gregory was forced to take flight to Viterbo.

Frederick’s Crusade, 1228–1229.

In June Frederick again took ship at Brindisi, and landed in September in Acre. His wife, Isabella of Brienne, died before his embarkation, on the birth of their son Conrad, but Frederick still claimed the crown of Jerusalem. Gregory now forbade the excommunicate Emperor from presumptuously undertaking the holy work, and commanded the faithful to withdraw from his armies. As Frederick still persisted, the sentence of excommunication passed because of his refusal to become a Crusader was renewed because he went to the Holy Land without reconciling himself to the Church. The Patriarch of Jerusalem and the Orders of the Temple and the Hospital obeyed the papal command. But the rash violence of the Pope overreached itself, and many Crusaders, conspicuous among whom was the young Teutonic Order and its famous master, Hermann of Salza, did not scruple to follow Frederick to battle. Public opinion blamed the Pope for his rigour, and a contemporary said that Frederick was the victim of Gregory, as Christ was the victim of Caiaphas. Though not unprepared for battle, Frederick trusted more to negotiation than to his arms. Long before his departure for Palestine, he had been conducting friendly negotiations with El-Kamil, the Sultan of Egypt. In February 1229 he concluded a ten years’ truce with the Sultan, by which Bethlehem, Nazareth, and Jerusalem were restored to the Christians, on condition only that the Mosque of Omar remained in Saracen hands. On Mid-Lent Sunday Frederick took the crown of Jerusalem from the high altar of the Church of the Holy Sepulchre, and placed it on his own head. But the Patriarch cast an interdict over the Holy Places, and no priest could be found to hallow the coronation by celebrating the offices of the Church. Frederick gave fresh cause for scandal by visiting the Mosque of Omar. He soon returned to Acre, and in June was back in Italy. Despite the thunders of the Church, the excommunicate 369Emperor had done more for the Christian cause than a generation of orthodox pilgrims. Hermann of Salza declared with good reason that Frederick could have obtained still better terms for the Christians had it not been for the hostility of Pope and clergy.

During Frederick’s absence, Gregory had devastated Apulia with fire and sword. His dead wife’s father, John de Brienne, the ex-king of Jerusalem, acted as captain of the papal mercenaries against him. On Frederick’s sudden reappearance, the papal troops were driven over the frontier and the Patrimony of St. Peter itself threatened by the victorious Emperor. Gregory found that his rashness had brought him into an impossible position, and was glad to accept the mediation which Hermann of Salza and Duke Leopold of Austria now proffered. |The Peace of San Germano, 1230.| On July 23, 1230, peace was made between Pope and Emperor at San Germano. In return for a promise to protect the Pope’s dominions and a confirmation of the papal rights over Sicily, Frederick was released from his excommunication. Soon after, Pope and Emperor met at Anagni with Hermann of Salza as the only witness of their conference. ‘The Pope,’ wrote Frederick, ‘has opened to me his heart, and has calmed my spirit. I will remember the past no longer.’ ‘The Emperor,’ wrote Gregory, ‘has come to seek me with the zeal of a devoted son, and has shown to me that he is ready to accomplish all my desires.’ Yet, despite these mutual protestations, the Treaty of San Germano so little went to the root of the matter that it was little more than a hollow truce. Both sides still watched each other with jealous suspicion. However, the truce was kept for several years, since neither Pope nor Emperor was ready to strike the decisive blow for power.

Frederick devoted the period succeeding the Treaty of San Germano to the building up of his Southern despotism. His policy now became more exclusively Italian. With the hope of getting help from the German princes in carrying out his Southern schemes, he recklessly played into their hands, and 370wantonly destroyed the well-ordered authority over his Northern kingdom that he had inherited from his father and grandfather. |Contrast between Frederick’s Italian and German policy.| His German and Sicilian policies stand in the strongest contrast. While he trampled down all feudal communities in the Norman kingdom in favour of a centralised bureaucracy dependent upon himself, he threw to the winds every monarchical and national tradition in Germany. There was something of the wilfulness that is so characteristic of him in this strangely twofold and contradictory action. It strikes at the very root of Frederick’s claims to the higher statesmanship. Their only reconciliation is the fact that the Emperor’s policy was but the policy of the moment. So long as he could crush his papal enemy, he was utterly careless of the general tendency of his work. The ruin of the Hohenstaufen was already prepared for when Frederick bartered his German kingship for an immediate triumph over his hated foe. It was all the more certain, since the elaborate edifice that he imagined he was building up in Italy was but a house erected on the sand.

Government of St. Engelbert, 1220–1225.

The long civil war between Frederick and Otto of Saxony had done much to shake the authority of the German king and stimulate the development of the feudal principle. A partial recovery was effected during the years succeeding the collapse of the Guelf, when the wise rule of Engelbert, archbishop of Cologne, contributed powerfully towards restoring the prestige of the absentee sovereign. Like Barbarossa, Frederick sought to rule by means of the German episcopate, but the bishops of his time were no longer in the commanding position which the warlike prelates of the twelfth century had held. The episcopal towns which they had once ruled through their officials had become great centres of commerce and wealth, and were rapidly advancing on the road to autonomy. The lay princes were more independent, and even the ministeriales, who had played so decisive a part in earlier struggles, were attaining an independent and permanent position of their own 371as a lower aristocracy whose imperial offices were becoming hereditary fiefs. There was not time enough for Engelbert’s attempts at reformation to succeed. It was not until 1219 that the last partisans of the Guelfs tendered their submission. But even before that, in 1216, Frederick had conferred on his four-year-old son Henry the duchy of Swabia, and in 1220 he had procured, as we have seen, his election as King of the Romans. He smoothed the way to this by a formal alliance with the ecclesiastical princes, conferring upon them a series of privileges that extended to them complete jurisdiction over their fiefs.[29] In 1222 Henry was crowned king at Aachen by Engelbert, who ‘cherished him as a son and honoured him as a master.’ Henceforth the administration was carried on in the name of the young king.

Engelbert watched with a jealous eye the power of Valdemar II. of Denmark, who had been allowed by Frederick to retain possession of Nordalbingia and the extensive German districts which he had occupied, when fighting as a partisan of Otto IV. But the German lords of the conquered districts were averse to foreign domination, and, headed by Count Henry of Schwerin, sought to restore their estates to their fatherland. |Defeat of Valdemar of Denmark, 1223–1227.| In 1223 Henry of Schwerin had the good luck to take the King of Denmark prisoner, and in 1225 Valdemar only obtained his release at the price of renouncing Schwerin, Holstein, and his other German acquisitions. Afterwards Valdemar sought to regain his losses, but in 1227 he was defeated at the bloody battle of Bernhöved in Holstein, and was glad to renew the conditions which he had accepted two years before. Henceforth the Danes were confined to their own territories, and the chief hindrance was removed to the expansion of the German power in the Baltic lands.

Engelbert’s war against Denmark was the greatest evidence of his energy and success. Before the struggle was over he 372was assassinated in 1225 by a band of robber knights, who resented his strenuous maintenance of public order. The Church honoured him as a martyr, and he was soon added to the catalogue of saints. |Henry VII., King of the Romans, 1222–1235.| He left no competent successor, and the land fell into such anarchy that a chronicler complained that Germany had become as bad as Israel under the Judges, when there was no king, and every man did what was right in his own eyes. The young Henry VII.—so Frederick’s son was generally called—attained man’s estate in the midst of these disturbances. He was a dissolute, capricious, feather-headed youth, quite unable to uphold order or frame a clear and consistent policy. Complaints of the disorders arising from his neglect soon crossed the Alps to his father, but Frederick’s exhortations and remonstrances only irritated his son against him without turning him from his evil ways. Before long the growing differences between Frederick and Henry added a new element of difficulty to the Emperor’s position. The King of the Romans sought, so far as he could, to maintain a diametrically different policy from that approved of by the Emperor. The last generation of the ‘ministeriales,’ utterly alienated from his father, abetted his designs and gave them some coherence.

Frederick’s Privileges to the Princes, 1231–1232.

In 1231 Frederick forced Henry to promulgate at Worms a Statutum in favorem principum, which in 1232 he personally confirmed at a diet at Civitate in Friuli.[30] It was the elaboration and the generalisation of his alliance twelve years earlier with the prelates. ‘Let every prince,’ declared the Emperor, ‘enjoy in peace, according to the approved custom of his land, his immunities, jurisdictions, counties and hundreds, both those which belong to him in full right, and those which have been granted out to him in fief.’ It was a complete recognition of the territorial supremacy of the great nobles, whether churchmen or laymen. No new castle or city was to be set up 373within their dominions, even by the Emperor. The hundreds men [centumgravii] were to act in their name, and no new money was to be struck in any prince’s land that could reduce the currency of his local mintage. The towns and the lesser estates were to be depressed in their favour. The cities were not to exercise jurisdiction outside the circuit of their walls, were not to entertain Pfahlbürger, or harbour fugitives or the vassals of any prince. It was a complete renunciation of the earlier policy of the Hohenstaufen. But though powerful in securing the territorial supremacy of the princes, Frederick’s law had little effect in checking the growth of municipal autonomy. The greater cities were already getting rid of their episcopal or baronial lords, and Frederick was quite unable to check the flowing tide.

Persecution of Heresy.

In his shiftless way Henry tried to pose as the champion of the towns and the lesser nobility, that was gradually evolving out of the ancient official class, against the great feudalists whom his father so obstinately favoured. Since Frederick wished to remain for the moment on good terms with the Church, Henry ostentatiously took up an anti-clerical attitude. He had favoured the savage persecutions of heresy which Frederick had allowed Franciscan and Dominican inquisitors to carry out in Germany as well as in Italy (see also chapter xviii.). Conspicuous among them was the Franciscan, Conrad of Marburg, who wandered ‘preaching and teaching’ all over Germany until 1233, when he was assassinated. Henry now sought to end the persecution which he had once favoured. But in 1234 a regular crusade was fought against the Stedinger of the mouths of the Weser, who had refused to pay their tithes. They were easily defeated, and those who escaped massacre abandoned their homes and took shelter in Friesland.

Henry’s relations with Frederick had long been strained. In 1232 he visited his father in Friuli, and was forced to renew his oaths of obedience. But his blunders and follies crowned all his enterprises with failure, and, after his father 374had been forced to disavow all responsibility for his rash deeds, the young king strove to unite the towns and the lesser nobles in revolt against the Emperor (1234). |Revolt and Ruin of Henry, 1335.| In 1235 Frederick was compelled to appear in Germany, where he easily put down his son’s rebellion. The cities adhered for the most part to the Emperor, and the ‘ministeriales’ and lesser nobles were not strong enough to stand alone. On the advice of the peace-loving Hermann of Salza, the young king made his submission to his father. His punishment was perpetual imprisonment in Apulia. In 1242, wearied with the restraint, he rode his horse over a precipice, and perished.

The Diet of Mainz and the English marriage, 1235.

Never was Frederick’s power so strongly manifested as during his visit to Germany in 1235. In the summer he celebrated at Worms his third marriage, with Isabella of England, the sister of Henry III., and soon afterwards held a numerously attended Diet at Mainz, where he published a series of famous constitutions, in some of which he sought to extend to Germany some of the principles that had for so long inspired his Sicilian policy. He established a court justiciar [justiciarius curiæ], who was to hold sessions of his court on all lawful days, hearing all causes save the high matters which the Emperor reserved for himself. This class included all the questions of dispute that might arise between the great vassals. Frederick strove to limit private war to cases where justice should be denied, and to raise up beside the courts of the princes the imperial court which he had thus reorganised. But at the same time he renewed the former privileges granted to the princes, and thus made his reforms of no effect. The feudal magnates were still to exercise every regalian right, the bishops were still to keep a tight hold over their see towns, and the free municipalities were still to renounce the protection of their ‘Pfahlbürger,’ and see their independence circumscribed by the local grandees. The lesser nobility soon succumbed before these blows, and the 375future of Germany was thus intrusted to the great feudatories. A good illustration of this is the circumstance that the ancient power of electing the kings passed away from the general assembly of the barons to the limited circle of magnates, who were later known as the seven electors. In the same conciliatory spirit, those who had a hand in the revolt of King Henry were fully pardoned, and special concessions to the more powerful princes bound them individually to the imperial cause. Among these may be specially mentioned the recognition of Otto of Lüneburg, the heir of the Guelfs, as Duke of the new duchy of Brunswick (see also page 331). Frederick’s friendship with the Guelfs, following closely upon his alliance with England, clearly marks his departure from his ancestors’ policy. Even the towns were conciliated by the renewal of their privileges. Only the Duke of Austria, the brother-in-law of Henry VII., still remained unappeased. He was proscribed in the diet of 1236 and his territories invaded. But the Duke resisted so vigorously that Frederick, who had before this returned to Italy, was forced once more to cross the Alps. Early in 1237 the Emperor entered Vienna in triumph, though even after this the stubborn duke held his own, and when peace was at last made in 1239, he secured the full restitution of his estates.

Conrad, King of the Romans, 1237.

Frederick took with him to Vienna Conrad, his son by Isabella of Brienne, then a boy of nine. The assembled princes declared that the little Conrad was to be preferred to Henry, as David had been put in the place of Saul. He was elected King of the Romans, and on Frederick’s speedy return to Italy, the government of Germany was, for a second time, carried on in the name of a boy-king. The troubles that had disturbed the reign of Henry were now quickly renewed.

Notwithstanding the rapid diminution of the royal power, the age of Frederick II. is one of no small moment in the development of German civilisation, though little of the credit 376for it can be set down to the absentee and incurious Emperor. But in truth the removal of the imperial authority was not all loss. |German Civilisation under Frederick II.| It had never been sufficient of a reality to secure for all Germany permanent peace, and even in the days of the strongest of German kings much of the merit of upholding order and civilisation had belonged to the local potentates. Their complete recognition and the full legalisation of their power now substituted a large number of small local centres of authority for the one unifying power of the old German king. German unity suffered, but national unity was a far-off ideal in Northern Europe in the thirteenth century. The great development of trade, wealth, law, literature, and civilisation showed that Germany was far from being an absolute loser by the change of system. Unluckily the power of these lesser rulers did not, as in France, prepare the way for a strong monarchy when the time grew ripe for a single government. Germany paid the penalty for her premature unity under her early kings by her inability to set up a national authority when national states became possible.

Commerce and the Towns.

Despite the hostility of emperor and princes, the towns more than held their own. Great changes were coming over the commercial relations of Europe. The volume of trade was much greater, and now flowed in channels which gave Germany a larger share of the world’s traffic. The rich products of the East now came from Venice over the Brenner, and either went down the Lech to Augsburg and Nürnberg or descended the Rhine to marts like Cologne, where the traders of the north and south met together, and the cloth of Flanders or the wool of England, and the wood, iron, and coarse products of the Baltic were bartered for the more costly articles of luxury that had come over the Alps. Safe behind their strong walls, the citizens could hold their own against prince or emperor, while their interest in the maintenance of the public peace and the safety of the roads and waterways attracted them to 377the side of any powerful and peace-loving ruler. A few strong princes could keep better order than a mass of robber-nobles levying endless tolls and exactions on all goods passing through their territories. Even before the fall of the Hohenstaufen the towns had not only escaped the direct rule of the Emperor, but had gradually withdrawn themselves from the authority of the neighbouring lords. The extension of the German race and power to the East opened up for them new avenues for trade.

Law.

The development of local authorities was marked by the growth of local codes of laws. The earliest code of German customary law, the Sachsenspiegel, was drawn up before the fall of Henry VII., and prepared the way for a series of similar collections of customs in the second half of the thirteenth century. The towns followed the same process, and it became the ideal of each community to attain the laws which a more ancient and better established community already enjoyed. For the East the customs of Magdeburg, for the North the laws of Lübeck, which themselves were derived from those of Soest in Westphalia, became the model on which the newer towns based their constitutions.

Literature.

Literature followed the direction of politics and law. The use of the vernacular tongue spread as, side by side with the Latinised culture of the clergy and the popular epics that had flourished at least since Barbarossa’s days, the lay nobles and knights developed a literary medium of their own. |The Minnesinger and the Romancers.| The early part of the thirteenth century was the great period of the Minnesinger, the knightly poets of love, whose polished and spontaneous lyrics, inspired by the Troubadours of the Langue d’oc, celebrated chivalrous devotion to beauty and romantic affection in terms that showed how far society had outgrown the rudeness of the Dark Ages. Side by side with them was the great school of romancers, influenced by North-French models, who told to German ears the romances of 378Charlemagne and Arthur. Lyrists like the Tyroler Walter von der Vogelweide, and epic poets like Wolfram of Eschenbach and Gottfried of Strassburg, found their best welcome at the courts of the more cultured princes, such as Frederick of Austria and, above all, Hermann of Thuringia, whose castle of the Wartburg, dominating his town of Eisenach, has an almost legendary celebrity in their history. Little as he was in their land, Frederick himself did not neglect to show his favour to the German poets. But the fact that the impulse that inspired so much of their work came from France showed that the Germany of the later Hohenstaufen was not only losing its primacy in politics, but failed even to gain the headship in thought and art. The German builders of Frederick’s age continued to construct their churches on Romanesque lines, and the ‘French style’ of Gothic only came in very slowly and partially. The fact that Germany possessed no university indicated her subordinate position in the world of thought. Though one of the strongest of the thirteenth century scholastics, Albert the Great, was a German, more of his work was accomplished at Paris than at Cologne.

The Expansion of Germany in the North and East.

The extension of German influence over the North and East showed that the spirit of the great Saxon and Frankish Emperors continued to inspire the Germans of the thirteenth century. The triumph of St. Engelbert over Valdemar of Denmark had restored German hegemony over the Baltic lands. From it followed the commercial supremacy of Lübeck, the domination of the Margraves of Brandenburg over the Slavonic Dukes of Pomerania, and the extension of German influence beyond the Oder. |Decay of the Slavonic States.| The ancient strength of the Polish monarchy declined, and the Russian monarchy, which had been so powerful under Saint Vladimir and Iaroslav the Great, split up even more hopelessly than the more western Slavonic state. The only strong Slavonic power was Bohemia, which all through the thirteenth century increased greatly in importance under 379Ottocar I. (1197–1230), Wenceslas III. (1230–1253), and Ottocar II. (1253–1278). But the Czech monarchs became so powerfully attracted by German civilisation that they welcomed German merchants, minstrels, priests, and knights, and were soon to profit by the growing weakness of the German power to put themselves among the mightiest of Teutonic states.

The Livonian and Prussian Crusades.

The decline of the Slavonic world left to itself the heathenism of the East Baltic lands. From the Gulf of Finland to the borders of Germany the savage and pagan Livonians, Esthonians, Lithuanians, and Prussians still lived their old fierce lives, and it was not till early in the thirteenth century that a pious missionary, named Christian, took up in earnest the long-interrupted work of St. Adalbert, and became the first bishop of the Prussians. A little before this Albert of Buxhöwden, a canon of Bremen, set up the bishopric of Riga, which became the centre of missionary effort among the heathen of Livonia. The result was that Germany had the credit of bringing religion and civilisation to the race that had escaped the nearer influence of Poles and Russians. In 1200 Bishop Albert of Riga established the order of Knights of the Sword, a military brotherhood of the crusading type, specially destined to subdue the heathens of the Livonian lands. More than twenty years later the Prussians pressed Poland so severely that the latter country had to call in German help. |The Knights of the Sword and the Teutonic Knights.| The Teutonic Order, engaged for nearly a hundred years in the Holy Land, had never obtained in that region the importance or the wealth of the Temple or the Hospital. Hermann of Salza, the friend of Frederick II., had convinced himself that the affairs of the Christians in Syria were desperate, and even before Frederick’s crusade had shown his willingness to transfer his main activity against the Prussians. Frederick II. himself confirmed and enlarged the offers of the Polish duke, and from 1230 onwards the 380Teutonic Knights were busily engaged waging war in Prussia. Bit by bit the military monks overcame the obstinate resistance of the heathen. Even more arduous was the struggle of the Knights of the Sword in Livonia. But in both lands the discipline of the few finally prevailed over the disorderly heroism of the undisciplined barbarians. The two orders formed a close alliance, and before the end of the century Livonia, Curland, and Prussia were altogether in their power, leaving Lithuania alone as the last resting-place of heathenism in Central Europe. Thus was effected the last great expansion of Germany to the east. While the Knights of the Sword remained a limited conquering class, powerless to prevent the continuance of the native idiom and manners of their newly Christianised subjects, Prussia gradually became almost as much Germanised as Pomerania or Silesia. German traders followed the Teutonic warriors, and in both lands a German burgher class supplemented the work of the ruling aristocracy. Even in Poland German towns grew up everywhere. The Baltic bade fair to become a German lake, and the Scandinavian powers shrank back into insignificance and isolation.

Breach between Frederick and the Lombard Cities, 1235.

While the German race was working its way to fresh destinies with little guidance from its nominal king, Frederick himself was again becoming embroiled in the troubles of Italian and ecclesiastical politics. Even in the quiet times that followed the Treaty of San Germano, the Lombard cities had watched with alarm the despotic and anti-municipal policy of the Emperor. So early as 1232 delegates from Lombardy renewed their league, which was soon to be extended by the inclusion of the chief towns of Romagna and the March. Other leagues grew up in Tuscany and Umbria. Soon Frederick’s suspicions were excited, and his anger passed all bounds when the North-Italian cities formed a close alliance with the revolted King Henry, who found south of the Alps the civic support that he had sought in 381vain to procure in Germany. Frederick at once strove to set up some power antagonistic to the League. Faithful in North Italy to his German policy, he saw in the feudal aristocracy his best immediate support. Even under the shadows of the Alps the Italian barons had not the strength and commanding position of the Teutonic feudalists. But some of the more capable barons were able to extend their authority by exercising influence over the cities, and chief among these was the ancient house of Romano, German in its origin, and now represented by the two brothers Eccelin and Alberic, who had established themselves in Verona and Vicenza respectively. It was upon this bastard feudalism of Italy, that owed half its importance to its capacity for establishing civic tyranny, that Frederick henceforth chiefly relied. It was a policy even more fatal to him than his alliance with the princes in Germany. But for the moment it attained an equal success. After all, feudal ruffians like Eccelin were better fighters than the ill-trained militia of the Lombard cities.

In 1236 Frederick was back in Italy, and found a ready welcome from Eccelin da Romano, who now aspired to appropriate the whole region between the Alps and the Adige, and soon made himself lord of Padua and Treviso. Recalled over the mountains by the Austrian troubles, Frederick again appeared in Italy in 1237. But a small portion of his army came from Germany. He relied for the most part on the Ghibelline barons of Italy, on Eccelin and his following, and on his trusty Saracens from Lucera. The Lombard League sought in vain to withstand his progress. Frederick’s clever strategy soon out-generalled the civic host, and on 27th November 1237 the whole army of the League was signally defeated at Cortenuova, half-way between Brescia and Milan. |Battle of Cortenuova, 27th Nov. 1237.| Taken at a disadvantage, the valour of the citizens was powerless to withstand the skill and discipline of the imperial army. The Milanese abandoned their carroccio in their flight, and their Podestà, the Venetian 382Tiepolo, fell into the victor’s hands. Frederick celebrated his success by a sort of Roman triumph through the streets of Cremona, where his famous elephant, with its Saracen drivers on its back, dragged the captured carroccio of Milan through the town, with the Podestà Tiepolo tightly bound to its standard-pole. Soon after, Frederick married his daughter to Eccelin, and granted the dominion of Sardinia to his bastard son Enzio, who had wedded the heiress of the island. The majority of the cities desisted from the hopeless struggle and made peace with the victor. Only a few irreconcilable Guelfic strongholds, including Milan, Alessandria, Brescia, Piacenza, and Bologna, persisted in withstanding the Emperor. They could again hope for the support of the Pope, who now thought the time was ripe for breaking with the Emperor.

Gregory IX. as legislator and religious leader.

During the years of peace Gregory IX. had busied himself with the suppression of heresy, the organisation of the Inquisition, the encouragement of the new orders of Mendicant Friars [see chapter xviii.], the rekindling of the religious zeal of Europe, and his great work of ecclesiastical legislation. In his war against the heretics he had, as we have seen, the Emperor no less than the Mendicants as his allies. He firmly identified the Papacy with the new religious movement when he canonised Francis and Dominic and the Emperor’s kinswoman, St. Elizabeth of Thuringia, the devoted disciple of Conrad of Marburg. With the help of his penitentiary, Raymond of Pennaforte, he collected the constitutions and decretals of earlier Popes in an official code of five books, which was invested with exclusive authority in the courts and the law-schools. Henceforth the Decretals of Gregory IX. stood side by side with the Decretum of Gratian itself among the authoritative texts of the Canon Law. It was, in a measure, an answer to the antagonistic legislation of Frederick in Sicily. But all Gregory’s efforts could do little to stop the progress of the Emperor, and he was further hampered by the constant turbulence of the Romans, who 383more than once drove him from their city. After the triumph at Cremona, Frederick significantly sent the Milanese carroccio to the Roman enemies of the Pope. |Renewed breach between Gregory and Frederick, 1239.| Gregory’s turn would come when the last of the Lombard cities had been reduced. Frederick was already boasting of his intention to restore Middle Italy to its obedience to the Empire. Accordingly Gregory openly declared himself on the side of the Lombard League. Hermann of Salza made his last efforts on behalf of peace, but his death soon removed the one man whom both Pope and Emperor implicitly trusted. In March 1239 Gregory for a second time launched a bull of excommunication against Frederick, and absolved his subjects from their allegiance.

The new contest between Pope and Emperor was waged with extraordinary and almost unprecedented bitterness and violence. The Emperor reproached the Pope for standing in the way of the repression of heresy in Lombardy, and called upon all kings and princes to unite against the greedy and self-seeking priest who sought to make the humiliation of the Roman Cæsar the first step towards the abasement of all temporal authority. The Pope answered by accusing Frederick of the most outspoken blasphemy, of utter incredulity, and the most shameless profligacy. It was significant that both Frederick and Gregory strove hard to get public opinion on their side, and that neither failed to win over a body of ardent supporters.

Collapse of the German opposition.

Gregory did his best to stir up a revolt in Germany. His legate proposed the election of the King of Denmark, as King of the Romans in place of Conrad; but, despite the adherence of the Duke of Austria and of other discontented magnates, the scheme was shattered through the steady devotion of the German episcopate to the young king. It was equally in vain when Gregory offered the crown to Robert of Artois, St. Louis’ brother. The French nobles roundly told the Pope that even if the Emperor deserved deposition, his 384deprivation could only be effected by a General Council. Headed by the regent, Siegfried, Archbishop of Mainz, the German clergy rejected the alliance of the Papacy, so that Frederick was able to carry on his war against Gregory in Italy without the distraction of a German revolt. Even the Mendicant preachers of the papal sentence did little to turn German opinion away from the Emperor.

Frederick’s successes in Italy.

Frederick answered Gregory’s attacks by declaring the incorporation of the March of Ancona and the Duchy of Spoleto with the imperial dominions, and by absolving the inhabitants of those regions from their fealty to the Pope. He turned from his Lombard enemies to invade the papal territory, and made himself master of Ravenna and Faenza, and before long of towns so near Rome as Foligno and Viterbo. Nothing but a strange freak of fidelity on the part of the Romans to Gregory saved the holy city from the Emperor’s advance. Secure for the moment in his capital, Gregory strove to emphasise the solemnity of his ecclesiastical censures by summoning a Council to Rome, to join with him in the condemnation of the Emperor. But the Pope’s violence had alienated even clerical opinion, and a mere handful of prelates answered his summons. Frederick derided the packed Council, and refused safe-conducts to those wishful to take part in it. Nevertheless a certain number of North-Italian, French, and Spanish bishops and abbots collected together in the spring of 1241 at Genoa, and the Pope, by lavish payments, prevailed on the Genoese to provide a fleet to take them to Rome. However, the seafaring towns, with Pisa at their head, were all on the Emperor’s side, and an imperial fleet, superior in numbers and fighting capacity, bore down upon the densely packed Genoese galleys near the island of Giglio. After a show of resistance, the mass of the Genoese fleet was captured. Most of the Spanish prelates escaped, but a crowd of French and North-Italian ecclesiastics, including three archbishops and the abbots of Cluny, 385Cîteaux, and Clairvaux fell, with the delegates of the Lombard towns, into the hands of the imperialists. |The capture of a General Council, 1241.| The prisoners were taken by Enzio to Naples, ‘crowded together in oppression and bonds, and tormented by hunger and thirst,’ until the prison wherein they were cast, ‘heaped together like pigs,’ seemed a ‘welcome place of rest.’[31] Flushed with this signal triumph, Frederick once more advanced upon Rome. This time Gregory could not resist his progress. The enemy were at the gates when, on 21st August, the aged Pontiff suddenly ended his long and stormy career.

The Danger from the Tartars.

When the rival heads of Christendom were thus fiercely contending for supremacy, Europe was, for the first time since the tenth century, menaced with the horrors of barbarian invasion. The great Tartar Empire, which had already conquered China and threatened the whole Eastern world, now found an easy victim in the divided principalities of Russia, and poured its hordes of fierce warriors over the plains of Poland and Hungary. Germany itself was now threatened by their advance, but Pope and Emperor, though they reproached each other with indifference to the danger, were unable to make even a truce to resist the common enemy. In 1240 the sack of Kiev by the Mongol chieftain Baty, grandson of Genghiz Khan, led directly to the invasion of the West. The young King Conrad armed Germany to meet the savage hosts of Baty. Luckily for Europe the death of the Khan of All the Tartars called Baty back to Asia, and the alarm of the Mongol fury passed away as quickly as it arose.

The triumph of Frederick was further assured by Gregory’s death. With affected moderation Frederick withdrew for the moment to Naples, but a mere handful of cardinals ventured to assemble in conclave. Their choice fell upon Celestine IV., 386who died in a few weeks, before there was time to consecrate him. For more than eighteen months the Holy See now remained vacant, but finally, in June 1243, the cardinals agreed to elect Sinobaldo Fiesco, a Genoese cardinal, who had been professor of law at Bologna, and was reputed to be Ghibelline in his sympathies. |Innocent IV. and the continuation of the struggle, 1243–1250.| But as Pope Innocent IV., the imperialist lawyer showed from the first a stern determination to continue the policy of Gregory IX. The saying attributed to Frederick, ‘I have lost a good friend, for no Pope can be a Ghibelline,’ though probably never uttered, expressed the facts of the case. Some hollow negotiations for a pacification were entered upon, but soon broke down. Within a year of Innocent’s election, Frederick’s Saracen hordes were again ravaging the Campagna. In June 1244 Innocent fled from Rome to Genoa, whence he crossed the Alps and took up his abode in the free imperial city of Lyons. It shows the weakness of Frederick in the Arelate that Innocent was able to live in a town nominally subject to the Emperor as long as he chose. So safe did the Pope feel himself that he summoned to Lyons the General Council which, as Gregory IX. had already designed, should strengthen the papal condemnation of the Emperor by the ratification of the prelates of Christendom.

The Council of Lyons and the deposition of Frederick, 1245.

In June 1245 the Council assembled at Lyons. It was reckoned the thirteenth General Council, according to the Roman computation, but even the French refused to acknowledge it as such, and very few German prelates ventured to attend its sessions. However, a fair attendance of prelates was ensured, though the presence of a bishop like Grosseteste, who, five years later, remonstrated before the Pope’s face against the exactions of his agents and his abuse of his patronage, showed that there was some spirit left among the fathers of the Council. Five troubles, declared Innocent, grieved his spirit, and the calling of the assembly was destined 387to relieve Christendom from them. Its business was the protection of Christianity from the Tartars, the ending of the schism between the Eastern and Western Churches, the extirpation of heresy, the revival of the Crusades, and the condemnation of the Emperor. In practice the last item absorbed all the energy of the Council, though the presence of the fugitive Latin Emperor, Baldwin II., did something to make the fathers realise the sorry plight of Eastern Catholicism and the need of uniting all sorts of Oriental Christians against the Tartars and Turks. Frederick condescended to send as his representative to the Council his chief justiciary, Thaddæus of Suessa, but his condemnation was a foregone conclusion, and Thaddæus had difficulty in obtaining a brief adjournment while he returned to Italy to acquaint his master with the state of affairs at Lyons. Without waiting for the arrival of Peter della Vigna, whom Frederick now despatched to represent him, Innocent on 17th July pronounced in the name of the Council the deposition of his enemy, both as regards the Empire and his two kingdoms. ‘We order,’ added he, ‘those who have the right of election within the Empire to proceed at once to a fresh election. As regards Sicily, we ourselves will do all that is fitting, after taking the advice of our brethren the cardinals.’

Henry Raspe and William of Holland, anti-kings.

The last hope of Christendom lay in the mediation of Louis IX., who saw that the continued contest of Pope and Emperor was fatal to the prospects of a great Crusade. The French king met Innocent at Cluny, and Frederick offered to allow the archbishop of Palermo to thoroughly investigate his orthodoxy. But nothing came of these projects, and the blame of rejecting all compromise lay mainly at the door of the Pope. The spiritual benefits first awarded to those who had assumed the Cross to free the Holy Sepulchre were now offered to all who would take up arms to carry out the Lyons sentence against the Emperor. In 1246 the papal intrigues so far prevailed in Germany that four archbishops, a considerable number of 388bishops, and a few temporal princes met together and elected as King of the Romans Henry Raspe, Landgrave of Thuringia, the brother-in-law and persecutor of St. Elizabeth. The majority of the Germans remained true to Frederick, though enough Crusaders flocked to Henry’s standard to enable him to win a victory over his rival King Conrad, near Frankfurt. ‘He shows us his back and not his face,’ boasted Henry over his defeated enemy. ‘He fled as men are wont to fly who fight with the Holy Empire.’ But next year Conrad turned the tables on Henry, who fled home and died soon afterwards in the Wartburg. The imperial crown now went begging for a time. ‘I will willingly fight the enemies of the Church,’ declared King Haco of Norway, to whom it was offered, ‘but I will not fight against the foes of the Pope.’ At last the young William, Count of Holland, was persuaded to accept election by the papalists. But only one lay prince, the Duke of Brabant, William’s uncle, associated himself with the bishops who assembled for the choosing of the new monarch. For the rest of Frederick’s life a fierce fight was fought between William and Conrad. Neither of the two could succeed in crushing the other, and Germany gradually drifted into all the worst horrors of feudal anarchy.

Frederick’s visions of a lay Papacy and of an Ecclesiastical Revolution.

Frederick remained in Italy, struggling with all his might against the papal partisans, and holding his own so far that Innocent found it wise to remain at Lyons. Now that all possibility of reconciliation with the Church was cut off, Frederick threw prudence to the winds. He no longer scrupled against soliciting the help of the heretical Cathari that still swarmed all over Lombardy. Visions of power such as he had never imagined in the days of his success now began to flit before his mind. The apocalyptic visions of the Neapolitan seer, the abbot Joachim, began to weigh upon his mystical temperament. Despite the canonisation of Francis of Assisi and the enrolment of his followers under the banners of the Papacy, there was still an undercurrent 389of revolutionary religious feeling in Italy of the sort that afterwards found expression in the risings of the Fraticelli. Of this opinion Frederick now began to make himself the mouthpiece, hoping thus to be revenged upon his enemies, and to win for himself that first position in the world to which he conceived he was divinely called. He had long used the Franciscan doctrine of Poverty as a weapon against the greedy political Popes. ‘It is upon poverty and simplicity,’ he wrote in 1227, ‘that the Primitive Church was built, in those days when she was the fruitful mother of saints. No one may presume to lay other foundations for her than those appointed by the Lord Jesus.’ He now worked out the same idea in a manifesto addressed to all Christian princes. ‘God is our witness,’ he declared, ‘that our intention has always been to force churchmen to follow in the footsteps of the Primitive Church, to live an apostolic life, and to be humble like Jesus Christ. In our days the Church has become worldly. We therefore propose to do a work of charity in taking away from such men the treasures with which they are filled for their eternal damnation.’ ‘Help us,’ he wrote later, ‘to put down these proud prelates, that we may give mother Church more worthy guides to direct her.’ But his only conception of ecclesiastical reform was the absorption of the Church in the State. Even in their affliction the Orthodox princes of the East seemed to him fortunate, since they had no Pope or independent patriarchs to contend against. He now strove to exclude all papal authority from Naples by condemning to the flames the introducers of papal bulls and all who, under pretext of religion, spoke or acted against his authority. He anticipated Henry VIII. in his effort to abolish the papal power, and, like the great Tudor, condemned as traitors or heretics all who denied his absolute supremacy over the Church. More than that, Frederick proclaimed himself as worthy of the adoration of his subjects, like the pagan Emperors of old. He claimed to be a vicar of Christ, a lay pope, a Christian caliph—nay, 390an emanation of the Divinity. Jesi, his birth-place, was the blessed Bethlehem where Cæsar first saw the light, and Peter della Vigna was the apostle of the imperial Messiah, the Peter who would never betray his master.

The Italian struggle, 1245–1250.

The contest was fought out fiercely with sword and fire. The Guelf and Ghibelline towns were pillaging, burning and destroying each other. Enzio, the son, and Eccelin, the son-in-law of Cæsar, strove to stamp out in blood all Guelfic resistance in Northern Italy. Frederick of Antioch, another bastard of Frederick’s, worked a similar reign of terror in Tuscany. So well did Frederick’s fortunes go, that he dreamt of crossing the Alps and marching to Lyons. In 1247 he was turned from his bold purpose by the unexpected revolt of Parma. He hurried back from Turin eager for revenge. Before long the dispersed partisans of Pope and Emperor flocked to Parma, eager to defend or attack the city. |The Revolt of Parma.| With all his energy, Frederick could only blockade it on one side, and neither dearth of provisions nor the hideous cruelty of the Emperor moved the Parmesans to think of surrender. At last in despair Frederick built over against Parma a new city called Vittoria, devastating the whole Parmesan territory to supply it with building materials and fortifications. But in 1248 the Parmesans made a great sally, won an unexpected victory, slaying the faithful Thaddæus of Suessa, destroying utterly Frederick’s new city, and leading home spoil the carroccio of imperialist Cremona and the whole harem of the Emperor, that had been unable to keep up with his rapid flight.

Fall of Peter della Vigna and captivity of Enzio, 1247.

Everything now went against Frederick. Despite the reign of terror exercised in the South, plots and conspiracies multiplied, and the Apulian barons rose in revolt. The blind rage of the suspicious despot now fell on Peter della Vigna, his trusted confidant, who had long kept, as Dante says, the two keys of Frederick’s heart. He was arrested on charges of conspiring with the Pope to murder his master. His eyes 391were cruelly torn out, and he sought his own death to avoid further torture. In 1249 Frederick’s favourite son Enzio was defeated and taken prisoner by the Bolognese at Fossalta, and spent the rest of his life in hopeless captivity. But Frederick was not yet at the end of his resources. In 1250 fortune smiled once more on his cause. The Ghibellines of Lombardy at last won the upper hand. Good news came from beyond the Alps of Conrad’s triumphs over William of Holland. Frederick himself spent most of the year at Foggia, surrounded by his faithful Saracens, in whom he still placed his chief trust. |Death of Frederick, 1250.| Towards the end of the year he started once more for the north, but he was seized with a mortal illness before he had traversed many stages. He took to his bed at Fiorentino, a hunting lodge a few miles short of Lucera. An ancient prediction of his astrologers that he would die near iron gates at a town called Flora further troubled his spirit. ‘This is the spot,’ he said, ‘long ago foretold to me where I must die. The will of God be done.’ He calmly drew up a will, bequeathing to Conrad both the Empire and the kingdom, while his favourite bastard, Manfred, who carefully ministered to his last hours, was to act as his regent in his brother’s absence. On 19th December he died, either, as his friends believed, calmly and religiously, clad in the white robe of the Cistercians and reconciled to the Church by the Archbishop of Palermo, or a prey to hideous despair and misery, as the Friars his enemies loved to imagine. He was buried beside his Norman ancestors at Palermo, where his tomb may still be seen. With him expired the Roman Empire as a real claimant to any share of the rule of the world, though for another generation faction raged more fiercely than ever as to the disposal of its heritage. The Papacy had at last triumphed over the Empire. The sacerdotium had laid low the regnum, and all that remains of the history of the world-strife of Pope and Emperor is to write its epilogue. But the mystic followers of the abbot Joachim could not believe that their hero, the all-powerful Emperor, 392was removed from the world. ‘He shall resound,’ they cried, ‘among the people; he is alive, and yet is not alive.’ But though many impostors arose in his name, Frederick came not back to his disciples, nor did he leave behind him any successor. The last of the great Emperors and the first of great modern Kings, Frederick, with all his brilliant gifts, was but the most dazzling of the long line of imperial failures. Though he filled so large a part in the history of his own day, he left singularly little behind him. Yet as we survey the horrors through which the generations that succeeded him travelled slowly to the realisation of a brighter future, we shall not think Dante wrong when he puts the golden age of Italy in the time ere Frederick had been hounded to death by his remorseless enemies.

393

CHAPTER XVII
FRANCE UNDER PHILIP AUGUSTUS AND ST. LOUIS (1180–1270)[32]

Home Policy of Philip Augustus—The Fall of the Angevins and the Conquest of Normandy and Anjou—The Albigensian Crusade—The establishment of Simon of Montfort in Toulouse, and the Reaction under Raymond VII.—The Relations of Philip and his People—Paris—Administrative Reforms—Death and Character of Philip—Reign of Louis VIII.—The Conquest of Poitou and the Renewal of the Albigensian Crusade—The Regency of Blanche of Castille and the Feudal Reaction—The Treaty of Meaux—Character of St. Louis—His Personal Government—The Settlement of the South and West—Battle of Saintes and Treaty of Lorris—Alfonse in Poitou and Toulouse—Charles in Anjou and Provence—Foreign Policy of St. Louis—His Relations to Pope and Emperor—France the Chief Power of Europe—Home Policy of St. Louis—The Administrative System—Baillages and Sénéchaussées—Enquesteurs—The Parliament of Paris—Finance, Coinage, Trade, Towns—Last Years and Death of St. Louis—The Position of France.

We have already dealt with the external history of France up to the time of the battle of Bouvines. We have witnessed Philip Augustus’ early struggles with Henry of Anjou, his participation in the Third Crusade, his matrimonial difficulties, the struggle they involved him in with Innocent III., and 394the subsequent league between himself and the great Pope which contributed so powerfully towards the abasement of the Guelfs. It remains now to speak of Philip Augustus’ reign as affecting France itself, and to show how, by the defeat and disruption of the Angevin monarchy, the royal domain was enormously extended, how by the identification of the monarchical cause with the orthodox Crusade against the Albigensian heretics the way was paved for the subjection of the Langue d’oc to the Langue d’oil, and how the beginnings of the centralised administration of the monarchy, and the establishment of the first modern capital, increased the power of the French state, even more than Philip’s conquests increased the extent of its dominions. |Home policy of Philip Augustus, 1180–1223.| Under Philip’s son, Louis VIII., and his grandson, Louis IX., the same principles of external growth and internal organisation were still further worked out, so that when the collapse of Frederick II. left vacant the hegemony of Europe, the France of St. Louis was more than ready to step into the place left empty by the fall of the Hohenstaufen.

The Fall of the Angevins.

With the return of Philip II. from the Crusade, the interrupted struggle between France and the Angevin monarchy was at once resumed. Despite the advantages which the blundering knight-errantry of Richard I. offered to his more politic antagonist, Philip was not yet in a sufficiently strong position to reap much fruit from his enemy’s mistakes. Richard’s new castle of Chateau Gaillard blocked the way to the invasion of Normandy, and the South was still a strange region to the King of Paris. In 3951199 Richard perished in an obscure contest with a petty lord of the Limousin, and Philip at once swooped down on Evreux and conquered it with little difficulty. But very soon Philip’s quarrel with Innocent III. made him glad to accept the proposals of John’s mother, the aged Eleanor of Aquitaine, to revert to his ancient alliance with John. A treaty was signed by which Philip’s son Louis was married to Blanche of Castile, the daughter of King Alfonso VIII. and John’s sister Eleanor. Evreux, with Philip’s other Norman conquests, were made over to the bridegroom as the lady’s marriage portion. Before long, however, the wilful and capricious tyranny of John created a widespread discontent in his French dominions, of which Philip was skilful enough to avail himself to the full. No sooner had the French monarch made a partial peace with the Pope than he listened to the complaints of the barons of Poitou, headed by the indignant Hugh of Lusignan, Count of La Marche, whose betrothed, Isabella, the heiress of Angoulême, had been carried off from him and wedded to the English King. In 1202 Philip summoned John to answer before his suzerain’s court at Paris the complaints of the Poitevin lords. The English King refused to appear, and was sentenced in default to lose all his French fiefs. The murder of Arthur of Brittany still further increased the ill-will felt against John, and the death of Eleanor of Aquitaine soon afterwards deprived him of his wisest counsellor. In the course of 1203–4 Philip gradually conquered all Normandy, and the Norman barons, disgusted at John’s inactivity in defending them, were gradually alienated from his side. Anjou, Touraine, and Maine were won with even less difficulty. |The conquest of Normandy, Anjou, and Poitou.| After Arthur’s death, Brittany passed over from the Angevin to the Capetian obedience, and, after a brief period of French occupation, a new line of Breton began in 1213 with Peter Mauclerc, which, if not very faithful to France, at least acknowledged no other overlord. After Eleanor’s death the personal loyalty of Aquitaine to the house of the 396Guilhems was greatly relaxed, and before 1213 most of Poitou had passed over to Philip Augustus. It was John’s wish to win back Poitou that led him to interfere actively in the general European struggle that centred round the contest between his nephew Otto and Frederick of Sicily. The victory of Bouvines assured for Philip the permanent domination over Normandy, Maine, Anjou, Touraine, and Poitou. Only the south of Aquitaine remained in the hands of John and his successors. These enormous additions to the monarchy were, for the most part, kept within the royal domain. Their acquisition was the more significant because of the rapidity with which the barons and people of the Angevin dominions accepted the rule of the King of France. Even in England Philip’s triumph produced so little irritation that the opposition to John cheerfully called in his son Louis to be their king in the place of the hated tyrant.[33] Though, after John’s death, Louis was forced in 1217 to return to France and renounce his English throne in favour of the little Henry III., his presence in England, and the long war that preceded and attended it, made impossible any real efforts to win back the Angevin inheritance. |Louis in England. 1215–1217.| The fall of the English power in France first made possible a real French nation united in common obedience to the Capetian monarchs. It was no less vital in fostering a similar national life beyond the Channel. Henceforth England and France were separate and antagonistic though closely inter-related nationalities. Their common destiny, which had begun with the Norman Conquest, was now rudely shattered. The fragments of the Aquitanian heritage that still remained faithful to its English dukes belonged to the feudal and anti-monarchical South. All that England’s kings had once ruled in the Langue d’oil was now transferred to Philip, who became henceforward not only the supreme monarch, but the direct feudal lord of the most vigorous and most patriotic regions that constituted his kingdom.

Philip II. and the South.

397While Philip was thus conquering the Angevin North, a North-French Crusade was indirectly preparing the way for the direct rule of the Capetian kings over the South. There had long been three chief political and intellectual centres of South French nationality. Two of these, the duchy of Aquitaine and the county of Toulouse [see pp. 90–91], were within the limits of the French kingdom. The third, the county of Provence, was beyond the Rhone, and, as a part of the ancient Arelate, subject to none save the Emperor. It was, however, a sufficiently representative stronghold of Southern ideas for the term Provençal to be used as an equivalent to the tongue and literature of Oc. At these three courts chiefly flourished the subtle and exquisite literature of the Troubadours, whose delicate lyrics first showed the literary capacity of the vernacular Romance tongues, despite the limitations of their subjects, and the rigid fetters of their metric forms. |The Albigensian Heresy and the Troubadours.| The end of the twelfth century, the age of Richard the Lion Heart, of Bertrand of Born, and of Bernard of Ventadour, was the palmiest time in the history of the Troubadours, and the most flourishing period of the brilliant, corrupt, stormy, attractive civilisation of the Languedoc. The heresy, at once social and religious, of the Albigenses [see pp. 216–217], took a deep hold in these wild regions, where the fiercest acts of feudal violence and the hot-house growth of a premature culture stood over-against each other in the strangest contrast. While elsewhere the wild misbelief of the twelfth century easily melted away before the steady influence of the Church, in Languedoc and Provence alone it bade fair to become the faith of a whole people. Toulouse and its neighbourhood were full of open foes of Church and clergy; the barons of the land were either heretics themselves, or favourers of heresy. The clergy were so unpopular that when they went abroad they carefully concealed their tonsure. ‘I had rather be a chaplain,’ became a popular form of speech in cases where a good Christian had been wont to say, ‘I had 398rather be a Jew.’ ‘If Black Monks,’ wrote the poet Peire Cardinal, ‘may win salvation of God by much eating and by the keeping of women, White Monks by fraud, Templars and Hospitallers by pride, Canons by lending money on usury, then for fools I hold St. Peter and St. Andrew, who suffered for God such grievous torments. Kings, emperors, counts, and knights were wont to rule the world, but now I see clerks holding dominion over it by robbery, deceit, hypocrisy, force, and exhortation.’[34] The freebooting barons took this state of feeling as an excuse for laying violent hands on the property of the Church. Moral excesses, wilder than the ordinary immorality of a brutal age, became widespread. The whole land was filled with the tumult and licence of a premature revolution.

Raymond VI. of Toulouse.

Since the absorption of Aquitaine within the Angevin dominions, the court of Toulouse had become more important than ever as a centre of Languedocian life. Raymond VI., the great-grandson of Raymond IV., of Saint Gilles, the hero of the First Crusade, was then Count of Toulouse. He was a prince of wide connections, extensive dominions, and considerable personal capacity. Through his mother, Constance, daughter of Louis VI., he was the first cousin of Philip Augustus. His marriage with Joan of Anjou, the sister of Richard I. and John, had secured him peace with his hereditary foe. He ruled not only over Toulouse and its dependencies; as Duke of Narbonne he was lord of the Rouergue and the great coast region that extended from the frontiers of Roussillon to the right bank of the Rhone; as Marquis of Provence, he ruled over a fertile portion of the Arelate on the left bank of the Rhone, extending farther north than Valence, and including the important town of Avignon. He was a notorious enemy of the clergy, and abettor of heretics, and only less conspicuous in the same policy was 399his vassal Raymond Roger, Viscount of Béziers. Feeble efforts had long been made by the Church to grapple with the growing heresy, but the only response in Languedoc was fresh murders of priests, and expulsions of bishops from their dioceses, and of abbots from their monasteries. So far back as 1184 Lucius III. had ordered all bishops to make inquiries as to the presence of heretics within their jurisdictions, a step from which the earlier or Episcopal Inquisition first arose. But little was actually effected until the accession of Innocent III. marked the beginning of a more vigorous line of action. In 1198 two Cistercian monks were sent with the position of apostolic legates to win back the Toulousan heretics to the Church. For years they laboured incessantly, wandering and preaching throughout the land, and their unwearied zeal soon led a small band of enthusiasts to join them in their work. Innocent gave further powers to Peter of Castelnau, and Amaury, abbot of Cîteaux. In 1206 accident further associated with them the Spanish canon Dominic (see chapter xviii.), who for ten long years preached with infinite perseverance, but little success, and carefully kept himself free from share in the violent measures that ere long supplemented the legitimate propaganda of orthodoxy.

Murder of Peter of Castelnau, 1208.

Peaceful means had availed little to win over the Albigenses. Accident rather than design led Innocent III. to fall back on force as well as persuasion. In 1207 Peter of Castelnau excommunicated Raymond VI. for refusing to restore certain churches on which he had laid violent hands. Like his father-in-law against Becket, Raymond spoke sharp words against the meddlesome priest, and one of his knights, taking him at his word, went to Saint-Gilles and murdered the legate in January 1208. This deed of blood was soon amply avenged. Innocent III. deposed Raymond and preached a Crusade against him and his heretic subjects, whom he pronounced worse than Saracens. A twenty years’ struggle then began in the South, which did not end until 400Languedoc lay ruined and helpless at the mercy of the North.

The Albigensian Crusade and Simon de Montfort.

A swarm of North French warriors took the cross in obedience to the papal appeal, though Philip Augustus prudently withheld from the whole movement. Some of the greatest of his feudatories, including the Duke of Burgundy, were there, while among the lesser lords, the unbending will and fierce religious zeal of Simon, Count of Montfort, soon gave him the claim for the first position among the leaders of the holy war, though Abbot Amaury of Cîteaux, the Pope’s legate, directed the policy of the whole expedition. Raymond quailed before the storm. He submitted himself absolutely to the legate, paid a severe penance for his crime before the abbey church of Saint-Gilles, surrendered his castles, and promised to chastise the heretics that he had favoured. In June 1209 he was absolved, and suffered to take the cross against his own subjects.

Raymond Roger of Béziers scorned to share in his overlord’s submission. The full fury of the Crusaders was turned against him, and after fearful bloodshed his dominions were overrun. After two refusals from greater lords, the legate prevailed upon Simon of Montfort to accept the territory of the heretic viscount, which the Pope had pronounced forfeited. The Crusaders now went home, and the second act of the long struggle began when Montfort began to govern the dominions which his good sword and papal favour had won for him.

After the return of the Northern armies, the cowed Southerners again plucked up courage, and Montfort soon found that he had to hold Béziers and Carcassonne against the hostility of a whole people. The war now assumed a political as well as a religious character, for Simon was resisted not only by reason of his orthodoxy, but as a Northern interloper who had made religious zeal a pretext for personal aggrandisement. Before long Raymond VI. forgot his humiliation, and 401gain took arms. As the result, a second Crusade was proclaimed in 1211, and once more the South was deluged in blood. |Peter of Aragon and the battle of Muret, 1213.| Peter II. of Aragon, a famous Crusader beyond the Pyrenees, at last proposed his mediation, but so strongly did the lust for Southern estates sharpen the religious zeal of the army of the Church that, though Innocent III. was willing to accept his offers, the French themselves insisted on continuing the Crusade. Irritated at the rejection of his offer, Peter himself intervened on behalf of the Count of Toulouse, but in 1213 he lost his army and his life at the battle of Muret, where Montfort’s clever tactics won a decided victory. This settled the fate of the South. Raymond VI. abandoned Toulouse, and was glad to save his life by another abject submission. |Simon de Montfort, Count of Toulouse.| Simon de Montfort became Count of Toulouse and Duke of Narbonne. He divided his new territories amongst Northern lords who stipulated to follow the ‘customs of France,’ that is, of their own homes. It was even a favour that some of the less guilty vassals, such as the Counts of Foix and Comminges, were allowed, at the price of a complete humiliation, to receive back their lands as his subjects. As a still greater favour a mere fragment of Toulouse and the imperial marquisate of Provence were conferred on Raymond VII., the son of the deposed Count, who was glad to abdicate in his favour. In the midst of the storms of war, the heresy of the Albigenses was slowly stamped out, and with it perished all that was most distinctive of Languedocian civilisation. The stern, brutal, effective rule of the Northern Count prepared the way for direct royal government. The dependence of the South on the North had begun.

As the struggle proceeded, Philip Augustus gradually departed from his careful policy of non-intervention. In 1213 he allowed his son Louis to take the cross, and helped Montfort to destroy the feudal castles of the South. Philip himself willingly invested Simon with the fief which his sword 402had won. But in a very few years Raymond VII. strove to win back for the house of Saint-Gilles its ancient position, and the Languedoc rose enthusiastically in his favour. The younger Raymond was as orthodox as Montfort, and under his influence the struggle became a mere political contest. As such it waged with varying fortunes for more than thirteen years. |The Languedocian reaction, Amaury de Montfort, and Raymond VII.| Simon was slain in 1218 as he strove to storm revolted Toulouse, and his eldest son, Amaury, who had few of his great gifts, was soon hard pressed by the triumphant Raymond. In 1219 Louis of France again led a Crusade in his favour. The death of the suspected Raymond VI. in 1222 was a further advantage to the Southern cause. Amaury soon saw that his chances were hopeless. When the French king died in 1223, Amaury had already offered to resign his claims in favour of his suzerain.

Thus Philip Augustus by force and cunning made France a great State. There was no longer any vassal of the crown whose power overshadowed that of his sovereign, and the strongest feudatories of the monarchy now found it prudent to be on good terms with their mighty overlord. To them Philip was courteous and friendly. He had so much work to do in absorbing his conquests that he might well leave his vassals a good deal to themselves. |Philip II.’s dealings with barons, clergy, and towns.| Yet he never neglected an opportunity for extending his power, and systematically strove to establish direct relations with all the tenants of his vassals whom he could draw within his reach. Over his own tenants he exercised a constant and watchful superintendence. By the perfection of the administration of his domains, and by the gradual extension of the sphere of the royal courts, he was able to pose as the protector of peace, the friend of the poor, and the champion of the independence and integrity of the nation. The humiliated feudalists took his pay and fought his battles. The conciliated clergy glorified his liberality and piety. Yet all his friendship with Pope and 403prelates did not prevent Philip from keeping a tight hand over the great dignitaries of the Church. He forced the prelates to pay their full share of suit and service. He strove to minimise the constant interference of the papal authority, even when his interests and his principles forbade him to openly set himself against it. He was a good friend to the townsmen. He felt himself so strong that he could abandon the feeble and tentative policy of his predecessors, and boldly strike an alliance with the communes, though still discouraging the more revolutionary aspects of the communal movement. He was thus able to put even cities outside his domain under the royal protection. Nor did he content himself with giving towns charters of liberties. He loved to strengthen their fortifications, rebuild their walls, encourage their industries, and protect their commerce. He encouraged foreign merchants to attend French markets and purchase French goods. |Growth of Paris.| Under his fostering care Paris, already a great city, became the first modern capital of a centralised national state. He built a strong wall, taking in the schools of the south bank of the Seine, the royal residence and the cathedral in the island city, and the busy town of merchants and manufactures that was soon to make the north bank of the Seine the largest district of the capital. He ordered that the whole city should be paved with hard and firm stones. In his days the University of Paris received its first royal charters of privilege. Under him a crowd of fair buildings, conspicuous among them the cathedral of the capital, grew up in that new Gothic style that was soon to spread from the Isle of France all over the Western world. As the seat of the most famous schools north of the Alps, as the centre of the only centralised continental monarchy, and as the special haunt of the traders of Northern Gaul, Paris now took a unique place, not only among French towns, but among the cities of Western Europe.

Philip’s administrative reforms.

404Philip was a soldier and diplomatist rather than an administrator or a legislator. His mission was to endow the monarchy with adequate force rather than to organise it or to govern it after new fashions. Yet the circumstances of his position compelled him to make new departures in the administrative history of France, and thus to lay the foundation of the system which was perfected by his famous grandson. The burdens thrown upon the royal court were now such that they could no longer be adequately discharged by casual assemblies of ignorant feudalists. The delicate functions of the chief officers of state could no longer be put into the hands of the baron in whose hands happened to lie the hereditary sergeanty. Hence, under Philip, we observe a further specialisation of an official class of knights and clerks whose skill and training could supplement the haphazard and uncertain services of the great barons. The system of administration that was enough for the scanty domains of his predecessors would have broken down under the responsibilities involved by the conquest of Normandy and Anjou, had not Philip, before his departure for the Crusade, constituted a new class of royal officials called baillis, who were to act as supervisors and directors of the feudal provosts who had hitherto administered the royal domain. Each bailli took charge of a large area of territory, within which he held monthly assizes to render justice in the king’s name to all his subjects. From time to time he appeared at Paris, where he handed in an account of their administration, and paid into the exchequer the sums levied by him in his provinces. But the growth of the royal revenue was hardly commensurate with the increased strain on it, and Philip found that success rather added to than diminished his difficulties. |Character of Philip Augustus.| He was a hot-tempered, strong, and active man, ‘easy to anger and easy to appease,’ whose boisterous joviality, free living, and robust, vigorous temperament did something to make 405him popular, but whose complete personal impression it is hard to grasp, even in the scanty measure in which it is safe to individualise the shadowy statesmen of the Middle Ages. In his sudden gusts of passion he could be pitilessly cruel, but he was more commonly to be condemned for his violence, his cunning, and his unscrupulous way of overreaching his enemies. Yet his panegyrist could say of him that he ‘loved justice as his own mother, strove to exact mercy above judgment; was ever a follower of the truth, and surpassed all kings in conjugal chastity.’ Such statements show that the contemporary standard was not very high. But even after time had soured Philip’s temper and brutalised his passions, he still laboured manfully to the last. He was the first French king whose power was so firmly established that there was no need for him to crown his son king in his own lifetime. He was almost the only king of his age whose son worked faithfully and ungrudgingly in his service, and was content to bide the time when nature should call him to his father’s kingdom.

Louis VIII., 1223–1226.

Philip II.’s successor was already six-and-thirty years of age, a tried soldier, a successful statesman, and a man whose private virtues far outshone those of his father, though he was much less able. Louis VIII.’s weak health and cold disposition made him the very opposite of Philip. His piety, his chastity, his love of truth and justice, were certain. Despite his poor physique, his personal prowess gave him the surname of the Lion. He had been long schooled in the execution of his father’s policy, and as king he had no wish but to carry it out still further. Louis’ short reign of three years is therefore but a continuation of the reign of Philip Augustus. His simple mission was to gather the fruits of his predecessor’s labours. His whole reign was occupied in turning to the profit of the crown the results of the collapse of the Angevin power and of the triumph of the Albigensian Crusade.

Despite the earlier conquests of Philip and Louis, the 406authority of the crown was still but partially established over Poitou. Hugh of Lusignan, though now step-father of the little Henry III., still played a treacherous and ambiguous game, and for the moment again declared himself on the French side. |The Conquest of Poitou.| Louis assembled a great army at Tours and led it on a triumphant progress from the Loire to the Dordogne. The regents of the English king did little but enter into ineffective negotiations. Louis meanwhile took Niort, Saint Jean d’Angely, and La Rochelle, after which the barons of the Limousin, Saintonge, and Périgord made their submission to him. ‘Save the Gascons, who dwell beyond the Garonne,’ boasted a French chronicler, ‘all the princes of Aquitaine now promised fealty to King Louis, and then he went back to France.’

The renewal of the Albigensian Crusade now called Louis to the South. Amaury de Montfort had already fled from his heritage, and had vainly implored the help of Philip Augustus. Louis VIII. now showed the fugitive greater consideration than his father had done. He had already fought as a Crusader against the Southern heretics. His piety was kindled by the renewed appeals of the legate of Honorius III., while the helplessness of Amaury indicated that the results of success were bound to fall to the crown. Early in 1226 Louis again took the cross, and Raymond VII. was again excommunicated and deposed. Amaury abdicated his rights in favour of the king. The clergy provided funds, and the Catholic chivalry of the North soon flocked to the crusading banners.

The revival of the Albigensian Crusade.

In the early summer of 1226, Louis with his Crusaders marched southwards down the Rhone valley, overrunning the marquisate of Provence. He met no opposition until he approached Avignon, a city long known to be a hotbed of heresy. The townsmen refused him a passage over the Rhone, and it was therefore necessary to conquer the city before Languedoc could be entered. After an obstinate struggle Avignon was captured, and Louis 407continued his triumphal march up to the gates of Toulouse. But the crusading army broke up before the capital of Raymond had surrendered. The barons were tired of the long and weary marches, and sickness had devastated the host. Louis himself was prostrated by sickness, and after providing for the administration of his conquests hurried back to the North. He had only reached Auvergne when he was carried off by a deadly fever. He had done enough for the monarchy by the great march which had first brought home to the Languedoc the majesty of the Capetian king.

The Regency of Blanche of Castile and the feudal reaction, 1226–1235.

A severe feudal reaction followed the unexpected death of Louis VIII. He had left a numerous family by Blanche of Castile, but the eldest child, who was crowned Louis IX. within three weeks of his father’s death, was only twelve years of age, and it required all the skill and courage of his mother to preserve for him even the semblance of authority. The dispositions of her husband’s will did not make matters any better. Breaking with the tradition of the early Capetians, Louis VIII. assigned by his testament a large territorial appanage to each of his younger children. Great slices were to be cut out of the royal domain that Robert the second son might be Count of Artois, Alfonse the third Count of Poitou, and Charles the youngest Count of Anjou and Maine. A new race of feudal potentates was thus supplied from the bosom of the royal house itself. The error involved in such a policy is one of the commonplaces of history, and for the next two centuries the hostility to the crown of younger branches of the Capetian family was often to prove almost as formidable as that of the ancient separatist seigneurs. But the fault of Louis has perhaps been unduly censured. Neither the resources of a mediæval monarch, nor the conditions of the time, made it possible for the king to permanently appropriate to himself an indefinite extent of domain, nor to deprive his kinsmen of the state due to their exalted birth. If the policy of Louis lost Artois to France for many centuries, it made it 408possible for Alfonse and Charles to act as the most efficient pioneers of the Capetian monarchy in the South. The rule of a royal prince over his appanage was often the best transition from pure independence towards complete incorporation with the monarchy.

A great feudal coalition soon formed against Blanche of Castile. She was a foreigner, haughty and unsympathetic, and strong enough to excite fierce personal antipathy. ‘A woman in sex she was,’ says Matthew Paris, ‘a man in counsel, worthy to be compared with Semiramis.’ The younger members of the royal house, headed by Philip Hurepel, Count of Boulogne, the legitimised son of Philip II. and Agnes of Meran, joined with his kinsman Peter Mauclerc of Brittany, whose skill and courage soon made him the head of the league. The persecuted Raymond of Toulouse plucked up courage to unite himself with the coalition. Hugh of La Marche deserted the falling cause of royalty, and again became friendly with his step-son, Henry of England, who saw in the distress of the young king a chance of winning back his lost territories in France. Theobald IV. of Champagne, alone of the great feudatories, remained faithful to the royal cause.

The barons demanded the reversal of the policy of the last two reigns, and the restitution of their ancient rights. What power they were willing to leave the crown was to be placed in the hands of Philip of Boulogne, and the Spanish queen was to be sent back to her native country. Blanche did not quail before the storm. She appealed from the barons to the clergy and people. She secured the neutrality of Frederick II., and the open support of Honorius III. By the rapidity and unity of her movements she sought to break up the unwieldy and disorganised levies of her opponents. When she could no longer hold her own in the Isle of France, she went with her young son to Troyes, and threw herself on the protection of the Count of Champagne. Having failed in the first great blow, the feudal coalition slowly 409dissolved. It kept France in a state of anarchy for several years, but it was not strong enough to do more. Peter of Brittany strove hard to get English support, but it was not until 1230 that the young Henry III. came to France, and then, after an abortive march through Poitou, the English went home again, and the feudalists were as far from success as ever. Next year Peter failed in an intrigue to win over Theobald of Champagne to his side. He finally strove to stir up a revolt against Theobald in favour of Alice, queen of Cyprus, the daughter of Theobald’s uncle, Henry, king of Jerusalem. But this also failed, and the queen of Cyprus renounced her claims. In 1234 Theobald attained the climax of his power by succeeding to the kingdom of Navarre as the heir of his uncle Sancho. Philip of Boulogne was dead. Peter of Brittany sullenly made his peace with the triumphant Castilian. The monarchy of Philip Augustus had proved strong enough to survive a minority and the rule of a foreign woman.

The Treaty of Meaux and the extension of the royal domain to the Mediterranean, 1229.

A notable result of the triumph of the crown was the settlement of the question of Toulouse by a compromise that was all in favour of the monarchy. The Albigensian Crusade had died away amid the storms of civil war, and against so orthodox a prince as Raymond VII. it had never been more than a sorry pretext for aggression. In 1229 Raymond concluded the Treaty of Meaux with the regent, by which he retained, though on humiliating conditions, a portion of his sovereignty. He yielded up to the crown the duchy of Narbonne, the eastern part of his dominions, from the Rhone to beyond Carcassonne, and was confirmed in his possession of the county of Toulouse. He was, however, to rase the walls of his capital and thirty other towns, to admit a royal garrison into the castle of Toulouse, to wage war against the heretics, to provide orthodox doctors to teach the true faith at Toulouse, and go on pilgrimage to Palestine. He was to 410marry his daughter and heiress to Blanche’s younger son Alfonse, and so secure to the Capetians the ultimate succession to all his dominions. Another result of the treaty was the organisation of a systematic effort to stamp out the last remnants of the Albigensian heresy. |The Inquisition.| Immediately after the treaty a systematic Episcopal Inquisition, such as Lucius III. had contemplated in 1184, was set up in every diocese of Languedoc. In 1233 it was supplemented by a Papal Inquisition, established by Gregory IX. This latter gave unity to persecution by overstepping the rigid diocesan limits. Its direction was given to the followers of the same Dominic who had preached so long in vain in Toulouse. But Gregory did not put his whole trust in the fires of the inquisitors. At the same time that he created their grim tribunal, he established the University of Toulouse, the first studium generale set up by papal bull, and thus gave wider currency to the orthodox teaching which the care of Honorius had already established there. The faculty of theology passed at once into Dominican hands, and the orthodox dialectic of the schoolmen soon replaced the lay and lax culture of the troubadours. Only in the county of Provence did the troubadours still continue their songs. The independence of the South was at an end, and the royal domain for the first time touched the Mediterranean. But the greater sympathy now shown for the Southern people came out in the reversal of Montfort’s rude efforts to introduce the customs of the North.

Character of St. Louis.

Louis IX.’s personal government began in 1235, when his mother laid down the regency in his favour. Though nurtured amidst the storms of rebellion, and exposed to all the temptations of one who was a king from early boyhood, Blanche had so carefully provided for his education that his simple, just, and straightforward disposition was allowed full scope for its development. He early became an example of piety to all his realm. He regularly frequented the canonical hours of the Church, rising from 411his bed, like a monk, to attend matins at midnight, and again in the early morning for prime. His fasts, his discipline, his rigid self-denial, were beyond all ordinary measure. The length of his private devotions exhausted the patience of his nobles, and even wearied his confessor; but he told the barons that they wasted more time every day in gambling and hunting, and shame compelled them to be silent. His devotion was not merely one of outward forms. His fervent and exalted piety shone through every action of his simple and well-ordered life. He was the soul of honour and chastity. He ate and drank very sparingly, always mixing his wine with water, and consuming whatever meats happened to be set before him. Though on solemn occasions he was clad in gold and rich stuffs, his ordinary garments were of simple cut and sober colour. He detested oaths, violent and impure speech, idle gossip, lies, and tale-bearing. His patience was unending, and his good temper unruffled. His humility was extreme and quite without ostentation. His charity was immense and unbounded. He was not only a great giver of alms and founder of churches, monasteries, and hospitals. He daily fed the poor at his table, and visited the sick and wretched at their own abodes. He washed the feet of repulsive beggars and cripples. He did not shrink from contact with the lepers. His simple enthusiasm for good works powerfully affected the rough barons with whom he was brought into contact. ‘To see or hear him,’ we are told, ‘brought comfort and calm to the most troubled spirit.’

With all his piety and simplicity, there was nothing weak or puerile in Louis’ character. His extreme asceticism had no touch of the gloomy moroseness or inhumanity of the baser type of mediæval devotees. His habits were as robust, as manly, as they were simple. He enjoyed vigorous health. His tall, well-knit frame, bright, keen eye, fair flowing hair, and good-humoured blonde face, made him the model of a high-born knight. Not, perhaps, endowed with any high measure of 412intellectual capacity, he had a firm will, a sane judgment, a shrewd sense of his own limitations, and the strong common-sense that makes a good man of affairs. He was pleasant and easy of access, delighting in unrestrained intercourse with his friends, and reckless of the etiquette and ceremony that were beginning to hedge even a feudal court. With all his ambition to live a ‘regular’ life, he did not scorn the married state nor neglect the softer domestic virtues, and his love for his children caused him early to abandon a hope he at one time entertained of entering a monastery. As a young man he delighted in the chase, in well-trained hawks and high-mettled horses, and could entertain his barons with sumptuous and regal hospitality. He was one of the bravest of soldiers, preserving a rare coolness in the fierce hand-to-hand struggle of a mediæval battle, and never losing hope or cheerfulness. He was as good a king as he was a man, tenacious of all royal rights that had been handed down from his forefathers, and constantly striving to uphold his authority as the best guarantee of the peace and prosperity of his people. He made his own the policy of his grandfather, though in his hands it lost its original taint of fraud and violence. He was the friend of the clerk, the friar, the monk, the simple knight, and the burgess. He depressed the great feudalists the more completely since he was scrupulous to allow them every power that law or custom recognised to be theirs. He enlarged his dominions the more securely since his scrupulous conscience forbade him taking unfair advantage even of his enemy. He could withstand the aggressions of a greedy pope or a self-seeking bishop the more effectively since his devotion to the Church and his zeal for her just rights were patent to all men. He could build up a new administrative system adequate for the government of his vast realm since it was common fame that his motive was not self-aggrandisement, but the well-being of his whole people. As a Christian and as a man, as a statesman and as a warrior, he was the exemplar of all that was best in his age. 413After his death he was raised to the honours of sanctity, and subsequent ages have revered in St. Louis the very ideal of a loyal knight and Christian king.

The settlement of the South-west.

The first care for the young king was the completion of the conquest of the South-west. His way had already been made smooth for him. Raymond of Toulouse, curbed by the Dominicans and the French garrison, was no longer dangerous, and the greater part of his old dominions were ruled by the royal seneschals of Beaucaire and Carcassonne. In 1237 his heiress Joan was married to Louis’s brother, Alfonse, who, on his father-in-law’s death, was thus destined to become Count of Toulouse.

Though Alfonse was thus nobly provided for, Louis’ strict fidelity to his father’s will conferred upon him and his brothers the rich appanages which the previous king had bequeathed to them in their cradles. In 1241 he held a great court at Saumur, where, clad in blue satin and red mantle lined with ermine, he royally feasted with the chief barons of France in the noble hall built by Henry of Anjou. |Alfonse, Count of Poitou and Auvergne, 1241.| There he made Alfonse a knight, and afterwards, taking him to Poitiers, invested him with the counties of Poitiers and Auvergne. For the moment all was well. Hugh of Lusignan had banqueted at Saumur, and had sworn fealty to Alfonse at Poitiers. But before long his wife, the former queen of England, stirred him up to resist his liege lord and fall back upon his ancient alliance with his step-son. The Poitevin barons met at Parthenay, eager to oppose the crown. ‘The French,’ they declared, ‘have always hated the Poitevins, and will always continue to do so. They would fain trample us under their feet, and use us more contemptuously than the Normans or the Albigeois. In Champagne and Burgundy the king’s servants carry all before them, and the nobles dare do nothing without their leave. We had better die than live such a slavish life.’ A league was soon formed; the English seneschal of Bordeaux sent immediate help. Even Raymond of Toulouse ventured to revolt, and 414his subjects murdered inquisitors and chased away the Dominican theologians of the University. All the old spirits of disorder were aroused, and in 1242 Henry of England landed in Saintonge with a considerable army, joyfully profiting by the opportunity to vindicate his ancient claims to Poitou.

Battle of Saintes, and final defeat of the English and Poitevins, 1242.

Louis IX. was now forced to appear at the head of an army in the South. In a short, one-sided campaign he carried all before him. He secured the passage of the Charente by driving the Anglo-Poitevin host from the bridge of Taillebourg, and on 22nd July won a decisive victory outside the walls of Saintes. He pressed on to Blaye on the Gironde, where a sudden sickness alone prevented him from crossing over to the siege of Bordeaux. But he had gained all that he sought. Hugh of La Marche made a humiliating submission, and his sons sought a freer and more adventurous career with their half-brother in England. The Count of Toulouse yielded before the seneschal of Carcassonne in time to avert a new Crusade. |The Treaty of Lorris, and the final humiliation of Raymond VII., 1243.| In 1243 the Peace of Lorris renewed the humiliating conditions of the Treaty of Meaux. ‘Henceforth,’ says William of Nangis, ‘the barons no longer attempt to do anything against their king, the Lord’s anointed, seeing clearly that the hand of the Lord was with him.’

Alfonse of Poitiers, Count of Toulouse, 1249.

Nothing now remained but to gather up the spoils. The careful administration of Alfonse at Poitiers prepared the way for the direct absorption of the lands between Loire and Garonne within the royal domain. In 1249 the beaten Raymond VII. died, and his son-in-law quietly succeeded to his heritage. Northern laws and manners gradually permeated the South. The improvements of administration which St. Louis had established in his domain were adopted by his intelligent brother. A single parliament or high law court was created for all Alfonse’s fiefs, and the South for the first 415time felt the advantages of law and order. The Langue d’oc receded before the new court tongue of the Langue d’oil. ‘Bastides’ and ‘Villeneuves’ were set up as new centres of trade and to diminish the importance and prosperity of the older separatist towns.[35] Vast castles of the northern type kept down the disobedient. Gothic minsters, like the cathedral of Limoges and the choir of Toulouse, were reared by North French workmen side by side with the indigenous Romanesque that had lingered as long in the South as in the Rhineland. When Alfonse died without heirs in 1271, his counties of Toulouse and Poitiers and his land of Auvergne quietly devolved on his nephew Philip III.

There still remained the danger of the English dukes of Gascony, but Henry III. was now Louis’ good friend and brother-in-law, and too occupied in quarrels with his subjects to concern himself overmuch with the affairs of Aquitaine. Henry remained, however, tenacious of his rights, and the vigorous rule of his brother-in-law, Simon of Montfort, the younger,[36] showed what a source of strength Aquitaine might become in competent hands. Here St. Louis’ moderation and sense of justice stood him in good stead, and led him to make one of the greatest sacrifices ever made by a strong king in the interests of peace. |The Treaty of Paris and the settlement with Henry III., 1259.| He persuaded the English king to yield up his vain claims on Normandy and Anjou in return for the cession of considerable districts in the South, long conquered and quietly ruled by Louis’ seneschals. He yielded at the moment ‘all the rights which he had in the three bishoprics of Limoges, Cahors, and Périgueux, in fiefs and in domains,’ that is to say, the homages of the barons of those regions, for Louis’ domains 416there were insignificant. He also promised on the death of Alfonse, to yield to Henry Saintonge south of the Charente, the Agenais, and lower Quercy. The treaty was drawn up at Abbeville in 1258 and finally sealed at Paris in the following year. It was the last act in the long struggle for Normandy and Poitou, the legal limitation of the English kings’ land in France to a small fragment of their Aquitanian heritage. The good faith of St. Louis was not strictly followed by his successor, and Edward I. found some difficulty in obtaining the cessions promised on Alfonse’s death. At last, in the treaty of Amiens, 1279, matters were compromised by the cession of the Agenais.[37] Future disputes between the French kings and the Aquitanian dukes were in due course to arise, but they turned on fresh questions. The loyalty of St. Louis had entirely ended the ancient grounds of dispute between overlord and vassal.

The King and the northern feudalists. Appanages of the royal house.

No overwhelming growth of the royal domain in Northern France marked the reign of Louis, but the vast acquisitions of Philip II. were quietly absorbed, and their inhabitants became good Frenchmen. Four fiefs of the first order now alone remained in the north, and only two of these—Flanders and Brittany—retained a separatist character. Despite their extension of power over the Pyrenees, the house of Blois-Champagne was ever friendly to Louis, and his purchase of Macon had kept Burgundy in check. No great harm to the central power followed, when in 1237 Louis made his brother Robert Count of Artois, and in 1245 his youngest brother Charles became Count of Anjou and Maine, especially as, in the latter case, Touraine, the ancient dependency of Anjou, was retained within the royal domain. At the later date Louis also granted appanages to his younger sons, Peter becoming Count of Alençon, and Robert Count of Clermont-en-Beauvaisis. But the subsequent marriage of Robert to the heir of 417Bourbon brought another great fief under the control of the royal house. Charles’s early government of Anjou was vigorous and successful, and did something to reconcile the ancient county to its practical loss of independence. But Charles soon found a better sphere for his energies in the imperial lands adjacent to the French kingdom. He strove for a time to establish himself in the county of Hainault, as the ally of Margaret of Flanders. He finally found a more fruitful field in the Arelate, where he proved a worthy brother to Alfonse of Poitiers, as the precursor of Northern influence over the South.

Provence under Raymond Berengar V.

The fall of Toulouse left the county of Provence the one great centre of the South French national spirit. Though technically no part of the French kingdom, it was one in language, manners, and sympathies with the county of Toulouse, whose princes had indeed acquired possession of the so-called March of Provence, between the Durance and the Isère. So long as the Languedocian civilisation was strong, the hereditary animosities of the Counts of Provence and the Counts of Toulouse did much to weaken the political cohesion of two kindred peoples. In the face of the wave of Northern aggression, signs were not wanting that the ancient feuds of the courts of Aix and Toulouse were abating. Raymond Berengar V. had been Count of Provence since 1209. By his marriage with Beatrix, daughter of Thomas, Count of Savoy, he had established a close union with the active and aggressive house that was beginning to make itself a formidable power in the upper region of the ancient Arelate. But four daughters only were the offspring of the union, and were not some special precautions taken there was the danger lest Raymond Berengar should be the last of his race to rule in Provence. |Marriages of his daughters.| The astute Provençal looked out early for wealthy husbands for his daughters. The eldest, Margaret, became the wife of St. Louis himself in 1234. Two years later Eleanor, the second, was wedded 418to Henry III. of England. The third, Sanchia, was espoused in 1244 to Richard earl of Cornwall, the future King of the Romans. The youngest, Beatrice, was the destined heiress of Provence, and everything depended upon her choice of a husband. During the crisis of the struggle in the south-west, Raymond VII. repudiated his Spanish wife and became a suitor for the hand of Beatrice. Had such a union been accomplished, it would have been easy to cheat Alfonse of Poitiers of the Toulouse succession, and a brilliant prospect was opened out of a great national state in southern Gaul, formed by the union of Toulouse and Provence, which would have surrounded the royal Sénéchaussées of Beaucaire and Carcassonne, and might well have proved strong enough to ward off the aggressions of the northerners. But with the collapse of the English power at Saintes and the submission of Raymond at Lorris, this glowing vision vanished for ever. It was too late in the day to stem the tide that had already overflowed. Raymond Berengar died in 1245, and soon after the marriage of Beatrice to Charles of Anjou established a Northern court at Aix as well as at Poitiers.

Charles of Anjou, Count of Provence, 1245–1265.

For the next twenty years (1245–1265) Charles of Anjou carried on in Provence the same work that Alfonse had long been doing at Poitiers and was soon to begin at Toulouse. The ablest, strongest, fiercest, and most unscrupulous of the sons of Louis VIII., the new Count of Provence thoroughly established Northern methods of government and Northern ideals of life in the last home of the civilisation of the Troubadours. Charles’s success was brilliant and lasting. The great churchmen, like the archbishop of Arles, ceased to be temporal sovereigns. The feudal nobles lost their independence when their leader, Barral des Baux, despairing of holding his rock-built stronghold against his suzerain, gave up his pursuit of feudal freedom and became one of Charles’s most trusted ministers. The cities, which had hitherto vied with their 419Italian neighbours in their love of absolute autonomy, saw their municipal franchises destroyed when revolted Marseilles was starved into submission, while the care Charles showed for its commercial interests soon did something to reconcile the wealthy citizens to the loss of their liberties. Master of every order of his subjects, Charles welded all Provence together by the skilful execution of good laws. As a result of his careful policy, he was gradually able to dispense with his Northern followers and intrust administration and arms to his Provençal subjects. The last of the Troubadours fled to the more congenial courts of Aragon and northern Italy. The successes of Charles began that long series of French aggressions on the Arelate, which only ceased when Savoy itself became French less than forty years ago. This was the natural and inevitable result of the development of the idea of nationality and the decay of the imperial principle. As the Provençal lands could not form a national state of their own, they ultimately found their salvation in incorporation with the more vigorous nationality of the Langue d’oil.

Foreign Policy of St. Louis.

The foreign policy of St. Louis was inspired by the same spirit of justice and peace that regulated his dealings with his feudatories. We have seen his watchful care of the just rights of the English king. His Treaty of Corbeil of 1258, with James I., king of Aragon, was based on the same principles as the Treaty of Paris with Henry III. |His relations to Spain.| By it Louis renounced all rights over the county of Barcelona, in return for James’s abandonment of his claims over Foix and all lands north of Roussillon. By an almost nominal concession, Louis thus broke the close tie between the kindred civilisations north and south of the Pyrenees which, in the days of the Albigensian Wars, had threatened to counterbalance the growing influence of the French crown over the south. By the marriage of Louis’s eldest son, Philip, to James’s daughter, Isabella of Aragon, the personal tie between 420the two realms was made the stronger. Two daughters of Louis were wedded to Spanish princes, one to the son of the king of Castile, another to Theobald the Young, king of Navarre and count of Champagne. Even the establishment of the most faithful of the great feudatories in the little kingdom of Navarre helped, rather than hindered, the progress of the French monarchy. The Champenois Joinville became the most attached follower, the most enthusiastic biographer of St. Louis.

Louis and the Empire.

The long quarrel of Papacy and Empire gave ample opportunities for an ambitious prince to draw profit to France from their dissensions. The anti-clerical policy of Frederick II. afforded plenty of pretexts to so pious a king as Louis for putting himself on the papal side and making what annexations he could at the expense of Frederick’s weakness. But though troubled by the Emperor’s ecclesiastical attitude, Louis did not forget Frederick’s forbearance in the days when Blanche of Castile was struggling single-handed against the feudal party, and he was by no means satisfied with the rancorous attitude of the Papacy. He therefore strove to take up a strict neutrality between Pope and Emperor. He rejected the offer of the imperial crown which Gregory IX. made to Robert of Artois. He refused to receive Innocent IV. when he fled from Italy, and disregarded the deposition of the Emperor at Lyons. He strove hard at Cluny to reconcile Innocent and Frederick. The only occasion when he prepared to uphold the Pope was when it was believed that Frederick was crossing Mont Cenis with a great army in full march for Lyons. This judicious policy was especially pursued by him since he realised that the essential condition of a new Crusade was the friendship of Cæsar and the Pope. When the last chances of reconciliation were ended, he went, in 1248, to Egypt, to fight single-handed for the cause which he had at heart. On his return in 1254, he found Frederick dead and the Empire as good as destroyed. Yet during the weary years of the Great 421Interregnum, he never, as we shall see, departed from the ancient strictness of his policy. He had no wish that his brother-in-law, Richard of Cornwall, should revive the ancient alliance of England and Germany. He preferred to recognise Alfonso of Castile, but he took no direct action to sustain his preference. The position of Richard in Germany removed his last scruples about the Sicilian inheritance. He allowed Charles of Anjou to accept in 1265 the Sicilian throne, and marred his later policy by his undue deference to his unscrupulous brother. The deviation of the Crusade of 1270 to Tunis was the result of Charles’s wish to strengthen his Italian position. Louis’s death was thus in a measure due to the influence of the prince who had become the evil spirit of the French royal house.

France the chief Power of Europe.

Towards the end of his reign Louis was incontestably the first prince of Europe. The collapse of the Hohenstaufen, the weakness of his English brother-in-law, the position of his own brethren in the South and in Italy; the degradation of the feudatories, all contributed to make the power of Louis great, but the unique position which the French monarch now held was due not so much to his authority and resources as to the ascendency won by his personal character and virtues. His reputation for impartiality and his recognised love of peace and justice made him the natural arbiter in every delicate question, the general peace-maker in every European quarrel. Louis’s arbitration between Henry III. and his barons, if the least successful of his interventions, was but one example of his activity in this direction, both with regard to foreign princes and his own feudatories. It was too much to expect that even the best of kings would decide otherwise than in favour of a brother monarch against an aristocracy whose avowed object was the transference of the royal authority to a committee of barons. It speaks strongly for Louis that the English barons should ever have consented to submit to his decision.

Home Policy of St. Louis.

422The internal government of Louis IX. must now be considered. His attitude towards the feudal barons has been already illustrated. The narrowness of his vision and the justness of his character combined to make it impossible for him to adopt an anti-feudal policy like that of his grandson, Philip the Fair. He was the defender of all existing lawful authority, but if he intervened to protect the oppressed barons from the zeal of his too active officials, he more often used his influence to make the barons exercise towards their dependants the same rigid justice he was ever willing to manifest to them. His forbidding of private war, the judicial duel, and the tournaments which were often little better than thinly disguised war, were the result of his love of peace and order; but they cut at the root of feudal ideas, with which indeed any real measure of peace and order were almost incompatible.

Louis and the Church.

Louis’s relations to the Church bring out strongly the best sides of his character. No king was ever so anxious to give the Church its due, and to protect churchmen from grasping barons or greedy crown officials. He regarded his rights of patronage and his custody of the temporalities of vacant sees as sacred trusts, and he strove, so far as he could, to prevail upon his barons to follow in his footsteps. Guided by the wise counsels of William of Auvergne, bishop of Paris for the first twenty years of his reign, he safeguarded the interests of the monarchy as well as the interests of the Church. It was in his reign that the married clerks engaged in commerce were, at Louis’s instance, abandoned to the jurisdiction of the lay tribunals, and yet Louis more than once associated himself with his barons in protesting against the growing aggressions of the ecclesiastical courts. It was under Louis that the French clergy first felt the weight of regular and systematic taxation. The extraordinary favour which he showed to the Mendicants cost him something of the good wishes of the secular clergy and of the older orders. Franciscans and Dominicans were his chaplains and 423confessors, his habitual companions, and the instruments even of his secular policy. Their influence over him contributed towards the establishment of the Mendicants in a strong position in the University of Paris, despite violent secular opposition. Through the Mendicants Louis was ever inclined to ally himself with the Pope against the secular clergy. Yet that alliance had, as we have seen, its limits. The champions of Gallican liberties in the fifteenth century were not altogether at fault in regarding St. Louis as the first upholder of the national freedom of the French Church. The so-called ‘Pragmatic Sanction of St. Louis’ is indeed a forgery of the fifteenth century, but the hostility it expresses to simony, to papal taxation, to the temporal claims of Rome and the abuses of ecclesiastical elections, do not go far beyond his practice. It was, however, quite impossible for a pious churchman of the thirteenth century to formulate the doctrines of national independence that were afterwards upheld by the fathers of Constance and Basel.

Louis’s Administrative System.

The greatest result of St. Louis’s home government was the enlargement and definition of the administrative system which first sprang up as the result of the expansion of the monarchy under Philip II. This arose from the same necessities as the Anglo-Norman system, which had been perfected by Henry of Anjou, and in many details presents remarkable analogies to the polity already established beyond the Channel. The king was the centre of the whole system. His advisers were no longer the hereditary functionaries of the primitive monarchy. The royal household (l’hôtel du roi) now consisted of a band of clerks and knights, the chaplains, the scribes, the advisers and defenders of the king, and of the subordinate servants, who discharged purely menial and domestic functions. From the powerful body of clerks and knights of the household sprang the official class which represented the monarchy throughout the kingdom. Though many of the clerks were doubtless trained lawyers, the ministers of St. Louis were far 424from showing that pettifogging and litigious spirit that inspired king and household alike in the days of Philip the Fair.

Baillages and Sénéchaussées.

All France was divided into great provinces, and at the head of each was placed a royal official, called a bailli in the north and a sénéchal in the south, who roughly corresponded to, though they governed a greater extent of territory than, the sheriffs of the English crown. They nominated the provosts and inferior officers; they administered justice; collected the royal revenue; and were charged with the superintendence of the royal relations to the neighbouring feudatories as well as with the administration of their own districts. |Enquesteurs.| Their annual visits to the Exchequer connected them with the central government, and a further link between the central and local administration was found in the regular institution by St. Louis of enquesteurs, the missi dominici, or the itinerant justices of the Capetian monarchy, who, though casually employed by earlier kings, were now made a permanent element in the administrative system.

The Differentiation of the Royal Council.

Under St. Louis a process of differentiation similar to that which had evolved the Exchequer, Curia Regis, and other courts from the great councils of the Anglo-Norman kings, divided into three bodies the royal court of the Capetian kings. The Grand Conseil became the administrative and political assembly; the Parlement grew into the judicial mouthpiece of the crown; and Maîtres des Comptes received and regulated the royal revenue. While the political Council still followed the king in the ceaseless wanderings of a mediæval sovereign, the Parliament gradually settled down permanently at Paris. With the elaboration of its organisation came an extension of its competence. Churchmen and lawyers agreed in believing that the king was the sole source of justice. Appeals to the king’s court became, under St. Louis, the substitute for the trial by combat, which he abolished. Not 425only were the inferior courts of the baillage or prévôté subordinate to the king’s court. It became usual for appeals to be taken to Paris from the highest courts of the greatest feudatories of the realm. The doctrine of the cas royal, the plea reserved exclusively for the cognisance of the crown, materially aided the extension of the Parliament of Paris. |The Parliament of Paris and the Extension of the Royal Jurisdiction.| Alfonse of Poitiers, as we have seen, imitated in his own fief the example of his sovereign and brother. The financial reforms of St. Louis, though important, were not so radical as his judicial changes. The Gens des Comptes in session at the Temple in Paris prepared the way for the organisation of the Chambre des Comptes under Philip the Fair. But almost alone of mediæval sovereigns, St. Louis was well able ‘to live of his own,’ and the ordinary revenue of the crown left a surplus for his religious and charitable foundations. |Finance and the Coinage.| Only the rare great wars, and the two Crusades of the king, necessitated recourse to exceptional taxation. Yet Louis was able to carry out a thoroughgoing reform of the coinage, and carefully upheld the value and purity of the circulating medium. In 1263 he issued an ordinance by which he gained for the royal mints the monopoly of supplying the monetary needs of the royal domain. Wherever no seignorial money was coined, there the royal money was to circulate exclusively. All that was allowed to the seignorial currency was that it should be accepted concurrently with the king’s money in those fiefs where the lord had an established right of mintage. It was, however, to be so struck that every one might see that it plainly differed from the products of the mints of the crown. This reform in itself was a great encouragement to trade. The protection of the communes by the king, the sound peace which enabled merchants to buy and sell without molestation, and the establishment of new towns, especially in the south, all furthered the growth of commerce. |The Towns and Trade.| The ville of Carcassonne, whose plan to this day preserves the right lines 426and measured regularity of an American city, and which, with its Gothic churches and its busy industries stands to this day in such vivid contrast to the desolate cité on the height, the witness of departed military glories, is an example of the numerous class of Villeneuves and Villefranches founded by St. Louis in his newly won domains in the Languedoc. Louis’s Christian zeal, no less than his hatred of usury, caused him to deal with excessive rigour with the Jews. |Jews and Cahorsins.| He was almost as intolerant of the Lombard and Cahorsin usurers, who had now begun to rival with the Israelites in finance. One of the least pleasing sides of the saint’s character was his cruel severity to blasphemers, heretics, and unbelievers. The same zeal led St. Louis twice to abandon France while he went on crusade. [See chapter xix.] But neither his long sojourn in Egypt and Syria nor his death at Tunis destroyed the effect of his work for his kingdom. Queen Blanche resumed her vigorous rule of France as regent during Louis’s absence from 1248 to her death in 1253, the year before his return. |The Pastoureaux.| The chief trouble Blanche had was with the strange popular gathering of the Pastoureaux, which, assembled under the pretext that shepherds and workmen were to supply the remissness of lords and knights and rescue St. Louis from the Egyptians, soon became a wild carnival of brigandage, which the regent had considerable difficulty in suppressing (1251). In 1270 Philip the Bold, the saint’s dull, but pious, docile, hard-fighting, and well-meaning son, succeeded as easily in the camp at Tunis as he could have done in Paris itself. The work of St. Louis was quietly and unostentatiously continued during the first years of Philip III.’s reign. In his later years the baleful influence of Charles of Anjou turned the heir of St. Louis to a more active and greedy policy that prepared the way for the extraordinary success of Philip the Fair, whose triumphant reign marks the end of the process that had begun with the early Capetians.

FRANCE AND ITS NEIGHBOUR LANDS IN 1270
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CHAPTER XVIII
THE UNIVERSITIES AND THE FRIARS[38]

The Regnum, the Sacerdotium, and the Studium—The Beginnings of the Universities—Their Organisation and their Spirit—Their Relations to the Church—The Introduction of Aristotle—Intellectual and Popular Heresy—St. Francis and the Minorites—St. Dominic and the Order of Preachers—Other Mendicant Orders—The Work of the Mendicants—Preaching and Pastoral Care—The Religious Revival—The Mendicants and the Universities—The Triumph of the Mendicants—The Great Scholastics of the Thirteenth Century and the Results of their Influence.

Regnum, Sacerdotium, and Studium.

From the unorganised schools of the twelfth century proceeded the corporate universities of the thirteenth century. The same age that witnessed the culmination of the idea of the ‘regnum’ under Barbarossa and Henry VI. and the triumph of the ‘sacerdotium’ under Innocent III., saw the establishment of the ‘studium’ as a new bond of unity and authority, worthy to be set up side by side with the Empire and the Papacy themselves. The strong instinct for association that about the same period led to the organisation of the Lombard 429League and the French Communes, that united England under the Angevins and South Italy under Frederick II., that set up merchant guilds in every urban centre and gave fresh life to both the old and the new ecclesiastical societies, brought about the organisation of the masters and scholars into the universities which still remain as the most abiding product of the genius of the Middle Ages. Just as the institution of knighthood had set up a new cosmopolitan principle of union that bound together men of different lands, wealth, and social station, in a common brotherhood of arms, so did the establishment of the corporations of doctors and scholars unite the subtlest brains of diverse countries and ranks in a common professional and social life.

The earliest universities.

The earliest universities were, like Paris, associations of teachers, or, like Bologna, clubs of foreign students. They had no founders, and based their rights on no charters of king or pope, but grew up gradually as a natural outcome of the wide spread of intellectual pursuits that had followed upon the twelfth-century Renascence. The accident of the abiding presence of a series of great teachers had made Paris the centre of theological and philosophical study north of the Alps, and had given the schools of Bologna a prestige that attracted to them students of the civil and canon laws from every country in Europe. |Paris and Bologna.| It was inevitable that sooner or later the accidental and spasmodic character of the earlier schools should give way to systematic organisation. The numerous teachers of arts and theology at Paris gradually became a definite college or guild of doctors and masters, with power to admit and to exclude new members of their profession, and with an increasingly strong corporate spirit and tradition. Before the death of Louis VII. a university, that is to say a corporation, of masters, had replaced the individual schools of the age of Abelard. Before the century was out Philip Augustus had given the infant university its earliest privileges of exemption from the ordinary municipal organisation. Before the middle 430of the thirteenth century, the Faculties had been organised, the Four Nations and the Rectorate set up, the authority of the Episcopal Chancellor reduced to a minimum, and the universal acceptation of the teaching rights of the masters secured. Kings and popes vied with each other in showering privileges on a society that controlled with such absolute authority educated public opinion. Moreover, the simple expedient of suspension of lectures or of secession wrung by force the privileges not to be obtained by favour, while a more permanent result of these academic secessions was the creation of other universities, whose rivalry wholesomely stimulated the energies of the teachers of the ancient centre. Bologna did for Italy almost all that Paris did for the North, though the difference of the circumstances of a free municipality and those of a great capital of a national state affected both the organisation of the institution and the character of the studies. Not the teaching masters but the well-to-do and mature students themselves formed the corporations that were the earliest form of the university of Bologna. The supreme importance of legal studies was the outcome of the social, political, and intellectual condition of Italy. |The multiplication of universities.| The constant secessions that set up flourishing schools at Padua and Pisa, and covered Italy with smaller universities, were helped by the centrifugal tendency that had already become a marked feature of Italian politics. Yet no mediæval university was in any sense a purely national institution. It was the home of the Latinised, cosmopolitan, clerkly culture that made the wandering scholar as much at home in a distant city of a foreign land as in the schools of his native town. The Studium, like the Regnum and the Sacerdotium, belonged to the old cosmopolitan Roman order that knew nothing of the modern ideas of national life and local states. Yet no local state that aspired to civilised life could dispense with a ‘studium generale’ or university. The great position of Angevin England made the English school at Oxford the chief northern rival of Paris, from which 431perhaps it was the most important secession. Thirteenth-century Spain celebrated its deliverance from the Moor and its entrance into the Christian commonwealth by the setting up of new learned corporations. It was a sign of the dethronement of Germany from her ancient predominance that she had no university till long after our period was over. So great were the benefits of an organised general school that kings and popes began to institute, deliberately, imitations of what had earlier grown up spontaneously. Gregory IX. established the first university of papal foundation at Toulouse, and Frederick II. the first university of royal foundation at Naples. Alfonso VIII. of Castile not only conquered at Las Navas de Tolosa, but strove, though to little purpose, to found the first Spanish university at Palencia.

The spirit of the universities.

From the remotest parts of Europe eager students of every rank and condition, from highest to lowest, from wealthiest to poorest, flocked to the universities of repute. If many were chiefly eager for a career and professional advancement, there were not wanting a few touched with a higher spirit. The free life, the democratic equality of the teachers, the unrestrained licence of the taught, if leading to constant disorders, brought about a spirit of independence within the academic band such as Europe had not witnessed since the fall of the Roman Empire. This was the more important since the universities of the thirteenth century were no mere abodes of recluse scholars, but exercised a profound influence on every side of human activity. They affected politics and statecraft nearly as much as they affected thought and religion. It is with their influence on the State and the Church that we are mainly concerned now.

Relation of the universities to the Church.

It was an all-important question what would be the relations of the Studium to the Sacerdotium. The universities were in the long-run bound to be either the friends or the foes of the existing order, which was so intimately bound up with the ascendency of the Church. At first there seemed to be little danger 432of rivalry. The reconciliation of orthodoxy and free speculation, which had put the limited but safe activity of a Peter Lombard in the place of the antagonistic ideas of a Bernard or an Abelard, still continued during the period that saw the crystallisation of the European schools into systematic corporations. If the Civilians upheld a Barbarossa, the Canonists were equally strenuous in upholding the universal bishopric of the Roman pontiff. North of the Alps every scholar was a clerk with the privileges of clergy, and the Church alone provided both the materials of thought and the worldly careers that were open to scholars. If the Italian scholars were commonly laymen, the spirit of the Italian schools was too averse to abstract speculation to be likely to lead to formal heresy, and law was still, even in Italy, the study through which churchmen rose to greatness. Yet it was by no means clear, at the beginning of the century, that the intellectual ferment which the universities had perpetuated would permit the reconciliation of philosophy with theology, and of law with the ecclesiastical order. |The introduction of Aristotle.| The tradition of Greek thought had been revived before the twelfth century was over, and the full knowledge of the ethical, physical and metaphysical teachings of Aristotle did not come in a more Christian shape when it was filtered through the imperfect translations and free paraphrases through which Arabs and Jews had kept alive a perverted yet stimulating version of the doctrines of the great Greek philosopher. |Arab and Jewish influence.| The glories of the Arab and the Jewish schools of Spain had already culminated in Averroes (d. 1198), and Moses Maimonides (d. 1204), when they were made public to the Latin world by scholars like the translators employed by Archbishop Raymond of Toledo, and Frederick II.’s protégé, Michael Scot. The increased intercourse between East and West, which resulted in the Latin conquest of Constantinople, led before long to a better acquaintance with Aristotelian texts and to Latin versions based upon the Greek itself.

Intellectual and popular heresy.

433The Moorish and Jewish doctors of Spain had endured persecution from the orthodox Mohammedans for the boldness and freedom of their speculations. The materialistic pantheism of Averroes was as famous as his commentaries on Aristotle, and the introduction of the latter was soon followed by the spread of the former. The doctrines of the Averroists stimulated anew the popular heresies of the Cathari, who were now fighting desperately against orthodoxy in Languedoc, and who still filled Lombardy with enemies of the Church. The union of the popular with the scientific heretics might well have led to a violent revolution, especially since the changes involved in the rapid progress of the age threatened social and economic disturbances that imperilled the whole order of society. The ever-increasing wealth and political power of the Church were blighting the best interests of religion. The new orders of the twelfth century had lost their early fervour, and proved almost as susceptible of corruption as their older brethren. The dangers of an earlier age were renewed, and the schools that had long been ‘secular’ in the mediæval sense bade fair to become secular in a more modern signification of the term. A famous Paris master, Simon of Tournai, boasted to those who had applauded his vindication of the orthodox faith that he could demolish it with equal ease and plausibility. In the early years of the thirteenth century Amalric of Bena taught undisguised pantheism at Paris, and had a following of enthusiastic and outspoken heretics, whose views were as wild and revolutionary as those of any of the Albigenses. The false teaching of Amalric was attributed to the influence of Aristotle and Averroes, and in 1215 the papal legate Courçon drew up a body of statutes for the Paris masters which prohibited the study of the physics and metaphysics of Aristotle—a prohibition renewed later by Gregory IX.—‘until they have been examined and purged from all heresy.’ In Italy, if there were less speculative theology than in Paris, there was 434more popular heresy, and more political opposition to the church that was also a state. The dangerous mysticism of the abbot Joachim might well become a new source of danger to the hierarchy. Despite all that Innocent III. had done his successors still saw themselves face to face with imminent danger. But the source from which salvation was to arise had already been revealed. From the obscure labours of Francis and Dominic was soon to come not only the reconciliation of the new philosophy with the old orthodoxy, but a revival of spiritual religion, from which asceticism became mighty to do good works, and in which the Church of the Middle Ages attained its loftiest and purest ideals.

In 1182 was born at Assisi John Bernardone, more often known by the nickname Francis, that is the Frenchman, which was given him by his father, a wandering cloth merchant, who had travelled much in France and loved its people. |St. Francis of Assisi, 1182–1226.| The father was well-to-do, and ambitious that his gifted and attractive son should play a great part in the world. But an overmastering religious enthusiasm soon drew Francis from the revels and sports of the wealthy youth of Perugia. He renounced friends, fortune, kinsfolk, and declared that he had wedded the Lady Poverty, the fairest, richest, and purest of brides. His glowing imagination and earnest spiritual longings saw all things through the medium of a divine and ecstatic love. His single-minded devotion to the poor and afflicted, his loving care for the despised and neglected lepers, his holiness, pureness, and goodness soon attracted round him a little band of followers. One day he took them into a church, opened the gospels on the altar and read them the words in which Christ bade His disciples sell all that they have and give to the poor, and take no care of staff nor scrip, nor gold or silver, nor bread nor clothes, but leave all and follow Him. |Beginnings of the Ordo Minorum.| In these words, he told his followers, lay all their life and rule. His one endeavour now became the literal imitation of Christ’s life on earth. The doings of Francis 435and his penitents excited lively opposition as well as unbounded admiration. But in 1210 Francis and eleven companions travelled on foot to Rome, where Innocent III., stranger though he was to their spirit, received them kindly and permitted them to continue to uphold their simple rule of absolute poverty and devotion to good works. The brotherhood grew in numbers, and soon spread beyond the limits of Assisi and central Italy. Francis himself went on missions to the heathen, and pleaded for Christianity before the Sultan of Egypt. Francis called himself and followers the Poor Men of Assisi, or the Order of Lesser Brethren (Ordo Minorum); but the rope-girt grey frock that they wore caused the people to call them the Grey Friars, while the prestige of the founder frequently gave them the name of Franciscans. For years the fraternity in no wise departed from its primitive simplicity. The simple mysticism of Francis, his frank joyousness and cheerfulness, despite his constant perils and rigid asceticism, his strange and forcible preaching, and his utter indifference to all worldly power and influence, won an absolute mastery over men’s hearts. He was not a man of learning: he was a simple deacon, who never aspired to the priesthood: he was no organiser, and had an absolute horror of the political forces that kept the Church so absorbed in worldly cares. |The Rule of 1223.| The growing support of great churchmen, the powerful favour of the zealous Cardinal Ugolino, the future Gregory IX., the establishment of a fixed rule for the order by Honorius III. in 1223, were evidence of the spread of the founder’s ideas. Yet they gave Francis as much anxiety as satisfaction. They involved the danger lest the simple gospel of love should be overshadowed by formalism and officialism, lest the doctrine of absolute poverty should be interpreted so as to become a snare to the brethren as it had been to the older orders of monks. |Antagonistic tendencies within the Franciscan Order.| The gentle saint retired to his favourite chapels and shrines near Assisi, leaving to the energetic and strenuous 436Elias of Cortona the uncongenial but necessary task of organising the new society. Francis died in 1226, full of trouble as to the future, and solemnly warning the brethren to add no glosses or amplifications to the absolute simplicity of the rule which he had prescribed for them. Two years later Gregory IX. made him a saint, and laid the foundation of the great church at Assisi, where the art of Giotto was later to commemorate his glories. But the absorption of the Franciscan spirit to the service of the hierarchy had robbed it of much that was most beautiful and characteristic. Later divisions within the order long bore witness that the literal doctrines of the Testament of St. Francis were still cherished by his more faithful followers. But a great world-wide order could not be controlled by a few pious aspirations and general exhortations to poverty. The work of Gregory and of Elias was as necessary as the life and character of the founder himself, if the Franciscan order were to maintain the place which it had begun to fill in the life of the thirteenth century.

St. Dominic, 1170–1221.

Even before Francis had begun to preach poverty and good works to the scattered towns and villages of central Italy, Dominic de Guzman had begun his parallel but yet strangely different career. The son of a mighty Castilian house, a man of learning, zeal, and fiery orthodoxy, Dominic had become a regular canon of the cathedral chapter of Osma, near which town he was born in 1170. The Premonstratensian ideal of living like a monk and working like a clerk was never more fully realised than by this young Spanish canon. Called almost by accident to Languedoc, he resolved to devote his life to the winning over of the Albigensian heretics to orthodoxy. Protected by the bishop of Toulouse, he settled down in a house in that city, where he soon gathered around himself a band of like-minded followers. He remained there during all the storms of the Albigensian wars, and his little society flourished so much that he sought to obtain for himself and his sixteen companions recognition 437from the Pope as a new religious order specially devoted to the conversion of heretics. But the decision of the Lateran Council of 1215 against the establishment of new orders stood in their way, and Innocent III., though sympathetic, was contented to recommend them to affiliate themselves to one of the recognised regular fraternities. |The Preaching Brothers of Toulouse, 1216.| Of these, Dominic’s own ‘rule of St. Austin’ best expressed his ideals, and in 1216 Honorius III. confirmed the adoption by the ‘Preaching Brothers of St. Romanus of Toulouse’ of a modification of the Premonstratensian rule. The first four years of the young brotherhood were full of success. Affiliated communities sprang up in Spain, in Italy, and in northern France, where the famous convent of the Jacobins was set up at Paris on the south of the Seine, hard by the Orleans gate. In Rome Dominic found a warm welcome and an establishment within the papal palace, along with the pastoral care of the numerous courtiers and domestics of the pontiff. Cardinal Ugolino was as zealous for Dominic as for the Poor Man of Assisi, and was perhaps the means through which the Spanish canon made the personal acquaintance of St. Francis. The result of this intercourse was that Dominic was strongly impressed with the holiness and beauty of the Franciscan cult of poverty, and resolved that his order also should tread in the footsteps of Christ and the Apostles after the method set forth by the Franciscans. |The Order of Preachers becomes a Mendicant Order, 1220.| In 1220 the Order of Preachers, as it was now called, took its final form by adopting the doctrine of absolute corporate poverty as well as the life of mendicancy which had become usual with the Franciscans. Dominic then went to Bologna, to seek from the doctors there new support against the heretics. In 1221 he died, and was buried at the house of his order in that city. In 1234 Gregory raised him to the list of saints. Long before this his followers were spread all over Europe, rivalling in zeal and energy the Franciscans themselves. The Preaching Friars were called Dominicans 438from their founder, while their plain but effective garb of a short black cape, over a long white frock, led to their popular name of the Black Friars.

The Mendicant Ideal.

The ideals of Francis and Dominic were widely different, but the methods they adopted to secure them were almost identical. The man of inspiration and love had won over the man of authority and order to his ideal of absolute poverty; and Franciscans and Dominicans alike agreed so to interpret the monastic vow of poverty that corporate as well as individual possessions were utterly renounced. The early Franciscans had neither houses nor churches. The Dominicans, faithful to their Augustinian traditions, did not push the principles of St. Francis so far as this, but contented themselves with ordaining that the houses of the order should be simple, modest, and of lowly dimensions, and that all ornaments should be reserved for their churches. Gradually, as the spirit of Elias prevailed over the spirit of Francis, the Minorites also had houses and churches of their own, and with the establishment of a systematic conventual life, the isolated brother, working with his hands for his bread, or depending, in his pious wanderings, on passing charity, was replaced by an ordered band of Mendicant Friars, members of a world wide order, controlled by an almost military discipline that found its expression in the autocracy of the General of the order, and in the annual assembling of a General Chapter, such as the Lateran Council had imposed on all conditions of religious. Thus the Mendicants pushed to further results the great principles of monastic reformation which had already been worked out in the twelfth century. The world-wide organisation and simplicity of life came from the Cistercians, and the vindication of the freedom of the individual as against the excesses of the cœnobitic ideal had belonged to the Carthusians. The combination of the ‘religious’ life and the work of the ministry characterised the Regular Canons. But the doctrine of absolute Poverty was all their own, and calculated to save them from the 439dangers before which the new orders had succumbed. The mysticism and love of the poor which had characterised Francis left an enduring impression on his followers. No less strong was the spirit of reasoned orthodoxy and the zeal for popular preaching against heresy which adhered to the Order of Preachers long after its founder had passed away. Francis aimed at the heart, while Dominic appealed to the intellect, but the work of both communities was social and evangelistic, and even when they most differed in spirit they constantly overlapped each other in their labours. Their convents were soon established in every part of Christendom, and exercised the profoundest influence on every section of the community.

So striking was the attraction of the Mendicant ideal that many other attempts were made, besides those of Francis and Dominic, to embody its principles. Even in the lifetime of the Poor Man of Assisi, his influence had gone beyond his own immediate band of followers. |Other Mendicant Orders.| So far back as 1212 the spirit of Francis had driven Clara Scifi, a knight’s daughter in Assisi, to settle down by the little chapel of St. Damian with a band of followers, pledged to a poverty as absolute and a self-renunciation as complete as that of the Minorites themselves. |St. Clare and the Claresses.| If Cardinal Ugolino for a time imposed on these ‘poor ladies’ a rigid form of the rule of Benedictine nuns, the earnest wish of Francis himself procured from Honorius III., in 1224, the approval of a plan of life by which the community was to adopt the principle of absolute poverty (save in respect to cloister and garden), depend for support upon freewill offerings, and promise special obedience to the Pope, brother Francis, and their successors. The ‘Claresses’ or ‘Poor Clares’ soon became numerous and did for the religious life of women what St. Francis did for regular communities of men. A more sweeping innovation was the establishment by St. Francis himself of lay brotherhoods of penitents, affiliated to the Mendicant orders, and living 440ordered and religious lives, yet untrammelled by vows and, unlike the conversi of earlier reforms, continuing in the exercise of their worldly professions. |The Tertiaries.| In 1230 Gregory IX. formally founded these communities as ‘brethren of the third order of St. Francis.’ Similar societies of ‘Tertiaries’ were also affiliated to the Dominicans. By their means the Mendicant ideal was still further spread, and the great framework of affiliated societies established which so closely connected the new orders with the religious life of the time, and broke down the ancient breach between ‘religion’ and the ‘world.’ |The Carmelites.| Moreover, after the triumph of the Franciscans and Dominicans, other Mendicant Orders were set up, and some older brotherhoods brought into the Mendicant fold. Among the latter were the communities of hermits on Mount Carmel, which in 1219 were constituted by the Patriarch of Jerusalem as the Hermit Friars of Mount Carmel, and received from Innocent IV. the stamp of a Mendicant order. The white garb of the Carmelites gave them the popular name of the White Friars. |The Austin Friars.| In 1250 Alexander IV. created the Austin Friars out of several societies of Italian hermits, to whom he prescribed a common rule and the Mendicant ideal. Carmelites and Austin Friars took up a strong position all over Europe, almost vying with Minorites and Preachers, and constituting with them the Four Orders of Friars. Other mendicant societies, such as that of the Friars of the Sack, were also set up, but in 1274 the second Council of Lyons abolished all but the four recognised orders and forbade the formation of new ones. |The Servites.| Nevertheless, the Servite Friars, an offshoot of the rule of St. Augustine, received a separate establishment before the end of the century.

The Work of the Mendicants.

The Mendicants of the thirteenth century worked out to the fullest result the ideal of St. Augustine of combining the life of a monk with the work of a clerk, and thus stand in the strongest contrast to the older contemplative orders, who sought seclusion from the 441world and eschewed even the care of souls as a worldly occupation. If, despite this self-imposed limitation, the earlier orders had been enabled to play so large a part in the religious life of the times of their foundation and early fervour, it is easy to see how much more complete and permanent was the influence of bodies of self-devoted men pledged to redeem their own souls by working out the salvation of others. Through their labours the ascetic and hierarchic ideals of the Church penetrated, as they had never penetrated before, into every rank and every region of the Christian commonwealth. |Preaching.| Popular preaching assumed a new importance now that specialists trained to devote their lives to pulpit oratory supplemented the rude and occasional efforts of the ill-educated parish priests, and the still more occasional appearances of the dignified clergy as teachers of the people. Preaching was naturally the first care of the followers of Dominic, whose official name was the Order of Preachers, and among whose doctors one at least maintained that preaching was more important for the people than the Mass itself. But, even from the beginning, the Minorites were almost as much devoted to this work as the Black Friars themselves. |Contrast between Franciscan and Dominican Preaching.| While Dominican preaching tended to be grave, learned, and argumentative, the Grey Friars rather affected the simple, straightforward, emotional methods of address, through which St. Francis himself had gone straight to the hearts of his hearers. These qualities were strongly illustrated by the career of St. Anthony of Padua (d. 1231), a native of Lisbon and an Austin canon, who, like St. Dominic, preached with great effect in Languedoc, and, attaching himself to St. Francis and Poverty, became the most popular of the early Minorite orators, and died in 1231 at Padua, in the enjoyment of a unique reputation for his eloquence and miraculous powers. The best side of the Mendicant gospel was impressed on Germany and the East by the wonderful preaching of another Minorite, Berthold of 442Ratisbon (d. 1272), whose still surviving German sermons are striking illustrations of the depth and force of the new teaching. Nor did the Order of Preachers neglect the more popular side of its special work. Its greatest intellect, St. Thomas of Aquino, was not only the famous doctor of the schools but a practical preacher to the people in the Italian vernacular. |Religious Poetry.| Not less effective and more permanent than their sermons was the religious poetry inspired by the Mendicants, and especially by the Franciscans, both in the vulgar tongues and in Latin. St. Francis’ own famous Song of the Sun struck a chord that was re-echoed in the hearts of his followers. To his biographer, Thomas of Celano, is commonly ascribed the most majestic of mediæval Latin hymns, the Dies Iræ. The pathetic Stabat Mater Dolorosa is, with less certainty, attributed to Jacopone da Todi, a Grey Friar of the latter part of the century, whose vernacular poems express not only the mystic piety of St. Francis but the fierce glow of indignation of the Fraticelli against the worldliness of the hierarchy.

Pastoral care.

The pastoral work of the Mendicants among the people was the chief means by which they established that profound hold over the mind of Europe that, despite many corruptions, they retained until the Reformation. The parish clergy were ignorant and lax, and tended in too many cases to limit themselves to the perfunctory discharge of the routine duties of their office. A new state of things began when the zeal of Gregory IX. assured for both Franciscans and Dominicans the right to preach and hear confessions over all Christendom. Despite the natural but violent opposition which both the seculars and the older orders offered to their pushing rivals, the Friars soon won by their devotion, their skill, and their sympathy a unique place among the religious teachers of Europe. They chose as their favourite abodes the noisome suburbs where the poorest were huddled together outside the bounds of municipal authority or care. They lived among the sick, the suffering, and the 443lepers. Poorer than the poorest, they inspired no envy, but shared the lot of those among whom they lived and worked. They set no rigid limits to their activity. Their care for the sick led them to the study of medicine, while their sympathy with the oppressed made them the natural spokesmen of the cause of popular rights. A nameless Franciscan formulated the English baronial policy in the Song of Lewes. Yet kings like St. Louis or Edward I. chose Friars as their confessors, and their power was as great among the highest as the lowest. Great churches grew up in every city of Europe for each of the four orders of Friars, and were thronged by earnest and zealous congregations. It became a cherished privilege to be allowed burial within their precincts. The extraordinary popularity of the Mendicants soon brought dangers in its train. Their churches became more splendid and adorned with the fairest works of art. |The extent of Mendicant influence.| Wealth flowed towards them, and this, though at first they held it in trust for the poor, they soon began to regard as virtually their own, with the result that, particularly among the Franciscans, there was a continued feud as to whether the rule of absolute poverty was to be rigidly or laxly interpreted. Long before the danger of wealth had begun, the more subtle temptations of power had exercised their sway. In direct contradiction to the teachings of St. Francis, Mendicants accepted high places in the Church, and became bishops, archbishops, cardinals, and popes. Flushed with the pride of their devotion, they laid their hands on all that they could reach. They called the Benedictines proud epicureans, the Canons little better than laymen, and the Cistercians rude rustics. ‘None of the faithful,’ lamented the Benedictine Matthew Paris, ‘now believe that they can be saved unless they are under the direction of the Preachers or the Minorites.’ Innocent IV. sought to withstand their growing influence by refusing to allow them to exercise the cure of souls in parishes without the permission of the parish priest, and directed that they 444should hand over to the same authority a share of the gifts made to them by the faithful who had bought the right of burial in the friars’ churches. But on Innocent’s death—hastened, as it was believed, by the prayers of the Mendicants—Alexander IV. reversed his legislation and left the new orders triumphant. With all their feverish grasping after power, they used it with more sense of responsibility than most of their rivals. A real revival of religion followed everywhere upon their work, and was manifested not only in formal acts, in heaping wealth upon ecclesiastics, and in an extension of the power of the Church, but in works of piety and justice, generosity and mercy, that were all too few in the rude Middle Ages.

The Mendicants and the Inquisition.

The Mendicant Orders were everywhere the champions of papal authority, rigid hierarchical pretensions, and uncompromising orthodoxy. Both Franciscans and Dominicans were intrusted with the administration of the Papal Inquisition which Gregory IX. had established, and did not scruple to hand over to the secular arm the relapsed or unrepentant heretic. But they were not merely persecutors. They were unwearied in their missions to the heretic as well as in those to the heathen and the infidel, and it was now an easier task to deal with popular heresy, since it yielded even more readily to the preaching of the Friars than to the terrors of the Inquisition. The intellectual heresies of the schools, and the vaguer unrestfulness that saw no permanent satisfaction in the traditional teachings, were harder to deal with. Yet even against these the Mendicants waged a long contest, which did not end until they had wrested scholastic philosophy and the new Aristotle to serve as chief buttresses to the authority of the Church.

The Friars and the Universities.

The special mission of the Order of Preachers made it from the first a great centre of theological study. St. Dominic settled down in Bologna because of its schools, and his death and burial there gave the place an enduring sanctity to his faithful followers. 445In 1221, the year of the founders death, the Dominican Convent of St. James was established at Paris, and very soon made itself a separate and exclusive school of rigidly orthodox theology, without any great care being taken to co-ordinate its teaching and system with those of the public regents of the university. Doctors of great reputation attached themselves to the order, and before long a regular succession of friar-doctors, trained within the convent, set up a definite type of Mendicant theological teaching. The Franciscans were not slow in following the example of the Preachers. Though Francis himself had no learning and few speculative interests, his teaching had never been more effective than among the proud doctors of Bologna, and the spirit of Elias and Ugolino, no less than the necessities of the time and the desire to rival the Preachers, turned even the earlier followers of the saint to theological study. With the establishment of St. Anthony, Francis’ close friend, at Padua, where a great university was just being formed by a secession from Bologna, the Minorites enter eagerly on the course marked out by St. Dominic. If Francis inspired Dominic with the worship of poverty, Dominic supplied the followers of Francis with his zeal for theology. Within a year of the foundation of the Jacobin convent, four years before St. Francis’ death, the English theologian, Alexander of Hales, who was then teaching with great applause at Paris, entered the Minorite fold, and was celebrated as the ‘first Paris doctor of the Franciscan religion.’ Before long he resumed his teaching, and henceforth the Parisian convent of the Franciscans was only second to the Dominican cloister in its intellectual activity. |The struggle between Mendicants and Seculars at Paris.| Within thirty years the Mendicant schools of theology had taken up so overwhelming a position in Paris, and so ostentatiously kept aloof from all the ordinary regulations and traditions of the university, that a vigorous attack was made upon them by the secular masters. In 1252 the university required the Friars to take an oath of obedience to its statutes, 446and, on their refusal, expelled them from its fellowship. A fierce and long struggle followed, in which the chief secular champion, William of Saint-Amour, wrote a book called The Perils of the Last Times, which violently attacked the Mendicants and their ideals. The seculars availed themselves of the notorious splits within their enemies’ ranks, and regarding the orders as a whole as responsible for the extremer members of one society, signalled out for attack as heretical an ‘Introduction to the Eternal Gospel,’ in which an Italian Franciscan gave currency to the apocalyptic ideas of the abbot Joachim. The disfavour of Innocent IV. to the Friars increased their difficulties, though they had strong supporters in St. Louis and his brothers. At last Alexander IV. cleared the way for their return, and condemned William’s book as scandalous though not heretical. Restored to their chairs in 1255, the Mendicant doctors were contented to abate some of their extreme pretensions. Finally, they decided to accept the oath to the statutes and recognise their responsibilities as members of the corporation of masters. Their doctors were now in so commanding a position that they had no longer reason to desire such exceptional privileges as in the days of their weakness. |The Mendicants’ victory.| South of the Alps the Mendicant theologians acquired what there was no chance of their ever getting in the northern universities, a practical monopoly of the teaching of theology. Everywhere the tone of the theological schools was attuned to their teaching. Philosophy was made orthodox, and the most brilliant and fruitful period of scholasticism followed when the ranks of the Friars produced the greatest of the mediæval philosophers and theologians.

The Great Mendicant Scholastics.

Alexander of Hales (d. 1245), the first Franciscan doctor at Paris, began in his Summa Theologiæ, which weighed, said an enemy, as much as a horse, the series of the systematic Mendicant scholastics, and was celebrated as the monarch of theologians and the irrefragable doctor. The first of the great Dominicans was 447Albertus Magnus (d. 1280), a German, who as doctor at Paris, chief of the Dominican school at Cologne, Provincial of his order in Germany, and bishop of Ratisbon, exercised a profound influence and became known as the universal doctor. |Albertus Magnus.| Albert’s pupil, Thomas of Aquino (1225–1274), represents the culminating point of scholastic theology. |Thomas Aquinas.| A son of an illustrious Neapolitan house, Thomas renounced the brilliant worldly career promised by his influence and abilities, and entered a Dominican convent. He studied under Albert at Paris, where he acquired a unique reputation. Called back to Italy by Urban IV., he gave a momentary lustre to the struggling university at Naples, which Charles of Anjou had restored. He died in 1274, on his way to the Council of Lyons. Short as was his life, he was not only the most authoritative but the most voluminous of the schoolmen. His Summa Theologiæ represents the most complete accommodation of Aristotelian doctrine with Catholic orthodoxy, and has profoundly influenced all later ecclesiastical teaching. His political and ethical writings no less faithfully represent the Peripatetic tradition. |Bonaventura.| His friend, the Italian Franciscan Bonaventura (d. 1274), a pupil of Alexander of Hales, gave a scholarly form to the mysticism of the Minorites. Other paths of learning were trodden by writers such as Hugh of Saint-Cher, the chief of the mediæval expositors of Scripture, while the physical speculations and the advocacy of experimental methods by the English Franciscan, Roger Bacon (d. 1294), were the most promising results of that contact with nature to which the pursuit of medicine had led the Minorite order. |Roger Bacon.| Even in their studies the distinct individual impression of the two rival communities was preserved, but they so far worked in common that they had won for the Church the absolute command of the whole field of learning. With the death of Thomas Aquinas and Bonaventura in 1274 the most fruitful period of their activity came to an end.

The triumph of the Schoolmen.

448Thus the Studium, which might have rivalled the Sacerdotium, became its most strenuous ally, and the little band of mediæval scholars, who had enough faith and character to tear themselves away from bread-winning studies and all-engrossing professions found their highest satisfaction in justifying the ways of the Church. Before the end of the century the Empire had fallen from its ancient dignity, and within a generation the Papacy itself succumbed to the rough measures of a royal conqueror. But though the Empire might decline and the Papacy itself wane, the command which the Church had acquired of the world of thought and learning remained but little broken until the dawn of the Renascence, and kept alive the papal idea when the popes were captive in a foreign land, and when, through a still more lamentable decline, rival pontiffs at Rome and Avignon disputed the allegiance of Europe and prostituted their dignity by the violence of their brawls. The Studium survived the Regnum, and sustained with its authority the declining might of the Sacerdotium, thus allowing mediæval ideas to remain longer in currency, even when the political and hierarchical system which had engendered them was no longer supreme and triumphant. It is significant that the chief seat of this newly-won power of the mind was at Paris, the one great national capital of the strongest of the national states that had arisen on the ruins of Feudalism and the Empire. But the national principles of the king and his knights and clerks in the Cité were in strange contrast to the fundamental ideas of the cosmopolitan doctors of the university. |Paris and France.| Yet both the physical forces which kings can wield and the intellectual influence of teachers and thinkers united to show that France had become the centre of all the chief European movements. In her vernacular literature, more strenuous, copious, robust and varied than that of any other nation, France was showing how in due course a new national culture might supersede the international universal culture of the mediæval schools. No less permanent 449was her influence on social ideas, on manners, on art, on knightly action and on civic life. It is significant that Brunetto Latini, the master of Dante, wrote his chief work in French, because ‘the French tongue is the most delectable and the most common to all peoples.’ Even in a land like England, at a time when the national sentiment was becoming strongly anti-French, the French tongue, art, manners and ideals became more profoundly influential than at the time when the island was the province of a French duke. So thorough an Englishman as Matthew Paris called the French monarch the king of earthly kings.[39]

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CHAPTER XIX
THE LAST CRUSADES AND THE EAST IN THE THIRTEENTH CENTURY.[40]

Characteristics of the Thirteenth-Century Crusades—Innocent III. and the Crusades—The Children’s Crusade—The State of the Latin Kingdom—The Fifth Crusade—Andrew of Hungary—John of Brienne and the Siege of Damietta—Crusade of Frederick II. and the Recovery of Jerusalem—Crusades of Theobald of Navarre and Richard of Cornwall—The Charismians conquer Jerusalem—The Tartar Crisis—The Sixth Crusade—St. Louis in Egypt—Divisions of the Latin Kingdom—The Mamelukes and Bibars—Fall of Antioch—The Seventh Crusade—Death of St. Louis at Tunis—Crusade of Edward I.—The Fall of Acre and the end of the Crusades.

The terrible disappointment of the Fourth Crusade showed that the great age of the Holy Wars was over. Yet the century that began with that colossal failure has a place of its own in the history of the Crusades. In no age was the need of new expeditions to the Holy Land more constantly discussed or more commonly recognised. |The place of the Thirteenth Century in the History of the Crusades.| Numerous great Crusades were planned; many leading kings and princes took the Cross; and never was Europe more systematically or regularly taxed to defray the expenses of the projected movements. But very little positive results flowed from all the talk and preparation. The very Crusaders were not in 451earnest with their work, and few of those magnates who signed themselves with the Cross put their whole energy into the redemption of their vows. There were no longer the prospects of rich estates or principalities to attract Crusaders of the baser sort. To most the Crusade was a pious aspiration, or at best an incidental pilgrimage. The great expeditions never came off. St. Louis alone represented the ancient ardour, but the most successful Crusader was the sceptical and self-willed Frederick II. There was no thirteenth-century St. Bernard to direct the enthusiasm of Christendom. It was characteristic that St. Francis went to Egypt not to fight the Sultan but to reason with him, and that his disciple Roger Bacon questioned altogether the utility of the movement. The holy war against the Moors of Spain brought results that no longer flowed from the struggle in Palestine. Hermann of Salza showed a true instinct when he transferred the operations of his order from Syria to Prussia. Even the Popes began to divert the crusading zeal of Europe to the so-called crusades against heretics, and finally also against the political enemies of the Holy See. Yet to all earnest minds of the century, to fight, pay, or pray for the maintenance of the Latin East remained a Christian duty, while a constant stream of pilgrims and frequent small crusading expeditions kept alive for nearly the whole of the century the poor remnants of the Catholic kingdom of Jerusalem.

Innocent III. and the Crusades.

Despite the failure of the Fourth Crusade, Innocent III. never lost sight of the need of a more devoted and better-directed expedition that would save the declining fortunes of Latin Syria. Yet he did but a doubtful service for the crusading cause when he forced princes so careless as John of England and Frederick of Sicily to pledge themselves to the holy work. The enthusiasm for the Crusades was dying among the mighty, but it still 452lived on in the hearts of the poor, and the strange episodes known as the Crusade of the Children showed that the ignorant and disordered zeal that had preceded the march of Godfrey of Boulogne had still its representatives in the early thirteenth century. |The Children’s Crusade, 1212.| A shepherd lad from the neighbourhood of Vendôme, named Stephen, assembled a crowd of boys, peasants, workmen and women, who made their way to Marseilles, and prevailed upon two merchants to provide them with a passage to Syria; but once embarked on the sea, the merchants sold them as slaves in Egypt. Another swarm of German youths from the Lower Rhine made their way to Brindisi, where the bishop wisely prevented them taking ship, though very few ever managed to make their way back to their distant homes.[41] The useless devotion of these swarms of children is said to have provoked from Innocent III. the remark, ‘These children shame us. While we are asleep, they march forth joyously to conquer the Holy Land.’ He had good reason for his bitterness. Despite all his efforts, no Crusade had been actually started at the moment of his death. Three kings, however, had taken the Cross, and the Lateran Council fixed June 1217 as the moment of their departure for the East.

Fifth Crusade, 1217.

The death of John and the calculated delays of Frederick II. left Andrew of Hungary the only reigning king who started in 1217 for what is generally called the Fifth Crusade. Andrew was a hot-headed and chivalrous prince, who, abandoning the administration of his kingdom to the great lords who were breaking down the central power, sought in foreign adventures the career that was denied him at home. |Andrew of Hungary.| Embarking with a 453small army, mainly German and Hungarian, at Spalato, he took ship for Acre, where he found the Latin East in an exceptional state of confusion. The northern principality of Antioch had been wasting its resources in a long and devastating war with the Christian kings of Armenia, while famine, pestilence, and earthquake complicated the difficulties in which a rapid succession of weak rulers had plunged the kingdom of Jerusalem. |State of the Latin Kingdom, 1197–1210.| Luckily the division of the dominions of Saladin among his sons and other kinsmen broke up the unity of Islam and saved the Latins from any real disaster, while the constant flow of small expeditions, the scanty outcome of the great efforts of Henry VI. and Innocent III., still enabled the Latins to carry on the struggle. Henry of Champagne, whom Richard of England had left King of Jerusalem, was accidentally slain in 1197. His widow Isabella, through whom he held his right to rule, chose a new husband in Amalric of Lusignan, the representative of the rival house that Richard had established in Cyprus, who was now crowned as King Amalric II., and reigned vigorously and successfully until his death in 1205. His infant son, who thus became Amalric III., died, as did his mother Isabella, before the year was out. Hugh, Amalric II.’s son by a former wife, now became King of Cyprus, while Isabella’s eldest daughter by Conrad of Montferrat succeeded as Queen Mary of Jerusalem. Both princes were children, but a regent and husband was soon found for Mary by Philip Augustus. This was John of Brienne, a warrior of great experience and energy, though of slender resources. He reached Acre in 1210, and was then crowned together with Mary. Too weak to embark on an adventurous policy, John made a truce with the Saracens, and patiently waited until the expected Crusaders came. But the arrival of Andrew did not afford the hoped-for relief. Though a considerable army was collected, and the King of Armenia joined the Western Crusaders at Acre, the Christians 454were not able to force the Saracens to engage in battle, and the kings of Hungary and Armenia soon went home disgusted.

John of Brienne and the Siege of Damietta, 1218–1219.

The autumn passage brought many new Crusaders to Acre, and in 1218 John of Brienne prevailed upon his Western allies to take ship for Damietta, hoping thus to attack the Sultan of Egypt near the very centre of his power. At first fortune smiled upon their arms. Damietta was closely besieged, and a strong tower commanding the passage of the Nile was occupied, though the city still held out. The siege was carried on vigorously all through the winter, and many additional Crusaders joined the besieging army, conspicuous among them being the papal legate, Pelagius, who took the supreme command, and a band of English warriors, including Robert Fitzwalter and the Earls of Winchester, Arundel, and Chester. The Christians suffered severely from flood, pestilence, and famine, but at last, on 5th November 1219, Damietta was taken by a sudden assault. The fall of Damietta spread joy throughout Christendom and consternation all over the Mohammedan world. But the Christians quarrelled fiercely over the partition of the spoils, and John de Brienne, indignant at the assumption of Pelagius, withdrew to Syria. Saladin’s nephew, El-Kamil, who now became Sultan of Egypt, profited by their slowness to build a new fortress, Mansourah, to block their invasion of the interior of Egypt. Nevertheless, the fear of the Christians was so great that the Sultan offered to yield up Jerusalem itself, if the Crusaders would but restore Damietta. But the Latins expected great things from the projected Crusade of Frederick II., and rejected his proposals. At last, in the summer of 1221, Pelagius advanced against Cairo, having persuaded John de Brienne to come back to his assistance. The expedition was a disastrous failure. The Egyptians flooded the country, and the invaders were soon prevented either from advancing or retreating, and were, moreover, threatened with starvation. John de Brienne prevailed upon the Sultan to allow the 455army to retire unmolested, on condition of Damietta being restored and a long truce granted. Thus the enterprise, from which so much had been hoped, ended in disastrous failure, and the Latin East remained in a worse plight than ever.

Crusade of Frederick II., 1227–1229.

John de Brienne wandered through Europe imploring help for his kingdom. By his marriage of his daughter Iolande to Frederick II., he gave the hesitating Emperor a new motive for fulfilling his vow; but a rupture soon broke out between them, and, though Frederick claimed the kingdom on his wife’s account, his father-in-law disappeared from the history of Syria, finding fresh fields for adventure in commanding the papal troops in Apulia, and dying in 1237 as regent of the Latin Emperor of Constantinople (see pages 353 and 369). At last Frederick II. went, as we have seen, on his long-deferred Crusade (see page 368). Despite the ban of the Church he obtained a large measure of success, and the treaty of 1229 restored Jerusalem to the Christians, after it had been for more than forty years in the hands of the Infidel. It was the last real triumph of the Crusades.

Frederick had done a great service to Christendom in recovering Jerusalem, but his attempt to govern the Latin kingdom of Syria as a non-resident sovereign involved the land in fresh disasters. The Syrian lords revolted against the governors of the Emperor, and the continued disfavour of the Church extended with disastrous results the strife of Papacy and Empire into a region where the absolute union of all the Westerns was the essential condition of the maintenance of the Christian cause. |Decline of the Ayoubite Power.| Fortunately, the divisions of Islam saved the Syrian monarchy from any immediate danger, especially after El-Kamil’s death in 1238, when there was again a general scramble for power among the numerous Ayoubite chieftains. Moreover, a constant stream of Crusaders still flowed to the East, and occasionally regular expeditions were successfully organised. 456Conspicuous among these latter was the Crusade of 1239, which Gregory IX. had proclaimed, and then sought to divert, because of his renewed quarrel with the Emperor. |Crusades of Theobald of Navarre (1239) and Richard of Cornwall (1240).| Regardless of the Pope’s advice, a numerous band of French nobles, headed by Theobald the Great, Count of Champagne and King of Navarre, and including Amalric of Montfort, the former Count of Toulouse, set sail for Acre. In 1240 an English Crusade appeared in Palestine, commanded by Richard, Earl of Cornwall, the future King of the Romans, who was joined by his brother-in-law, Amalric’s famous brother, Simon, Earl of Leicester. But the King of Navarre had been beaten and had gone home disgusted before the Englishmen had arrived, and Richard, whose name and the fame of his uncle King Richard had excited the liveliest expectations, was able to do little more than make a treaty which secured the freedom of the captives. The fierce feuds of Templars and Hospitallers, and the renewed quarrel of Pope and Emperor, further increased the difficulties of the English prince. The rival attractions of an alliance either with Damascus or Egypt caused violent partisanships among those pledged to general war against the Infidel, while Richard was looked upon with much suspicion by the hierarchical party because he persisted in regarding Frederick II. or his son Conrad as lawful King of Jerusalem.

The Charismians and the Tartars.

The great Mongol power was already disturbing all Asia. About 1220 the Charismians, a Turkish race that had established itself to the south of the sea of Aral, and had finally reduced all Persia to subjection, were overwhelmed by the hosts of Genghiz Khan. The survivors of the disaster were driven into exile, and forced to earn their bread as the mercenaries of any Eastern prince who could pay for them. Es-Saleh Ayoub, El-Kamil’s eldest son, the lord of Damascus, had been so hard pressed by his Christian and Mohammedan enemies that he took some of these fierce hordes into his service. In 1244 they suddenly 457swooped down on Jerusalem, and captured it, brutally murdering all its inhabitants. |The Charismian Conquest of Jerusalem, 1244.| Christians and Mohammedans united against the savage Charismians, and provoked them to battle at Gaza. But the Saracens fled early in the fight, leaving the Christians to struggle alone against a superior enemy. The result was the annihilation of the crusading host and the practical end of the Latin Kingdom. Henceforth the Christians were reduced, as after 1187, to a few sea-coast cities. But the fall of Jerusalem now stirred up no such general ferment throughout Christendom as did its first reconquest by the Saracens. The news arrived when Innocent IV. was fulminating his final deposition against Frederick. The Crusade against the Emperor seemed to all followers of the papal teaching a more pressing necessity than the Crusade against Islam. Under such circumstances, the proclamation of a new Crusade at the Council of Lyons could lead to no real result. It was not by talk only that Jerusalem could be restored to the Cross.

The spirit of a former age was not quite extinct, but the only great prince who was still under its influence was the King of France. St. Louis had long desired to go upon Crusade, and would gladly have accompanied the King of Navarre in 1239. The state of his dominions was now so satisfactory that he at last felt able to embark upon the undertaking. |Sixth Crusade, 1248–1254.| After striving in vain to make the Crusade general by uniting Pope and Emperor, he saw that the effort would have to be made by himself alone. In the summer of 1248 he embarked from Aigues Mortes and took ship to Cyprus, where during the winter a large but almost exclusively French army of pilgrims gathered together. Among the adventurers was the lord of Joinville, who has in his Life of St. Louis left an imperishable account of the expedition.

Egypt was still the chief seat of Ayoub’s power, and, as in 1218, it was thought more profitable to attack Egypt 458than Palestine. Thus the Sixth Crusade became almost a repetition of the Fifth. |St Louis in Egypt, 1249–1251.| In the spring of 1249, the Christian host sailed from Cyprus and landed near Damietta. They were luckier than John de Brienne and Pelagius, for their arrival threw the Mussulman garrison into such alarm that it withdrew in the night, and Damietta was occupied without any difficulty. Precious time was now wasted waiting for Alfonse of Poitiers, who at last arrived with reinforcements. The army was also joined by William Longsword, Earl of Salisbury, and a band of Englishmen. Hot disputes arose as to the method of carrying on the campaign. The prudent were in favour of a gradual conquest of the sea-coast, and advised a march on Alexandria. But Robert of Artois urged a direct march on Cairo, and his opinion prevailed. In November 1249 the Crusaders made their way inwards through the Delta, untaught by the disasters of thirty years before. The result was a further repetition of the blunders and ill-luck of Pelagius. The vast host marched from Damietta and invested Mansourah, but their progress was made excessively slow by the difficult nature of the country, cut up by broad canals and arms of the Nile. The fatal rashness of Robert of Artois led a part of the army to a premature attack, in which Robert was slain. Before long the besiegers were themselves almost besieged. Wasted by heat and lack of food, the Crusaders lost all heart, and finally a terrible epidemic devastated the camp and completed their demoralisation. Louis at last ordered a retirement on Damietta, but the Saracens threw themselves on the retreating host. Louis fought valiantly at the post of danger in the rear. He was before long taken prisoner, whereupon the whole army laid down its arms. The mass of the captives was put to the sword, but Louis and the great lords were ransomed, in consideration of an enormous payment and the surrender of Damietta. The King on his release went on pilgrimage to Palestine. He sent his brothers Alfonse and Charles back to France, but himself abode for more than three years in the 459Holy Land, labouring strenuously at restoring the Christian fortresses, and atoning for his failure in Egypt by works of piety and self-sacrifice. |St. Louis in Palestine, 1251–1254.| The Sultan of Damascus offered him a safe-conduct to Jerusalem, but he refused to see the Holy City since he could not rescue it from the hands of the enemies of the faith. At last the death of his mother necessitated his return to France (June 1254). He was the last Western king who led a great army to the East.

In the years after the return of Louis the Crusading State managed to hold its own. The Tartars still pressed on Islam on the east, and it was no time for the Saracens to make fresh conquests when their very existence was in danger. Moreover, constant changes in the Mohammedan world further limited its power of aggression. |The Rise of the Mamelukes.| Es-Saleh died while St. Louis was in Egypt, whereupon in 1254 the Mameluke mercenaries finally destroyed the Ayoubite power, and, inspired by their leader Bibars, the soul of the resistance to St. Louis, set up sultans at their discretion and murdered them when they were weary of them.

Vicissitudes of the Latin Kingdom.

It was small praise to the Franks themselves that the Crusading State still continued. The fierce factions of the Latins grew worse than ever. A line of bailiffs of the house of Ibelin ruled in the name of the absentee Hohenstaufen, Henry, Conrad and Conradin. With the execution of the latter, the house of Hohenstaufen became extinct, and the King of Cyprus, Hugh III. of Lusignan, was crowned in 1269 as King of Jerusalem, though his title was contested by his aunt, Mary of Antioch. His rule was not strong enough to keep order, so that Templars and Hospitallers, Pullani and emigrants, Venetians and Genoese, carried out their feuds with little hindrance. Acre, the crusading capital, remained, despite the disorder, a considerable commercial centre, and the trading rivalries of the Italian cities were the most fruitful of all sources of disorder. In 1258 a pitched battle between great fleets of Venetians 460and Genoese was fought off the coast of Acre, in which the Genoese were so severely beaten that they were obliged to abandon their quarter in the capital and establish their factory at Tyre.

The Tartar Crisis, 1258–1260.

While this was going on, the contest of Saracen and Tartar reached its height. In 1258 the Tartars took Bagdad and ended the nominal Caliphate. Next year they appeared in Syria and captured Damascus. The Western Christians hoped that the Tartars would root out Islam and then turn Christian, but the Syrian Franks knew better. Though the Prince of Antioch appeared as a suppliant in the Tartar camp, the barbarians soon turned their arms against Acre. All that the Christians could hope for was from the dissensions of their enemies. Even this did not avail them long. In 1260 the Sultan Kutuz of Egypt defeated the Tartars at Ain Talut. It was the Eastern counterpart of the victories of Conrad, and equally decisive. The barbarians withdrew to the East, leaving Islam again triumphant.

The Sultan Bibars, 1260.

Kutuz went back to Egypt, and was murdered by his Mameluke soldiers. The time was now ripe for Bibars to mount his throne, and the former Turkman slave and Mameluke captain soon proved himself the most dangerous enemy that the Eastern Christians had seen since the death of Saladin. A stern but just ruler of his own subjects, and a pious and ascetic Mussulman, he was willingly obeyed by the Mohammedans of the Levant. A strenuous warrior against the Christians, he was also statesman enough to seek allies among the Christian states of Europe, whose friendship soon proved as useful to him as the valour of his soldiers. In 1262 Bibars began his attacks on the Latin Kingdom. Though town after town fell into his hands, the Franks could not end their quarrels even in the face of the enemy. In 1267 the Genoese waged war against Acre, now wholly given over to the commerce of Venice. At that very time Bibars, having already conquered the Templars’ 461stronghold of Safed, was devastating the country about Acre. In the spring of 1268 he conquered Jaffa, and then, turning his arms northwards, overran the principality of Antioch. |Fall of Jaffa and Antioch, 1268.| Before the end of the year Antioch had surrendered, after a disgracefully short resistance. The northern crusading state was thus brought to an end, and once more Europe was confronted with the imminent danger of the few remaining towns, like Acre and Tripoli, that still resisted Bibars.

Seventh Crusade, 1270.

St. Louis again took the Cross, but even in France the crusading fever was dying out, and Joinville himself refused to accompany the king on his second adventure against Islam. Other sovereigns promised to follow Louis’s example. James of Aragon actually embarked, but a tempest shattered his ships, and he piously withdrew from an enterprise of which, he argued, God had shown His disapproval. Edward of England did not hesitate to leave his aged father to follow his uncle, the French king, but his following was small, and his departure was delayed. |St. Louis again takes the Cross.| But the worst was that the host of St. Louis was no longer an army of pilgrims or enthusiasts, but of highly paid mercenaries or of reluctant barons, whom duty to the king alone withdrew from their homes. Even more fatal was the presence of Charles of Anjou, established in Sicily since 1266, with whom Bibars had established friendly relations, and who had striven hard to divert his brother’s army from Egypt or Syria to a place where it would more directly play the game of the house of Anjou. |The Crusade diverted to Tunis.| His craft proved only too successful. He persuaded Louis to direct his forces against Tunis, an ancient dependency of the Norman kings of Sicily, whose sultans had always continued to pay tribute to the Hohenstaufen, though they had refused it to their Angevin supplanter. Accordingly St. Louis disembarked at Tunis, and took up his quarters amidst the ruins of Carthage. He had hoped that the presence of his army would frighten the enemy 462into yielding and accepting Christianity, but he soon found himself blockaded in his camp. |Its Failure. Death of St. Louis.| Plague followed the heats of summer, and on 25th August St. Louis died. The new king, Philip the Bold, who was in the camp, was almost forced by his barons to conclude a truce by which the ancient tribute to the King of Sicily was promised henceforth in double measure. The remnants of the host then went sadly home, reverently conveying with them the remains of their dead monarch.

Crusade of Edward of England, 1270–1272.

Edward of England appeared off Tunis after the truce had been signed. He indignantly refused to be bound by the disgraceful accommodation, and sailed with his little fleet of thirteen ships to Acre, where his energy infused a little life into the resistance of the Latins. Even there the subtle influence of Charles of Anjou made itself felt. He offered his mediation with Bibars, and the dispirited Syrian Franks could not refuse the chance of enjoying a short period of rest. As at Carthage, Edward contemptuously held aloof, but the truce was signed, and the Sultan sought to assassinate the last champion of resistance. The attempt failed, and as soon as his wounds were cured, Edward went home to claim his kingdom. A companion of his pilgrimage to Acre, Theobald of Liége, now became Pope Gregory X., and strove once more to preach a great Crusade. |The Second Council of Lyons and the failure to revive the Crusades, 1274.| At the Council of Lyons of 1274, which saw the temporary union of the Greek and Latin Churches, the whole Western Church was called upon to contribute a tenth of its revenues for six years to equip the new Crusade. The Holy War was preached all over Christendom, but the appeal fell on deaf ears. Gregory soon died, and his successors allowed the kings of Europe to lay hands on the sacred treasure, a power which Edward I. himself did not scruple to exercise. The hopes of a new rising of Christendom became fainter and fainter as years rolled on and nothing was done. The hollow union of Orthodox and Catholic soon 463came to an end. The death of Bibars rather than the arms of the Westerns still kept alive the remnants of the Latin East. |End of the Latin Kingdom, 1291.| At last Islam descended upon its prey. In 1289 Tripoli fell, and in 1291 Acre itself surrendered. Henceforth the Latin East was only represented by the power of the Lusignans in Cyprus, and by the Hospitallers’ stronghold of Rhodes. The crusading impulse still survived among a few enthusiasts: but with its decay as a real force over the minds of men the noblest period of the Middle Ages was at an end. Yet the Crusaders had not died in vain. With all their violence and fanaticism, they had afforded Europe the most striking embodiment of the universal monarchy of the Church. They had made a long and valiant effort to stem the tide of Eastern fury, and their long resistance lessened and lightened the shock of its impact. Had they succeeded permanently the Eastern Mediterranean would have been saved from the horrors of Turkish rule, and the Cross might never have yielded to the Crescent on the shores of the Bosporus.

464

CHAPTER XX
THE GROWTH OF CHRISTIAN SPAIN[42]

Characteristics of Spanish History—The Caliphate of Cordova and its decline—The Christian States—Navarre under Sancho the Great—Beginning of the Christian advance—Alfonso VI. and the Conquest of Toledo—The Cid—The Almoravides and the Battle of Zallaca—The Divisions of Islam—Rivalry of Almoravides and Almohades—Alfonso I. and the Rise of Aragon—Affonso Henriquez and the Capture of Lisbon—Triumph of the Almohades—Innocent III. and the Spanish Crusades—Las Navas de Tolosa—James I. of Aragon and St. Ferdinand of Castile—Completion of the Reconquest—Organisation of Christian Spain—Peter of Aragon and Alfonso the Wise of Castile.

Characteristics of Spanish History.

The period covered by this volume is marked by the gradual re-entry of the Spanish peninsula into the Christian Commonwealth. At the beginning of the tenth century the Christian states of Spain were still confined to the extreme north, while nearly all the land worth having was subject to the sway of the Caliphs of Cordova. Before the end of the thirteenth century Islam had been driven back into the hills of southern Andalusia. Four strong Christian kingdoms ruled the greater part of the peninsula, and acquired, as a result of the continued Crusade that gave them existence, a character intensely warlike, turbulent, religious, and enthusiastic. On the ruins of the civilisation of Islam arose one of the most characteristic types of mediæval Christianity.

465It is impossible to follow in detail either the unending revolutions of the Spanish Mohammedans, or the constant fluctuations of victory and defeat between them and their Christian rivals, or the intricate domestic history and perpetual unions and divisions of the Spanish states themselves. Yet the history of Europe, and of the great contest of Christianity and Islam round which so much of our history turns, would be very incompletely narrated were all reference to the Spanish struggle omitted. In the present chapter this can only be told in the baldest and briefest outline.

The Caliphate of Cordova.

Among the first signs of the dissolution of Islam had been the establishment by a branch of the Ommiades of a schismatic Caliphate at Cordova. Yet so long as the divisions of the Mohammedan world were not too inveterate, the followers of the Prophet, if no longer active or aggressive, still upheld great and flourishing states. Nowhere did Mohammedan civilisation attain a greater glory than under the Caliphs of Cordova. The wealth, the luxury, the trade, the science and the arts of the East never shone more brilliantly than in the days when Cordova rivalled in splendour, luxury, and culture both the Fatimite Court at Cairo and the orthodox Abbasside Caliphs of Bagdad. Both the Jews and Christians enjoyed tolerable prosperity under the Ommiad yoke, and the schools of Cordova preserved a tradition of Greek culture which made them famous even in the Christian world. The Caliphs ruled over all Spain south of the lower Douro and the mountains of the Guadarrama, restricting the kings of Leon and Navarre and the counts of Castile within the rugged region of the north, while a series of half-independent Moorish states ran like a wedge from the Ebro to the Pyrenees, and utterly separated the kingdom of Navarre from the county of Barcelona or Catalonia, which in its weakness remained dependent upon the West-Frankish kings, as it had been since Charlemagne first organised the Spanish March between Pyrenees and Ebro. Wars of aggression seemed over; religious wars even 466were almost dead. The Christian warriors of the north held frequent intercourse with their infidel neighbours, and did not scruple to avail themselves of their aid in their ceaseless feuds with one another.

The Decline of Cordova.

The decline of the Caliphate of Cordova destroyed these fair prospects. The dismemberment of Moorish Spain amongst a series of rival Ameers increased the opportunities of Christian aggression, while it destroyed the peace and prosperity of Islam. In 1002 the death of the great minister Almansor ended the prosperity of the Caliphate. In 1028 the fall of the Ommiades was completed. Yet Moorish culture died very slowly, and it was not until the next century was nearly over that the glory of Arab science attained its culmination in the career of Averroes (1126–1198), the greatest of the Cordovan doctors, and the teacher of the schoolmen of Christendom. But political supremacy had long passed away from the Moors. The disunion of Islam was the opportunity of the Christians, and, despite several Mohammedan revivals, the fortunes of Christian Spain were now assured, though for a long time the advance was fitful and exceedingly slow. The divided Moors fell back upon the support of their brethren in Africa, without whose help their decline would have been much more rapid.

The Christian States.

At the time of the fall of the Calipate there were four Christian states in Spain, the kingdoms of Leon and Navarre, and the counties of Barcelona and Castile. Under the rule of Sancho the Great (970–1035) the little upland kingdom of Navarre held for the moment the first place among them. But Sancho turned his main energies towards conquering his Christian neighbours, and before his death he dominated, with the title of Emperor, all Christian Spain, save the Spanish March. |Supremacy of Navarre under Sancho the Great.| On his death his dominions were divided among his children. Among these was Castile, already erected into a kingdom in favour of his second son Ferdinand. Another son, Ramiro, had received 467the little knot of mountain land which subsequently grew into the kingdom of Aragon, and which under Alfonso I. extended its territories towards the Ebro valley, at the expense of the Ameers of Saragossa. |Union of Castile and Leon and beginning of the Christian advance.| Meanwhile the preponderance formerly enjoyed by Sancho the Great was transferred to central Spain by the union of the ancient kingdom of Leon with the great monarchy of Castile, under Ferdinand I. Before this prince’s death in 1065 the conquest of the valley of the Douro began the period of definitive expansion. In the lower Douro valley Ferdinand set up the vassal county of Oporto, and, between that stream and the Mondego, another tributary county of Coimbra. Under Alfonso VI. the time of the great conquests began. The Castilians crossed the high mountains of Guadarrama, and penetrated into the valley of the Tagus. For a long time Alfonso feared to break openly with the Ameer of Toledo, the lord of that region, but he found an ally in the rival Ameer of Seville, whose daughter he now took as his concubine. |Alfonso VI. conquers Toledo.| While the Moors of Toledo fought against their co-religionists at Seville, Alfonso conquered the upper valley of the Tagus, and became lord of Madrid, the modern capital of Spain. In vain the Ameer offered to become the vassal of the triumphant Castilian for the rest of his dominions. Alfonso swept, steadily down the course of the great river. In 1085 he entered in triumph into Toledo itself.

The history of Alfonso’s alliances shows how little of religious fanaticism entered into the wars of the two races. Even his crowning conquest of Toledo was due not so much to his prowess as to a treacherous league with some of its disloyal defenders. |The Cid.| Alfonso’s famous subject, Ruy Diaz, the Cid Campeador, the most famous legendary hero of early Spain, though figuring in romance as a Christian hero, was in history a brave and self-seeking condottiere, who sold his sword to the Moors, or took the pay of the rival King of Aragon almost as cheerfully 468as he fought for his native Castile. But the fall of the ancient Gothic capital created a terrible panic in the Mohammedan world, and something like a Crusade was started by Islam to win back the ground that it had lost. The frightened Ameers of Spain met together, and agreed to seek foreign help against the overbearing foe. |The Almoravides.| A sect of Mohammedan enthusiasts, called the Almoravides, and mainly composed of the Berbers of the Sahara, had recently overrun all northern Africa, displacing the ancient Arab dynasts, and rekindling the ancient zeal of the followers of the Prophet. The Spanish Moors now turned to Yussuf, the Almoravides’ leader, and begged him to come to their assistance. After some hesitation Yussuf accepted the challenge. In 1086 he crossed the Straits of Gibraltar. His army of fierce and barbarous nomads of the desert soon wrought infinitely greater havoc on the Christians than the lax and effeminate Arabs of the Peninsula had been wont to do. Alfonso VI., who was besieging Saragossa when he heard of Yussuf’s arrival, turned south to resist the new foe, and the kings of Aragon and Navarre sent reinforcements to the strongest representative of the Christian cause. |Battle of Zallaca.| But on 23rd October 1086 the host of Alfonso was utterly destroyed at the battle of Zallaca, near Badajoz, and the victorious African was proclaimed Ameer of Andalous or Moorish Spain.

Divisions of Islam.

Spanish Christianity was now saved by the dissensions that broke out between the Spanish Arabs and their African champion. The petty Ameers of Spain were disgusted at Yussuf remaining behind in the Peninsula and striving to be its effective ruler. Hostilities soon broke out between them and Yussuf, who, finding allies in the fanatic party in Andalous itself, diverted his arms from the Christians against the subordinate lords of Islam. Within the next few years he had conquered every Ameer save the ruler of Saragossa, who was suffered to hold his northern marchland against the aggressive Aragonese. During this period Alfonso VI. 469resumed his conquests. He devastated the lower valley of the Tagus from Toledo to the sea, and for the time made himself master of Lisbon. |Alfonso VI. takes Lisbon.| Meanwhile the Cid profited by the dissensions of Islam to pursue a bolder career. He deserted his paymaster, the Ameer of Saragossa, and at the head of his trusty mercenaries sought to carve a state for himself out of the ruins of the power of Islam in eastern Spain. |Conquest of Valencia by the Cid.| In 1094 he made himself master of Valencia, after performing prodigies of valour. But a disastrous failure cost him the lives of the best of his troops, and in 1099 the Cid died of grief at the loss of his faithful followers. His widow strove in vain to hold Valencia against the Moors, but her only possible helper was the king of Castile, and he was too far off to give effective assistance. Three years later she abandoned the smoking ruins of Valencia to the Moorish hosts, and retired with the bones of her husband to a safe refuge in Castile. Before this Yussuf had become master of Mohammedan Spain. He again turned his arms against Alfonso, and easily drove the Castilians from Lisbon and their other recent conquests. It was all that Alfonso could do to maintain himself in Toledo. His death in 1108 saved him from further disasters.

The rivalry of Almoravides and Almohades.

Yussuf had already died in 1106, but the dissensions of Castile and Leon that followed the death of Alfonso VI. made it easy for his successors to hold their own. Before long, however, the short term of activity of an Oriental dynasty had ended; and the Almoravides saw their African possessions taken away from them by the newer and fiercer power of the Almohades, the Berbers of the Atlas, who had long resented the rule of their brethren of the desert. Meanwhile the Almoravides’ hold over Spain was becoming weakened. The Berber soldiers still ruled over the Moslem as conquered subjects, and their fanatic zeal still more disgusted the Mozarabic Christians (i.e. the Christians subject to the Arab yoke) who 470had borne with equanimity the tolerant yoke of the Spanish Arabs. |Alfonso I. and the Rise of Aragon.| A new saviour of the Christians now arose in Alfonso I. of Aragon, the true founder of the Aragonese power. In 1118 he had won for Aragon its natural capital in Saragossa. He led destructive forays into the heart of Andalusia, and brought home with him numerous Mozarabic families, to whom he afforded a new home in the north. By the time of his death before the walls of Valencia, Aragon had become second only to Castile among the kingdoms of Christian Spain. Nor were the successes of the Cross only in Aragon. Count Raymond Berengar IV. of Barcelona united for a time his county with Aragon and conquered Tortosa in 1148. In the extreme west the little counties of Oporto and Coimbra had long been united to form the county of Portugal, now ruled by Affonso Henriquez, the founder of Portuguese greatness. |Affonso Henriquez and the Capture of Lisbo